The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
AMAG PHARMACEUTICALS INC COM 00163U106 0 100 SH Call DFND 1 0 0 0
ADVANCED MICRO DEVICES INC COM 007903107 4,320 52,700 SH Call DFND 1 0 0 0
APHRIA INC COM 03765K104 21 4,900 SH Call DFND 1 0 0 0
ENDO INTL PLC SHS G30401106 165 50,100 SH Call DFND 1 0 0 0
ENOVA INTL INC COM 29357K103 42 2,600 SH Call DFND 1 0 0 0
EXACT SCIENCES CORP COM 30063P105 795 7,800 SH Call DFND 1 0 0 0
INTERCEPT PHARMACEUTICALS IN COM 45845P108 78 1,900 SH Call DFND 1 0 0 0
INVITAE CORP COM 46185L103 277 6,400 SH Call DFND 1 0 0 0
AVANTOR INC COM 05352A100 179 8,000 SH Call DFND 1 0 0 0
EQUITABLE HLDGS INC COM 29452E101 2,960 162,300 SH Call DFND 1 0 0 0
MOMENTA PHARMACEUTICALS INC COM 60877T100 787 15,000 SH Call DFND 1 0 0 0
WORKDAY INC CL A 98138H101 1,097 5,100 SH Call DFND 1 0 0 0
AMC ENTMT HLDGS INC CL A COM 00165C104 64 13,600 SH Call DFND 1 0 0 0
ANTERO RESOURCES CORP COM 03674X106 23 8,400 SH Call DFND 1 0 0 0
BILIBILI INC SPONS ADS REP Z 090040106 486 11,700 SH Call DFND 1 0 0 0
PEABODY ENERGY CORP NEW COM 704551100 296 129,000 SH Call DFND 1 0 0 0
CBL & ASSOC PPTYS INC COM 124830100 2 17,500 SH Call DFND 1 0 0 0
CANOPY GROWTH CORP COM 138035100 781 54,600 SH Call DFND 1 0 0 0
CHANGE HEALTHCARE INC COM 15912K100 233 16,100 SH Call DFND 1 0 0 0
CLEVELAND-CLIFFS INC NEW COM 185899101 559 87,100 SH Call DFND 1 0 0 0
CALUMET SPECIALTY PRODS PTNR UT LTD PARTNER 131476103 0 300 SH Call DFND 1 0 0 0
COUPA SOFTWARE INC COM 22266L106 411 1,500 SH Call DFND 1 0 0 0
DOCUSIGN INC COM 256163106 4,756 22,100 SH Call DFND 1 0 0 0
GULFPORT ENERGY CORP COM NEW 402635304 5 10,100 SH Call DFND 1 0 0 0
HERBALIFE NUTRITION LTD COM SHS G4412G101 1,306 28,000 SH Call DFND 1 0 0 0
IQIYI INC SPONSORED ADS 46267X108 2,741 121,400 SH Call DFND 1 0 0 0
J2 GLOBAL INC COM 48123V102 346 5,000 SH Call DFND 1 0 0 0
LIVE NATION ENTERTAINMENT IN COM 538034109 344 6,400 SH Call DFND 1 0 0 0
MERCADOLIBRE INC COM 58733R102 2,706 2,500 SH Call DFND 1 0 0 0
NIO INC SPON ADS 62914V106 5,512 259,800 SH Call DFND 1 0 0 0
OKTA INC CL A 679295105 64 300 SH Call DFND 1 0 0 0
SEA LTD SPONSORD ADS 81141R100 4,097 26,600 SH Call DFND 1 0 0 0
SNAP INC CL A 83304A106 3,527 135,100 SH Call DFND 1 0 0 0
SQUARE INC CL A 852234103 1,381 8,500 SH Call DFND 1 0 0 0
SCORPIO TANKERS INC SHS Y7542C130 326 29,500 SH Call DFND 1 0 0 0
TIDEWATER INC NEW COM 88642R109 4 600 SH Call DFND 1 0 0 0
TESLA INC COM 88160R101 1,501 3,500 SH Call DFND 1 0 0 0
TWILIO INC CL A 90138F102 494 2,000 SH Call DFND 1 0 0 0
TWITTER INC COM 90184L102 1,419 31,900 SH Call DFND 1 0 0 0
WAYFAIR INC CL A 94419L101 9,137 31,400 SH Call DFND 1 0 0 0
WHITING PETE CORP NEW COM NEW 966387508 2,278 131,800 SH Call DFND 1 0 0 0
W & T OFFSHORE INC COM 92922P106 3 2,000 SH Call DFND 1 0 0 0
WW INTL INC COM 98262P101 1,215 64,400 SH Call DFND 1 0 0 0
ZILLOW GROUP INC CL C CAP STK 98954M200 18,245 179,600 SH Call DFND 1 0 0 0
ZENDESK INC COM 98936J101 452 4,400 SH Call DFND 1 0 0 0
ZYNGA INC CL A 98986T108 15 1,700 SH Call DFND 1 0 0 0
FIRST MAJESTIC SILVER CORP COM 32076V103 610 64,100 SH Call DFND 1 0 0 0
CHEWY INC CL A 16679L109 32 600 SH Call DFND 1 0 0 0
DOMINION ENERGY INC COM 25746U109 749 9,500 SH Call DFND 1 0 0 0
DTE ENERGY CO COM 233331107 115 1,000 SH Call DFND 1 0 0 0
GFL ENVIRONMENTAL INC SUB VTG SHS 36168Q104 55 2,600 SH Call DFND 1 0 0 0
INTERNATIONAL FLAVORS&FRAGRA COM 459506101 918 7,500 SH Call DFND 1 0 0 0
NABORS INDUSTRIES LTD SHS G6359F137 2,881 117,900 SH Call DFND 1 0 0 0
NEXTERA ENERGY INC COM 65339F101 2,775 10,000 SH Call DFND 1 0 0 0
PG&E CORP COM 69331C108 23 2,500 SH Call DFND 1 0 0 0
SABRE CORP COM 78573M104 36 5,600 SH Call DFND 1 0 0 0
SOUTH JERSEY INDS INC COM 838518108 19 1,000 SH Call DFND 1 0 0 0
SOUTHERN CO COM 842587107 21 400 SH Call DFND 1 0 0 0
ASSURANT INC COM 04621X108 121 1,000 SH Call DFND 1 0 0 0
CENTERPOINT ENERGY INC COM 15189T107 595 30,800 SH Call DFND 1 0 0 0
ENERGIZER HLDGS INC NEW COM 29272W109 4,493 114,800 SH Call DFND 1 0 0 0
FORTIVE CORP COM 34959J108 2,514 33,000 SH Call DFND 1 0 0 0
II-VI INC COM 902104108 486 12,000 SH Call DFND 1 0 0 0
SEMPRA ENERGY COM 816851109 3,965 33,500 SH Call DFND 1 0 0 0
TIFFANY & CO NEW COM 886547108 463 4,000 SH Call DFND 1 0 0 0
AMERICAN INTL GROUP INC COM NEW 026874784 3,075 111,700 SH Call DFND 1 0 0 0
VIRGIN GALACTIC HOLDINGS INC COM 92766K106 1,436 74,700 SH Call DFND 1 0 0 0
AVIS BUDGET GROUP COM 053774105 105 4,000 SH Call DFND 1 0 0 0
DEXCOM INC COM 252131107 16,489 40,000 SH Call DFND 1 0 0 0
HERTZ GLOBAL HLDGS INC COM 42806J106 1 1,700 SH Call DFND 1 0 0 0
