The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
10X GENOMICS INC | CL A COM | 88025U109 | 4,536 | 90,000 | SH | SOLE | 90,000 | 0 | 0 | ||
ACHILLION PHARMACEUTICALS IN | COM | 00448Q201 | 2,040 | 566,600 | SH | SOLE | 566,600 | 0 | 0 | ||
ADVERUM BIOTECHNOLOGIES INC | COM | 00773U108 | 545 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
AILERON THERAPEUTICS INC | COM | 00887A105 | 91 | 135,548 | SH | SOLE | 135,548 | 0 | 0 | ||
ALEXION PHARMACEUTICALS INC | COM | 015351109 | 5,142 | 52,500 | SH | SOLE | 52,500 | 0 | 0 | ||
ALLERGAN PLC | SHS | G0177J108 | 11,294 | 67,109 | SH | SOLE | 67,109 | 0 | 0 | ||
AMGEN INC | COM | 031162100 | 19,351 | 100,000 | SH | Call | SOLE | 100,000 | 0 | 0 | |
APYX MEDICAL CORPORATION | COM | 03837C106 | 2,883 | 425,872 | SH | SOLE | 425,872 | 0 | 0 | ||
ARDELYX INC | COM | 039697107 | 658 | 140,085 | SH | SOLE | 140,085 | 0 | 0 | ||
ARVINAS INC | COM | 04335A105 | 1,384 | 64,209 | SH | SOLE | 64,209 | 0 | 0 | ||
AVADEL PHARMACEUTICALS PLC | SPONSORED ADR | 05337M104 | 505 | 121,435 | SH | SOLE | 121,435 | 0 | 0 | ||
AXSOME THERAPEUTICS INC | COM | 05464T104 | 1,184 | 58,519 | SH | SOLE | 58,519 | 0 | 0 | ||
BAXTER INTL INC | COM | 071813109 | 5,248 | 60,000 | SH | SOLE | 60,000 | 0 | 0 | ||
BEYOND MEAT INC | COM | 08862E109 | 2,601 | 17,500 | SH | Put | SOLE | 17,500 | 0 | 0 | |
BIODELIVERY SCIENCES INTL IN | COM | 09060J106 | 2,169 | 515,111 | SH | SOLE | 515,111 | 0 | 0 | ||
BIOHAVEN PHARMACTL HLDG CO L | COM | G11196105 | 1,669 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
BIOHAVEN PHARMACTL HLDG CO L | COM | G11196105 | 12,516 | 300,000 | SH | Call | SOLE | 300,000 | 0 | 0 | |
CANOPY GROWTH CORP | COM | 138035100 | 6,306 | 275,000 | SH | Put | SOLE | 275,000 | 0 | 0 | |
CANTEL MED CORP | COM | 138098108 | 1,870 | 25,000 | SH | Put | SOLE | 25,000 | 0 | 0 | |
CASTLE BIOSCIENCES INC | COM | 14843C105 | 2,383 | 131,718 | SH | SOLE | 131,718 | 0 | 0 | ||
COHERUS BIOSCIENCES INC | COM | 19249H103 | 1,013 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
COHERUS BIOSCIENCES INC | COM | 19249H103 | 8,104 | 400,000 | SH | Call | SOLE | 400,000 | 0 | 0 | |
CONMED CORP | COM | 207410101 | 4,567 | 47,500 | SH | SOLE | 47,500 | 0 | 0 | ||
CYMABAY THERAPEUTICS INC | COM | 23257D103 | 1,536 | 300,000 | SH | Call | SOLE | 300,000 | 0 | 0 | |
CYTOKINETICS INC | COM NEW | 23282W605 | 2,141 | 188,096 | SH | SOLE | 188,096 | 0 | 0 | ||
DECIPHERA PHARMACEUTICALS IN | COM | 24344T101 | 1,392 | 41,000 | SH | SOLE | 41,000 | 0 | 0 | ||
DEXCOM INC | COM | 252131107 | 6,716 | 45,000 | SH | SOLE | 45,000 | 0 | 0 | ||
ENDO INTL PLC | SHS | G30401106 | 642 | 200,000 | SH | Call | SOLE | 200,000 | 0 | 0 | |
ESTABLISHMENT LABS HLDGS INC | COM | G31249108 | 14,091 | 745,163 | SH | SOLE | 745,163 | 0 | 0 | ||
ETF MANAGERS TR | ETFMG ALTR HRVST | 26924G508 | 14,532 | 700,000 | SH | Put | SOLE | 700,000 | 0 | 0 | |
