SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K/A
(Amendment No. 1)
CURRENT REPORT
Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): February 9, 2021 (February 4, 2021)
Advent Technologies Holdings, Inc.
(Exact name of registrant as specified in its charter)
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Delaware
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001-38742
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83-0982969
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(State or other jurisdiction
of incorporation)
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(Commission File Number)
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(IRS Employer Identification No.)
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200 Clarendon Street
Boston, MA 02116
(Address of principal executive offices) (Zip Code)
Registrant’s telephone number, including area code: (857) 264-7035
Check the appropriate box below if the Form 8−K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a−12 under the Exchange Act (17 CFR 240.14a−12)
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Pre−commencement communications pursuant to Rule 14d−2(b) under the Exchange Act (17 CFR 240.14d−2(b))
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Pre−commencement communications pursuant to Rule 13e−4(c) under the Exchange Act (17 CFR 240.13e− 4(c))
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Securities registered pursuant to Section 12(b) of the Act:
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Title of each class
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Trading
Symbol
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Name of each exchange on
which registered
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Common stock, par value $0.0001 per share
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ADN
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The Nasdaq Stock Market LLC
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Warrants to purchase one share of common stock, each at an exercise price of $11.50
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ADNWW
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The Nasdaq Stock Market LLC
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934
(§240.12b-2 of this chapter).
Emerging growth company ☒
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant
to Section 13(a) of the Exchange Act. ☐
This Amendment No. 1 on Form 8-K/A (“Amendment No. 1”) amends the Current Report on Form 8-K of Advent Technologies Holdings, Inc., a Delaware corporation (the “Company”), filed on
February 9, 2020 (the “Original Report”), in which the Company reports, among other events, the completion of the Business Combination (as defined in the Original Report).
This Amendment No. 1 is being filed in order to include entry into a lease agreement on February 5, 2021 by Advent (as defined in the Original Report).
This Amendment No.1 does not amend any other item of the Original Report or purport to provide an update or a discussion of any developments at the Company or its subsidiaries subsequent to the
filing date of the Original Report, except as indicated below under Item 1.01. The information previously reported in or filed with the Original Report is hereby incorporated by reference to this Amendment No. 1.
Item 1.01 Entry into a Material Definitive Agreement.
On February 5, 2021, Advent entered into a lease agreement by and among Advent, in its capacity as Tenant, and BP Hancock LLC, a Delaware limited liability company, in its capacity as Landlord,
(the “2021 Lease Agreement”).
The 2021 Lease Agreement, which is dated as of February 5, 2021, provides for the rental by Advent of office space at 200 Clarendon Street, Boston, MA 02116 for use as the Company’s executive
offices. Under the terms of the 2021 Lease Agreement, Advent leases 6,041 square feet at an initial fixed annual rental of $456,095.50.
The term of the lease is five years (unless sooner terminated as provided in the 2021 Lease Agreement). Advent is providing security in the form of a security deposit in the amount of
$114,023.88.
The foregoing description of the 2021 Lease Agreement does not purport to be complete and is qualified in its entirety by the terms and conditions of the 2021 Lease Agreement, a copy of which has
been filed with the Original Report as Exhibit 10.15 and is incorporated herein by reference.
Item 9.01 Financial Statements and Exhibits.
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Exhibit No.
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Description
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Lease Agreement, dated as of February 5, 2021 by and between Advent Technologies, Inc. and BP Hancock LLC. (incorporated by reference to Exhibit 10.15 of Advent Technologies Holdings, Inc.’s Current Report
on Form 8-K (filed with the SEC on February 9, 2021).
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† Previously filed with the Original Report.
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed by the undersigned hereunto duly authorized.
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Date: February 9, 2021
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Advent Technologies Holdings, Inc.
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By:
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/s/ Vassilios Gregoriou
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Name:
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Vassilios Gregoriou
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Title:
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Chairman and Chief Executive Officer
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