The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
8I ENTERPRISES ACQUISITION C | *W EXP 10/29/202 | G2956M112 | 140 | 104,230 | SH | DFND | 104,230 | 0 | 0 | ||
ADAM NAT RES FD INC | COM | 00548F105 | 164 | 16,773 | SH | DFND | 16,773 | 0 | 0 | ||
ADIENT PLC | ORD SHS | G0084W101 | 693 | 40,000 | SH | DFND | 40,000 | 0 | 0 | ||
AGILENT TECHNOLOGIES INC | COM | 00846U101 | 3,220 | 31,900 | SH | Put | DFND | 31,900 | 0 | 0 | |
ALBERTSONS COS INC | COMMON STOCK | 013091103 | 355 | 25,600 | SH | DFND | 25,600 | 0 | 0 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 16,610 | 56,500 | SH | Put | DFND | 56,500 | 0 | 0 | |
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 6,201 | 21,092 | SH | DFND | 21,092 | 0 | 0 | ||
ALPHA HEALTHCARE ACQUISTN CO | UNIT 09/21/2027 | 020751202 | 397 | 40,000 | SH | DFND | 40,000 | 0 | 0 | ||
ALTA EQUIPMENT GROUP INC | *W EXP 02/14/202 | 02128L114 | 607 | 353,924 | SH | DFND | 353,924 | 0 | 0 | ||
AMAZON COM INC | COM | 023135106 | 1,889 | 600 | SH | Call | DFND | 600 | 0 | 0 | |
AMAZON COM INC | COM | 023135106 | 47,231 | 15,000 | SH | Put | DFND | 15,000 | 0 | 0 | |
AMAZON COM INC | COM | 023135106 | 28,339 | 9,000 | SH | DFND | 9,000 | 0 | 0 | ||
AMERICAN AIRLS GROUP INC | COM | 02376R102 | 430 | 35,000 | SH | DFND | 35,000 | 0 | 0 | ||
AMERICAN AIRLS GROUP INC | NOTE 6.500% 7/0 | 02376RAF9 | 464 | 500,000 | PRN | DFND | 500,000 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 74,350 | 642,000 | SH | Put | DFND | 642,000 | 0 | 0 | |
APPLE INC | COM | 037833100 | 34,164 | 295,000 | SH | DFND | 295,000 | 0 | 0 | ||
ATLAS TECHNICAL CONSULTANTS | *W EXP 11/26/202 | 049430119 | 135 | 261,850 | SH | DFND | 261,850 | 0 | 0 | ||
BAIDU INC | SPON ADR REP A | 056752108 | 12,659 | 100,000 | SH | Put | DFND | 100,000 | 0 | 0 | |
BAIDU INC | SPON ADR REP A | 056752108 | 6,025 | 47,596 | SH | DFND | 47,596 | 0 | 0 | ||
BARCLAYS BANK PLC | IPTH SR B S&P | 06746P621 | 12,139 | 487,500 | SH | Put | DFND | 487,500 | 0 | 0 | |
BARRICK GOLD CORP | COM | 067901108 | 1,406 | 50,000 | SH | Call | DFND | 50,000 | 0 | 0 | |
BARRICK GOLD CORP | COM | 067901108 | 1,406 | 50,000 | SH | Put | DFND | 50,000 | 0 | 0 | |
BARRICK GOLD CORP | COM | 067901108 | 249 | 8,845 | SH | DFND | 8,845 | 0 | 0 | ||
BBX CAP CORP NEW | CL A | 05491N302 | 901 | 67,308 | SH | DFND | 67,308 | 0 | 0 | ||
BILIBILI INC | NOTE 1.375% 4/0 | 090040AB2 | 7,077 | 4,000,000 | PRN | DFND | 4,000,000 | 0 | 0 | ||
BILIBILI INC | SPONS ADS REP Z | 090040106 | 1,040 | 25,000 | SH | Put | DFND | 25,000 | 0 | 0 | |
