-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OfdB90xa8NTXbiqvom5fyhKJsl2+rgJJn+YaccOnjDb4Qbq7ZKSDRGYfiP+BDX7L JSS1606wfiCvMRHfmmzSMA== 0001315863-06-000208.txt : 20061207 0001315863-06-000208.hdr.sgml : 20061207 20061207121839 ACCESSION NUMBER: 0001315863-06-000208 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060930 FILED AS OF DATE: 20061207 DATE AS OF CHANGE: 20061207 EFFECTIVENESS DATE: 20061207 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIR TREE INC CENTRAL INDEX KEY: 0001056491 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-06884 FILM NUMBER: 061261821 BUSINESS ADDRESS: STREET 1: 535 FIFTH AVENUE 31ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2123983500 MAIL ADDRESS: STREET 1: 535 FIFTH AVENUE 31ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 13F-HR/A 1 fir36.txt FIR TREE AMENDED 13F REPORT 3Q 06 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2006 Check here if Amendment [ X]; Amendment Number: 1 This Amendment (Check only one.): [ X] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Fir Tree Inc. Address: 505 Fifth Avenue 23rd Floor New York, New York 10017 13F File Number: 28-06884 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Jeffrey D. Tannenbaum Title: President Phone: 212.599.0090 Signature, Place, and Date of Signing: Jeffrey D. Tannenbaum New York, New York December 07, 2006 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 129 Form13F Information Table Value Total: $1,859,062 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ACQUICOR TECHNOLOGY INC *W EXP 03/15/201 00489A115 515 714600 SH SOLE 714600 ACQUICOR TECHNOLOGY INC COM 00489A107 10879 1953100 SH SOLE 1953100 AGERE SYS INC COM 00845V308 867 58098 SH SOLE 58098 ALLIED WASTE INDS INC COM PAR$.01NEW 019589308 347 30748 SH SOLE 30748 ALLSTATE CORP COM 020002101 1960 31251 SH SOLE 31251 ALTRIA GROUP INC COM 02209S103 63498 829500 SH SOLE 829500 AMERICAN INTL GROUP INC COM 026874107 89442 1349870 SH SOLE 1349870 AMERICAN ORIENTAL BIOENGR IN COM 028731107 608 100000 SH SOLE 100000 ANADARKO PETE CORP COM 032511107 849 19369 SH SOLE 19369 APACHE CORP COM 037411105 278 4404 SH SOLE 4404 AT&T INC COM 00206R102 445 13681 SH SOLE 13681 AUTOZONE INC COM 053332102 230 2227 SH SOLE 2227 BIG LOTS INC COM 089302103 460 23210 SH SOLE 23210 BOSTON SCIENTIFIC CORP COM 101137107 486 32870 SH SOLE 32870 BROCADE COMMUNICATIONS SYS I COM 111621108 73 10383 SH SOLE 10383 CAPITAL ONE FINL CORP COM 14040H105 1336 16979 SH SOLE 16979 CAREER EDUCATION CORP COM 141665109 579 25754 SH SOLE 25754 CENTEX CORP COM 152312104 215 4091 SH SOLE 4091 CHENIERE ENERGY INC COM NEW 16411R208 67733 2279800 SH SOLE 2279800 CHEVRON CORP NEW COM 166764100 1650 25444 SH SOLE 25444 CHINA MOBILE LIMITED SPONSORED ADR 16941M109 8099 229100 SH SOLE 229100 CIRCUIT CITY STORE INC COM 172737108 410 16343 SH SOLE 16343 CISCO SYS INC COM 17275R102 742 32288 SH SOLE 32288 CITIGROUP INC COM 172967101 55160 1110520 SH SOLE 1110520 CNA FINL CORP COM 126117100 9376 260300 SH SOLE 260300 COLD SPRING CAP INC *W EXP 11/11/200 192865111 704 2200000 SH SOLE 2200000 COLD SPRING CAP INC COM 192865103 12915 2405000 SH SOLE 2405000 COMCAST CORP NEW CL A 20030N101 37115 1005825 SH SOLE 1005825 