The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AXALTA COATING SYS LTD | COM | G0750C108 | 7,333 | 330,759 | SH | DFND | 2 | 330,759 | 0 | 0 | |
WILLIS TOWERS WATSON PLC LTD | SHS | G96629103 | 50,200 | 240,400 | SH | DFND | 2 | 240,400 | 0 | 0 | |
CNH INDL N V | SHS | N20944109 | 66 | 8,418 | SH | SOLE | 8,418 | 0 | 0 | ||
FERRARI N V | COM | N3167Y103 | 0 | 2 | SH | SOLE | 2 | 0 | 0 | ||
FIAT CHRYSLER AUTOMOBILES N | SHS | N31738102 | 92 | 7,510 | SH | SOLE | 7,510 | 0 | 0 | ||
ACACIA | COMMUNICATIONS INC COM | 00401C108 | 34,573 | 512,958 | SH | DFND | 2 | 512,958 | 0 | 0 | |
ACADIA HEALTHCARE | COMPANY IN COM | 00404A109 | 3,395 | 115,155 | SH | DFND | 2 | 115,155 | 0 | 0 | |
ALEXION PHARMACEUTICALS INC | COM | 015351109 | 4,137 | 36,150 | SH | DFND | 2 | 36,150 | 0 | 0 | |
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 75,460 | 265,248 | SH | SOLE | 265,248 | 0 | 0 | ||
BRISTOL-MYERS SQUIBB CO | RIGHT 99/99/9999 | 110122157 | 675 | 300,000 | SH | DFND | 2 | 300,000 | 0 | 0 | |
CAESARS ENTERTAINMENT INC NE | COM ADDED | 12769G100 | 9,996 | 178,308 | SH | DFND | 2 | 178,308 | 0 | 0 | |
CARNIVAL CORP | UNIT 99/99/9999 | 143658300 | 14,694 | 960,000 | SH | DFND | 2 | 960,000 | 0 | 0 | |
CORELOGIC INC | COM | 21871D103 | 52,455 | 775,153 | SH | DFND | 2 | 775,153 | 0 | 0 | |
DOUYU INTERNATIONAL HLDNGS L | SPONSORED ADS | 25985W105 | 3,119 | 236,134 | SH | SOLE | 236,134 | 0 | 0 | ||
ELANCO ANIMAL HEALTH INC | COM | 28414H103 | 51,671 | 1,850,000 | SH | DFND | 2 | 1,850,000 | 0 | 0 | |
EVERGY INC | COM | 30034W106 | 2,931 | 57,675 | SH | DFND | 2 | 57,675 | 0 | 0 | |
EXPEDIA GROUP INC | COM NEW | 30212P303 | 1,989 | 21,695 | SH | SOLE | 21,695 | 0 | 0 | ||
FITBIT INC | CL A | 33812L102 | 28,926 | 4,155,970 | SH | DFND | 2 | 4,155,970 | 0 | 0 | |
GDS HLDGS LTD | SPONSORED ADS | 36165L108 | 29,009 | 354,500 | SH | SOLE | 354,500 | 0 | 0 | ||
GRIFOLS S A SP | ADR REP B NVT | 398438408 | 1,756 | 102,345 | SH | DFND | 2 | 102,345 | 0 | 0 | |
GRUBHUB INC | COM | 400110102 | 38,662 | 534,519 | SH | DFND | 2 | 534,519 | 0 | 0 | |
HDFC BANK LTD | SPONSORED ADS | 40415F101 | 14,886 | 299,072 | SH | SOLE | 299,072 | 0 | 0 | ||
HSBC HLDGS PLC | SPON ADR NEW | 404280406 | 6,112 | 317,898 | SH | SOLE | 317,898 | 0 | 0 | ||
HUAZHU GROUP LTD | SPONSORED ADS | 44332N106 | 26,632 | 600,000 | SH | SOLE | 600,000 | 0 | 0 | ||
ICLICK INTERACTIVE ASIA GROU | SPONSORED ADR | 45113Y104 | 2,698 | 404,454 | SH | SOLE | 404,454 | 0 | 0 | ||
IMMUNOMEDICS INC | COM | 452907108 | 29,760 | 350,000 | SH | SOLE | 350,000 | 0 | 0 | ||
IMMUNOMEDICS INC | COM | 452907108 | 42,890 | 504,406 | SH | DFND | 2 | 504,406 | 0 | 0 | |
INFOSYS LTD | SPONSORED ADR | 456788108 | 17,060 | 1,246,028 | SH | SOLE | 1,246,028 | 0 | 0 | ||
IQVIA HLDGS INC | COM | 46266C105 | 4,571 | 29,000 | SH | DFND | 2 | 29,000 | 0 | 0 | |
IQIYI INC | NOTE 2.000% 4/0 | 46267XAD0 | 37,733 | 39,000,000 | PRN | SOLE | 39,000,000 | 0 | 0 | ||
ISHARES TR CHINA LG-CAP | ETF | 464287184 | 8,812 | 212,021 | SH | SOLE | 212,021 | 0 | 0 | ||
KINGSOFT CLOUD HLDGS LTD | ADS | 49639K101 | 3,809 | 129,000 | SH | SOLE | 129,000 | 0 | 0 | ||