BLACKROCK RES & COMMODITIES | SHS | 09257A108 | 991 | 166,503 | SH | DFND | 166,503 | 0 | 0 | ||
BLINK CHARGING CO | *W EXP 01/31/202 | 09354A118 | 5,403 | 890,108 | SH | DFND | 890,108 | 0 | 0 | ||
BLINK CHARGING CO | COM | 09354A100 | 15,300 | 1,484,000 | SH | Put | DFND | 1,484,000 | 0 | 0 | |
BLINK CHARGING CO | COM | 09354A100 | 42 | 4,045 | SH | DFND | 4,045 | 0 | 0 | ||
BLUEGREEN VACATIONS CORP | COM | 09629F108 | 124 | 25,292 | SH | DFND | 25,292 | 0 | 0 | ||
BROADCOM INC | COM | 11135F101 | 6,813 | 18,700 | SH | Call | DFND | 18,700 | 0 | 0 | |
BROADCOM INC | COM | 11135F101 | 6,813 | 18,700 | SH | Put | DFND | 18,700 | 0 | 0 | |
BROADCOM INC | COM | 11135F101 | 13 | 37 | SH | DFND | 37 | 0 | 0 | ||
BROADMARK RLTY CAP INC | *W EXP 11/15/202 | 11135B118 | 91 | 316,432 | SH | DFND | 316,432 | 0 | 0 | ||
BROOGE ENERGY LTD | *W EXP 12/20/202 | G1611B115 | 63 | 126,476 | SH | DFND | 126,476 | 0 | 0 | ||
CAPRI HOLDINGS LIMITED | SHS | G1890L107 | 1,728 | 96,000 | SH | DFND | 96,000 | 0 | 0 | ||
CARNIVAL CORP | UNIT 99/99/9999 | 143658300 | 3,340 | 220,000 | SH | Put | DFND | 220,000 | 0 | 0 | |
CARNIVAL PLC | ADR | 14365C103 | 189 | 14,600 | SH | DFND | 14,600 | 0 | 0 | ||
CF FIN ACQUISITION CORP | *W EXP 04/30/202 | 12528N115 | 113 | 115,415 | SH | DFND | 115,415 | 0 | 0 | ||
CHINA LODGING GROUP LTD | NOTE 0.375%11/0 | 16949NAC3 | 10,120 | 9,000,000 | PRN | DFND | 9,000,000 | 0 | 0 | ||
CHIPOTLE MEXICAN GRILL INC | COM | 169656105 | 3,482 | 2,800 | SH | Put | DFND | 2,800 | 0 | 0 | |
CHURCHILL CAP CORP III | *W EXP 03/01/202 | 17144C112 | 996 | 498,059 | SH | DFND | 498,059 | 0 | 0 | ||
CHURCHILL CAP CORP III | COM | 17144C104 | 4,049 | 395,000 | SH | DFND | 395,000 | 0 | 0 | ||
CLOROX CO DEL | COM | 189054109 | 2,102 | 10,000 | SH | Put | DFND | 10,000 | 0 | 0 | |
COHEN & STEERS QUALITY INCOM | COM | 19247L106 | 3,056 | 275,069 | SH | DFND | 275,069 | 0 | 0 | ||
COLLECTIVE GROWTH CORP | UNIT 04/29/2025 | 19424L200 | 919 | 90,925 | SH | DFND | 90,925 | 0 | 0 | ||
COLONY CAP INC NEW | CL A COM | 19626G108 | 243 | 88,900 | SH | DFND | 88,900 | 0 | 0 | ||
CONSTELLIUM SE | CL A SHS | F21107101 | 2,592 | 330,210 | SH | DFND | 330,210 | 0 | 0 | ||
COSTCO WHSL CORP NEW | COM | 22160K105 | 12,425 | 35,000 | SH | Put | DFND | 35,000 | 0 | 0 | |
COSTCO WHSL CORP NEW | COM | 22160K105 | 6,315 | 17,790 | SH | DFND | 17,790 | 0 | 0 | ||
CREE INC | NOTE 0.875% 9/0 | 225447AB7 | 6,203 | 5,000,000 | PRN | DFND | 5,000,000 | 0 | 0 | ||