CONOCOPHILLIPS COM 20825C104 1124 18882 SH SOLE 18882 CONSECO INC COM NEW 208464883 60529 2883700 SH SOLE 2883700 CONTINENTAL AIRLS INC CL B 210795308 492 17396 SH SOLE 17396 COURTSIDE ACQUISITION CORP COM 22274N102 8776 1655800 SH SOLE 1655800 COURTSIDE ACQUISITION CORP *W EXP 06/29/200 22274N110 592 1600000 SH SOLE 1600000 CUMMINS INC COM 231021106 442 3709 SH SOLE 3709 DELL INC COM 24702R101 1173 51345 SH SOLE 51345 ENCANA CORP COM 292505104 255 5451 SH SOLE 5451 ENDEAVOR ACQUISITION CORP COM 292577103 11080 1489200 SH SOLE 1489200 ENDEAVOR ACQUISITION CORP *W EXP 12/14/200 292577111 357 300000 SH SOLE 300000 ENERGY INFRASTRUCTURE ACQUI UNIT 99/99/9999 29269P208 12831 1300000 SH SOLE 1300000 ENTERGY CORP NEW COM 29364G103 57937 740593 SH SOLE 740593 EXXON MOBIL CORP COM 30231G102 579 8636 SH SOLE 8636 FAMILY DLR STORES INC COM 307000109 408 13950 SH SOLE 13950 FIRST DATA CORP COM 319963104 127903 3045300 SH SOLE 3045300 GAP INC DEL COM 364760108 411 21672 SH SOLE 21672 GENERAL FINANCE CORP COM 369822101 6604 898525 SH SOLE 898525 GENERAL FINANCE CORP *W EXP 04/05/201 369822119 498 663925 SH SOLE 663925 GENERAL MTRS CORP COM 370442105 824 24782 SH SOLE 24782 GLOBAL LOGISTICS ACQUISITION COM 379414105 6784 899800 SH SOLE 899800 GLOBAL LOGISTICS ACQUISITION *W EXP 02/15/201 379414113 266 391500 SH SOLE 391500 GOLDMAN SACHS GROUP INC COM 38141G104 917 5422 SH SOLE 5422 GROUPE CGI INC CL A SUB VTG 39945C109 341 52101 SH SOLE 52101 GRUBB&ELLIS RLTY ADVISORS IN COM 400096103 16504 2952400 SH SOLE 2952400 GRUBB&ELLIS RLTY ADVISORS IN *W EXP 02/27/201 400096111 950 2500000 SH SOLE 2500000 HARBOR ACQUISITION CORPORATI COM 41145X107 8816 1644800 SH SOLE 1644800 HARBOR ACQUISITION CORPORATI *W EXP 04/25/201 41145X115 848 2493200 SH SOLE 2493200 HD PARTNERS ACQUISITION CORP COM 40415K100 16741 2296400 SH SOLE 2296400 HD PARTNERS ACQUISITION CORP *W EXP 06/01/201 40415K118 889 1665000 SH SOLE 1665000 HEALTHCARE ACQUISITION CP NE *W EXP 07/27/200 42224H112 168 146000 SH SOLE 146000 HEALTHCARE ACQUISITION CP NE COM 42224H104 7375 1022830 SH SOLE 1022830 HILTON HOTELS CORP COM 432848109 35890 1288700 SH SOLE 1288700 IMCLONE SYS INC COM 45245W109 913 32244 SH SOLE 32244 INDIA GLOBALIZATION CAP INC COM 45408X100 7607 1383000 SH SOLE 1383000 INDIA GLOBALIZATION CAP INC *W EXP 03/03/201 45408X118 572 1100000 SH SOLE 1100000 INFINEON TECHNOLOGIES AG SPONSORED ADR 45662N103 25967 2195000 SH SOLE 2195000 INTERNATIONAL BUSINESS MACHS COM 459200101 1028 12546 SH SOLE 12546 INTUIT COM 461202103 452 14075 SH SOLE 14075 IPC HLDGS LTD ORD G4933P101 626 20571 SH SOLE 20571 JONES APPAREL GROUP INC COM 480074103 1141 35188 SH SOLE 35188 JP MORGAN CHASE & CO COM 46625H100 9530 202943 SH SOLE 202943 KONINKLIJKE PHILIPS ELECTRS NY REG SH NEW 500472303 83394 2382019 SH SOLE 2382019 LAUDER ESTEE COS INC CL A 518439104 627 15546 SH SOLE 15546 LEVEL 3 COMMUNICATIONS INC COM 52729N100 1163 215732 SH SOLE 215732 LEXMARK INTL NEW CL A 529771107 1578 27375 SH SOLE 27375 LIBERTY GLOBAL INC COM SER A 530555101 25740 1000000 SH SOLE 1000000 LIBERTY GLOBAL INC COM SER C 530555309 13532 540000 SH SOLE 540000 LIBERTY MEDIA HLDG CORP INT COM SER A 53071M104 48268 2368418 SH SOLE 2368418 MAGELLAN HEALTH SVCS INC COM NEW 