The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE

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COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
ACACIA COMMUNICATIONS INC Equity 00401C108 14 210 SH   SOLE   210 0 0
ACACIA COMMUNICATIONS INC Equity 00401C108 378 5,602 SH   DFND 1 5,602 0 0
ACAMAR PARTNERS ACQSITION CO Equity 004285102 736 72,048 SH   SOLE   72,048 0 0
ACE CONVERGENCE ACQU CORP Equity G0083D112 1,258 122,728 SH   SOLE   122,728 0 0
ADVANCED DISP SVCS INC DEL Equity 00790X101 27,836 920,791 SH   SOLE   920,791 0 0
ADVANCED DISP SVCS INC DEL Equity 00790X101 1,037 34,314 SH   DFND 1 34,314 0 0
AIMMUNE THERAPEUTICS INC Equity 00900T107 18,107 525,598 SH   SOLE   525,598 0 0
ALUSSA ENERGY ACQUISITION CO Equity G0232J101 2,163 217,824 SH   SOLE   217,824 0 0
AMCI ACQUISITION CORP Equity 00165R101 2,867 277,262 SH   SOLE   277,262 0 0
ANDINA ACQUISITION CORP III Equity G04415108 2,251 219,813 SH   SOLE   219,813 0 0
ARTIUS ACQUISITION INC Equity 04316G105 1,909 192,011 SH   SOLE   192,011 0 0
ASCENDANT DIGITAL ACQUISITIO Equity G05155125 166 15,800 SH   SOLE   15,800 0 0
BITAUTO HLDGS LTD Equity 091727107 513 32,549 SH   DFND 1 32,549 0 0
BOWX ACQUISITION CORP Equity 103085205 721 70,290 SH   SOLE   70,290 0 0
BURGUNDY TECHNOLOGY ACQU COR Equity G1702T132 1,312 131,745 SH   SOLE   131,745 0 0
CAPSTAR SPL PURP ACQUISITION Equity 14070Y200 129 12,640 SH   SOLE   12,640 0 0
CC NEUBERGER PRIN HLDGS II Equity G3166T129 153 14,855 SH   SOLE   14,855 0 0
CC NEUBERGER PRINCIPAL HLDNG Equity G1992Y106 361 33,332 SH   SOLE   33,332 0 0
CC NEUBERGER PRINCIPAL HLDNG Equity G1992Y114 156 14,999 SH   SOLE   14,999 0 0
CELLULAR BIOMEDICINE GROUP I Equity 15117P102 653 35,613 SH   DFND 1 35,613 0 0
CF FIN ACQUISITION CORP Equity 12528N107 2,885 277,381 SH   SOLE   277,381 0 0
CHP MERGER CORP Equity 12558Y106 1,786 175,313 SH   SOLE   175,313 0 0
CHURCHILL CAPITAL CORP IV Equity 171439201 3,514 350,651 SH   SOLE   350,651 0 0
CIIG MERGER CORP Equity 12559C202 482 47,185 SH   SOLE   47,185 0 0
CLIMATE CHANGE CRISIS REAL I Equity 18716C209 2,412 240,000 SH   SOLE   240,000 0 0
CM LIFE SCIENCES INC Equity 18978W208 1,179 112,602 SH   SOLE   112,602 0 0
COLONNADE ACQUISITION CORP Equity G2283K128 1,077 108,100 SH   SOLE   108,100 0 0
CRESCENT ACQUISITION CORP Equity 22564L105 3,920 390,441 SH   SOLE   390,441 0 0
D8 HOLDINGS CORP Equity G2614K102 1,580 156,910 SH   SOLE   156,910 0 0
DFP HEALTHCARE ACQUISITNS CO Equity 23343Q100 715 68,884 SH   SOLE   68,884 0 0
DMY TECHNOLOGY GROUP INC II Equity 233277201 1,565 153,000 SH   SOLE   153,000 0 0
E MERGE TECHNOLOGY ACQUISITI Equity 26873Y203 4,008 397,594 SH   SOLE   397,594 0 0
E TRADE FINANCIAL CORP Equity 269246401 7,595 151,750 SH   SOLE   151,750 0 0
E TRADE FINANCIAL CORP Equity 269246401 461 9,205 SH   DFND 1 9,205 0 0
EAST RES ACQUISITION CO Equity 274681204 636 62,998 SH   SOLE   62,998 0 0
EQUITY DISTR ACQUISITION COR Equity 29465E205 2,884 280,000 SH   SOLE   280,000 0 0
