The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABBVIE INC | COM | 00287Y109 | 3,625 | 44,980 | SH | SOLE | 44,980 | 0 | 0 | ||
ABIOMED INC | COM | 003654100 | 5,712 | 20,000 | SH | Call | SOLE | 20,000 | 0 | 0 | |
ACASTI PHARMA INC | CL A NEW | 00430K402 | 212 | 208,099 | SH | SOLE | 208,099 | 0 | 0 | ||
ACCURAY INC | COM | 004397105 | 4,770 | 1,000,000 | SH | Call | SOLE | 1,000,000 | 0 | 0 | |
ADMA BIOLOGICS INC | COM | 000899104 | 1,811 | 477,800 | SH | Put | SOLE | 477,800 | 0 | 0 | |
AGILE THERAPEUTICS INC | COM | 00847L100 | 112 | 74,265 | SH | SOLE | 74,265 | 0 | 0 | ||
ALIGN TECHNOLOGY INC | COM | 016255101 | 7,108 | 25,000 | SH | Put | SOLE | 25,000 | 0 | 0 | |
ALLERGAN PLC | SHS | G0177J108 | 6,168 | 42,125 | SH | SOLE | 42,125 | 0 | 0 | ||
AMARIN CORP PLC | SPONS ADR NEW | 023111206 | 4,883 | 235,204 | SH | SOLE | 235,204 | 0 | 0 | ||
ARQULE INC | COM | 04269E107 | 1,837 | 383,500 | SH | SOLE | 383,500 | 0 | 0 | ||
AVANOS MED INC | COM | 05350V106 | 3,735 | 87,500 | SH | SOLE | 87,500 | 0 | 0 | ||
AXOGEN INC | COM | 05463X106 | 6,792 | 322,500 | SH | SOLE | 322,500 | 0 | 0 | ||
AXOGEN INC | COM | 05463X106 | 6,318 | 300,000 | SH | Call | SOLE | 300,000 | 0 | 0 | |
AXSOME THERAPEUTICS INC | COM | 05464T104 | 3,040 | 213,645 | SH | SOLE | 213,645 | 0 | 0 | ||
AXSOME THERAPEUTICS INC | COM | 05464T104 | 2,240 | 157,400 | SH | Call | SOLE | 157,400 | 0 | 0 | |
BAXTER INTL INC | COM | 071813109 | 5,692 | 70,000 | SH | SOLE | 70,000 | 0 | 0 | ||
BIODELIVERY SCIENCES INTL IN | COM | 09060J106 | 3,713 | 700,478 | SH | SOLE | 700,478 | 0 | 0 | ||
BIOHAVEN PHARMACTL HLDG CO L | COM | G11196105 | 1,544 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
BOSTON SCIENTIFIC CORP | COM | 101137107 | 8,060 | 210,000 | SH | SOLE | 210,000 | 0 | 0 | ||
BRISTOL-MYERS SQUIBB CO | COM | 110122108 | 4,771 | 100,000 | SH | Call | SOLE | 100,000 | 0 | 0 | |
CATALYST PHARMACEUTICALS INC | COM | 14888U101 | 1,008 | 197,594 | SH | SOLE | 197,594 | 0 | 0 | ||
CELGENE CORP | COM | 151020104 | 4,717 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
CLOVIS ONCOLOGY INC | COM | 189464100 | 496 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
COHERUS BIOSCIENCES INC | COM | 19249H103 | 2,259 | 165,613 | SH | SOLE | 165,613 | 0 | 0 | ||
CONCERT PHARMACEUTICALS INC | COM | 206022105 | 2,715 | 224,900 | SH | Call | SOLE | 224,900 | 0 | 0 | |
CONMED CORP | COM | 207410101 | 3,327 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
DANAHER CORPORATION | COM | 235851102 | 5,941 | 45,000 | SH | SOLE | 45,000 | 0 | 0 | ||
DAVITA INC | COM | 23918K108 | 5,429 | 100,000 | SH | Put | SOLE | 100,000 | 0 | 0 | |
DENTSPLY SIRONA INC | COM | 24906P109 | 10,414 | 210,000 | SH | SOLE | 210,000 | 0 | 0 | ||
DENTSPLY SIRONA INC | COM | 24906P109 | 12,398 | 250,000 | SH | Call | SOLE | 250,000 | 0 | 0 | |
DEXCOM INC | COM | 252131107 | 7,716 | 64,787 | SH | SOLE | 64,787 | 0 | 0 | ||
DEXCOM INC | COM | 252131107 | 1,787 | 15,000 | SH | Call | SOLE | 15,000 | 0 | 0 | |
EDWARDS LIFESCIENCES CORP | COM | 28176E108 | 9,567 | 50,000 | SH | Put | SOLE | 50,000 | 0 | 0 | |
EHEALTH INC | COM | 28238P109 | 1,870 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
