The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
3-D SYS CORP DEL COM NEW 88554D205 305 30,000 SH   DFND 3 0 30,000 0
3M CO COM 88579Y101 2,786 15,941 SH   DFND 1 0 15,941 0
3M CO COM 88579Y101 213 1,225 SH   DFND 3 0 1,225 0
ABBOTT LABS COM 002824100 3,945 36,415 SH   DFND 3 0 36,415 0
ACCENTURE PLC IRELAND SHS CLASS A G1151C101 1,896 7,354 SH   DFND 3 0 7,354 0
ADOBE SYSTEMS INCORPORATED COM 00724F101 603 1,201 SH   DFND 3 0 1,201 0
AGILENT TECHNOLOGIES INC COM 00846U101 1,114 9,500 SH   DFND 3 0 9,500 0
AKAMAI TECHNOLOGIES INC COM 00971T101 4,258 39,900 SH   DFND 3 0 39,900 0
ALAMO GROUP INC COM 011311107 300 2,200 SH   DFND 3 0 2,200 0
ALGONQUIN PWR UTILS CORP COM 015857105 2,176 79,850 SH   DFND 3 0 79,850 0
ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 4,328 18,320 SH   DFND 3 0 18,320 0
ALKERMES PLC SHS G01767105 2,491 120,000 SH   DFND 3 0 120,000 0
ALPHABET INC CAP STK CL C 02079K107 3,024 1,726 SH   DFND 1 0 1,726 0
ALPHABET INC CAP STK CL A 02079K305 7,630 4,344 SH   DFND 3 0 4,344 0
ALPHABET INC CAP STK CL C 02079K107 674 383 SH   DFND 3 0 383 0
ALTRIA GROUP INC COM 02209S103 204 5,000 SH   DFND 3 0 5,000 0
AMARIN CORP PLC SPONS ADR NEW 023111206 288 60,000 SH   DFND 3 0 60,000 0
AMAZON COM INC COM 023135106 5,776 1,740 SH   DFND 3 0 1,740 0
AMERICAN TOWER CORP NEW COM 03027X100 346 1,571 SH   DFND 3 0 1,571 0
AMERICAN WELL CORP CL A 03044L105 51,439 2,030,767 SH   DFND   0 2,030,767 0
AMGEN INC COM 031162100 358 1,580 SH   DFND 3 0 1,580 0
AMNEAL PHARMACEUTICALS INC COM STK CL A 03168L105 84,122 18,407,656 SH   DFND   0 18,407,656 0
AMNEAL PHARMACEUTICALS INC COM STK CL A 03168L105 14,229 3,113,645 SH   DFND 2 0 3,113,645 0
AMPHENOL CORP NEW CL A 032095101 1,079 8,400 SH   DFND 3 0 8,400 0
ANGLOGOLD ASHANTI LIMITED SPONSORED ADR 035128206 459 20,000 SH   DFND 3 0 20,000 0
AON PLC SHS CL A G0403H108 236 1,140 SH   DFND 3 0 1,140 0
APPLE INC COM 037833100 3,506 26,425 SH   DFND 1 0 26,425 0
APPLE INC COM 037833100 2,913 21,600 SH   DFND 3 0 21,600 0
ARES CAPITAL CORP NOTE 3.750% 2/0 04010LAT0 28,731 28,000,000 SH   DFND 1 0 28,000,000 0
ARES CAPITAL CORP COM 04010L103 2,977 178,707 SH   DFND 3 0 178,707 0
AVNET INC COM 053807103 2,756 79,000 SH   DFND 3 0 79,000 0
B2GOLD CORP COM 11777Q209 328 35,900 SH   DFND 3 0 35,900 0
BALL CORP COM 058498106 654 7,095 SH   DFND 3 0 7,095 0
BARRICK GOLD CORP COM 067901108 3,292 87,580 SH   DFND 3 0 87,580 0
BERKSHIRE HATHAWAY INC DEL CL A 084670108 1,379 4 SH   DFND 3 0 4 0
BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 2,401 10,460 SH   DFND 3 0 10,460 0
BEST INC SPONSORED ADS 08653C106 13,366 6,552,117 SH   DFND   0 6,552,117 0
BILIBILI INC SPONS ADS REP Z 090040106 1,067 12,452 SH   DFND 4 0 12,452 0
BIOMARIN PHARMACEUTICAL INC COM 09061G101 215 2,500 SH   DFND 3 0 2,500 0
BLACKROCK INC COM 09247X101 982 1,391 SH   DFND 3 0 1,391 0
BOOKING HOLDINGS INC COM 09857L108 1,377 630 SH   DFND 3 0 630 0
BOSTON BEER INC CL A 100557107 1,008 1,030 SH   DFND 3 0 1,030 0
BOSTON SCIENTIFIC CORP COM 101137107 561 15,800 SH   DFND 3 0 15,800 0
BP PLC SPONSORED ADR 055622104 4,887 238,150 SH   DFND 4 0 238,150 0
BROOKFIELD RENEWABLE PARTNER PARTNERSHIP UNIT G16258108 14,224 205,000 SH   DFND 3 0 205,000 0
BURLINGTON STORES INC COM 122017106 375 1,447 SH   DFND 3 0 1,447 0
CARRIAGE SVCS INC COM 143905107 215 7,000 SH   DFND 3 0 7,000 0
CATERPILLAR INC COM 149123101 374 2,120 SH   DFND 3 0 2,120 0
CENTENE CORP DEL COM 15135B101 2,952 50,000 SH   DFND 3 0 50,000 0
CHECK CAP LTD SHS M2361E203 59 127,559 SH   DFND 2 0 127,559 0
CHECK POINT SOFTWARE TECH LT ORD M22465104 467 3,460 SH   DFND 3 0 3,460 0
CHENIERE ENERGY INC COM NEW 16411R208 443 7,405 SH   DFND 3 0 7,405 0
CHINA INDEX HLDGS LTD SPNSRD ADS A 16954W101 3,178 1,613,208 SH   DFND 1 0 1,613,208 0
CHINA LIFE INS CO LTD SPON ADR REP H 16939P106 3,670 331,794 SH   DFND 4 0 331,794 0
CHUBB LIMITED COM H1467J104 3,965 26,276 SH   DFND 3 0 26,276 0
CINTAS CORP COM 172908105 3,647 10,500 SH   DFND 3 0 10,500 0
CISCO SYS INC COM 17275R102 1,034 23,200 SH   DFND 3 0 23,200 0
COCA COLA CO COM 191216100 2,791 50,892 SH   DFND 1 0 50,892 0
COCA COLA CO COM 191216100 543 10,000 SH   DFND 3 0 10,000 0
COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 3,610 44,850 SH   DFND 3 0 44,850 0
COLGATE PALMOLIVE CO COM 194162103 694 8,170 SH   DFND 3 0 8,170 0
COLONY CAP INC NOTE 5.000% 4/1 19624RAA4 15,916 16,000,000 SH   DFND 1 0 16,000,000 0
COMMUNICATIONS SYS INC COM 203900105 308 68,975 SH   DFND 3 0 68,975 0
COMPUTER TASK GROUP INC COM 205477102 495 78,130 SH   DFND 3 0 78,130 0
CONTRAFECT CORP COM NEW 212326300 3,764 745,385 SH   DFND 2 0 745,385 0
CUMMINS INC COM 231021106 779 3,500 SH   DFND 3 0 3,500 0
CYMABAY THERAPEUTICS INC COM 23257D103 1,062 185,000 SH   DFND   0 185,000 0
CYMABAY THERAPEUTICS INC COM 23257D103 451 78,529 SH   DFND 4 0 78,529 0
DANAHER CORPORATION COM 235851102 5,616 25,200 SH   DFND 3 0 25,200 0
DECKERS OUTDOOR CORP COM 243537107 1,199 4,170 SH   DFND 3 0 4,170 0
DEUTSCHE BANK A G NAMEN AKT D18190898 5,661 517,000 SH   DFND 3 0 517,000 0