FALCON CAPITAL ACQUISITN COR Equity 30606L207 3,087 300,000 SH   SOLE   300,000 0 0
FG NEW AMER ACQUISITION CORP Equity 30259V205 6,137 613,100 SH   SOLE   613,100 0 0
FITBIT INC Equity 33812L102 194 27,816 SH   DFND 1 27,816 0 0
FOLEY TRASIMENE ACQUISITION Equity 344328208 857 84,055 SH   SOLE   84,055 0 0
FORTRESS VALUE ACQUISITION I Equity 349642207 1,178 114,405 SH   SOLE   114,405 0 0
FORUM MERGER III CORP Equity 349885202 1,845 176,719 SH   SOLE   176,719 0 0
FTAC OLYMPUS ACQUISITION COR Equity G37288118 3,500 350,000 SH   SOLE   350,000 0 0
FUSION ACQUISITION CORP Equity 36118H204 651 63,200 SH   SOLE   63,200 0 0
GIGCAPITAL2 INC Equity 375036100 449 44,151 SH   SOLE   44,151 0 0
GORES HLDGS V INC Equity 382864205 662 63,945 SH   SOLE   63,945 0 0
GS ACQUISITION HLDGS CORP II Equity 36258Q204 355 31,600 SH   SOLE   31,600 0 0
GX ACQUISITION CORP Equity 36251A107 3,225 307,128 SH   SOLE   307,128 0 0
HAYMAKER ACQUISITION CORP II Equity 42087L101 3,431 343,057 SH   SOLE   343,057 0 0
HUDSON LTD Equity G46408103 634 83,397 SH   DFND 1 83,397 0 0
HUDSON EXECUTIVE INVT CORP Equity 443761200 584 55,857 SH   SOLE   55,857 0 0
IMMUNOMEDICS INC Equity 452907108 17,775 209,046 SH   SOLE   209,046 0 0
INNERWORKINGS INC Equity 45773Y105 344 114,962 SH   DFND 1 114,962 0 0
JERNIGAN CAP INC Equity 476405105 815 47,540 SH   DFND 1 47,540 0 0
JUNIPER INDL HLDGS INC Equity 48205G106 1,815 173,500 SH   SOLE   173,500 0 0
JUNIPER INDL HLDGS INC Equity 48205G205 393 34,451 SH   SOLE   34,451 0 0
KENSINGTON CAP ACQUISITION C Equity 490073103 402 24,027 SH   SOLE   24,027 0 0
LEISURE ACQUISITION CORP Equity 52539T107 249 23,303 SH   SOLE   23,303 0 0
LIONHEART ACQUISITION CORP I Equity 53625R203 3,327 334,000 SH   SOLE   334,000 0 0
LIVE OAK ACQUISITION CORP Equity 53804F202 528 50,000 SH   SOLE   50,000 0 0
LIVONGO HEALTH INC Equity 539183103 38,523 275,063 SH   SOLE   275,063 0 0
LIVONGO HEALTH INC Equity 539183103 1,049 7,491 SH   DFND 1 7,491 0 0
LONGVIEW ACQUISITION CORP Equity 543195101 986 100,399 SH   SOLE   100,399 0 0
MALACCA STRAITS ACQUISITION Equity G5859B125 839 84,345 SH   SOLE   84,345 0 0
MEGALITH FINL ACQUISITION CO Equity 58518F109 1,687 163,595 SH   SOLE   163,595 0 0
MOMENTA PHARMACEUTICALS INC Equity 60877T100 15,914 303,245 SH   SOLE   303,245 0 0
MOMENTA PHARMACEUTICALS INC Equity 60877T100 345 6,569 SH   DFND 1 6,569 0 0
MONOCLE ACQUISITION CORP Equity 609754106 1,819 177,679 SH   SOLE   177,679 0 0
MVC CAP INC Equity 553829102 521 66,719 SH   DFND 1 66,719 0 0
NATIONAL GEN HLDGS CORP Equity 636220303 26,638 789,280 SH   SOLE   789,280 0 0
NATIONAL GEN HLDGS CORP Equity 636220303 277 8,215 SH   DFND 1 8,215 0 0
NEW PROVIDENCE ACQUISITION Equity 64822P106 4,196 416,645 SH   SOLE   416,645 0 0
NEWHOLD INVESTMENT CORP Equity 651448201 826 82,116 SH   SOLE   82,116 0 0
NORTH MOUNTAIN MERGER CORP Equity 661204206 2,066 202,587 SH   SOLE   202,587 0 0
NORTHERN GENESIS ACQUISITION Equity 66516T203 2,797 280,000 SH   SOLE   280,000 0 0
OAKTREE ACQUISITION CORP II Equity G6715X129 1,852 180,000 SH   SOLE   180,000 0 0