LIVONGO HEALTH INC COM 539183103 4,621 33,000 SH Call DFND 1 0 0 0
NUVASIVE INC COM 670704105 291 6,000 SH Call DFND 1 0 0 0
ISHARES TR JPMORGAN USD EMG 464288281 44 400 SH Call DFND 1 0 0 0
DIREXION SHS ETF TR DLY ENRGY BULL2X 25460G609 312 33,400 SH Call DFND 1 0 0 0
ISHARES TR IBOXX HI YD ETF 464288513 251 3,000 SH Call DFND 1 0 0 0
ISHARES TR RUSSELL 2000 ETF 464287655 2,801 18,700 SH Call DFND 1 0 0 0
SPDR SER TR BLOOMBERG BRCLYS 78468R622 521 5,000 SH Call DFND 1 0 0 0
PROSHARES TR ULTSHRT QQQ 74347B243 82 8,700 SH Call DFND 1 0 0 0
INVESCO QQQ TR UNIT SER 1 46090E103 46,260 166,500 SH Call DFND 1 0 0 0
PROSHARES TR ULTRASHRT S&P500 74347B383 159 10,000 SH Call DFND 1 0 0 0
DIREXION SHS ETF TR DRX S&P500BULL 25459W862 50,790 964,500 SH Call DFND 1 0 0 0
DIREXION SHS ETF TR DLY S&P500 BR 3X 25460E885 381 66,300 SH Call DFND 1 0 0 0
PROSHARES TR ULTRAPRO SHORT S 74347B268 0 100 SH Call DFND 1 0 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 33,823 101,000 SH Call DFND 1 0 0 0
PROSHARES TR ULTRAPRO SHT QQQ 74347G861 4,211 176,600 SH Call DFND 1 0 0 0
PROSHARES TR PSHS ULT S&P 500 74347R107 1,689 23,000 SH Call DFND 1 0 0 0
PROSHARES TR II SHT VIX ST TRM 74347W130 18,428 519,100 SH Call DFND 1 0 0 0
PROSHARES TR PSHS ULTSH 20YRS 74347B201 149 9,500 SH Call DFND 1 0 0 0
ISHARES TR 20 YR TR BD ETF 464287432 15,656 95,900 SH Call DFND 1 0 0 0
DIREXION SHS ETF TR DLY SMCAP BULL3X 25459W847 57,815 1,889,400 SH Call DFND 1 0 0 0
PROSHARES TR ULTRAPRO QQQ 74347X831 71,288 544,600 SH Call DFND 1 0 0 0
DIREXION SHS ETF TR DAILY SM CP BEAR 25460E125 100 5,900 SH Call DFND 1 0 0 0
PROSHARES TR ULTRPRO S&P500 74347X864 30,493 545,400 SH Call DFND 1 0 0 0
PROSHARES TR II ULTRA VIX SHORT 74347W148 964 48,400 SH Call DFND 1 0 0 0
BARCLAYS BANK PLC IPTH SR B S&P 06746P621 2,353 94,500 SH Call DFND 1 0 0 0
SELECT SECTOR SPDR TR ENERGY 81369Y506 9,736 325,100 SH Call DFND 1 0 0 0
SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 1,352 56,200 SH Call DFND 1 0 0 0
AURORA CANNABIS INC COM 05156X884 3,722 800,600 SH Put DFND 1 0 0 0
AMAG PHARMACEUTICALS INC COM 00163U106 3,204 340,900 SH Put DFND 1 0 0 0
ADVANCED MICRO DEVICES INC COM 007903107 78,005 951,400 SH Put DFND 1 0 0 0
APHRIA INC COM 03765K104 6,510 1,469,600 SH Put DFND 1 0 0 0
AVADEL PHARMACEUTICALS PLC SPONSORED ADR 05337M104 94 18,800 SH Put DFND 1 0 0 0
ACCELERATE DIAGNOSTICS INC COM 00430H102 254 23,900 SH Put DFND 1 0 0 0
CLOVIS ONCOLOGY INC COM 189464100 2,839 487,100 SH Put DFND 1 0 0 0
COOPER STD HLDGS INC COM 21676P103 787 59,600 SH Put DFND 1 0 0 0
CURO GROUP HOLDINGS CORP COM 23131L107 348 49,500 SH Put DFND 1 0 0 0
ENCORE CAP GROUP INC COM 292554102 4,839 125,400 SH Put DFND 1 0 0 0
ENDO INTL PLC SHS G30401106 19 6,000 SH Put DFND 1 0 0 0
EXACT SCIENCES CORP COM 30063P105 305 3,000 SH Put DFND 1 0 0 0
FLEXION THERAPEUTICS INC COM 33938J106 227 21,900 SH Put DFND 1 0 0 0
HALOZYME THERAPEUTICS INC COM 40637H109 507 19,300 SH Put DFND 1 0 0 0
INTERCEPT PHARMACEUTICALS IN COM 45845P108 8,980 216,600 SH Put DFND 1 0 0 0
ILLUMINA INC COM 452327109 1,730 5,600 SH Put DFND 1 0 0 0
INOVIO PHARMACEUTICALS INC COM NEW 45773H201 13 1,200 SH Put DFND 1 0 0 0
IONIS PHARMACEUTICALS INC COM 462222100 227 4,800 SH Put DFND 1 0 0 0
LUMINEX CORP DEL COM 55027E102 490 18,700 SH Put DFND 1 0 0 0
LEXICON PHARMACEUTICALS INC COM NEW 528872302 32 22,400 SH Put DFND 1 0 0 0
MICROCHIP TECHNOLOGY INC. COM 595017104 267 2,600 SH Put DFND 1 0 0 0
MICRON TECHNOLOGY INC COM 595112103 441 9,400 SH Put DFND 1 0 0 0
NEOGENOMICS INC COM NEW 64049M209 18 500 SH Put DFND 1 0 0 0
NANOSTRING TECHNOLOGIES INC COM 63009R109 1,117 25,000 SH Put DFND 1 0 0 0
NOVAVAX INC COM NEW 670002401 12,644 116,700 SH Put DFND 1 0 0 0
INVITAE CORP COM 46185L103 1,187 27,400 SH Put DFND 1 0 0 0
PAGERDUTY INC COM 69553P100 195 7,200 SH Put DFND 1 0 0 0
PINDUODUO INC SPONSORED ADS 722304102 29,126 392,800 SH Put DFND 1 0 0 0
PRECIGEN INC COM 74017N105 587 167,800 SH Put DFND 1 0 0 0
PRA GROUP INC COM 69354N106 974 24,400 SH Put DFND 1 0 0 0
QUDIAN INC ADR 747798106 149 120,400 SH Put DFND 1 0 0 0
QORVO INC COM 74736K101 1,844 14,300 SH Put DFND 1 0 0 0
SUNPOWER CORP COM 867652406 7,506 600,000 SH Put DFND 1 0 0 0
SAREPTA THERAPEUTICS INC COM 803607100 2,303 16,400 SH Put DFND 1 0 0 0
SURO CAPITAL CORP COM NEW 86887Q109 86 8,000 SH Put DFND 1 0 0 0
TELADOC HEALTH INC COM 87918A105 986 4,500 SH Put DFND 1 0 0 0
TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS 881624209 6,329 702,500 SH Put DFND 1 0 0 0
TILRAY INC COM CL 2 88688T100 2,931 604,400 SH Put DFND 1 0 0 0
VEECO INSTRS INC DEL COM 922417100 82 7,100 SH Put DFND 1 0 0 0