ENCOMPASS HEALTH CORP | COM | 29261A100 | 3,282 | 56,200 | SH | Put | SOLE | 56,200 | 0 | 0 | |
ESTABLISHMENT LABS HLDGS INC | COM | G31249108 | 7,734 | 321,725 | SH | SOLE | 321,725 | 0 | 0 | ||
ETF MANAGERS TR | ETFMG ALTR HRVST | 26924G508 | 14,548 | 400,000 | SH | Put | SOLE | 400,000 | 0 | 0 | |
EXACT SCIENCES CORP | COM | 30063P105 | 5,630 | 65,000 | SH | Put | SOLE | 65,000 | 0 | 0 | |
FIRST TR EXCHANGE TRADED FD | HLTH CARE ALPH | 33734X143 | 28,654 | 375,000 | SH | Put | SOLE | 375,000 | 0 | 0 | |
FLUIDIGM CORP DEL | COM | 34385P108 | 5,582 | 420,000 | SH | SOLE | 420,000 | 0 | 0 | ||
GILEAD SCIENCES INC | COM | 375558103 | 6,501 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
GLOBUS MED INC | CL A | 379577208 | 3,953 | 80,000 | SH | SOLE | 80,000 | 0 | 0 | ||
GUARDANT HEALTH INC | COM | 40131M109 | 8,728 | 113,800 | SH | SOLE | 113,800 | 0 | 0 | ||
GUARDANT HEALTH INC | COM | 40131M109 | 8,728 | 113,800 | SH | Put | SOLE | 113,800 | 0 | 0 | |
ICU MED INC | COM | 44930G107 | 17,619 | 73,619 | SH | SOLE | 73,619 | 0 | 0 | ||
IMMUNOGEN INC | COM | 45253H101 | 1,422 | 524,600 | SH | Call | SOLE | 524,600 | 0 | 0 | |
INCYTE CORP | COM | 45337C102 | 2,436 | 28,318 | SH | SOLE | 28,318 | 0 | 0 | ||
INSPIRE MED SYS INC | COM | 457730109 | 20,356 | 358,500 | SH | SOLE | 358,500 | 0 | 0 | ||
INTERSECT ENT INC | COM | 46071F103 | 6,296 | 195,826 | SH | SOLE | 195,826 | 0 | 0 | ||
INTERSECT ENT INC | COM | 46071F103 | 3,215 | 100,000 | SH | Call | SOLE | 100,000 | 0 | 0 | |
INTRA CELLULAR THERAPIES INC | COM | 46116X101 | 1,218 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
INTRICON CORP | COM | 46121H109 | 502 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
INVACARE CORP | COM | 461203101 | 6,582 | 786,439 | SH | SOLE | 786,439 | 0 | 0 | ||
IONIS PHARMACEUTICALS INC | COM | 462222100 | 4,059 | 50,000 | SH | Put | SOLE | 50,000 | 0 | 0 | |
IRHYTHM TECHNOLOGIES INC | COM | 450056106 | 5,622 | 75,000 | SH | Put | SOLE | 75,000 | 0 | 0 | |
ISHARES TR | U.S. MED DVC ETF | 464288810 | 11,577 | 50,000 | SH | Put | SOLE | 50,000 | 0 | 0 | |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 67,742 | 442,500 | SH | Put | SOLE | 442,500 | 0 | 0 | |
KALA PHARMACEUTICALS INC | COM | 483119103 | 2,469 | 298,599 | SH | SOLE | 298,599 | 0 | 0 | ||
KARYOPHARM THERAPEUTICS INC | COM | 48576U106 | 584 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
LIVANOVA PLC | SHS | G5509L101 | 3,890 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
MACROGENICS INC | COM | 556099109 | 243 | 13,500 | SH | Call | SOLE | 13,500 | 0 | 0 | |
MASIMO CORP | COM | 574795100 | 4,494 | 32,500 | SH | SOLE | 32,500 | 0 | 0 | ||
MERSANA THERAPEUTICS INC | COM | 59045L106 | 1,036 | 196,913 | SH | SOLE | 196,913 | 0 | 0 | ||
MYRIAD GENETICS INC | COM | 62855J104 | 9,960 | 300,000 | SH | Put | SOLE | 300,000 | 0 | 0 | |
NANOSTRING TECHNOLOGIES INC | COM | 63009R109 | 15,589 | 651,441 | SH | SOLE | 651,441 | 0 | 0 | ||
NANOSTRING TECHNOLOGIES INC | COM | 63009R109 | 6,581 | 275,000 | SH | Call | SOLE | 275,000 | 0 | 0 | |
ORTHOFIX MED INC | COM | 68752M108 | 5,923 | 105,000 | SH | SOLE | 105,000 | 0 | 0 | ||
ORTHOPEDIATRICS CORP | COM | 68752L100 | 5,308 | 120,000 | SH | SOLE | 120,000 | 0 | 0 | ||