CROWN HLDGS INC | COM | 228368106 | 2,012 | 26,180 | SH | DFND | 26,180 | 0 | 0 | ||
DASEKE INC | *W EXP 02/27/202 | 23753F115 | 203 | 1,390,951 | SH | DFND | 1,390,951 | 0 | 0 | ||
DIGITAL MEDIA SOLUTIONS INC | *W EXP 07/15/202 | 25401G114 | 65 | 75,364 | SH | DFND | 75,364 | 0 | 0 | ||
DIREXION SHS ETF TR | DAILY GOLD MINER | 25460G880 | 8,568 | 450,700 | SH | Put | DFND | 450,700 | 0 | 0 | |
DIREXION SHS ETF TR | DLY JR GOLD 2X | 25460G807 | 959 | 84,900 | SH | Put | DFND | 84,900 | 0 | 0 | |
DMY TECHNOLOGY GROUP INC | *W EXP 02/21/202 | 233253111 | 299 | 99,652 | SH | DFND | 99,652 | 0 | 0 | ||
DXC TECHNOLOGY CO | COM | 23355L106 | 93 | 5,200 | SH | Call | DFND | 5,200 | 0 | 0 | |
DXC TECHNOLOGY CO | COM | 23355L106 | 1,503 | 84,182 | SH | DFND | 84,182 | 0 | 0 | ||
ELECTRAMECCANICA VEHS CORP | *W EXP 08/03/202 | 284849114 | 645 | 537,735 | SH | DFND | 537,735 | 0 | 0 | ||
ETSY INC | NOTE 0.125%10/0 | 29786AAJ5 | 15,761 | 10,000,000 | PRN | DFND | 10,000,000 | 0 | 0 | ||
EXXON MOBIL CORP | COM | 30231G102 | 566 | 16,500 | SH | Call | DFND | 16,500 | 0 | 0 | |
FALCON MINERALS CORP | *W EXP 07/21/202 | 30607B208 | 81 | 1,014,000 | SH | DFND | 1,014,000 | 0 | 0 | ||
FALCON MINERALS CORP | CL A COM | 30607B109 | 27 | 11,207 | SH | DFND | 11,207 | 0 | 0 | ||
FG NEW AMER ACQUISITION CORP | UNIT 08/31/2027 | 30259V205 | 2,002 | 200,000 | SH | DFND | 200,000 | 0 | 0 | ||
FIREEYE INC | NOTE 0.875% 6/0 | 31816QAF8 | 6,564 | 7,000,000 | PRN | DFND | 7,000,000 | 0 | 0 | ||
FITBIT INC | CL A | 33812L102 | 839 | 120,575 | SH | DFND | 120,575 | 0 | 0 | ||
FIVE BELOW INC | COM | 33829M101 | 5,080 | 40,000 | SH | Call | DFND | 40,000 | 0 | 0 | |
FIVE BELOW INC | COM | 33829M101 | 5,080 | 40,000 | SH | Put | DFND | 40,000 | 0 | 0 | |
FORUM MERGER II CORP | *W EXP 09/30/202 | 34986F111 | 653 | 73,651 | SH | DFND | 73,651 | 0 | 0 | ||
FREEPORT-MCMORAN INC | CL B | 35671D857 | 1,564 | 100,000 | SH | Call | DFND | 100,000 | 0 | 0 | |
FREEPORT-MCMORAN INC | CL B | 35671D857 | 1,564 | 100,000 | SH | Put | DFND | 100,000 | 0 | 0 | |
FREEPORT-MCMORAN INC | CL B | 35671D857 | 929 | 59,402 | SH | DFND | 59,402 | 0 | 0 | ||
GABELLI DIVID & INCOME TR | COM | 36242H104 | 2,694 | 146,794 | SH | DFND | 146,794 | 0 | 0 | ||
GENWORTH FINL INC | COM CL A | 37247D106 | 116 | 34,590 | SH | DFND | 34,590 | 0 | 0 | ||
GLOBAL BLUE GROUP HOLDING AG | *W EXP 08/28/202 | H33700115 | 37 | 57,363 | SH | DFND | 57,363 | 0 | 0 | ||
GLRY STR NW MDIA GRUP HLDG L | *W EXP 02/13/202 | G39973113 | 83 | 1,495,847 | SH | DFND | 1,495,847 | 0 | 0 | ||
