The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ACCELERON PHARMA INC | COM | 00434H108 | 56,265 | 500,000 | SH | DFND | 1 | 500,000 | 0 | 0 | |
AGENUS INC | COM NEW | 00847G705 | 34,000 | 8,500,000 | SH | DFND | 1 | 8,500,000 | 0 | 0 | |
AKERO THERAPEUTICS INC | COM | 00973Y108 | 26,466 | 859,550 | SH | DFND | 1 | 859,550 | 0 | 0 | |
AKOUOS INC | COM | 00973J101 | 11,206 | 499,991 | SH | DFND | 1 | 499,991 | 0 | 0 | |
ALBIREO PHARMA INC | COM | 01345P106 | 23,359 | 700,000 | SH | DFND | 1 | 700,000 | 0 | 0 | |
ALLAKOS INC | COM | 01671P100 | 6,109 | 75,000 | SH | DFND | 1 | 75,000 | 0 | 0 | |
ALX ONCOLOGY HLDGS INC | COM | 00166B105 | 35,959 | 971,770 | SH | DFND | 1 | 971,770 | 0 | 0 | |
AMARIN CORP PLC | SPONS ADR NEW | 023111206 | 1,263 | 300,000 | SH | DFND | 1 | 300,000 | 0 | 0 | |
ANAPTYSBIO INC | COM | 032724106 | 9,588 | 650,000 | SH | DFND | 1 | 650,000 | 0 | 0 | |
APELLIS PHARMACEUTICALS INC | COM | 03753U106 | 56,300 | 1,866,108 | SH | DFND | 1 | 1,866,108 | 0 | 0 | |
ARCTURUS THERAPEUTICS HLDGS | COM | 03969T109 | 30,030 | 700,000 | SH | DFND | 1 | 700,000 | 0 | 0 | |
ARENA PHARMACEUTICALS INC | COM NEW | 040047607 | 2,244 | 30,000 | SH | DFND | 1 | 30,000 | 0 | 0 | |
ARGENX SE | SPONSORED ADR | 04016X101 | 10,501 | 40,000 | SH | DFND | 1 | 40,000 | 0 | 0 | |
ASCENDIS PHARMA A/S | SPONSORED ADR | 04351P101 | 19,290 | 125,000 | SH | DFND | 1 | 125,000 | 0 | 0 | |
ATRECA INC | CL A COM | 04965G109 | 4,100 | 293,500 | SH | DFND | 1 | 293,500 | 0 | 0 | |
AUTOLUS THERAPEUTICS PLC | SPON ADS | 05280R100 | 4,914 | 422,167 | SH | DFND | 1 | 422,167 | 0 | 0 | |
AVEO PHARMACEUTICALS INC | COM NEW | 053588307 | 5,940 | 1,000,000 | SH | DFND | 1 | 1,000,000 | 0 | 0 | |
AVIDITY BIOSCIENCES INC | COM | 05370A108 | 69,538 | 2,514,546 | SH | DFND | 1 | 2,514,546 | 0 | 0 | |
AVROBIO INC | COM | 05455M100 | 3,177 | 244,032 | SH | DFND | 1 | 244,032 | 0 | 0 | |
AXONICS MODULATION TECHNOLOG | COM | 05465P101 | 35,371 | 693,000 | SH | DFND | 1 | 693,000 | 0 | 0 | |
AXSOME THERAPEUTICS INC | COM | 05464T104 | 17,813 | 250,000 | SH | DFND | 1 | 250,000 | 0 | 0 | |
BCTG ACQUISITION CORP | COM | 05492W103 | 8,365 | 800,000 | SH | DFND | 1 | 800,000 | 0 | 0 | |
BEAM THERAPEUTICS INC | COM | 07373V105 | 19,608 | 796,428 | SH | DFND | 1 | 796,428 | 0 | 0 | |
BIOHAVEN PHARMACTL HLDG CO L | COM | G11196105 | 32,505 | 500,000 | SH | DFND | 1 | 500,000 | 0 | 0 | |
BIONTECH SE | SPONSORED ADS | 09075V102 | 22,410 | 325,000 | SH | DFND | 1 | 325,000 | 0 | 0 | |
BLUEPRINT MEDICINES CORP | COM | 09627Y109 | 25,493 | 275,000 | SH | DFND | 1 | 275,000 | 0 | 0 | |
BRIDGEBIO PHARMA INC | COM | 10806X102 | 85,011 | 2,265,762 | SH | DFND | 1 | 2,265,762 | 0 | 0 | |
CABALETTA BIO INC | COM | 12674W109 | 22,410 | 2,067,302 | SH | DFND | 1 | 2,067,302 | 0 | 0 | |
CARDIFF ONCOLOGY INC | COM | 14147L108 | 2,483 | 175,000 | SH | DFND | 1 | 175,000 | 0 | 0 | |
CHEMOCENTRYX INC | COM | 16383L106 | 76,720 | 1,400,000 | SH | DFND | 1 | 1,400,000 | 0 | 0 | |
CHEMOCENTRYX INC | COM | 16383L106 | 13,700 | 250,000 | SH | Call | DFND | 1 | 2,500 | 0 | 0 |