ZOGENIX INC COM NEW 98978L204 1,862 103,900 SH Put DFND 1 0 0 0
FIRST MAJESTIC SILVER CORP COM 32076V103 1,252 131,600 SH Put DFND 1 0 0 0
AVANTOR INC COM 05352A100 470 20,900 SH Put DFND 1 0 0 0
EQUITABLE HLDGS INC COM 29452E101 1,174 64,400 SH Put DFND 1 0 0 0
VIRGIN GALACTIC HOLDINGS INC COM 92766K106 2,949 153,400 SH Put DFND 1 0 0 0
DOCUSIGN INC COM 256163106 688 3,200 SH Put DFND 1 0 0 0
WORKDAY INC CL A 98138H101 752 3,500 SH Put DFND 1 0 0 0
OKTA INC CL A 679295105 9,879 46,200 SH Put DFND 1 0 0 0
TWILIO INC CL A 90138F102 4,966 20,100 SH Put DFND 1 0 0 0
ADIENT PLC ORD SHS G0084W101 4,485 258,800 SH Put DFND 1 0 0 0
AMC ENTMT HLDGS INC CL A COM 00165C104 502 106,700 SH Put DFND 1 0 0 0
ANTERO RESOURCES CORP COM 03674X106 1,287 468,100 SH Put DFND 1 0 0 0
ALLIANCE RESOURCE PARTNERS L UT LTD PART 01877R108 27 10,000 SH Put DFND 1 0 0 0
ARAMARK COM 03852U106 849 32,100 SH Put DFND 1 0 0 0
ALLEGHENY TECHNOLOGIES INC COM 01741R102 3,341 383,200 SH Put DFND 1 0 0 0
ALTERYX INC COM CL A 02156B103 56 500 SH Put DFND 1 0 0 0
BILIBILI INC SPONS ADS REP Z 090040106 18,025 433,300 SH Put DFND 1 0 0 0
PEABODY ENERGY CORP NEW COM 704551100 1,101 478,700 SH Put DFND 1 0 0 0
BAOZUN INC SPONSORED ADR 06684L103 3,970 122,200 SH Put DFND 1 0 0 0
CARDTRONICS PLC SHS CL A G1991C105 182 9,200 SH Put DFND 1 0 0 0
CBL & ASSOC PPTYS INC COM 124830100 1 11,100 SH Put DFND 1 0 0 0
CARDLYTICS INC COM 14161W105 296 4,200 SH Put DFND 1 0 0 0
CANOPY GROWTH CORP COM 138035100 6,638 463,600 SH Put DFND 1 0 0 0
CLEVELAND-CLIFFS INC NEW COM 185899101 7,900 1,230,600 SH Put DFND 1 0 0 0
CALUMET SPECIALTY PRODS PTNR UT LTD PARTNER 131476103 37 14,600 SH Put DFND 1 0 0 0
COUPA SOFTWARE INC COM 22266L106 9,241 33,700 SH Put DFND 1 0 0 0
CENOVUS ENERGY INC COM 15135U109 369 95,000 SH Put DFND 1 0 0 0
CVR ENERGY INC COM 12662P108 637 51,500 SH Put DFND 1 0 0 0
DATADOG INC CL A COM 23804L103 13,056 127,800 SH Put DFND 1 0 0 0
DISH NETWORK CORPORATION CL A 25470M109 25,148 866,300 SH Put DFND 1 0 0 0
ENPHASE ENERGY INC COM 29355A107 2,056 24,900 SH Put DFND 1 0 0 0
ETSY INC COM 29786A106 9,256 76,100 SH Put DFND 1 0 0 0
EVERBRIDGE INC COM 29978A104 25 200 SH Put DFND 1 0 0 0
EVOLENT HEALTH INC CL A 30050B101 1,537 123,900 SH Put DFND 1 0 0 0
FTI CONSULTING INC COM 302941109 105 1,000 SH Put DFND 1 0 0 0
FIREEYE INC COM 31816Q101 2,671 216,400 SH Put DFND 1 0 0 0
FIVE9 INC COM 338307101 181 1,400 SH Put DFND 1 0 0 0
FORTIVE CORP COM 34959J108 13,199 173,200 SH Put DFND 1 0 0 0
GDS HLDGS LTD SPONSORED ADS 36165L108 11,996 146,600 SH Put DFND 1 0 0 0
GOGO INC COM 38046C109 924 100,000 SH Put DFND 1 0 0 0
GULFPORT ENERGY CORP COM NEW 402635304 541 1,027,700 SH Put DFND 1 0 0 0
GOPRO INC CL A 38268T103 1,908 421,200 SH Put DFND 1 0 0 0
GRUBHUB INC COM 400110102 3,131 43,300 SH Put DFND 1 0 0 0
HANNON ARMSTRONG SUST INFR C COM 41068X100 12 300 SH Put DFND 1 0 0 0
HERBALIFE NUTRITION LTD COM SHS G4412G101 12,511 268,200 SH Put DFND 1 0 0 0
HUBSPOT INC COM 443573100 29,223 100,000 SH Put DFND 1 0 0 0
IAC INTERACTIVECORP NEW COM 44891N109 646 5,400 SH Put DFND 1 0 0 0
IAMGOLD CORP COM 450913108 115 30,100 SH Put DFND 1 0 0 0
IQIYI INC SPONSORED ADS 46267X108 57,820 2,560,700 SH Put DFND 1 0 0 0
KLX ENERGY SERVICS HOLDNGS I COM NEW 48253L205 7 1,800 SH Put DFND 1 0 0 0
LIMELIGHT NETWORKS INC COM 53261M104 245 42,700 SH Put DFND 1 0 0 0
LIVEPERSON INC COM 538146101 540 10,400 SH Put DFND 1 0 0 0
LIVENT CORP COM 53814L108 575 64,200 SH Put DFND 1 0 0 0
LIVE NATION ENTERTAINMENT IN COM 538034109 2,440 45,300 SH Put DFND 1 0 0 0
MATTEL INC COM 577081102 1,806 154,400 SH Put DFND 1 0 0 0
MEDALLIA INC COM 584021109 745 27,200 SH Put DFND 1 0 0 0
MERCADOLIBRE INC COM 58733R102 4,546 4,200 SH Put DFND 1 0 0 0
MAGNOLIA OIL & GAS CORP CL A 559663109 96 18,600 SH Put DFND 1 0 0 0
MICHAELS COS INC COM 59408Q106 24 2,500 SH Put DFND 1 0 0 0
MOMO INC ADR 60879B107 8,630 627,200 SH Put DFND 1 0 0 0
NABORS INDUSTRIES LTD SHS G6359F137 7,571 309,800 SH Put DFND 1 0 0 0
CLOUDFLARE INC CL A COM 18915M107 2,328 56,700 SH Put DFND 1 0 0 0
NEW RELIC INC COM 64829B100 309 5,500 SH Put DFND 1 0 0 0
NETFLIX INC COM 64110L106 6,200 12,400 SH Put DFND 1 0 0 0
NIO INC SPON ADS 62914V106 116,323 5,481,800 SH Put DFND 1 0 0 0
NATURA &CO HLDG S A ADS 63884N108 1,821 100,000 SH Put DFND 1 0 0 0
NUTANIX INC CL A 67059N108 5,318 239,800 SH Put DFND 1 0 0 0
OVINTIV INC COM 69047Q102 8 1,000 SH Put DFND 1 0 0 0
PALO ALTO NETWORKS INC COM 697435105 3,206 13,100 SH Put DFND 1 0 0 0
PARSLEY ENERGY INC CL A 701877102 618 66,100 SH Put DFND 1 0 0 0
PROS HOLDINGS INC COM 74346Y103 530 16,600 SH Put DFND 1 0 0 0