GOLD FIELDS LTD | SPONSORED ADR | 38059T106 | 328 | 26,681 | SH | DFND | 26,681 | 0 | 0 | ||
GRANITE CONSTR INC | COM | 387328107 | 176 | 10,000 | SH | Put | DFND | 10,000 | 0 | 0 | |
GRID DYNAMICS HLDGS INC | *W EXP 03/05/202 | 39813G117 | 289 | 162,417 | SH | DFND | 162,417 | 0 | 0 | ||
HALL OF FAME RESORT & ENTMT | *W EXP 07/01/202 | 40619L110 | 44 | 167,508 | SH | DFND | 167,508 | 0 | 0 | ||
HEALTHPEAK PROPERTIES INC | COM | 42250P103 | 3,269 | 120,400 | SH | Call | DFND | 120,400 | 0 | 0 | |
HENNESSY CAP ACQUSTION CORP | *W EXP 09/05/202 | 42589C112 | 170 | 73,490 | SH | DFND | 73,490 | 0 | 0 | ||
HIGHLAND INCOME FD | HIGHLAND INCOME | 43010E404 | 2,152 | 250,572 | SH | DFND | 250,572 | 0 | 0 | ||
HILTON WORLDWIDE HLDGS INC | COM | 43300A203 | 2,858 | 33,500 | SH | Put | DFND | 33,500 | 0 | 0 | |
HOME DEPOT INC | COM | 437076102 | 13,663 | 49,200 | SH | Call | DFND | 49,200 | 0 | 0 | |
HOME DEPOT INC | COM | 437076102 | 13,663 | 49,200 | SH | Put | DFND | 49,200 | 0 | 0 | |
HOSTESS BRANDS INC | *W EXP 11/04/202 | 44109J114 | 1,353 | 1,649,847 | SH | DFND | 1,649,847 | 0 | 0 | ||
HYCROFT MINING HOLDING CORP | *W EXP 02/12/202 | 44862P117 | 252 | 160,462 | SH | DFND | 160,462 | 0 | 0 | ||
II-VI INC | NOTE 0.250% 9/0 | 902104AB4 | 6,078 | 5,400,000 | PRN | DFND | 5,400,000 | 0 | 0 | ||
INFRA AND ENERGY ALTRNTIVE I | *W EXP 05/20/202 | 45686J112 | 198 | 545,341 | SH | DFND | 545,341 | 0 | 0 | ||
INTER PARFUMS INC | COM | 458334109 | 1,415 | 37,892 | SH | DFND | 37,892 | 0 | 0 | ||
INTL GNRL INSURANCE HLDNGS L | *W EXP 03/17/202 | G4809J114 | 191 | 319,619 | SH | DFND | 319,619 | 0 | 0 | ||
INTUIT | COM | 461202103 | 13,897 | 42,600 | SH | Call | DFND | 42,600 | 0 | 0 | |
INTUIT | COM | 461202103 | 13,897 | 42,600 | SH | Put | DFND | 42,600 | 0 | 0 | |
INTUIT | COM | 461202103 | 1,050 | 3,220 | SH | DFND | 3,220 | 0 | 0 | ||
ISHARES SILVER TR | ISHARES | 46428Q109 | 5,516 | 254,920 | SH | DFND | 254,920 | 0 | 0 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 3,096 | 20,668 | SH | DFND | 20,668 | 0 | 0 | ||
JD.COM INC | SPON ADR CL A | 47215P106 | 11,642 | 150,000 | SH | Put | DFND | 150,000 | 0 | 0 | |
JD.COM INC | SPON ADR CL A | 47215P106 | 4,875 | 62,814 | SH | DFND | 62,814 | 0 | 0 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 722 | 7,500 | SH | DFND | 7,500 | 0 | 0 | ||
KALEYRA INC | *W EXP 12/12/202 | 483379111 | 419 | 295,328 | SH | DFND | 295,328 | 0 | 0 | ||
KBL MERGER CORP IV | *W EXP 01/15/202 | 48242A112 | 15 | 63,186 | SH | DFND | 63,186 | 0 | 0 | ||