DISNEY WALT CO COM 254687106 3,965 21,886 SH   DFND 1 0 21,886 0
DISNEY WALT CO COM 254687106 656 3,702 SH   DFND 3 0 3,702 0
ECOLAB INC COM 278865100 223 1,040 SH   DFND 3 0 1,040 0
EDAP TMS S A SPONSORED ADR 268311107 964 194,710 SH   DFND 3 0 194,710 0
ELANCO ANIMAL HEALTH INC COM 28414H103 417 13,720 SH   DFND 3 0 13,720 0
ELECTRONIC ARTS INC COM 285512109 212 1,505 SH   DFND 3 0 1,505 0
ENCOMPASS HEALTH CORP COM 29261A100 210 2,550 SH   DFND 3 0 2,550 0
EPAM SYS INC COM 29414B104 352 1,000 SH   DFND 3 0 1,000 0
EQUINIX INC COM 29444U700 496 700 SH   DFND 3 0 700 0
EXXON MOBIL CORP COM 30231G102 2,623 63,642 SH   DFND 1 0 63,642 0
EZCORP INC CL A NON VTG 302301106 57 12,000 SH   DFND 3 0 12,000 0
FACEBOOK INC CL A 30303M102 4,059 14,665 SH   DFND 3 0 14,665 0
FANG HLDGS LTD ADR NEW 30711Y300 3,722 277,734 SH   DFND 1 0 277,734 0
FANG HLDGS LTD ADR NEW 30711Y300 682 50,886 SH   DFND   0 50,886 0
FIDELITY NATL INFORMATION SV COM 31620M106 528 3,734 SH   DFND 3 0 3,734 0
FIRST MAJESTIC SILVER CORP COM 32076V103 647 50,000 SH   DFND 3 0 50,000 0
FOOT LOCKER INC COM 344849104 395 9,790 SH   DFND 3 0 9,790 0
FORTIS INC COM 349553107 3,537 52,580 SH   DFND 3 0 52,580 0
FRANCO NEV CORP COM 351858105 4,141 21,475 SH   DFND 3 0 21,475 0
FRESHPET INC COM 358039105 506 3,600 SH   DFND 3 0 3,600 0
FRONTLINE LTD SHS NEW G3682E192 530 85,000 SH   DFND 3 0 85,000 0
FTI CONSULTING INC COM 302941109 332 3,000 SH   DFND 3 0 3,000 0
GARMIN LTD SHS H2906T109 4,059 34,000 SH   DFND 3 0 34,000 0
GILEAD SCIENCES INC COM 375558103 1,928 33,098 SH   DFND 4 0 33,098 0
GILEAD SCIENCES INC COM 375558103 3,768 66,305 SH   DFND 3 0 66,305 0
GRAND CANYON ED INC COM 38526M106 348 3,800 SH   DFND 3 0 3,800 0
HDFC BANK LTD SPONSORED ADS 40415F101 3,377 47,750 SH   DFND 3 0 47,750 0
HOME DEPOT INC COM 437076102 492 1,850 SH   DFND 3 0 1,850 0
HONEYWELL INTL INC COM 438516106 605 2,893 SH   DFND 3 0 2,893 0
IAMGOLD CORP COM 450913108 357 100,000 SH   DFND 3 0 100,000 0
ICF INTL INC COM 44925C103 366 4,900 SH   DFND 3 0 4,900 0
IDT CORP CL B NEW 448947507 317 25,200 SH   DFND 3 0 25,200 0
ILLUMINA INC COM 452327109 4,759 13,000 SH   DFND 3 0 13,000 0
INTEL CORP COM 458140100 2,079 41,736 SH   DFND 1 0 41,736 0
INTEL CORP COM 458140100 242 4,900 SH   DFND 3 0 4,900 0
INTERNATIONAL BUSINESS MACHS COM 459200101 495 4,000 SH   DFND 3 0 4,000 0
INTUIT COM 461202103 2,162 5,715 SH   DFND 3 0 5,715 0
INTUITIVE SURGICAL INC COM NEW 46120E602 4,722 5,800 SH   DFND 3 0 5,800 0
