The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
89BIO INC | COM | 282559103 | 2,835 | 110,478 | SH | SOLE | 110,478 | 0 | 0 | ||
ACCURAY INC | COM | 004397105 | 2,578 | 1,074,300 | SH | SOLE | 1,074,300 | 0 | 0 | ||
ADICET BIO INC | COM | 007002108 | 803 | 67,577 | SH | SOLE | 67,577 | 0 | 0 | ||
AERIE PHARMACEUTICALS INC | COM | 00771V108 | 3,348 | 284,440 | SH | SOLE | 284,440 | 0 | 0 | ||
AERIE PHARMACEUTICALS INC | NOTE 1.500%10/0 | 00771VAB4 | 1,206 | 1,500,000 | PRN | SOLE | 1,500,000 | 0 | 0 | ||
AFFIMED NV | COM | N01045108 | 3,133 | 924,278 | SH | SOLE | 924,278 | 0 | 0 | ||
AKEBIA THERAPEUTICS INC | COM | 00972D105 | 858 | 341,779 | SH | SOLE | 341,779 | 0 | 0 | ||
ALECTOR INC | COM | 014442107 | 1,475 | 140,000 | SH | SOLE | 140,000 | 0 | 0 | ||
ALPINE IMMUNE SCIENCES INC | COM | 02083G100 | 1,303 | 148,260 | SH | SOLE | 148,260 | 0 | 0 | ||
APELLIS PHARMACEUTICALS INC | COM | 03753U106 | 907 | 30,054 | SH | SOLE | 30,054 | 0 | 0 | ||
APPLIED GENETIC TECHNOL CORP | COM | 03820J100 | 5,322 | 1,095,139 | SH | SOLE | 1,095,139 | 0 | 0 | ||
ARCTURUS THERAPEUTICS HLDG I | COM | 03969T109 | 9,852 | 229,652 | SH | SOLE | 229,652 | 0 | 0 | ||
ARCUS BIOSCIENCES INC | COM | 03969F109 | 1,236 | 72,100 | SH | SOLE | 72,100 | 0 | 0 | ||
ARDELYX INC | COM | 039697107 | 759 | 144,650 | SH | SOLE | 144,650 | 0 | 0 | ||
ARENA PHARMACEUTICALS INC | COM NEW | 040047607 | 5,670 | 75,815 | SH | SOLE | 75,815 | 0 | 0 | ||
ASCENDIS PHARMA A S | SPONSORED ADR | 04351P101 | 4,512 | 29,237 | SH | SOLE | 29,237 | 0 | 0 | ||
ASLAN PHARMACEUTICALS LTD | ADS | 04522R101 | 164 | 86,082 | SH | SOLE | 86,082 | 0 | 0 | ||
ASSEMBLY BIOSCIENCES INC | COM | 045396108 | 585 | 35,573 | SH | SOLE | 35,573 | 0 | 0 | ||
ATRICURE INC | COM | 04963C209 | 5,316 | 133,229 | SH | SOLE | 133,229 | 0 | 0 | ||
AXOVANT SCIENCES LTD | COM | G0750W203 | 790 | 171,083 | SH | SOLE | 171,083 | 0 | 0 | ||
BIOCRYST PHARMACEUTICALS INC | COM | 09058V103 | 2,573 | 749,051 | SH | SOLE | 749,051 | 0 | 0 | ||
BIOHAVEN PHARMACEUTICALS HOLD | COM | G11196105 | 5,500 | 84,600 | SH | SOLE | 84,600 | 0 | 0 | ||
BIOTELEMETRY INC | COM | 090672106 | 2,758 | 60,500 | SH | SOLE | 60,500 | 0 | 0 | ||
BLUEBIRD BIO INC | COM | 09609G100 | 1,633 | 30,273 | SH | SOLE | 30,273 | 0 | 0 | ||
BLUEPRINT MEDICINES CORP | COM | 09627Y109 | 21,607 | 233,089 | SH | SOLE | 233,089 | 0 | 0 | ||
CARA THERAPEUTICS INC | COM | 140755109 | 3,148 | 247,377 | SH | SOLE | 247,377 | 0 | 0 | ||