LIBERTY TRIPADVISOR HLDGS IN | COM SER A | 531465102 | 377 | 218,115 | SH | DFND | 218,115 | 0 | 0 | ||
LION GROUP HOLDING LTD | *W EXP 06/17/202 | 53620U110 | 158 | 1,753,904 | SH | DFND | 1,753,904 | 0 | 0 | ||
LIV CAP ACQUISITION CORP | *W EXP 12/13/202 | G5510C116 | 47 | 100,000 | SH | DFND | 100,000 | 0 | 0 | ||
LKQ CORP | COM | 501889208 | 3,605 | 130,000 | SH | DFND | 130,000 | 0 | 0 | ||
LOWES COS INC | COM | 548661107 | 5,075 | 30,600 | SH | Put | DFND | 30,600 | 0 | 0 | |
LUMENTUM HLDGS INC | NOTE 0.250% 3/1 | 55024UAB5 | 17,861 | 12,769,000 | PRN | DFND | 12,769,000 | 0 | 0 | ||
MALACCA STRAITS ACQUISITION | UNIT 99/99/9999 | G5859B125 | 1,093 | 109,842 | SH | DFND | 109,842 | 0 | 0 | ||
MEGALITH FINL ACQUISITION CO | *W EXP 08/26/202 | 58518F117 | 152 | 228,256 | SH | DFND | 228,256 | 0 | 0 | ||
MICROCHIP TECHNOLOGY INC. | NOTE 1.625% 2/1 | 595017AD6 | 11,426 | 5,130,000 | PRN | DFND | 5,130,000 | 0 | 0 | ||
MICROCHIP TECHNOLOGY INC. | NOTE 1.625% 2/1 | 595017AF1 | 7,704 | 5,000,000 | PRN | DFND | 5,000,000 | 0 | 0 | ||
MONOCLE ACQUISITION CORP | *W EXP 12/06/202 | 609754114 | 151 | 303,000 | SH | DFND | 303,000 | 0 | 0 | ||
MYLAN NV | SHS EURO | N59465109 | 709 | 47,800 | SH | Call | DFND | 47,800 | 0 | 0 | |
NESCO HLDGS INC | *W EXP 01/01/202 | 64083J112 | 391 | 1,304,239 | SH | DFND | 1,304,239 | 0 | 0 | ||
NETFLIX INC | COM | 64110L106 | 50,003 | 100,000 | SH | Put | DFND | 100,000 | 0 | 0 | |
NETFLIX INC | COM | 64110L106 | 23,122 | 46,242 | SH | DFND | 46,242 | 0 | 0 | ||
NEWMONT CORP | COM | 651639106 | 421 | 6,641 | SH | DFND | 6,641 | 0 | 0 | ||
NEXTERA ENERGY INC | UNIT 99/99/9999 | 65339F739 | 4,775 | 100,000 | SH | DFND | 100,000 | 0 | 0 | ||
NIKOLA CORP | COM | 654110105 | 274 | 13,400 | SH | Put | DFND | 13,400 | 0 | 0 | |
NOKIA CORP | SPONSORED ADR | 654902204 | 3,353 | 857,600 | SH | Call | DFND | 857,600 | 0 | 0 | |
NOVAVAX INC | NOTE 3.750% 2/0 | 670002AB0 | 2,386 | 2,000,000 | PRN | DFND | 2,000,000 | 0 | 0 | ||
NRG ENERGY INC | DBCV 2.750% 6/0 | 629377CG5 | 8,570 | 8,225,000 | PRN | DFND | 8,225,000 | 0 | 0 | ||
NUVEEN DOW 30 DYNAMIC OVERWR | SHS | 67075F105 | 2,359 | 174,353 | SH | DFND | 174,353 | 0 | 0 | ||
NVIDIA CORPORATION | COM | 67066G104 | 54,122 | 100,000 | SH | Put | DFND | 100,000 | 0 | 0 | |
NVIDIA CORPORATION | COM | 67066G104 | 29,542 | 54,584 | SH | DFND | 54,584 | 0 | 0 | ||
OCCIDENTAL PETE CORP | COM | 674599105 | 802 | 80,117 | SH | DFND | 80,117 | 0 | 0 | ||
OKTA INC | CL A | 679295105 | 7,955 | 37,200 | SH | Call | DFND | 37,200 | 0 | 0 | |