IROBOT CORP COM 462726100 351 4,200 SH   DFND 3 0 4,200 0
ISHARES TR 0-5YR HI YL CP 46434V407 9,211 202,708 SH   DFND 4 0 202,708 0
ISHARES TR IBOXX HI YD ETF 464288513 17,897 205,000 SH   DFND 1 0 205,000 0
ISHARES TR IBOXX HI YD ETF 464288513 7,373 84,460 SH   DFND 4 0 84,460 0
ISHARES TR IBOXX INV CP ETF 464287242 52,977 383,532 SH   DFND 4 0 383,532 0
ISHARES TR ISHS 1-5YR INVS 464288646 51,251 928,972 SH   DFND 4 0 928,972 0
ISHARES TR USD INV GRDE ETF 464288620 38,993 629,219 SH   DFND 4 0 629,219 0
JOHNSON & JOHNSON COM 478160104 2,761 17,541 SH   DFND 1 0 17,541 0
JOHNSON & JOHNSON COM 478160104 1,645 10,675 SH   DFND 3 0 10,675 0
JPMORGAN CHASE & CO COM 46625H100 415 3,320 SH   DFND 3 0 3,320 0
LAKELAND INDS INC COM 511795106 225 8,100 SH   DFND 3 0 8,100 0
LAM RESEARCH CORP COM 512807108 5,963 12,600 SH   DFND 3 0 12,600 0
LIGAND PHARMACEUTICALS INC COM NEW 53220K504 296 3,000 SH   DFND 3 0 3,000 0
LINDE PLC SHS G5494J103 3,511 13,454 SH   DFND 3 0 13,454 0
LKQ CORP COM 501889208 2,580 73,000 SH   DFND 3 0 73,000 0
LOGITECH INTL S A SHS H50430232 1,133 15,000 SH   DFND 3 0 15,000 0
LULULEMON ATHLETICA INC COM 550021109 530 1,500 SH   DFND 3 0 1,500 0
MADDEN STEVEN LTD COM 556269108 281 8,250 SH   DFND 3 0 8,250 0
MAKEMYTRIP LIMITED MAURITIUS SHS V5633W109 2,129 72,098 SH   DFND 4 0 72,098 0
MANHATTAN ASSOCS INC COM 562750109 414 4,000 SH   DFND 3 0 4,000 0
MARSH & MCLENNAN COS INC COM 571748102 416 3,625 SH   DFND 3 0 3,625 0
MARTIN MARIETTA MATLS INC COM 573284106 450 1,643 SH   DFND 3 0 1,643 0
MASIMO CORP COM 574795100 934 3,500 SH   DFND 3 0 3,500 0
MASTERCARD INCORPORATED CL A 57636Q104 7,030 20,280 SH   DFND 3 0 20,280 0
MAXIMUS INC COM 577933104 244 3,355 SH   DFND 3 0 3,355 0
MCDONALDS CORP COM 580135101 1,900 8,930 SH   DFND 3 0 8,930 0
MEDTRONIC PLC SHS G5960L103 1,456 12,600 SH   DFND 3 0 12,600 0
MERCADOLIBRE INC COM 58733R102 2,393 1,430 SH   DFND 3 0 1,430 0
MERCK & CO. INC COM 58933Y105 8,495 103,852 SH   DFND 4 0 103,852 0
MERCK & CO. INC COM 58933Y105 4,065 49,700 SH   DFND   0 49,700 0
MERCK & CO. INC COM 58933Y105 1,711 20,920 SH   DFND 1 0 20,920 0
MERCK & CO. INC COM 58933Y105 464 5,695 SH   DFND 3 0 5,695 0
MICROSOFT CORP COM 594918104 2,687 12,080 SH   DFND 1 0 12,080 0
MICROSOFT CORP COM 594918104 8,603 38,405 SH   DFND 3 0 38,405 0
MOLECULAR DATA INC SPONSORED ADS 60852L106 3,691 4,394,446 SH   DFND   0 4,394,446 0
MOMO INC NOTE 1.250% 7/0 60879BAB3 25,689 30,523,000 SH   DFND 1 0 30,523,000 0
NATURES SUNSHINE PRODS INC COM 639027101 43,261 2,893,732 SH   DFND 2 0 2,893,732 0