PLURALSIGHT INC COM CL A 72941B106 1,473 86,000 SH Put DFND 1 0 0 0
PRETIUM RES INC COM 74139C102 3,505 273,000 SH Put DFND 1 0 0 0
RESTAURANT BRANDS INTL INC COM 76131D103 862 15,000 SH Put DFND 1 0 0 0
REDFIN CORP COM 75737F108 6,910 138,400 SH Put DFND 1 0 0 0
RH COM 74967X103 18,480 48,300 SH Put DFND 1 0 0 0
TRANSOCEAN LTD REG SHS H8817H100 526 652,800 SH Put DFND 1 0 0 0
SEA LTD SPONSORD ADS 81141R100 159,847 1,037,700 SH Put DFND 1 0 0 0
SIRIUS XM HOLDINGS INC COM 82968B103 180 33,600 SH Put DFND 1 0 0 0
SM ENERGY CO COM 78454L100 602 378,800 SH Put DFND 1 0 0 0
SNAP INC CL A 83304A106 1,469 56,300 SH Put DFND 1 0 0 0
SPLUNK INC COM 848637104 1,824 9,700 SH Put DFND 1 0 0 0
SQUARE INC CL A 852234103 9,753 60,000 SH Put DFND 1 0 0 0
SSR MNG INC COM 784730103 37 2,000 SH Put DFND 1 0 0 0
SCORPIO TANKERS INC SHS Y7542C130 1,205 108,900 SH Put DFND 1 0 0 0
TRANSDIGM GROUP INC COM 893641100 47 100 SH Put DFND 1 0 0 0
TIDEWATER INC NEW COM 88642R109 21 3,200 SH Put DFND 1 0 0 0
TENNECO INC CL A VTG COM STK 880349105 970 139,800 SH Put DFND 1 0 0 0
TRIUMPH GROUP INC NEW COM 896818101 1,326 203,700 SH Put DFND 1 0 0 0
TEAM INC COM 878155100 67 12,300 SH Put DFND 1 0 0 0
TALEND S A ADS 874224207 780 20,000 SH Put DFND 1 0 0 0
TUTOR PERINI CORP COM 901109108 237 21,300 SH Put DFND 1 0 0 0
TESLA INC COM 88160R101 137,712 321,000 SH Put DFND 1 0 0 0
TITAN INTL INC ILL COM 88830M102 74 25,700 SH Put DFND 1 0 0 0
2U INC COM 90214J101 281 8,300 SH Put DFND 1 0 0 0
TWITTER INC COM 90184L102 2,420 54,400 SH Put DFND 1 0 0 0
UNITI GROUP INC COM 91325V108 1,372 130,300 SH Put DFND 1 0 0 0
VECTOR GROUP LTD COM 92240M108 1,326 136,900 SH Put DFND 1 0 0 0
VEONEER INC COM 92336X109 1,562 106,300 SH Put DFND 1 0 0 0
VERINT SYS INC COM 92343X100 1,965 40,800 SH Put DFND 1 0 0 0
WAYFAIR INC CL A 94419L101 83,461 286,800 SH Put DFND 1 0 0 0
WEIBO CORP SPONSORED ADR 948596101 1,460 40,100 SH Put DFND 1 0 0 0
WHITING PETE CORP NEW COM NEW 966387508 3,990 230,800 SH Put DFND 1 0 0 0
SLACK TECHNOLOGIES INC COM CL A 83088V102 3,378 125,800 SH Put DFND 1 0 0 0
W & T OFFSHORE INC COM 92922P106 107 59,900 SH Put DFND 1 0 0 0
UNITED STATES STL CORP NEW COM 912909108 841 114,700 SH Put DFND 1 0 0 0
XEROX HOLDINGS CORP COM NEW 98421M106 1,982 105,600 SH Put DFND 1 0 0 0
YANDEX N V SHS CLASS A N97284108 91 1,400 SH Put DFND 1 0 0 0
JOYY INC ADS REPSTG COM A 46591M109 8,325 103,200 SH Put DFND 1 0 0 0
ZILLOW GROUP INC CL C CAP STK 98954M200 67,821 667,600 SH Put DFND 1 0 0 0
ZENDESK INC COM 98936J101 1,965 19,100 SH Put DFND 1 0 0 0
ZYNGA INC CL A 98986T108 512 56,200 SH Put DFND 1 0 0 0
ZSCALER INC COM 98980G102 3,517 25,000 SH Put DFND 1 0 0 0
COLFAX CORP COM 194014106 156 5,000 SH Put DFND 1 0 0 0
CHANGE HEALTHCARE INC COM 15912K100 1,050 72,400 SH Put DFND 1 0 0 0
CHEWY INC CL A 16679L109 8,131 148,300 SH Put DFND 1 0 0 0
DOMINION ENERGY INC COM 25746U109 15,272 193,500 SH Put DFND 1 0 0 0
DTE ENERGY CO COM 233331107 1,553 13,500 SH Put DFND 1 0 0 0
GFL ENVIRONMENTAL INC SUB VTG SHS 36168Q104 1,560 73,400 SH Put DFND 1 0 0 0
INTERNATIONAL FLAVORS&FRAGRA COM 459506101 4,200 34,300 SH Put DFND 1 0 0 0
ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH 03938L203 385 29,100 SH Put DFND 1 0 0 0
NEXTERA ENERGY INC COM 65339F101 9,409 33,900 SH Put DFND 1 0 0 0
PG&E CORP COM 69331C108 1,145 122,000 SH Put DFND 1 0 0 0
SABRE CORP COM 78573M104 70 10,900 SH Put DFND 1 0 0 0
SOUTH JERSEY INDS INC COM 838518108 19 1,000 SH Put DFND 1 0 0 0
SOUTHERN CO COM 842587107 1,870 34,500 SH Put DFND 1 0 0 0
ASSURANT INC COM 04621X108 4,379 36,100 SH Put DFND 1 0 0 0
APTIV PLC SHS G6095L109 9 100 SH Put DFND 1 0 0 0
CENTERPOINT ENERGY INC COM 15189T107 2,279 117,800 SH Put DFND 1 0 0 0
ENERGIZER HLDGS INC NEW COM 29272W109 136 3,500 SH Put DFND 1 0 0 0
II-VI INC COM 902104108 2,242 55,300 SH Put DFND 1 0 0 0
SEMPRA ENERGY COM 816851109 1,538 13,000 SH Put DFND 1 0 0 0
VIRTUSA CORP COM 92827P102 24 500 SH Put DFND 1 0 0 0
APPLIED OPTOELECTRONICS INC COM 03823U102 905 80,500 SH Put DFND 1 0 0 0
CENTENE CORP DEL COM 15135B101 589 10,100 SH Put DFND 1 0 0 0
CRYOLIFE INC COM 228903100 849 46,000 SH Put DFND 1 0 0 0
COMMUNITY HEALTH SYS INC NEW COM 203668108 111 26,500 SH Put DFND 1 0 0 0
CRYOPORT INC COM PAR $0.001 229050307 2,526 53,300 SH Put DFND 1 0 0 0
DELTA AIR LINES INC DEL COM NEW 247361702 614 20,100 SH Put DFND 1 0 0 0
8X8 INC NEW COM 282914100 766 49,300 SH Put DFND 1 0 0 0
HEALTH CATALYST INC COM 42225T107 183 5,000 SH Put DFND 1 0 0 0
HERTZ GLOBAL HLDGS INC COM 42806J106 81 73,200 SH Put DFND 1 0 0 0
INFINERA CORP COM 45667G103 62 10,200 SH Put DFND 1 0 0 0