OKTA INC | CL A | 679295105 | 7,955 | 37,200 | SH | Put | DFND | 37,200 | 0 | 0 | |
OMNICOM GROUP INC | COM | 681919106 | 489 | 9,875 | SH | DFND | 9,875 | 0 | 0 | ||
PAE INC | *W EXP 09/11/202 | 69290Y117 | 2,620 | 1,190,916 | SH | DFND | 1,190,916 | 0 | 0 | ||
PAE INC | COM CL A | 69290Y109 | 3,875 | 455,890 | SH | DFND | 455,890 | 0 | 0 | ||
PALO ALTO NETWORKS INC | COM | 697435105 | 7,343 | 30,000 | SH | Call | DFND | 30,000 | 0 | 0 | |
PALO ALTO NETWORKS INC | COM | 697435105 | 7,343 | 30,000 | SH | Put | DFND | 30,000 | 0 | 0 | |
PALO ALTO NETWORKS INC | NOTE 0.750% 7/0 | 697435AD7 | 1,129 | 1,000,000 | PRN | DFND | 1,000,000 | 0 | 0 | ||
PAVMED INC | *W EXP 04/30/202 | 70387R122 | 64 | 77,066 | SH | DFND | 77,066 | 0 | 0 | ||
PERFORMANCE FOOD GROUP CO | COM | 71377A103 | 3,193 | 92,223 | SH | DFND | 92,223 | 0 | 0 | ||
PERSHING SQUARE TONTINE HLDG | COM CL A | 71531R109 | 3,382 | 149,042 | SH | DFND | 149,042 | 0 | 0 | ||
PINDUODUO INC | SPONSORED ADS | 722304102 | 14,459 | 195,000 | SH | Put | DFND | 195,000 | 0 | 0 | |
PINDUODUO INC | SPONSORED ADS | 722304102 | 5,338 | 71,990 | SH | DFND | 71,990 | 0 | 0 | ||
PLANET FITNESS INC | CL A | 72703H101 | 924 | 15,000 | SH | Put | DFND | 15,000 | 0 | 0 | |
PURPLE INNOVATION INC | *W EXP 02/02/202 | 74640Y114 | 25,380 | 3,754,390 | SH | DFND | 3,754,390 | 0 | 0 | ||
PURPLE INNOVATION INC | COM | 74640Y106 | 123 | 4,963 | SH | DFND | 4,963 | 0 | 0 | ||
REALPAGE INC | NOTE 1.500% 5/1 | 75606NAC3 | 2,587 | 2,500,000 | PRN | DFND | 2,500,000 | 0 | 0 | ||
REALPAGE INC | NOTE 1.500%11/1 | 75606NAB5 | 11,103 | 7,553,000 | PRN | DFND | 7,553,000 | 0 | 0 | ||
REDFIN CORP | NOTE 1.750% 7/1 | 75737FAA6 | 2,614 | 1,500,000 | PRN | DFND | 1,500,000 | 0 | 0 | ||
REGIONS FINANCIAL CORP NEW | COM | 7591EP100 | 4,612 | 400,000 | SH | Call | DFND | 400,000 | 0 | 0 | |
RESTAURANT BRANDS INTL INC | COM | 76131D103 | 3,520 | 61,200 | SH | Put | DFND | 61,200 | 0 | 0 | |
RIVERNORTH DOUBLELINE STRATE | COM | 76882G107 | 508 | 37,000 | SH | DFND | 37,000 | 0 | 0 | ||
RIVERNORTH DOUBLELINE STRATE | RIGHT 10/01/2020 | 76882G123 | 0 | 37,000 | SH | DFND | 37,000 | 0 | 0 | ||
ROYAL GOLD INC | COM | 780287108 | 317 | 2,635 | SH | DFND | 2,635 | 0 | 0 | ||
SABRE CORP | COM | 78573M104 | 1,628 | 250,000 | SH | Put | DFND | 250,000 | 0 | 0 | |
SABRE CORP | COM | 78573M104 | 803 | 123,348 | SH | DFND | 123,348 | 0 | 0 | ||
SALESFORCE COM INC | COM | 79466L302 | 28,123 | 111,900 | SH | Put | DFND | 111,900 | 0 | 0 | |