NETEASE INC SPONSORED ADS 64110W102 727 7,779 SH   DFND 3 0 7,779 0
NEW FRONTIER HEALTH CORP ORD SHS G6461G106 80,840 9,400,000 SH   DFND 2 0 9,400,000 0
NEXTERA ENERGY INC COM 65339F101 579 7,680 SH   DFND 3 0 7,680 0
NIKE INC CL B 654106103 3,621 25,595 SH   DFND 1 0 25,595 0
NIKE INC CL B 654106103 5,000 35,317 SH   DFND 3 0 35,317 0
NORFOLK SOUTHN CORP COM 655844108 1,769 7,560 SH   DFND 3 0 7,560 0
NORTHERN TR CORP COM 665859104 385 4,187 SH   DFND 3 0 4,187 0
NUTRIEN LTD COM 67077M108 309 4,000 SH   DFND 3 0 4,000 0
NVIDIA CORPORATION COM 67066G104 7,719 14,910 SH   DFND 3 0 14,910 0
OMEGA FLEX INC COM 682095104 291 2,000 SH   DFND 3 0 2,000 0
ONCORUS INC COM 68236R103 31,112 962,321 SH   DFND 2 0 962,321 0
ORACLE CORP COM 68389X105 2,829 43,728 SH   DFND 1 0 43,728 0
ORACLE CORP COM 68389X105 303 4,695 SH   DFND 3 0 4,695 0
PAYPAL HLDGS INC COM 70450Y103 6,446 27,900 SH   DFND 3 0 27,900 0
PEPSICO INC COM 713448108 470 3,185 SH   DFND 3 0 3,185 0
PFIZER INC COM 717081103 7,132 193,742 SH   DFND 4 0 193,742 0
PFIZER INC COM 717081103 4,049 110,000 SH   DFND   0 110,000 0
PFIZER INC COM 717081103 4,231 114,942 SH   DFND 1 0 114,942 0
PFIZER INC COM 717081103 360 9,720 SH   DFND 3 0 9,720 0
PHILIP MORRIS INTL INC COM 718172109 2,456 30,000 SH   DFND 3 0 30,000 0
PROCTER AND GAMBLE CO COM 742718109 3,025 21,744 SH   DFND 1 0 21,744 0
PROCTER AND GAMBLE CO COM 742718109 1,324 9,564 SH   DFND 3 0 9,564 0
PROGRESSIVE CORP COM 743315103 224 2,295 SH   DFND 3 0 2,295 0
QORVO INC COM 74736K101 714 4,361 SH   DFND 3 0 4,361 0
QUALCOMM INC COM 747525103 4,054 27,300 SH   DFND 3 0 27,300 0
RENEWABLE ENERGY GROUP INC COM NEW 75972A301 551 8,000 SH   DFND 3 0 8,000 0
REPLIGEN CORP NOTE 0.375% 7/1 759916AB5 171 100,000 SH   DFND 3 0 100,000 0
REVANCE THERAPEUTICS INC COM 761330109 6,627 233,841 SH   DFND 1 0 233,841 0
S&P GLOBAL INC COM 78409V104 348 1,084 SH   DFND 3 0 1,084 0
SALESFORCE COM INC COM 79466L302 3,337 15,000 SH   DFND 3 0 15,000 0
SCHLUMBERGER LTD COM 806857108 214 10,000 SH   DFND 3 0 10,000 0
SCHWAB CHARLES CORP COM 808513105 1,492 28,400 SH   DFND 3 0 28,400 0
SERVICENOW INC COM 81762P102 300 550 SH   DFND 3 0 550 0
SKYWORKS SOLUTIONS INC COM 83088M102 6,016 40,000 SH   DFND 3 0 40,000 0
SL GREEN RLTY CORP COM 78440X101 1,154 20,000 SH   DFND 3 0 20,000 0
SOCIEDAD QUIMICA Y MINERA DE SPON ADR SER B 833635105 1,207 25,000 SH   DFND 3 0 25,000 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 3,500 9,362 SH   DFND 4 0 9,362 0