CRISPR THERAPEUTICS AG | NAMEN AKT | H17182108 | 25,092 | 300,000 | SH | DFND | 1 | 300,000 | 0 | 0 | |
DECIPHERA PHARMACEUTICALS IN | COM | 24344T101 | 12,825 | 250,000 | SH | DFND | 1 | 250,000 | 0 | 0 | |
EIDOS THERAPEUTICS INC | COM | 28249H104 | 50,186 | 993,185 | SH | DFND | 1 | 993,185 | 0 | 0 | |
EIGER BIOPHARMACEUTICALS INC | COM | 28249U105 | 3,659 | 449,510 | SH | DFND | 1 | 449,510 | 0 | 0 | |
FATE THERAPEUTICS INC | COM | 31189P102 | 600 | 15,000 | SH | DFND | 1 | 15,000 | 0 | 0 | |
FORMA THERAPEUTICS HLDGS INC | SHS | 34633R104 | 166,465 | 3,379,373 | SH | DFND | 1 | 3,379,373 | 0 | 0 | |
FS DEV CORP | COM CL A | 303020101 | 5,599 | 500,000 | SH | DFND | 1 | 500,000 | 0 | 0 | |
GALAPAGOS NV | SPON ADR | 36315X101 | 18,471 | 130,000 | SH | DFND | 1 | 130,000 | 0 | 0 | |
GENETRON HLDGS LTD | ADS | 37186H100 | 5,970 | 500,000 | SH | DFND | 1 | 500,000 | 0 | 0 | |
GOSSAMER BIO INC | COM | 38341P102 | 3,082 | 248,382 | SH | DFND | 1 | 248,382 | 0 | 0 | |
HARPOON THERAPEUTICS INC | COM | 41358P106 | 9,694 | 570,600 | SH | DFND | 1 | 570,600 | 0 | 0 | |
HEALTH SCIENCES ACQ CORP 2 | ORD SHS | G4411D109 | 8,800 | 800,000 | SH | DFND | 1 | 800,000 | 0 | 0 | |
HOMOLOGY MEDICINES INC | COM | 438083107 | 5,039 | 470,897 | SH | DFND | 1 | 470,897 | 0 | 0 | |
IGM BIOSCIENCES INC | COM | 449585108 | 16,607 | 225,000 | SH | DFND | 1 | 225,000 | 0 | 0 | |
IMMUNOVANT INC | COM | 45258J102 | 57,639 | 1,637,951 | SH | DFND | 1 | 1,637,951 | 0 | 0 | |
INSMED INC | COM PAR $.01 | 457669307 | 11,249 | 350,000 | SH | DFND | 1 | 350,000 | 0 | 0 | |
INSPIRE MED SYS INC | COM | 457730109 | 15,486 | 120,000 | SH | DFND | 1 | 120,000 | 0 | 0 | |
ITEOS THERAPEUTICS INC | COM | 46565G104 | 8,635 | 350,000 | SH | DFND | 1 | 350,000 | 0 | 0 | |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 74,895 | 500,000 | SH | Put | DFND | 1 | 5,000 | 0 | 0 |
KADMON HOLDINGS INC | COM | 48283N106 | 3,920 | 1,000,000 | SH | DFND | 1 | 1,000,000 | 0 | 0 | |
KEZAR LIFE SCIENCES INC | COM | 49372L100 | 4,510 | 931,800 | SH | DFND | 1 | 931,800 | 0 | 0 | |
KURA ONCOLOGY INC | COM | 50127T109 | 15,320 | 500,000 | SH | DFND | 1 | 500,000 | 0 | 0 | |
MERUS N V | COM | N5749R100 | 5,151 | 429,284 | SH | DFND | 1 | 429,284 | 0 | 0 | |
MINERVA NEUROSCIENCES INC | COM | 603380106 | 759 | 238,817 | SH | DFND | 1 | 238,817 | 0 | 0 | |
MIRATI THERAPEUTICS INC | COM | 60468T105 | 45,664 | 275,000 | SH | DFND | 1 | 275,000 | 0 | 0 | |
MORPHIC HLDG INC | COM | 61775R105 | 6,835 | 250,000 | SH | DFND | 1 | 250,000 | 0 | 0 | |
MYOKARDIA INC | COM | 62857M105 | 61,349 | 450,000 | SH | DFND | 1 | 450,000 | 0 | 0 | |
MYOVANT SCIENCES LTD | COM | G637AM102 | 29,996 | 2,134,966 | SH | DFND | 1 | 2,134,966 | 0 | 0 | |
NEKTAR THERAPEUTICS | COM | 640268108 | 830 | 50,000 | SH | DFND | 1 | 50,000 | 0 | 0 | |
OMEROS CORP | COM | 682143102 | 50,525 | 5,000,000 | SH | DFND | 1 | 5,000,000 | 0 | 0 | |
OMEROS CORP | COM | 682143102 | 10,110 | 1,000,000 | SH | Call | DFND | 1 | 10,000 | 0 | 0 |
ORCHARD THERAPEUTICS PLC | ADS | 68570P101 | 1,055 | 256,649 | SH | DFND | 1 | 256,649 | 0 | 0 | |