SALESFORCE COM INC | COM | 79466L302 | 11,914 | 47,404 | SH | DFND | 47,404 | 0 | 0 | ||
SAREPTA THERAPEUTICS INC | COM | 803607100 | 7,022 | 50,000 | SH | Call | DFND | 50,000 | 0 | 0 | |
SAREPTA THERAPEUTICS INC | COM | 803607100 | 7,022 | 50,000 | SH | Put | DFND | 50,000 | 0 | 0 | |
SAREPTA THERAPEUTICS INC | COM | 803607100 | 270 | 1,920 | SH | DFND | 1,920 | 0 | 0 | ||
SEA LTD | SPONSORD ADS | 81141R100 | 15,604 | 101,300 | SH | Put | DFND | 101,300 | 0 | 0 | |
SEA LTD | SPONSORD ADS | 81141R100 | 487 | 3,160 | SH | DFND | 3,160 | 0 | 0 | ||
SERVICEMASTER GLOBAL HLDGS I | COM | 81761R109 | 612 | 15,341 | SH | DFND | 15,341 | 0 | 0 | ||
SHOPIFY INC | CL A | 82509L107 | 3,274 | 3,200 | SH | Call | DFND | 3,200 | 0 | 0 | |
SIBANYE STILLWATER LTD | SPONSORED ADR | 82575P107 | 253 | 22,680 | SH | DFND | 22,680 | 0 | 0 | ||
SIMPLY GOOD FOODS CO | COM | 82900L102 | 3,873 | 175,648 | SH | DFND | 175,648 | 0 | 0 | ||
SNAP INC | CL A | 83304A106 | 2,963 | 113,500 | SH | DFND | 113,500 | 0 | 0 | ||
SNAP INC | NOTE 0.750% 8/0 | 83304AAB2 | 12,237 | 8,820,000 | PRN | DFND | 8,820,000 | 0 | 0 | ||
SOHU COM LTD | SPONSORED ADS | 83410S108 | 1,800 | 90,614 | SH | DFND | 90,614 | 0 | 0 | ||
SPARTAN ENERGY ACQUISITION C | *W EXP 08/27/202 | 846784122 | 372 | 85,000 | SH | DFND | 85,000 | 0 | 0 | ||
SPIRIT AIRLS INC | NOTE 4.750% 5/1 | 848577AA0 | 2,895 | 2,000,000 | PRN | DFND | 2,000,000 | 0 | 0 | ||
STARBUCKS CORP | COM | 855244109 | 2,629 | 30,600 | SH | Put | DFND | 30,600 | 0 | 0 | |
SYNAPTICS INC | NOTE 0.500% 6/1 | 87157DAD1 | 3,011 | 2,425,000 | PRN | DFND | 2,425,000 | 0 | 0 | ||
TARGET HOSPITALITY CORP | *W EXP 03/15/202 | 87615L115 | 11 | 149,999 | SH | DFND | 149,999 | 0 | 0 | ||
TESLA INC | COM | 88160R101 | 3,003 | 7,000 | SH | Put | DFND | 7,000 | 0 | 0 | |
TIFFANY & CO NEW | COM | 886547108 | 753 | 6,500 | SH | Call | DFND | 6,500 | 0 | 0 | |
TORTOISE ACQUISITION CORP | *W EXP 03/04/202 | 89154L118 | 1,598 | 62,686 | SH | DFND | 62,686 | 0 | 0 | ||
TORTOISE ACQUISITION CORP | CL A | 89154L100 | 2,830 | 56,800 | SH | Put | DFND | 56,800 | 0 | 0 | |
TORTOISE ACQUISITION CORP | CL A | 89154L100 | 2,462 | 49,405 | SH | DFND | 49,405 | 0 | 0 | ||
TOUGHBUILT INDS INC | *W EXP 05/15/202 | 89157G116 | 3 | 57,402 | SH | DFND | 57,402 | 0 | 0 | ||
TRIPADVISOR INC | COM | 896945201 | 1,959 | 100,000 | SH | Put | DFND | 100,000 | 0 | 0 | |
TRIPADVISOR INC | COM | 896945201 | 1,156 | 58,986 | SH | DFND | 58,986 | 0 | 0 | ||
TTM TECHNOLOGIES INC | NOTE 1.750%12/1 | 87305RAD1 | 5,443 | 4,585,000 | PRN | DFND | 4,585,000 | 0 | 0 | ||