CARDIFF ONCOLOGY INC | COM | 14147L108 | 71 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
CARDIOVASCULAR SYSTEMS INC | COM | 141619106 | 5,950 | 151,200 | SH | SOLE | 151,200 | 0 | 0 | ||
CHIASMA INC | COM | 16706W102 | 659 | 153,208 | SH | SOLE | 153,208 | 0 | 0 | ||
COMPUGEN LTD | ORD | M25722105 | 1,872 | 115,202 | SH | SOLE | 115,202 | 0 | 0 | ||
CONSTELLATION PHARMACEUTICAL | COM | 210373106 | 3,666 | 180,942 | SH | SOLE | 180,942 | 0 | 0 | ||
DEXCOM INC | COM | 252131107 | 8,714 | 21,138 | SH | SOLE | 21,138 | 0 | 0 | ||
DIAMEDICA THERAPEUTICS INC | COM NEW | 25253X207 | 664 | 156,529 | SH | SOLE | 156,529 | 0 | 0 | ||
DICERNA PHARMACEUTICALS INC | COM | 253031108 | 8,172 | 454,236 | SH | SOLE | 454,236 | 0 | 0 | ||
FATE THERAPEUTICS INC | COM | 31189P102 | 17,525 | 438,460 | SH | SOLE | 438,460 | 0 | 0 | ||
GALAPAGOS NV | SPON ADR | 36315X101 | 6,297 | 44,375 | SH | SOLE | 44,375 | 0 | 0 | ||
GAMIDA CELL LTD | SHS | M47364100 | 581 | 140,000 | SH | SOLE | 140,000 | 0 | 0 | ||
HARPOON THERAPEUTICS INC | COM | 41358P106 | 1,446 | 85,119 | SH | SOLE | 85,119 | 0 | 0 | ||
HOOKIPA PHARMA INC | COM | 43906K100 | 209 | 22,061 | SH | SOLE | 22,061 | 0 | 0 | ||
IDEAYA BIOSCIENCES INC | COM | 45166A102 | 4,166 | 331,661 | SH | SOLE | 331,661 | 0 | 0 | ||
IMMUNOMEDICS INC | COM | 452907108 | 22,185 | 260,905 | SH | SOLE | 260,905 | 0 | 0 | ||
INOGEN INC | COM | 45780L104 | 435 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
ISHARES TR NASDAQ BIOTECH | ETF | 464287556 | 7,569 | 55,900 | SH | SOLE | 55,900 | 0 | 0 | ||
IVERIC BIO INC | COM | 46583P102 | 1,819 | 322,500 | SH | SOLE | 322,500 | 0 | 0 | ||
JOHNSON AND JOHNSON | COM | 478160104 | 1,399 | 9,400 | SH | SOLE | 9,400 | 0 | 0 | ||
KADMON HOLDINGS INC | COM | 48283N106 | 2,209 | 563,564 | SH | SOLE | 563,564 | 0 | 0 | ||
KALVISTA PHARMACEUTICALS INC | COM | 483497103 | 2,619 | 208,054 | SH | SOLE | 208,054 | 0 | 0 | ||
KARUNA THERAPEUTICS INC | COM | 48576A100 | 714 | 9,231 | SH | SOLE | 9,231 | 0 | 0 | ||
KURA ONCOLOGY INC | COM | 50127T109 | 1,196 | 39,019 | SH | SOLE | 39,019 | 0 | 0 | ||
LARIMAR THERAPEUTICS INC | COM | 517125100 | 1,201 | 79,155 | SH | SOLE | 79,155 | 0 | 0 | ||
LINEAGE CELL THERAPEUTICS INC | COM | 53566P109 | 89 | 95,000 | SH | SOLE | 95,000 | 0 | 0 | ||
LIQUIDIA TECHNOLOGIES INC | COM | 53635D202 | 2,829 | 575,000 | SH | SOLE | 575,000 | 0 | 0 | ||
LUMINEX CORP | COM | 55027E102 | 4,045 | 154,091 | SH | SOLE | 154,091 | 0 | 0 | ||