FIRST TR EXCHANGE TRADED FD | HLTH CARE ALPH | 33734X143 | 18,505 | 250,000 | SH | Put | SOLE | 250,000 | 0 | 0 | |
FLUIDIGM CORP DEL | COM | 34385P108 | 2,315 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
FLUIDIGM CORP DEL | COM | 34385P108 | 1,389 | 300,000 | SH | Call | SOLE | 300,000 | 0 | 0 | |
GILEAD SCIENCES INC | COM | 375558103 | 9,507 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
GREENLANE HLDGS INC | CL A | 395330103 | 4,129 | 1,217,890 | SH | SOLE | 1,217,890 | 0 | 0 | ||
GRIFOLS S A | SP ADR REP B NVT | 398438408 | 9,944 | 496,201 | SH | SOLE | 496,201 | 0 | 0 | ||
GW PHARMACEUTICALS PLC | ADS | 36197T103 | 3,451 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
ICU MED INC | COM | 44930G107 | 14,763 | 92,500 | SH | SOLE | 92,500 | 0 | 0 | ||
ICU MED INC | COM | 44930G107 | 4,389 | 27,500 | SH | Call | SOLE | 27,500 | 0 | 0 | |
ILLUMINA INC | COM | 452327109 | 9,127 | 30,000 | SH | Call | SOLE | 30,000 | 0 | 0 | |
INOVALON HLDGS INC | COM CL A | 45781D101 | 1,229 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
INOVALON HLDGS INC | COM CL A | 45781D101 | 4,917 | 300,000 | SH | Call | SOLE | 300,000 | 0 | 0 | |
INSPIRE MED SYS INC | COM | 457730109 | 21,827 | 357,700 | SH | SOLE | 357,700 | 0 | 0 | ||
INSPIRE MED SYS INC | COM | 457730109 | 16,781 | 275,000 | SH | Call | SOLE | 275,000 | 0 | 0 | |
INTERSECT ENT INC | COM | 46071F103 | 11,397 | 670,000 | SH | SOLE | 670,000 | 0 | 0 | ||
INTERSECT ENT INC | COM | 46071F103 | 13,183 | 775,000 | SH | Call | SOLE | 775,000 | 0 | 0 | |
INTRA CELLULAR THERAPIES INC | COM | 46116X101 | 815 | 109,130 | SH | SOLE | 109,130 | 0 | 0 | ||
INVACARE CORP | COM | 461203101 | 6,149 | 819,874 | SH | SOLE | 819,874 | 0 | 0 | ||
INVACARE CORP | COM | 461203101 | 3,000 | 400,000 | SH | Call | SOLE | 400,000 | 0 | 0 | |
ISHARES TR | NASDAQ BIOTECH | 464287556 | 10,865 | 109,200 | SH | Call | SOLE | 109,200 | 0 | 0 | |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 18,918 | 125,000 | SH | Put | SOLE | 125,000 | 0 | 0 | |
KALA PHARMACEUTICALS INC | COM | 483119103 | 1,266 | 332,831 | SH | SOLE | 332,831 | 0 | 0 | ||
MASIMO CORP | COM | 574795100 | 2,991 | 20,099 | SH | SOLE | 20,099 | 0 | 0 | ||
MEDICINES CO | COM | 584688105 | 5,000 | 100,000 | SH | Call | SOLE | 100,000 | 0 | 0 | |
MIRATI THERAPEUTICS INC | COM | 60468T105 | 3,896 | 50,000 | SH | Call | SOLE | 50,000 | 0 | 0 | |
MISONIX INC | COM | 604871103 | 1,882 | 93,645 | SH | SOLE | 93,645 | 0 | 0 | ||
NANOSTRING TECHNOLOGIES INC | COM | 63009R109 | 18,865 | 873,800 | SH | SOLE | 873,800 | 0 | 0 | ||
NANOSTRING TECHNOLOGIES INC | COM | 63009R109 | 15,329 | 710,000 | SH | Call | SOLE | 710,000 | 0 | 0 | |
NATERA INC | COM | 632307104 | 984 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
NOVAVAX INC | COM NEW | 670002401 | 1,646 | 327,800 | SH | Call | SOLE | 327,800 | 0 | 0 | |