OTONOMY INC | COM | 68906L105 | 13,129 | 3,241,800 | SH | DFND | 1 | 3,241,800 | 0 | 0 | |
OUTLOOK THERAPEUTICS INC | *W EXP 02/18/202 | 69012T115 | 54 | 416,666 | SH | DFND | 1 | 416,666 | 0 | 0 | |
PANACEA ACQUISITION CORP | UNIT 99/99/9999 | 698102209 | 3,000 | 250,000 | SH | DFND | 1 | 250,000 | 0 | 0 | |
PLIANT THERAPEUTICS, INC | COM | 729139105 | 13,571 | 611,409 | SH | DFND | 1 | 611,409 | 0 | 0 | |
PRECISION BIOSCIENCES INC | COM | 74019P108 | 2,135 | 346,524 | SH | DFND | 1 | 346,524 | 0 | 0 | |
PROTARA THERAPEUTIC INC | COM STK | 74365U107 | 7,574 | 450,000 | SH | DFND | 1 | 450,000 | 0 | 0 | |
QUOTIENT LTD | SHS | G73268107 | 10,280 | 2,000,000 | SH | DFND | 1 | 2,000,000 | 0 | 0 | |
REATA PHARMACEUTICALS INC | CL A | 75615P103 | 43,839 | 450,000 | SH | DFND | 1 | 450,000 | 0 | 0 | |
REPARE THERAPEUTICS INC | COM | 760273102 | 10,725 | 348,567 | SH | DFND | 1 | 348,567 | 0 | 0 | |
REVOLUTION MEDICINES INC | COM | 76155X100 | 91,878 | 2,640,177 | SH | DFND | 1 | 2,640,177 | 0 | 0 | |
ROCKET PHARMACEUTICALS INC | COM | 77313F106 | 31,285 | 1,368,550 | SH | DFND | 1 | 1,368,550 | 0 | 0 | |
SAREPTA THERAPEUTICS INC(NSM) | COM | 803607100 | 11,937 | 85,000 | SH | DFND | 1 | 85,000 | 0 | 0 | |
SORRENTO THERAPEUTICS INC | COM NEW | 83587F202 | 66,900 | 6,000,000 | SH | DFND | 1 | 6,000,000 | 0 | 0 | |
SORRENTO THERAPEUTICS INC | COM NEW | 83587F202 | 5,575 | 500,000 | SH | Call | DFND | 1 | 5,000 | 0 | 0 |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 167,445 | 500,000 | SH | Put | DFND | 1 | 5,000 | 0 | 0 |
STOKE THERAPEUTICS INC | COM | 86150R107 | 51,501 | 1,537,807 | SH | DFND | 1 | 1,537,807 | 0 | 0 | |
TCR2 THERAPEUTICS INC | COM | 87808K106 | 12,192 | 600,000 | SH | DFND | 1 | 600,000 | 0 | 0 | |
THERAPEUTICS ACQUISITION COR | COM CL A | 88339T103 | 7,190 | 500,000 | SH | DFND | 1 | 500,000 | 0 | 0 | |
THERAVANCE BIOPHARMA INC | COM | G8807B106 | 9,611 | 650,072 | SH | DFND | 1 | 650,072 | 0 | 0 | |
TRICIDA INC | COM | 89610F101 | 6,595 | 727,975 | SH | DFND | 1 | 727,975 | 0 | 0 | |
TRILLIUM THERAPEUTICS INC | COM NEW | 89620X506 | 35,525 | 2,500,000 | SH | DFND | 1 | 2,500,000 | 0 | 0 | |
TURNING POINT THERAPEUTICS I | COM | 90041T108 | 213,359 | 2,442,297 | SH | DFND | 1 | 2,442,297 | 0 | 0 | |
TWIST BIOSCIENCE CORP | COM | 90184D100 | 37,985 | 500,000 | SH | DFND | 1 | 500,000 | 0 | 0 | |
UNIQURE NV | SHS | N90064101 | 11,970 | 325,000 | SH | DFND | 1 | 325,000 | 0 | 0 | |
VESPER HEALTHCARE ACQSTN COR | UNIT 99/99/9999 | 92538T203 | 4,104 | 400,000 | SH | DFND | 1 | 400,000 | 0 | 0 | |
VIELA BIO INC | COM | 926613100 | 44,507 | 1,585,000 | SH | DFND | 1 | 1,585,000 | 0 | 0 | |
SPDR SER TR | S&P BIOTECH | 78464A870 | 55,715 | 500,000 | SH | Put | DFND | 1 | 5,000 | 0 | 0 |
Y-MABS THERAPEUTICS INC | COM | 984241109 | 53,658 | 1,397,700 | SH | DFND | 1 | 1,397,700 | 0 | 0 | |
ZAI LAB LTD | ADR | 98887Q104 | 15,727 | 189,092 | SH | DFND | 1 | 189,092 | 0 | 0 | |
ZYMEWORKS INC | COM | 98985W102 | 53,567 | 1,150,000 | SH | DFND | 1 | 1,150,000 | 0 | 0 |