LIBERTY BROADBAND CORP | COM SER C | 530307305 | 63,294 | 443,016 | SH | DFND | 2 | 443,016 | 0 | 0 | |
MAXIM INTEGRATED PRODS INC | COM | 57772K101 | 26,381 | 390,200 | SH | DFND | 2 | 390,200 | 0 | 0 | |
MICRON TECHNOLOGY INC | COM | 595112103 | 564 | 12,000 | SH | SOLE | 12,000 | 0 | 0 | ||
NAVISTAR INTL CORP NEW | COM | 63934E108 | 6,228 | 143,037 | SH | DFND | 2 | 143,037 | 0 | 0 | |
NETEASE INC | SPONSORED ADS | 64110W102 | 3,559 | 8,000 | SH | SOLE | 8,000 | 0 | 0 | ||
NEWS CORP NEW | CL A | 65249B109 | 321 | 22,912 | SH | SOLE | 22,912 | 0 | 0 | ||
OMNICELL | COM COM | 68213N109 | 2,531 | 33,900 | SH | SOLE | 33,900 | 0 | 0 | ||
PETROLEO BRASILEIRO SA PETRO | SPONSORED ADR | 71654V408 | 5,356 | 763,340 | SH | DFND | 2 | 763,340 | 0 | 0 | |
SOUTHWEST AIRLS CO | NOTE 1.250% 5/0 | 844741BG2 | 49,781 | 38,000,000 | PRN | SOLE | 38,000,000 | 0 | 0 | ||
SYNEOS HEALTH INC | CL A | 87166B102 | 1,630 | 30,665 | SH | DFND | 2 | 30,665 | 0 | 0 | |
TEGNA INC | COM | 87901J105 | 2,599 | 221,159 | SH | DFND | 2 | 221,159 | 0 | 0 | |
TESLA INC | NOTE 2.000% 5/1 | 88160RAG6 | 218,085 | 31,500,000 | PRN | SOLE | 31,500,000 | 0 | 0 | ||
TIFFANY & CO NEW | COM | 886547108 | 54,183 | 467,700 | SH | DFND | 2 | 467,700 | 0 | 0 | |
WESTROCK CO | COM | 96145D105 | 4,881 | 140,488 | SH | DFND | 2 | 140,488 | 0 | 0 | |
YALLA GROUP LTD | ADS ADDED | 98459U103 | 525 | 75,000 | SH | DFND | 2 | 75,000 | 0 | 0 | |
YUM CHINA HLDGS INC | COM | 98850P109 | 72,152 | 1,404,984 | SH | SOLE | 1,404,984 | 0 | 0 | ||
ZAI LAB LTD | ADR | 98887Q104 | 70,193 | 848,679 | SH | SOLE | 848,679 | 0 | 0 | ||
ZTO EXPRESS CAYMAN INC | SPONSORED ADS A | 98980A105 | 13,795 | 476,850 | SH | SOLE | 476,850 | 0 | 0 | ||
ZION OIL & GAS INC | *W EXP 01/31/202 | 989696141 | 0 | 1,790 | SH | SOLE | 1,790 | 0 | 0 | ||
CITIC CAPITAL ACQUISITION CO | UNIT 99/99/9999 | G21513125 | 3,568 | 347,900 | SH | SOLE | 347,900 | 0 | 0 | ||
ACON S2 ACQUISITION CORP | UNIT 09/15/2027 ADDED | G00748122 | 4,008 | 400,000 | SH | DFND | 2 | 400,000 | 0 | 0 | |
D8 HOLDINGS CORP | UNIT 99/99/9999 ADDED | G2614K102 | 7,049 | 700,000 | SH | SOLE | 700,000 | 0 | 0 | ||
NEW FRONTIER HEALTH CORP ORD | SHS | G6461G106 | 11,690 | 1,532,067 | SH | SOLE | 1,532,067 | 0 | 0 | ||
NEW FRONTIER HEALTH CORP | *W EXP 11/30/202 | G6461G114 | 1,488 | 195,000 | SH | SOLE | 195,000 | 0 | 0 | ||
OAKTREE ACQUISITION CORP | *W EXP 99/99/999 | G67145113 | 1,958 | 166,666 | SH | DFND | 2 | 166,666 | 0 | 0 | |
REINVENT TECHNOLOGY PARTNERS | UNIT 99/99/9999 ADDED | G7483N111 | 1,149 | 100,000 | SH | DFND | 2 | 100,000 | 0 | 0 | |
THUNDER BRDG ACQUISTION II L | *W EXP 11/30/202 | G8857S108 | 1,530 | 150,000 | SH | DFND | 2 | 150,000 | 0 | 0 | |
TIFFANY & CO NEW | CALL | 886547908 | 23,170 | 200,000 | SH | Call | DFND | 2 | 200,000 | 0 | 0 |
TIFFANY & CO NEW | PUT | 886547958 | 23,170 | 200,000 | SH | Call | DFND | 2 | 200,000 | 0 | 0 |
TAUBMAN CTRS INC | PUT | 876664953 | 3,329 | 100,000 | SH | Put | DFND | 2 | 100,000 | 0 | 0 |
MOMENTA PHARMACEUTICALS INC | CALL | 60877T900 | 10,496 | 200,000 | SH | Put | DFND | 2 | 200,000 | 0 | 0 |