SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Moskowitz Beth

(Last) (First) (Middle)
C/O BEYOND MEAT, INC.
119 STANDARD STREET

(Street)
EL SEGUNDO CA 90245

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
01/21/2021
3. Issuer Name and Ticker or Trading Symbol
BEYOND MEAT, INC. [ BYND ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Creative Officer
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 17,341(1)(2) D
Common Stock 19,719 I(3) By Michael Moskowitz and Beth Moskowitz Trust, dated August 10, 2005
Common Stock 32,479 I(4) By MMBL Enterprises WA, LLC
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (right to buy) (5) 02/14/2028 Common Stock 222 $3 D
Stock Option (right to buy) (6) 04/02/2029 Common Stock 25,041 $20.02 D
Explanation of Responses:
1. Includes 3,581 unvested restricted stock units ("RSU") from a previous grant of 4,407 RSUs granted on March 2, 2020 under the 2018 Equity Incentive Plan ("2018 Plan"); 1/16th of the total number of shares subject to the RSU award vests each quarter, until the award is fully vested on March 2, 2024, subject to continued service by the Reporting Person.
2. Includes 500 shares of unvested restricted stock from previous a grant of 4,000 shares granted on April 18, 2019 under the 2018 Plan. The Registrant has the right to repurchase the unvested shares upon a voluntary or involuntary termination of the Reporting Person's service; however, as shares vest monthly over 24 months, they are being released from the repurchase option and all such shares will be released from the repurchase option by May 18, 2021.
3. As a co-trustee of the Michael Moskowitz and Beth Moskowitz Trust dated August 10, 2005 ("Trust"), the Reporting Person may be deemed to have voting and dispositive power of over the shares held by the Trust.
4. Reporting Person's spouse beneficially own 25% of the Registrant's shares held by MMBL Enterprises WA, LLC ("MMBL Enterprises") with the remaining 75% of the shares owned by Reporting Person's spouse's siblings. Reporting Person's spouse manages MMBL Enterprises and has dispositive power over 100% of the Registrant's shares held by MMBL Enterprises and, therefore, Reporting Person may be deemed to have beneficial ownership in 100% of the Registrant's shares held by MML Enterprises. The Reporting Person disclaims beneficial ownership in the 75% held by her spouse's siblings, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
5. Stock option granted under the 2011 Equity Incentive Plan on February 15, 2018; the option vested and became exercisable on June 6, 2019.
6. Stock option granted under the 2018 Plan on April 3, 2019; the option vested and became exercisable as to 25% of the total shares on December 19, 2019, and 1/48th of the total shares vests and becomes exercisable monthly thereafter, such that the option is fully vested and exercisable on December 19, 2022, subject to continued service by Reporting Person.
Remarks:
Ex 24 Power of Attorney attached
/s/ Teri L. Witteman, as Attorney-In-Fact for Beth Moskowitz 02/01/2021
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.