The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABBOTT LABS | COM | 002824100 | 14,466 | 200,000 | SH | Call | SOLE | 200,000 | 0 | 0 | |
ACASTI PHARMA INC | CL A NEW | 00430K402 | 157 | 188,260 | SH | SOLE | 188,260 | 0 | 0 | ||
ACETO CORP | COM | 004446100 | 591 | 704,034 | SH | SOLE | 704,034 | 0 | 0 | ||
ADMA BIOLOGICS INC | COM | 000899104 | 89 | 37,170 | SH | SOLE | 37,170 | 0 | 0 | ||
ALEXION PHARMACEUTICALS INC | COM | 015351109 | 3,333 | 34,237 | SH | SOLE | 34,237 | 0 | 0 | ||
ALLERGAN PLC | SHS | G0177J108 | 2,673 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
ALLSCRIPTS HEALTHCARE SOLUTN | COM | 01988P108 | 1,874 | 194,400 | SH | Put | SOLE | 194,400 | 0 | 0 | |
AMARIN CORP PLC | SPONS ADR NEW | 023111206 | 5,301 | 389,480 | SH | SOLE | 389,480 | 0 | 0 | ||
AMGEN INC | COM | 031162100 | 3,893 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
AMGEN INC | COM | 031162100 | 6,463 | 33,200 | SH | Put | SOLE | 33,200 | 0 | 0 | |
ARQULE INC | COM | 04269E107 | 199 | 71,968 | SH | SOLE | 71,968 | 0 | 0 | ||
ATRICURE INC | COM | 04963C209 | 2,755 | 90,030 | SH | SOLE | 90,030 | 0 | 0 | ||
AVANOS MED INC | COM | 05350V106 | 1,464 | 32,675 | SH | SOLE | 32,675 | 0 | 0 | ||
AXSOME THERAPEUTICS INC | COM | 05464T104 | 209 | 74,000 | SH | Call | SOLE | 74,000 | 0 | 0 | |
BAXTER INTL INC | COM | 071813109 | 4,212 | 64,000 | SH | SOLE | 64,000 | 0 | 0 | ||
BIODELIVERY SCIENCES INTL IN | COM | 09060J106 | 2,305 | 622,922 | SH | SOLE | 622,922 | 0 | 0 | ||
BOSTON SCIENTIFIC CORP | COM | 101137107 | 814 | 23,035 | SH | SOLE | 23,035 | 0 | 0 | ||
CARDIOVASCULAR SYS INC DEL | COM | 141619106 | 227 | 7,952 | SH | SOLE | 7,952 | 0 | 0 | ||
CATALYST PHARMACEUTICALS INC | COM | 14888U101 | 346 | 180,198 | SH | SOLE | 180,198 | 0 | 0 | ||
COHERUS BIOSCIENCES INC | COM | 19249H103 | 1,910 | 211,071 | SH | SOLE | 211,071 | 0 | 0 | ||
DEXCOM INC | COM | 252131107 | 8,686 | 72,500 | SH | SOLE | 72,500 | 0 | 0 | ||
ESTABLISHMENT LABS HLDGS INC | COM | G31249108 | 7,880 | 287,399 | SH | SOLE | 287,399 | 0 | 0 | ||
ETF MANAGERS TR | ETFMG ALTR HRVST | 26924G508 | 13,044 | 523,000 | SH | Put | SOLE | 523,000 | 0 | 0 | |
EXELIXIS INC | COM | 30161Q104 | 2,177 | 110,700 | SH | Call | SOLE | 110,700 | 0 | 0 | |
EXELIXIS INC | COM | 30161Q104 | 1,693 | 86,055 | SH | SOLE | 86,055 | 0 | 0 | ||
FIRST TR EXCHANGE TRADED FD | HLTH CARE ALPH | 33734X143 | 30,992 | 450,000 | SH | Put | SOLE | 450,000 | 0 | 0 | |
FLUIDIGM CORP DEL | COM | 34385P108 | 5,850 | 678,596 | SH | SOLE | 678,596 | 0 | 0 | ||
GLOBAL BLOOD THERAPEUTICS IN | COM | 37890U108 | 2,053 | 50,000 | SH | Call | SOLE | 50,000 | 0 | 0 | |
GUARDANT HEALTH INC | COM | 40131M109 | 4,149 | 110,363 | SH | SOLE | 110,363 | 0 | 0 | ||
ICU MED INC | COM | 44930G107 | 14,953 | 65,119 | SH | SOLE | 65,119 | 0 | 0 | ||
IMMUNOGEN INC | COM | 45253H101 | 2,368 | 493,400 | SH | Call | SOLE | 493,400 | 0 | 0 | |
INCYTE CORP | COM | 45337C102 | 13,354 | 210,000 | SH | Call | SOLE | 210,000 | 0 | 0 | |
INCYTE CORP | COM | 45337C102 | 3,511 | 55,207 | SH | SOLE | 55,207 | 0 | 0 | ||
INOGEN INC | COM | 45780L104 | 4,967 | 40,000 | SH | Call | SOLE | 40,000 | 0 | 0 | |
INOGEN INC | COM | 45780L104 | 580 | 4,669 | SH | SOLE | 4,669 | 0 | 0 | ||
INSPIRE MED SYS INC | COM | 457730109 | 3,169 | 75,000 | SH | Call | SOLE | 75,000 | 0 | 0 | |
INSPIRE MED SYS INC | COM | 457730109 | 15,323 | 362,673 | SH | SOLE | 362,673 | 0 | 0 | ||