INSEEGO CORP COM 45782B104 1,290 125,000 SH Put DFND 1 0 0 0
LUMENTUM HLDGS INC COM 55024U109 90 1,200 SH Put DFND 1 0 0 0
LIVONGO HEALTH INC COM 539183103 1,694 12,100 SH Put DFND 1 0 0 0
LYFT INC CL A COM 55087P104 8,386 304,400 SH Put DFND 1 0 0 0
MEDNAX INC COM 58502B106 1 100 SH Put DFND 1 0 0 0
NUVASIVE INC COM 670704105 1,457 30,000 SH Put DFND 1 0 0 0
NEVRO CORP COM 64157F103 27 200 SH Put DFND 1 0 0 0
RINGCENTRAL INC CL A 76680R206 1,839 6,700 SH Put DFND 1 0 0 0
UBER TECHNOLOGIES INC COM 90353T100 27,637 757,600 SH Put DFND 1 0 0 0
VONAGE HLDGS CORP COM 92886T201 1,025 100,200 SH Put DFND 1 0 0 0
VIAVI SOLUTIONS INC COM 925550105 3,100 264,300 SH Put DFND 1 0 0 0
VIASAT INC COM 92552V100 694 20,200 SH Put DFND 1 0 0 0
WESTERN DIGITAL CORP. COM 958102105 730 20,000 SH Put DFND 1 0 0 0
WRIGHT MED GROUP N V ORD SHS N96617118 830 27,200 SH Put DFND 1 0 0 0
BLACKBERRY LTD COM 09228F103 2,149 468,400 SH Put DFND 1 0 0 0
BOSTON SCIENTIFIC CORP COM 101137107 1,665 43,600 SH Put DFND 1 0 0 0
DIREXION SHS ETF TR DLY ENRGY BULL2X 25460G609 306 32,700 SH Put DFND 1 0 0 0
DIREXION SHS ETF TR DAILY FINL BEAR 25460E133 358 23,700 SH Put DFND 1 0 0 0
ISHARES TR IBOXX HI YD ETF 464288513 4,916 58,600 SH Put DFND 1 0 0 0
ISHARES TR NASDAQ BIOTECH 464287556 6,770 50,000 SH Put DFND 1 0 0 0
ISHARES TR RUSSELL 2000 ETF 464287655 115,682 772,300 SH Put DFND 1 0 0 0
PROSHARES TR ULTSHRT QQQ 74347B243 221 23,400 SH Put DFND 1 0 0 0
PROSHARES TR PSHS ULTRA QQQ 74347R206 9,421 102,800 SH Put DFND 1 0 0 0
INVESCO QQQ TR UNIT SER 1 46090E103 509,447 1,833,600 SH Put DFND 1 0 0 0
PROSHARES TR ULTRASHRT S&P500 74347B383 730 45,800 SH Put DFND 1 0 0 0
DIREXION SHS ETF TR DRX S&P500BULL 25459W862 52,207 991,400 SH Put DFND 1 0 0 0
DIREXION SHS ETF TR DLY S&P500 BR 3X 25460E885 415 72,200 SH Put DFND 1 0 0 0
PROSHARES TR ULTRAPRO SHORT S 74347B268 303 34,900 SH Put DFND 1 0 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 555,046 1,657,400 SH Put DFND 1 0 0 0
PROSHARES TR ULTRAPRO SHT QQQ 74347G861 500 21,000 SH Put DFND 1 0 0 0
PROSHARES TR PSHS ULT S&P 500 74347R107 10,645 144,900 SH Put DFND 1 0 0 0
PROSHARES TR II SHT VIX ST TRM 74347W130 12,847 361,900 SH Put DFND 1 0 0 0
PROSHARES TR PSHS ULTSH 20YRS 74347B201 3 200 SH Put DFND 1 0 0 0
ISHARES TR 20 YR TR BD ETF 464287432 11,983 73,400 SH Put DFND 1 0 0 0
DIREXION SHS ETF TR DLY SMCAP BULL3X 25459W847 30,373 992,600 SH Put DFND 1 0 0 0
PROSHARES TR ULTRAPRO QQQ 74347X831 157,080 1,200,000 SH Put DFND 1 0 0 0
PROSHARES TR ULTRPRO S&P500 74347X864 29,509 527,800 SH Put DFND 1 0 0 0
PROSHARES TR II ULTRA VIX SHORT 74347W148 1,201 60,300 SH Put DFND 1 0 0 0
SELECT SECTOR SPDR TR ENERGY 81369Y506 4,172 139,300 SH Put DFND 1 0 0 0
SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 2,033 84,500 SH Put DFND 1 0 0 0
AMERICAN INTL GROUP INC COM NEW 026874784 622 22,600 SH Put DFND 1 0 0 0
OCCIDENTAL PETE CORP COM 674599105 1 100 SH Put DFND 1 0 0 0
PURPLE INNOVATION INC COM 74640Y106 17 700 SH Put DFND 1 0 0 0
ZIONS BANCORPORATION N A COM 989701107 178 6,100 SH Put DFND 1 0 0 0
ALTAIR ENGR INC NOTE 0.250% 6/0 021369AA1 15,178 13,677,000 PRN   DFND 1 0 0 0
APOLLO COML REAL EST FIN INC NOTE 4.750% 8/2 03762UAB1 3,383 3,600,000 PRN   DFND 1 0 0 0
APOLLO COML REAL EST FIN INC NOTE 5.375%10/1 03762UAC9 1,199 1,300,000 PRN   DFND 1 0 0 0
ACCELERATE DIAGNOSTICS INC NOTE 2.500% 3/1 00430HAB8 2,503 4,000,000 PRN   DFND 1 0 0 0
BILIBILI INC NOTE 1.375% 4/0 090040AB2 69,233 39,110,000 PRN   DFND 1 0 0 0
8X8 INC NEW NOTE 0.500% 2/0 282914AB6 44,832 48,335,000 PRN   DFND 1 0 0 0
HANNON ARMSTRONG SUST INFR C NOTE 4.125% 9/0 41068XAB6 6,486 4,076,000 PRN   DFND 1 0 0 0
IAC INTERACTIVECORP NEW COM 44891N109 531 4,436 SH   DFND 1 4,436 0 0
INFINERA CORP NOTE 2.125% 9/0 45667GAC7 14,360 15,501,000 PRN   DFND 1 0 0 0
INSEEGO CORP NOTE 3.250% 5/0 45782BAD6 2,447 2,500,000 PRN   DFND 1 0 0 0
INNOVIVA INC NOTE 2.500% 8/1 45781MAB7 31,878 32,648,000 PRN   DFND 1 0 0 0
MESA LABS INC NOTE 1.375% 8/1 59064RAA7 2,780 2,500,000 PRN   DFND 1 0 0 0
INTREXON CORP NOTE 3.500% 7/0 46122TAA0 4,615 9,000,000 PRN   DFND 1 0 0 0
PURE STORAGE INC NOTE 0.125% 4/1 74624MAB8 52,477 54,561,000 PRN   DFND 1 0 0 0
SUNPOWER CORP COM 867652406 136 10,925 SH   DFND 1 10,925 0 0
SUPERNUS PHARMACEUTICALS INC NOTE 0.625% 4/0 868459AD0 19,286 20,905,000 PRN   DFND 1 0 0 0
TILRAY INC NOTE 5.000%10/0 88688TAB6 4,913 12,000,000 PRN   DFND 1 0 0 0
APOLLO INVT CORP COM NEW 03761U502 440 53,322 SH   DFND 1 53,322 0 0
ARES CAPITAL CORP COM 04010L103 21 1,564 SH   DFND 1 1,564 0 0
BAIN CAP SPECIALTY FIN INC COM STK 05684B107 205 20,103 SH   DFND 1 20,103 0 0