ONE Equity G7000X113 737 67,626 SH   SOLE   67,626 0 0
PMV CONSUMER ACQUISITION COR Equity 693486201 1,798 180,000 SH   SOLE   180,000 0 0
PRIME IMPACT ACQUISITION I Equity G61074111 3,436 342,900 SH   SOLE   342,900 0 0
QELL ACQUISITION CORP Equity G7307X121 2,845 280,000 SH   SOLE   280,000 0 0
REDBALL ACQUISITION CORP Equity G7417R121 1,436 135,900 SH   SOLE   135,900 0 0
REPLAY ACQUISITION CORP Equity G75130107 651 63,913 SH   SOLE   63,913 0 0
RMG ACQUISITION CORP Equity 749641106 1,605 150,161 SH   SOLE   150,161 0 0
ROSETTA STONE INC Equity 777780107 16,345 545,192 SH   SOLE   545,192 0 0
SC HEALTH CORP Equity G78516203 550 54,515 SH   SOLE   54,515 0 0
SCHULTZE SPL PURP ACQUSTN CO Equity 80821R109 134 13,183 SH   SOLE   13,183 0 0
SILVER SPIKE ACQUISITION COR Equity G8136L106 414 40,893 SH   SOLE   40,893 0 0
SOCIAL CAP HEDSPIA HLDG CO I Equity G8251K107 3,249 260,736 SH   SOLE   260,736 0 0
SOFTWARE ACQUISITN GRUP INC Equity 83407F200 1,791 180,000 SH   SOLE   180,000 0 0
SOUTH MTN MERGER CORP Equity 838884104 523 50,000 SH   SOLE   50,000 0 0
STABLE RD ACQUISITION CORP Equity 85236Q109 1,176 116,657 SH   SOLE   116,657 0 0
STARBOARD VALUE ACQUISITN CO Equity 85521J208 2,309 228,582 SH   SOLE   228,582 0 0
SUSTAINABLE OPPORTNTS ACQ CO Equity G8598Y109 1,032 101,152 SH   SOLE   101,152 0 0
TAILWIND ACQUISITION CORP Equity 87403Q201 3,306 328,945 SH   SOLE   328,945 0 0
TD AMERITRADE HLDG CORP Equity 87236Y108 325 8,311 SH   DFND 1 8,311 0 0
THUNDER BRDG ACQUISTION II L Equity G8857S116 538 52,700 SH   SOLE   52,700 0 0
TIFFANY & CO NEW Equity 886547108 47 404 SH   SOLE   404 0 0
TIFFANY & CO NEW Equity 886547108 332 2,869 SH   DFND 1 2,869 0 0
TORTOISE ACQUISITION CORP II Equity G89554110 1,469 135,000 SH   SOLE   135,000 0 0
TREBIA ACQUISITION CORP Equity G9027T109 583 57,278 SH   SOLE   57,278 0 0
TREBIA ACQUISITION CORP Equity G9027T125 404 37,400 SH   SOLE   37,400 0 0
TRINE ACQUISITION CORP Equity 89628U108 150 13,846 SH   SOLE   13,846 0 0
TUSCAN HLDGS CORP Equity 90069K104 3,096 304,125 SH   SOLE   304,125 0 0
TUSCAN HLDGS CORP II Equity 90070A103 260 26,076 SH   SOLE   26,076 0 0
UNION ACQUISITION CORP II Equity G9402Q100 596 60,011 SH   SOLE   60,011 0 0
VARIAN MED SYS INC Equity 92220P105 21,114 122,757 SH   SOLE   122,757 0 0
VARIAN MED SYS INC Equity 92220P105 600 3,489 SH   DFND 1 3,489 0 0
VECTOR ACQUISITION CORP Equity G9442R100 2,978 293,705 SH   SOLE   293,705 0 0
VESPER HEALTHCARE ACQSTN COR Equity 92538T203 2,985 290,900 SH   SOLE   290,900 0 0
VIVINT SOLAR INC Equity 92854Q106 564 13,318 SH   DFND 1 13,318 0 0
VPC IMPACT ACQUISITION HLDNG Equity G9441E126 2,500 250,000 SH   SOLE   250,000 0 0
WILLIS TOWERS WATSON PLC LTD Equity G96629103 23,822 114,081 SH   SOLE   114,081 0 0
WILLIS TOWERS WATSON PLC LTD Equity G96629103 1,008 4,825 SH   DFND 1 4,825 0 0
WRIGHT MED GROUP N V Equity N96617118 12,694 415,661 SH   SOLE   415,661 0 0
WRIGHT MED GROUP N V Equity N96617118 355 11,630 SH   DFND 1 11,630 0 0