OTONOMY INC | COM | 68906L105 | 2,613 | 993,463 | SH | SOLE | 993,463 | 0 | 0 | ||
PORTOLA PHARMACEUTICALS INC | COM | 737010108 | 1,951 | 56,225 | SH | SOLE | 56,225 | 0 | 0 | ||
PTC THERAPEUTICS INC | COM | 69366J200 | 3,174 | 84,338 | SH | SOLE | 84,338 | 0 | 0 | ||
PUMA BIOTECHNOLOGY INC | COM | 74587V107 | 718 | 18,500 | SH | Call | SOLE | 18,500 | 0 | 0 | |
QIAGEN NV | SHS NEW | N72482123 | 8,136 | 200,000 | SH | Call | SOLE | 200,000 | 0 | 0 | |
QUOTIENT LTD | SHS | G73268107 | 1,970 | 218,676 | SH | SOLE | 218,676 | 0 | 0 | ||
QUOTIENT LTD | SHS | G73268107 | 1,014 | 112,500 | SH | Call | SOLE | 112,500 | 0 | 0 | |
R1 RCM INC | COM | 749397105 | 4,421 | 457,141 | SH | SOLE | 457,141 | 0 | 0 | ||
SAGE THERAPEUTICS INC | COM | 78667J108 | 1,591 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 | 13,763 | 150,000 | SH | Put | SOLE | 150,000 | 0 | 0 | |
SHOCKWAVE MED INC | COM | 82489T104 | 3,093 | 92,400 | SH | SOLE | 92,400 | 0 | 0 | ||
SIENTRA INC | COM | 82621J105 | 1,634 | 190,429 | SH | SOLE | 190,429 | 0 | 0 | ||
SIENTRA INC | COM | 82621J105 | 1,716 | 200,000 | SH | Call | SOLE | 200,000 | 0 | 0 | |
SIENTRA INC | COM | 82621J105 | 2,413 | 281,200 | SH | Put | SOLE | 281,200 | 0 | 0 | |
SMITH & NEPHEW GROUP PLC | SPDN ADR NEW | 83175M205 | 8,022 | 200,000 | SH | Call | SOLE | 200,000 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 87,569 | 310,000 | SH | Put | SOLE | 310,000 | 0 | 0 | |
SPDR SER TR | S&P BIOTECH | 78464A870 | 4,527 | 50,000 | SH | Put | SOLE | 50,000 | 0 | 0 | |
STAAR SURGICAL CO | COM PAR $0.01 | 852312305 | 10,081 | 294,842 | SH | SOLE | 294,842 | 0 | 0 | ||
STAAR SURGICAL CO | COM PAR $0.01 | 852312305 | 1,921 | 56,200 | SH | Call | SOLE | 56,200 | 0 | 0 | |
STEMLINE THERAPEUTICS INC | COM | 85858C107 | 489 | 38,084 | SH | SOLE | 38,084 | 0 | 0 | ||
STRYKER CORPORATION | COM | 863667101 | 9,876 | 50,000 | SH | Call | SOLE | 50,000 | 0 | 0 | |
TANDEM DIABETES CARE INC | COM NEW | 875372203 | 2,540 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
TELADOC HEALTH INC | COM | 87918A105 | 3,197 | 57,500 | SH | SOLE | 57,500 | 0 | 0 | ||
TG THERAPEUTICS INC | COM | 88322Q108 | 520 | 64,719 | SH | SOLE | 64,719 | 0 | 0 | ||
UNIQURE NV | SHS | N90064101 | 440 | 7,370 | SH | SOLE | 7,370 | 0 | 0 | ||
UNITEDHEALTH GROUP INC | COM | 91324P102 | 14,836 | 60,000 | SH | Put | SOLE | 60,000 | 0 | 0 | |
VAPOTHERM INC | COM | 922107107 | 3,305 | 168,174 | SH | SOLE | 168,174 | 0 | 0 | ||
VIEWRAY INC | COM | 92672L107 | 8,844 | 1,196,805 | SH | SOLE | 1,196,805 | 0 | 0 | ||
VIEWRAY INC | COM | 92672L107 | 1,247 | 168,700 | SH | Call | SOLE | 168,700 | 0 | 0 | |
VISTAGEN THERAPEUTICS INC | COM NEW | 92840H202 | 544 | 425,000 | SH | SOLE | 425,000 | 0 | 0 | ||
WRIGHT MED GROUP N V | ORD SHS | N96617118 | 4,403 | 140,000 | SH | SOLE | 140,000 | 0 | 0 | ||
WRIGHT MED GROUP N V | ORD SHS | N96617118 | 3,538 | 112,500 | SH | Call | SOLE | 112,500 | 0 | 0 | |
ZIMMER BIOMET HLDGS INC | COM | 98956P102 | 14,047 | 110,000 | SH | SOLE | 110,000 | 0 | 0 | ||
ZIMMER BIOMET HLDGS INC | COM | 98956P102 | 22,348 | 175,000 | SH | Call | SOLE | 175,000 | 0 | 0 | |
ZOGENIX INC | COM NEW | 98978L204 | 2,955 | 53,718 | SH | SOLE | 53,718 | 0 | 0 |