TWITTER INC | NOTE 0.250% 6/1 | 90184LAF9 | 10,408 | 9,366,000 | PRN | DFND | 9,366,000 | 0 | 0 | ||
UNUM GROUP | COM | 91529Y106 | 673 | 40,000 | SH | Call | DFND | 40,000 | 0 | 0 | |
UTZ BRANDS INC | *W EXP 08/28/202 | 918090119 | 2,478 | 378,970 | SH | DFND | 378,970 | 0 | 0 | ||
UTZ BRANDS INC | COM CL A | 918090101 | 2,293 | 128,100 | SH | Put | DFND | 128,100 | 0 | 0 | |
UTZ BRANDS INC | COM CL A | 918090101 | 81 | 4,504 | SH | DFND | 4,504 | 0 | 0 | ||
VALE S A | SPONSORED ADS | 91912E105 | 412 | 38,900 | SH | Put | DFND | 38,900 | 0 | 0 | |
VALE S A | SPONSORED ADS | 91912E105 | 207 | 19,569 | SH | DFND | 19,569 | 0 | 0 | ||
VANECK VECTORS ETF TR | GOLD MINERS ETF | 92189F106 | 18,726 | 478,200 | SH | Put | DFND | 478,200 | 0 | 0 | |
VANECK VECTORS ETF TR | GOLD MINERS ETF | 92189F106 | 8,421 | 215,030 | SH | DFND | 215,030 | 0 | 0 | ||
VANECK VECTORS ETF TR | JR GOLD MINERS E | 92189F791 | 2,986 | 53,943 | SH | DFND | 53,943 | 0 | 0 | ||
VELODYNE LIDAR INC | *W EXP 09/29/202 | 92259F119 | 807 | 165,000 | SH | DFND | 165,000 | 0 | 0 | ||
VERB TECHNOLOGY CO INC | *W EXP 03/14/202 | 92337U112 | 9 | 24,117 | SH | DFND | 24,117 | 0 | 0 | ||
VERTIV HOLDINGS CO | *W EXP 06/12/202 | 92537N116 | 24,316 | 3,752,535 | SH | DFND | 3,752,535 | 0 | 0 | ||
VOYA GLBL EQTY DIV & PREM OP | COM | 92912T100 | 1,143 | 230,882 | SH | DFND | 230,882 | 0 | 0 | ||
WALMART INC | COM | 931142103 | 69,955 | 500,000 | SH | Put | DFND | 500,000 | 0 | 0 | |
WALMART INC | COM | 931142103 | 29,450 | 210,496 | SH | DFND | 210,496 | 0 | 0 | ||
WESTERN AST INFL LKD OPP & I | COM | 95766R104 | 1,568 | 139,497 | SH | DFND | 139,497 | 0 | 0 | ||
WESTROCK CO | COM | 96145D105 | 371 | 10,671 | SH | DFND | 10,671 | 0 | 0 | ||
WHOLE EARTH BRANDS INC | *W EXP 06/25/202 | 96684W126 | 878 | 905,086 | SH | DFND | 905,086 | 0 | 0 | ||
WHOLE EARTH BRANDS INC | COM CL A | 96684W100 | 1,711 | 205,200 | SH | DFND | 205,200 | 0 | 0 | ||
WILLSCOT MOBIL MINI HLDNG CO | COM CL A | 971378104 | 10,116 | 606,498 | SH | DFND | 606,498 | 0 | 0 | ||
WYNDHAM DESTINATIONS INC | COM | 98310W108 | 21,206 | 689,410 | SH | DFND | 689,410 | 0 | 0 | ||
XPO LOGISTICS INC | COM | 983793100 | 1,439 | 17,000 | SH | DFND | 17,000 | 0 | 0 | ||
YATRA ONLINE INC | ORD SHS | G98338109 | 107 | 142,361 | SH | DFND | 142,361 | 0 | 0 | ||
ZYNGA INC | CL A | 98986T108 | 410 | 45,000 | SH | Call | DFND | 45,000 | 0 | 0 | |
ZYNGA INC | CL A | 98986T108 | 3,119 | 342,000 | SH | DFND | 342,000 | 0 | 0 |