SPIRIT RLTY CAP INC NEW NOTE 3.750% 5/1 84860WAB8 30,563 30,000,000 SH   DFND 1 0 30,000,000 0
SPIRIT RLTY CAP INC NEW NOTE 3.750% 5/1 84860WAB8 10,186 9,992,000 SH   DFND   0 9,992,000 0
SPIRIT RLTY CAP INC NEW NOTE 3.750% 5/1 84860WAB8 9,141 9,000,000 SH   DFND 4 0 9,000,000 0
STAMPS COM INC COM NEW 852857200 508 2,400 SH   DFND 3 0 2,400 0
STRYKER CORPORATION COM 863667101 513 2,130 SH   DFND 3 0 2,130 0
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 3,609 34,190 SH   DFND 3 0 34,190 0
TAL EDUCATION GROUP SPONSORED ADS 874080104 4,521 63,227 SH   DFND 4 0 63,227 0
TAL EDUCATION GROUP SPONSORED ADS 874080104 3,018 42,200 SH   DFND   0 42,200 0
TELADOC HEALTH INC COM 87918A105 836 4,200 SH   DFND 3 0 4,200 0
THOR INDS INC COM 885160101 731 7,610 SH   DFND 3 0 7,610 0
TJX COS INC NEW COM 872540109 235 3,460 SH   DFND 3 0 3,460 0
TRANSGLOBE ENERGY CORP COM 893662106 681 713,258 SH   DFND 1 0 713,258 0
TRANSUNION COM 89400J107 304 3,100 SH   DFND 3 0 3,100 0
TRIP COM GROUP LTD ADS 89677Q107 4,166 123,500 SH   DFND   0 123,500 0
TRUPANION INC COM 898202106 2,231 18,900 SH   DFND 3 0 18,900 0
UBS GROUP AG SHS H42097107 911 82,245 SH   DFND 3 0 82,245 0
ULTA BEAUTY INC COM 90384S303 1,276 4,600 SH   DFND 3 0 4,600 0
UNION PAC CORP COM 907818108 2,531 12,380 SH   DFND 3 0 12,380 0
UNITED PARCEL SERVICE INC CL B 911312106 3,335 19,807 SH   DFND 1 0 19,807 0
UNITEDHEALTH GROUP INC COM 91324P102 830 2,390 SH   DFND 3 0 2,390 0
VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 4,062 11,818 SH   DFND 4 0 11,818 0
VERIZON COMMUNICATIONS INC COM 92343V104 243 4,130 SH   DFND 3 0 4,130 0
VERRICA PHARMACEUTICALS INC COM 92511W108 2,245 195,048 SH   DFND   0 195,048 0
VERRICA PHARMACEUTICALS INC COM 92511W108 1,485 129,013 SH   DFND 4 0 129,013 0
VIATRIS INC COM 92556V106 325,926 17,392 SH   DFND 4 0 17,392 0
VIEWRAY INC COM 92672L107 90,990 23,819,500 SH   DFND   0 23,819,500 0
VISA INC COM CL A 92826C839 2,750 12,574 SH   DFND 1 0 12,574 0
VISA INC COM CL A 92826C839 5,078 23,686 SH   DFND 3 0 23,686 0
WASTE MGMT INC DEL COM 94106L109 912 7,810 SH   DFND 3 0 7,810 0
WEIBO CORP NOTE 1.250% 11/1 948596AC5 91,246 93,730,000 SH   DFND 1 0 93,730,000 0
WEIBO CORP NOTE 1.250% 11/1 948596AC5 1,169 1,200,000 SH   DFND   0 1,200,000 0
WHEATON PRECIOUS METALS CORP COM 962879102 6,986 102,110 SH   DFND 3 0 102,110 0
XYLEM INC COM 98419M100 273 2,740 SH   DFND 3 0 2,740 0
ZIX CORP COM 98974P100 253 30,000 SH   DFND 3 0 30,000 0
ZOETIS INC CL A 98978V103 5,709 35,000 SH   DFND 3 0 35,000 0