BLACKROCK CAP INVT CORP COM 092533108 57 23,511 SH   DFND 1 23,511 0 0
FIDUS INVT CORP COM 316500107 11 1,122 SH   DFND 1 1,122 0 0
MAIN STR CAP CORP COM 56035L104 11 396 SH   DFND 1 396 0 0
MONROE CAP CORP COM 610335101 20 2,978 SH   DFND 1 2,978 0 0
OWL ROCK CAPITAL CORPORATION COM 69121K104 1 104 SH   DFND 1 104 0 0
OXFORD SQUARE CAP CORP COM 69181V107 35 14,405 SH   DFND 1 14,405 0 0
PENNANTPARK INVT CORP COM 708062104 197 61,762 SH   DFND 1 61,762 0 0
ALLIANZGI ARTIFICIAL INTELLI COM 01883M101 740 34,298 SH   DFND 1 34,298 0 0
BLACKROCK RES & COMMODITIES SHS 09257A108 502 84,413 SH   DFND 1 84,413 0 0
BOULDER GROWTH & INCOME FD I COM 101507101 50 5,018 SH   DFND 1 5,018 0 0
BLACKROCK HEALTH SCIENCS TR COM SHS 09260E105 412 17,277 SH   DFND 1 17,277 0 0
CENTRAL SECS CORP COM 155123102 1,227 42,330 SH   DFND 1 42,330 0 0
CHINA FD INC COM 169373107 53 2,125 SH   DFND 1 2,125 0 0
BLACKROCK ENHANCD CAP & INM COM 09256A109 215 13,922 SH   DFND 1 13,922 0 0
FST TR NEW OPPORT MLP & ENE COM 33739M100 10 2,791 SH   DFND 1 2,791 0 0
GENERAL AMERN INVS INC COM 368802104 1,199 35,332 SH   DFND 1 35,332 0 0
GABELLI GLB SML & MD CP VAL COM 36249W104 380 37,711 SH   DFND 1 37,711 0 0
HANCOCK JOHN INVT TR TAX ADV GLB SH 41013P749 527 103,724 SH   DFND 1 103,724 0 0
NEW IRELAND FD INC COM 645673104 188 22,463 SH   DFND 1 22,463 0 0
KOREA FD INC COM NEW 500634209 31 1,058 SH   DFND 1 1,058 0 0
SPDR SER TR S&P REGL BKG 78464A698 1,031 28,900 SH   DFND 1 28,900 0 0
MEXICO FD INC COM 592835102 344 33,604 SH   DFND 1 33,604 0 0
ALLIANZGI DIVIDEND INT & PRM COM 01883A107 313 26,560 SH   DFND 1 26,560 0 0
NEUBERGER BERMAN MLP AND ENR COM 64129H104 514 216,271 SH   DFND 1 216,271 0 0
PIMCO ENRGY TACTICAL CR OPP COM SHS BEN INT 69346N107 0 6 SH   DFND 1 6 0 0
ADAM NAT RES FD INC COM 00548F105 1,021 104,427 SH   DFND 1 104,427 0 0
SALIENT MIDSTREAM & MLP FD SH BEN INT 79471V105 31 8,882 SH   DFND 1 8,882 0 0
TORTOISE ESSENTIAL ASSETS IN COM SH BEN INT 89148A103 1,140 108,016 SH   DFND 1 108,016 0 0
TAIWAN FD INC COM 874036106 45 1,992 SH   DFND 1 1,992 0 0
SPROTT PHYSICAL SILVER TR TR UNIT 85207K107 185 22,446 SH   DFND 1 22,446 0 0
SPROTT PHYSICAL GOLD & SILVE TR UNIT 85208R101 464 25,336 SH   DFND 1 25,336 0 0
MFS SPL VALUE TR SH BEN INT 55274E102 19 3,626 SH   DFND 1 3,626 0 0
INVESCO EXCH TRADED FD TR II VAR RATE PFD 46138G870 284 11,569 SH   DFND 1 11,569 0 0
XAI OCTAGON FLOATING RATE & COM 98400T106 13 2,296 SH   DFND 1 2,296 0 0
INVESCO EXCH TRADED FD TR II TAXABLE MUN BD 46138G805 154 4,633 SH   DFND 1 4,633 0 0
ISHARES TR MSCI AC ASIA ETF 464288182 664 8,612 SH   DFND 1 8,612 0 0
AURORA CANNABIS INC COM 05156X884 145 31,289 SH   DFND 1 31,289 0 0
AEROJET ROCKETDYNE HLDGS INC NOTE 2.250%12/1 007800AB1 88,965 55,907,000 PRN   DFND 1 0 0 0
AMAG PHARMACEUTICALS INC NOTE 3.250% 6/0 00163UAD8 23,198 25,780,000 PRN   DFND 1 0 0 0
ADVANCED MICRO DEVICES INC NOTE 2.125% 9/0 007903BD8 329,939 32,237,000 PRN   DFND 1 0 0 0
AVADEL PHARMACEUTICALS PLC SPONSORED ADR 05337M104 52 10,491 SH   DFND 1 10,491 0 0
BROADCOM INC COM 11135F101 3,133 8,601 SH   DFND 1 8,601 0 0
ALTERYX INC NOTE 0.500% 8/0 02156BAD5 54,347 54,308,000 PRN   DFND 1 0 0 0
ALTERYX INC NOTE 0.500% 6/0 02156BAB9 114,246 43,526,000 PRN   DFND 1 0 0 0
BAUSCH HEALTH COS INC COM 071734107 734 47,282 SH   DFND 1 47,282 0 0
BLACKLINE INC NOTE 0.125% 8/0 09239BAB5 61,526 44,663,000 PRN   DFND 1 0 0 0
BIOMARIN PHARMACEUTICAL INC COM 09061G101 473 6,230 SH   DFND 1 6,230 0 0
BAOZUN INC NOTE 1.625% 5/0 06684LAB9 29,929 32,177,000 PRN   DFND 1 0 0 0
CHEGG INC NOTE 0.125% 3/1 163092AD1 138,720 91,405,000 PRN   DFND 1 0 0 0
CLOVIS ONCOLOGY INC NOTE 4.500% 8/0 189464AE0 1,442 1,500,000 PRN   DFND 1 0 0 0
CURO GROUP HOLDINGS CORP COM 23131L107 202 28,717 SH   DFND 1 28,717 0 0
DOCUSIGN INC NOTE 0.500% 9/1 256163AB2 2,466 816,000 PRN   DFND 1 0 0 0
DOCUSIGN INC COM 256163106 4,999 23,228 SH   DFND 1 23,228 0 0
DEXCOM INC NOTE 0.750%12/0 252131AH0 212,319 83,757,000 PRN   DFND 1 0 0 0
ENCORE CAP GROUP INC NOTE 3.250% 3/1 292554AK8 16,840 15,500,000 PRN   DFND 1 0 0 0
ENCORE CAP EUROPE FIN LTD NOTE 4.500% 9/0 29260UAA5 26,444 24,100,000 PRN   DFND 1 0 0 0
ENDO INTL PLC SHS G30401106 2,912 882,580 SH   DFND 1 882,580 0 0
ENVESTNET INC NOTE 1.750% 6/0 29404KAB2 61,218 47,768,000 PRN   DFND 1 0 0 0
ETSY INC NOTE 0.125%10/0 29786AAJ5 141,247 89,884,000 PRN   DFND 1 0 0 0
EVOLENT HEALTH INC NOTE 2.000%12/0 30050BAB7 2,011 2,053,000 PRN   DFND 1 0 0 0
FTI CONSULTING INC NOTE 2.000% 8/1 302941AP4 35,389 28,765,000 PRN   DFND 1 0 0 0
FORTIVE CORP NOTE 0.875% 2/1 34959JAK4 3,906 3,890,000 PRN   DFND 1 0 0 0