MADRIGAL PHARMACEUTICALS INC | COM | 558868105 | 784 | 6,600 | SH | SOLE | 6,600 | 0 | 0 | ||
MASIMO CORPORATION | COM | 574795100 | 708 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
MEI PHARMA INC | COM NEW | 55279B202 | 2,078 | 666,000 | SH | SOLE | 666,000 | 0 | 0 | ||
MEREO BIOPHARMA GROUP PLC | ADS | 589492107 | 522 | 199,425 | SH | SOLE | 199,425 | 0 | 0 | ||
MERSANA THERAPEUTICS INC | COM | 59045L106 | 2,844 | 152,763 | SH | SOLE | 152,763 | 0 | 0 | ||
NATUS MEDICAL INC | COM | 639050103 | 735 | 42,900 | SH | SOLE | 42,900 | 0 | 0 | ||
NEUROCRINE BIOSCIENCES INC | COM | 64125C109 | 8,674 | 90,208 | SH | SOLE | 90,208 | 0 | 0 | ||
NEURONETICS INC | COM | 64131A105 | 2,409 | 495,772 | SH | SOLE | 495,772 | 0 | 0 | ||
NEXTCURE INC | COM | 65343E108 | 748 | 85,000 | SH | SOLE | 85,000 | 0 | 0 | ||
OTONOMY INC | COM | 68906L105 | 2,791 | 689,100 | SH | SOLE | 689,100 | 0 | 0 | ||
PHASEBIO PHARMACEUTICALS INC | COM | 717224109 | 1,125 | 320,542 | SH | SOLE | 320,542 | 0 | 0 | ||
PREVAIL THERAPEUTICS INC | COM | 74140Y101 | 764 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
PROQR THERAPEUTICS N V | SHS EURO | N71542109 | 5,927 | 1,237,400 | SH | SOLE | 1,237,400 | 0 | 0 | ||
RADIUS HEALTH INC | COM NEW | 750469207 | 249 | 22,000 | SH | SOLE | 22,000 | 0 | 0 | ||
RADIUS HEALTH INC | NOTE 3.000% 9/0 | 750469AA6 | 3,315 | 4,000,000 | PRN | SOLE | 4,000,000 | 0 | 0 | ||
SAGE THERAPEUTICS INC | COM | 78667J108 | 9,676 | 158,306 | SH | SOLE | 158,306 | 0 | 0 | ||
SCPHARMACEUTICALS INC | COM | 810648105 | 677 | 90,900 | SH | SOLE | 90,900 | 0 | 0 | ||
SPECTRUM PHARMACEUTICALS INC | COM | 84763A108 | 2,101 | 514,891 | SH | SOLE | 514,891 | 0 | 0 | ||
SPERO THERAPEUTICS INC | COM | 84833T103 | 1,116 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
STEREOTAXIS INC | COM NEW | 85916J409 | 48,976 | 13,680,554 | SH | SOLE | 13,680,554 | 0 | 0 | ||
SUTRO BIOPHARMA INC | COM | 869367102 | 1,195 | 118,940 | SH | SOLE | 118,940 | 0 | 0 | ||
SYNDAX PHARMACEUTICALS INC | COM | 87164F105 | 1,516 | 102,713 | SH | SOLE | 102,713 | 0 | 0 | ||
TRANSLATE BIO INC | COM | 89374L104 | 2,599 | 190,930 | SH | SOLE | 190,930 | 0 | 0 | ||
VERONA PHARMA PLC | SPONSORED ADS | 925050106 | 1,008 | 161,507 | SH | SOLE | 161,507 | 0 | 0 | ||
VIKING THERAPEUTICS INC | COM | 92686J106 | 2,624 | 450,900 | SH | SOLE | 450,900 | 0 | 0 | ||
XENON PHARMACEUTICALS INC | COM | 98420N105 | 3,836 | 346,535 | SH | SOLE | 346,535 | 0 | 0 | ||
ZYMEWORKS INC | COM | 98985W102 | 463 | 9,950 | SH | SOLE | 9,950 | 0 | 0 |