INTERSECT ENT INC | COM | 46071F103 | 5,364 | 190,335 | SH | SOLE | 190,335 | 0 | 0 | ||
INTRA CELLULAR THERAPIES INC | COM | 46116X101 | 316 | 27,700 | SH | Call | SOLE | 27,700 | 0 | 0 | |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 56,908 | 425,000 | SH | Put | SOLE | 425,000 | 0 | 0 | |
KALA PHARMACEUTICALS INC | COM | 483119103 | 1,056 | 215,870 | SH | SOLE | 215,870 | 0 | 0 | ||
KODIAK SCIENCES INC | COM | 50015M109 | 173 | 24,319 | SH | SOLE | 24,319 | 0 | 0 | ||
LIVANOVA PLC | SHS | G5509L101 | 3,659 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
MASIMO CORP | COM | 574795100 | 836 | 7,783 | SH | SOLE | 7,783 | 0 | 0 | ||
MEDTRONIC PLC | SHS | G5960L103 | 36,384 | 400,000 | SH | Call | SOLE | 400,000 | 0 | 0 | |
NANOSTRING TECHNOLOGIES INC | COM | 63009R109 | 8,844 | 596,392 | SH | SOLE | 596,392 | 0 | 0 | ||
NANOSTRING TECHNOLOGIES INC | COM | 63009R109 | 4,876 | 328,800 | SH | Call | SOLE | 328,800 | 0 | 0 | |
NEVRO CORP | COM | 64157F103 | 3,500 | 90,000 | SH | Put | SOLE | 90,000 | 0 | 0 | |
ORTHOFIX MED INC | COM | 68752M108 | 2,625 | 50,000 | SH | Call | SOLE | 50,000 | 0 | 0 | |
ORTHOFIX MED INC | COM | 68752M108 | 669 | 12,738 | SH | SOLE | 12,738 | 0 | 0 | ||
ORTHOPEDIATRICS CORP | COM | 68752L100 | 4,075 | 116,831 | SH | SOLE | 116,831 | 0 | 0 | ||
OTONOMY INC | COM | 68906L105 | 1,658 | 896,387 | SH | SOLE | 896,387 | 0 | 0 | ||
PORTOLA PHARMACEUTICALS INC | COM | 737010108 | 976 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
PORTOLA PHARMACEUTICALS INC | COM | 737010108 | 976 | 50,000 | SH | Put | SOLE | 50,000 | 0 | 0 | |
PROQR THRAPEUTICS N V | SHS EURO | N71542109 | 1,212 | 76,827 | SH | SOLE | 76,827 | 0 | 0 | ||
QUEST DIAGNOSTICS INC | COM | 74834L100 | 4,164 | 50,000 | SH | Put | SOLE | 50,000 | 0 | 0 | |
R1 RCM INC | COM | 749397105 | 281 | 35,283 | SH | SOLE | 35,283 | 0 | 0 | ||
RADIUS HEALTH INC | COM NEW | 750469207 | 942 | 57,131 | SH | SOLE | 57,131 | 0 | 0 | ||
RIGEL PHARMACEUTICALS INC | COM NEW | 766559603 | 764 | 332,056 | SH | SOLE | 332,056 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 | 12,977 | 150,000 | SH | Put | SOLE | 150,000 | 0 | 0 | |
SESEN BIO INC | COM | 817763105 | 284 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
SI BONE INC | COM | 825704109 | 4,485 | 214,684 | SH | SOLE | 214,684 | 0 | 0 | ||
SIENTRA INC | COM | 82621J105 | 6,991 | 550,000 | SH | Put | SOLE | 550,000 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 122,961 | 492,000 | SH | Put | SOLE | 492,000 | 0 | 0 | |
STAAR SURGICAL CO | COM PAR $0.01 | 852312305 | 6,326 | 198,256 | SH | SOLE | 198,256 | 0 | 0 | ||
SYNDAX PHARMACEUTICALS INC | COM | 87164F105 | 493 | 110,700 | SH | Call | SOLE | 110,700 | 0 | 0 | |
TANDEM DIABETES CARE INC | COM NEW | 875372203 | 3,680 | 96,914 | SH | SOLE | 96,914 | 0 | 0 | ||
VANDA PHARMACEUTICALS INC | COM | 921659108 | 899 | 34,400 | SH | Put | SOLE | 34,400 | 0 | 0 | |
VAPOTHERM INC | COM | 922107107 | 2,984 | 149,554 | SH | SOLE | 149,554 | 0 | 0 | ||
VERRICA PHARMACEUTICALS INC | COM | 92511W108 | 521 | 63,916 | SH | SOLE | 63,916 | 0 | 0 | ||
VIEWRAY INC | COM | 92672L107 | 1,680 | 276,805 | SH | SOLE | 276,805 | 0 | 0 | ||
VIEWRAY INC | COM | 92672L107 | 911 | 150,000 | SH | Call | SOLE | 150,000 | 0 | 0 | |
WRIGHT MED GROUP N V | ORD SHS | N96617118 | 5,749 | 211,200 | SH | SOLE | 211,200 | 0 | 0 | ||
ZOGENIX INC | COM NEW | 98978L204 | 1,782 | 48,887 | SH | SOLE | 48,887 | 0 | 0 |