559079207 272 6382 SH SOLE 6382 MARATHON OIL CORP COM 565849106 265 3443 SH SOLE 3443 MARTIN MARIETTA MATLS INC COM 573284106 21663 256000 SH SOLE 256000 MCKESSON CORP COM 58155Q103 597 11318 SH SOLE 11318 MERCK & CO INC COM 589331107 1315 31386 SH SOLE 31386 MGIC INVT CORP WIS COM 552848103 1714 28579 SH SOLE 28579 MICROSOFT CORP COM 594918104 278 10152 SH SOLE 10152 MIRANT CORP NEW COM 60467R100 89417 3274134 SH SOLE 3274134 NBTY INC COM 628782104 1108 37857 SH SOLE 37857 NEWMONT MINING CORP COM 651639106 217 5080 SH SOLE 5080 NOKIA CORP SPONSORED ADR 654902204 462 23483 SH SOLE 23483 NORTH AMERN INS LEADERS INC COM 65687M104 14618 1997000 SH SOLE 1997000 NORTH AMERN INS LEADERS INC *W EXP 03/21/201 65687M112 1338 1997000 SH SOLE 1997000 NRG ENERGY INC COM NEW 629377508 59932 1323000 SH SOLE 1323000 NRG ENERGY INC COM NEW 629377508 96761 2136000 SH PUT SOLE 2136000 NTL INC DEL COM 62941W101 33687 1324700 SH SOLE 1324700 NUCOR CORP COM 670346105 252 5094 SH SOLE 5094 OCCIDENTAL PETE CORP DEL COM 674599105 697 14492 SH SOLE 14492 ORACLE CORP COM 68389X105 120992 6820314 SH SOLE 6820314 PFIZER INC COM 717081103 1226 43227 SH SOLE 43227 PHELPS DODGE CORP COM 717265102 686 8102 SH SOLE 8102 RADIOSHACK CORP COM 750438103 246 12730 SH SOLE 12730 REALNETWORKS INC COM 75605L104 123 11584 SH SOLE 11584 RENAISSANCERE HOLDINGS LTD COM G7496G103 1407 25304 SH SOLE 25304 RENT A CTR INC NEW COM 76009N100 957 32678 SH SOLE 32678 RITE AID CORP COM 767754104 64 14096 SH SOLE 14096 SCHLUMBERGER LTD COM 806857108 47391 764000 SH SOLE 764000 SECURITY CAPITAL ASSURANCE COM G8018D107 48650 2031300 SH SOLE 2031300 SHANGHAI CENTURY ACQUISIT CO SHS G80637104 12294 1731500 SH SOLE 1731500 SHANGHAI CENTURY ACQUISIT CO *W EXP 04/23/201 G80637112 1212 1731500 SH SOLE 1731500 SOVEREIGN BANCORP INC COM 845905108 25087 1166300 SH PUT SOLE 1166300 SPRINT NEXTEL CORP COM FON 852061100 36011 2099764 SH SOLE 2099764 STAR MARITIME ACQUISITION CO COM 85516E107 27385 2849600 SH SOLE 2849600 STAR MARITIME ACQUISITION CO *W EXP 12/15/200 85516E115 760 1000000 SH SOLE 1000000 TIME WARNER INC COM 887317105 26425 1449532 SH SOLE 1449532 TOLL BROTHERS INC COM 889478103 211 7498 SH SOLE 7498 TRANSOCEAN INC ORD G90078109 79140 1080700 SH SOLE 1080700 TXU CORP COM 873168108 7290 116600 SH SOLE 116600 TYCO INTL LTD NEW COM 902124106 628 22422 SH SOLE 22422 UAL CORP COM NEW 902549807 645 24261 SH SOLE 24261 UNISOURCE ENERGY CORP COM 909205106 35900 1077100 SH SOLE 1077100 UNIVISION COMMUNICATIONS INC CL A 914906102 401 11687 SH SOLE 11687 VALERO ENERGY CORP NEW COM 91913Y100 977 18981 SH SOLE 18981 VALERO L P COM UT LTD PRT 91913W104 575 11501 SH SOLE 11501 VERIGY LTD SHS Y93691106 1138 70000 SH SOLE 70000 VERIZON COMMUNICATIONS COM 92343V104 418 11257 SH SOLE 11257 WAL MART STORES INC COM 931142103 321 6508 SH SOLE 6808 WASHINGTON MUT INC COM 939322103 2565 59000 SH SOLE 59000 WATSON PHARMACEUTICALS INC COM 942683103 435 16626 SH SOLE 16626 WELLPOINT INC COM 94973V107 572 7428 SH SOLE 7428 WILLIAMS COS INC DEL COM 969457100 73460 3077500 SH SOLE 3077500 WORTHINGTON INDS INC COM 981811102 258 15152 SH SOLE 15152 XEROX CORP COM 984121103 206 13240 SH SOLE 13240
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