ORTHOPEDIATRICS CORP | COM | 68752L100 | 6,082 | 172,500 | SH | SOLE | 172,500 | 0 | 0 | ||
OTONOMY INC | COM | 68906L105 | 2,374 | 993,463 | SH | SOLE | 993,463 | 0 | 0 | ||
QUOTIENT LTD | SHS | G73268107 | 4,391 | 565,094 | SH | SOLE | 565,094 | 0 | 0 | ||
R1 RCM INC | COM | 749397105 | 6,761 | 757,139 | SH | SOLE | 757,139 | 0 | 0 | ||
R1 RCM INC | COM | 749397105 | 3,126 | 350,000 | SH | Call | SOLE | 350,000 | 0 | 0 | |
REGENERON PHARMACEUTICALS | COM | 75886F107 | 11,096 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
REGENERON PHARMACEUTICALS | COM | 75886F107 | 13,870 | 50,000 | SH | Call | SOLE | 50,000 | 0 | 0 | |
SAGE THERAPEUTICS INC | COM | 78667J108 | 1,403 | 10,000 | SH | Call | SOLE | 10,000 | 0 | 0 | |
SAREPTA THERAPEUTICS INC | COM | 803607100 | 7,532 | 100,000 | SH | Put | SOLE | 100,000 | 0 | 0 | |
SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 | 22,533 | 250,000 | SH | Put | SOLE | 250,000 | 0 | 0 | |
SMITH & NEPHEW GROUP PLC | SPDN ADR NEW | 83175M205 | 8,663 | 180,000 | SH | SOLE | 180,000 | 0 | 0 | ||
SMITH & NEPHEW GROUP PLC | SPDN ADR NEW | 83175M205 | 12,754 | 265,000 | SH | Call | SOLE | 265,000 | 0 | 0 | |
SPDR SER TR | S&P BIOTECH | 78464A870 | 11,438 | 150,000 | SH | Put | SOLE | 150,000 | 0 | 0 | |
SPECTRUM PHARMACEUTICALS INC | COM | 84763A108 | 4,148 | 500,000 | SH | Put | SOLE | 500,000 | 0 | 0 | |
STAAR SURGICAL CO | COM PAR $0.01 | 852312305 | 12,993 | 504,012 | SH | SOLE | 504,012 | 0 | 0 | ||
STAAR SURGICAL CO | COM PAR $0.01 | 852312305 | 5,960 | 231,200 | SH | Call | SOLE | 231,200 | 0 | 0 | |
STEMLINE THERAPEUTICS INC | COM | 85858C107 | 1,379 | 132,422 | SH | SOLE | 132,422 | 0 | 0 | ||
SUPERNUS PHARMACEUTICALS INC | COM | 868459108 | 2,748 | 100,000 | SH | Put | SOLE | 100,000 | 0 | 0 | |
TANDEM DIABETES CARE INC | COM NEW | 875372203 | 2,359 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
TG THERAPEUTICS INC | COM | 88322Q108 | 1,992 | 354,719 | SH | SOLE | 354,719 | 0 | 0 | ||
UNIQURE NV | SHS | N90064101 | 590 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
UNITED THERAPEUTICS CORP DEL | COM | 91307C102 | 3,110 | 39,000 | SH | SOLE | 39,000 | 0 | 0 | ||
UNITEDHEALTH GROUP INC | COM | 91324P102 | 6,520 | 30,000 | SH | Put | SOLE | 30,000 | 0 | 0 | |
VIEWRAY INC | COM | 92672L107 | 2,131 | 734,994 | SH | SOLE | 734,994 | 0 | 0 | ||
VIEWRAY INC | COM | 92672L107 | 6,525 | 2,250,000 | SH | Call | SOLE | 2,250,000 | 0 | 0 | |
WATERS CORP | COM | 941848103 | 11,162 | 50,000 | SH | Call | SOLE | 50,000 | 0 | 0 | |
WRIGHT MED GROUP N V | ORD SHS | N96617118 | 3,095 | 150,000 | SH | Call | SOLE | 150,000 | 0 | 0 | |
ZIMMER BIOMET HLDGS INC | COM | 98956P102 | 16,121 | 117,442 | SH | SOLE | 117,442 | 0 | 0 | ||
ZIMMER BIOMET HLDGS INC | COM | 98956P102 | 13,727 | 100,000 | SH | Call | SOLE | 100,000 | 0 | 0 | |
ZYMEWORKS INC | COM | 98985W102 | 1,240 | 50,000 | SH | SOLE | 50,000 | 0 | 0 |