GOSSAMER BIO INC NOTE 5.000% 6/0 38341PAA0 6,508 6,326,000 PRN   DFND 1 0 0 0
HERBALIFE LTD NOTE 2.625% 3/1 42703MAD5 31,679 31,406,000 PRN   DFND 1 0 0 0
INTERCEPT PHARMACEUTICALS IN NOTE 3.250% 7/0 45845PAA6 56,390 70,365,000 PRN   DFND 1 0 0 0
INTERDIGITAL INC COM 45867G101 53 944 SH   DFND 1 944 0 0
ILLUMINA INC COM 452327109 3,040 9,836 SH   DFND 1 9,836 0 0
INSMED INC NOTE 1.750% 1/1 457669AA7 31,756 29,170,000 PRN   DFND 1 0 0 0
IQIYI INC NOTE 3.750%12/0 46267XAB4 87,381 82,062,000 PRN   DFND 1 0 0 0
IRONWOOD PHARMACEUTICALS INC NOTE 0.750% 6/1 46333XAF5 20,856 21,227,000 PRN   DFND 1 0 0 0
IRONWOOD PHARMACEUTICALS INC NOTE 1.500% 6/1 46333XAH1 978 1,000,000 PRN   DFND 1 0 0 0
IRONWOOD PHARMACEUTICALS INC DBCV 2.250% 6/1 46333XAD0 34,322 33,392,000 PRN   DFND 1 0 0 0
J2 GLOBAL INC NOTE 3.250% 6/1 48123VAC6 74,617 65,067,000 PRN   DFND 1 0 0 0
KAMAN CORP NOTE 3.250% 5/0 483548AF0 761 772,000 PRN   DFND 1 0 0 0
LIGAND PHARMACEUTICALS INC NOTE 0.750% 5/1 53220KAF5 27,317 30,073,000 PRN   DFND 1 0 0 0
LUMENTUM HLDGS INC NOTE 0.250% 3/1 55024UAB5 43,999 31,459,000 PRN   DFND 1 0 0 0
LIVEPERSON INC NOTE 0.750% 3/0 538146AB7 65,760 42,939,000 PRN   DFND 1 0 0 0
LEXICON PHARMACEUTICALS INC NOTE 5.250%12/0 528872AB0 4,785 6,000,000 PRN   DFND 1 0 0 0
MICROCHIP TECHNOLOGY INC. COM 595017104 1,285 12,512 SH   DFND 1 12,512 0 0
MOMO INC ADR 60879B107 5,035 365,977 SH   DFND 1 365,977 0 0
MICRON TECHNOLOGY INC COM 595112103 1,588 33,820 SH   DFND 1 33,820 0 0
MAGNACHIP SEMICONDUCTOR SA NOTE 5.000% 3/0 55932XAB0 24,258 14,401,000 PRN   DFND 1 0 0 0
NEUROCRINE BIOSCIENCES INC NOTE 2.250% 5/1 64125CAD1 44,437 32,181,000 PRN   DFND 1 0 0 0
NEOGENOMICS INC NOTE 1.250% 5/0 64049MAA8 33,056 26,530,000 PRN   DFND 1 0 0 0
NIO INC NOTE 4.500% 2/0 62914VAB2 101,119 42,480,000 PRN   DFND 1 0 0 0
NIO INC DEBT 4.500% 2/0 G6525FAA0 7,541 3,168,000 PRN   DFND 1 0 0 0
NUTANIX INC NOTE 1/1 67059NAB4 54,557 58,063,000 PRN   DFND 1 0 0 0
NUVASIVE INC NOTE 2.250% 3/1 670704AG0 81,655 79,288,000 PRN   DFND 1 0 0 0
NOVAVAX INC NOTE 3.750% 2/0 670002AB0 4,919 4,110,000 PRN   DFND 1 0 0 0
NOVAVAX INC COM NEW 670002401 301 2,787 SH   DFND 1 2,787 0 0
INVITAE CORP COM 46185L103 693 16,001 SH   DFND 1 16,001 0 0
OKTA INC NOTE 0.125% 9/0 679295AD7 93,032 70,266,000 PRN   DFND 1 0 0 0
OPKO HEALTH INC COM 68375N103 2 550 SH   DFND 1 550 0 0
OSI SYSTEMS INC NOTE 1.250% 9/0 671044AD7 26,763 26,447,000 PRN   DFND 1 0 0 0
PALO ALTO NETWORKS INC NOTE 0.750% 7/0 697435AD7 11,617 10,291,000 PRN   DFND 1 0 0 0
PACIRA BIOSCIENCES NOTE 2.375% 4/0 695127AD2 29,811 26,048,000 PRN   DFND 1 0 0 0
PINDUODUO INC NOTE 10/0 722304AB8 177,313 97,983,000 PRN   DFND 1 0 0 0
INSULET CORP NOTE 1.375%11/1 45784PAH4 133,385 52,130,000 PRN   DFND 1 0 0 0
PRA GROUP INC COM 69354N106 441 11,051 SH   DFND 1 11,051 0 0
PERFICIENT INC NOTE 2.375% 9/1 71375UAB7 6,247 4,790,000 PRN   DFND 1 0 0 0
PTC THERAPEUTICS INC NOTE 3.000% 8/1 69366JAB7 22,109 19,454,000 PRN   DFND 1 0 0 0
QUDIAN INC ADR 747798106 104 84,172 SH   DFND 1 84,172 0 0
QORVO INC COM 74736K101 554 4,298 SH   DFND 1 4,298 0 0
Q2 HLDGS INC NOTE 0.750% 6/0 74736LAD1 9,209 7,500,000 PRN   DFND 1 0 0 0
REDFIN CORP NOTE 1.750% 7/1 75737FAA6 19,524 11,200,000 PRN   DFND 1 0 0 0
REPLIGEN CORP NOTE 0.375% 7/1 759916AB5 9,396 6,574,000 PRN   DFND 1 0 0 0
RH COM 74967X103 1,902 4,971 SH   DFND 1 4,971 0 0
REALPAGE INC NOTE 1.500%11/1 75606NAB5 74,754 50,852,000 PRN   DFND 1 0 0 0
RAPID7 INC NOTE 1.250% 8/0 753422AB0 24,993 16,021,000 PRN   DFND 1 0 0 0
SEA LTD NOTE 2.250% 7/0 81141RAB6 479,495 61,609,000 PRN   DFND 1 0 0 0
SUNPOWER CORP DBCV 4.000% 1/1 867652AL3 1,997 2,084,000 PRN   DFND 1 0 0 0
SQUARE INC NOTE 0.500% 5/1 852234AD5 181,419 83,992,000 PRN   DFND 1 0 0 0
SAREPTA THERAPEUTICS INC DBCV 1.500%11/1 803607AB6 195,054 94,165,000 PRN   DFND 1 0 0 0
THERAVANCE BIOPHARMA INC NOTE 3.250%11/0 88339KAA0 21,294 24,100,000 PRN   DFND 1 0 0 0
TELADOC HEALTH INC NOTE 1.375% 5/1 87918AAC9 80,359 19,627,000 PRN   DFND 1 0 0 0
TERADYNE INC COM 880770102 1,737 21,861 SH   DFND 1 21,861 0 0
TEVA PHARMACEUTICAL FIN LLC DBCV 0.250% 2/0 88163VAE9 9,603 9,800,000 PRN   DFND 1 0 0 0
TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS 881624209 1,207 134,046 SH   DFND 1 134,046 0 0
LENDINGTREE INC NEW NOTE 0.625% 6/0 52603BAA5 30,703 19,580,000 PRN   DFND 1 0 0 0
TRONOX HOLDINGS PLC SHS G9087Q102 1,445 183,680 SH   DFND 1 183,680 0 0
TTM TECHNOLOGIES INC NOTE 1.750%12/1 87305RAD1 55,444 46,641,000 PRN   DFND 1 0 0 0
UNISYS CORP NOTE 5.500% 3/0 909214BS6 39,800 33,270,000 PRN   DFND 1 0 0 0
VONAGE HLDGS CORP NOTE 1.750% 6/0 92886TAJ1 11,209 11,546,000 PRN   DFND 1 0 0 0
VEONEER INC NOTE 4.000% 6/0 92336XAA7 18,041 18,375,000 PRN   DFND 1 0 0 0
VERINT SYS INC NOTE 1.500% 6/0 92343XAA8 24,443 24,065,000 PRN   DFND 1 0 0 0
WIX COM LTD NOTE 7/0 92940WAB5 36,602 19,482,000 PRN   DFND 1 0 0 0
WORKIVA INC NOTE 1.125% 8/1 98139AAB1 5,179 5,200,000 PRN   DFND 1 0 0 0
ZYNGA INC NOTE 0.250% 6/0 98986TAB4 115,332 90,914,000 PRN   DFND 1 0 0 0
ATLANTIC POWER CORP COM NEW 04878Q863 50 25,932 SH   DFND 1 25,932 0 0
BLACKBERRY LTD COM 09228F103 42 9,300 SH   DFND 1 9,300 0 0
GRAN TIERRA ENERGY INC COM 38500T101 56 247,012 SH   DFND 1 247,012 0 0
JUST ENERGY GROUP INC COM NEW 48213W408 1,017 195,260 SH   DFND 1 195,260 0 0
GENERAL MTRS CO COM 37045V100 2,738 92,538 SH   DFND 1 92,538 0 0
GORES METROPOULOS INC COM CL A 382872109 1,427 125,000 SH   DFND 1 125,000 0 0
VERTIV HOLDINGS CO COM CL A 92537N108 6,644 383,641 SH   DFND 1 383,641 0 0
BK OF AMERICA CORP 7.25%CNV PFD L 060505682 4,462 2,971 SH   DFND 1 2,971 0 0
READY CAPITAL CORP 7% CN SR NT 2023 75574U200 883 36,987 SH   DFND 1 36,987 0 0
WELLS FARGO CO NEW PERP PFD CNV A 949746804 1,803 1,339 SH   DFND 1 1,339 0 0
COLFAX CORP UNIT 01/15/2022T 194014205 85,719 637,603 SH   DFND 1 637,603 0 0
CHANGE HEALTHCARE INC UNIT 99/99/9999 15912K209 28,470 538,310 SH   DFND 1 538,310 0 0
DOMINION ENERGY INC UNIT 99/99/9999 25746U133 54,769 537,433 SH   DFND 1 537,433 0 0
ELANCO ANIMAL HEALTH INC UNIT 02/01/2023T 28414H202 4,376 98,277 SH   DFND 1 98,277 0 0
KKR & CO INC COM 48251W104 2,392 69,657 SH   DFND 1 69,657 0 0
STANLEY BLACK & DECKER INC COM 854502101 2,155 13,289 SH   DFND 1 13,289 0 0
DANAHER CORPORATION 4.75 MND CV PFD 235851300 65,370 44,243 SH   DFND 1 44,243 0 0
AIMMUNE THERAPEUTICS INC COM 00900T107 3,989 115,812 SH   DFND 1 115,812 0 0
AKCEA THERAPEUTICS INC COM 00972L107 348 19,194 SH   DFND 1 19,194 0 0
TD AMERITRADE HLDG CORP COM 87236Y108 5,327 136,069 SH   DFND 1 136,069 0 0
ASTRAZENECA PLC SPONSORED ADR 046353108 204 3,740 SH   DFND 1 3,740 0 0
BRIDGE BANCORP INC COM 108035106 56 3,265 SH   DFND 1 3,265 0 0
CELLULAR BIOMEDICINE GROUP I COM NEW 15117P102 546 29,811 SH   DFND 1 29,811 0 0
E TRADE FINANCIAL CORP COM NEW 269246401 1,058 21,158 SH   DFND 1 21,158 0 0
GENWORTH FINL INC COM CL A 37247D106 138 41,433 SH   DFND 1 41,433 0 0
INTERCONTINENTAL EXCHANGE IN COM 45866F104 330 3,300 SH   DFND 1 3,300 0 0
INDUSTRIAL LOGISTICS PPTYS T COM SHS BEN INT 456237106 114 5,256 SH   DFND 1 5,256 0 0
IMMUNOMEDICS INC COM 452907108 5,101 59,991 SH   DFND 1 59,991 0 0
MOMENTA PHARMACEUTICALS INC COM 60877T100 5,030 95,857 SH   DFND 1 95,857 0 0
MAXIM INTEGRATED PRODS INC COM 57772K101 3,249 48,067 SH   DFND 1 48,067 0 0
NATIONAL GEN HLDGS CORP COM 636220303 206 6,120 SH   DFND 1 6,120 0 0
NXP SEMICONDUCTORS N V COM N6596X109 831 6,665 SH   DFND 1 6,665 0 0
SYNOVUS FINL CORP COM NEW 87161C501 241 11,430 SH   DFND 1 11,430 0 0
STANDARD AVB FINL CORP COM 85303B100 52 1,617 SH   DFND 1 1,617 0 0
WILLIS TOWERS WATSON PLC LTD SHS G96629103 5,973 28,606 SH   DFND 1 28,606 0 0
CIIG MERGER CORP UNIT 12/31/2026 12559C202 255 25,000 SH   DFND 1 25,000 0 0
AKERNA CORP *W EXP 06/17/202 00973W110 47 126,750 SH   DFND 1 126,750 0 0
PAE INC COM CL A 69290Y109 0 100 SH   DFND 1 100 0 0
SYROS PHARMACEUTICALS INC COM 87184Q107 26 3,000 SH   DFND 1 3,000 0 0
VERRA MOBILITY CORP COM 92511U102 32 3,342 SH   DFND 1 3,342 0 0
ZIONS BANCORPORATION N A COM 989701107 920 31,500 SH   DFND 1 31,500 0 0
ALLIANZGI DIVERSIFIED INCOME COM 01883J108 2,518 99,398 SH   DFND 1 99,398 0 0
ABERDEEN EMRG MRKTS EQT INM COM 00301W105 59 9,109 SH   DFND 1 9,109 0 0
ADVENT CONVERTIBLE & INCOME COM 00764C109 801 58,070 SH   DFND 1 58,070 0 0
ABERDEEN GLOBAL PREMIER PPTY COM SH BEN INT 00302L108 1,024 222,337 SH   DFND 1 222,337 0 0
BANCROFT FD LTD COM 059695106 619 24,924 SH   DFND 1 24,924 0 0
BLACKROCK ENHANCED EQUITY DI COM 09251A104 2,617 358,133 SH   DFND 1 358,133 0 0
BLACKROCK ENERGY & RES TR COM 09250U101 2,765 463,154 SH   DFND 1 463,154 0 0
BLACKROCK ENHANCED GLOBAL DI COM 092501105 744 77,748 SH   DFND 1 77,748 0 0
NUVEEN S&P 500 BUY-WRITE INC COM 6706ER101 3,400 301,474 SH   DFND 1 301,474 0 0
MORGAN STANLEY CHINA A SH FD COM 617468103 434 20,574 SH   DFND 1 20,574 0 0
CALAMOS DYNAMIC CONV & INCOM COM 12811V105 2,392 104,574 SH   DFND 1 104,574 0 0
CENTRAL & EASTERN EUROPE FD COM 153436100 90 4,585 SH   DFND 1 4,585 0 0
CENTER COAST BRKFLD MLP ENRG SHS BEN INT 151461209 194 26,097 SH   DFND 1 26,097 0 0
CALAMOS CONV OPPORTUNITIES & SH BEN INT 128117108 3,216 292,432 SH   DFND 1 292,432 0 0
CALAMOS CONV & HIGH INCOME F COM SHS 12811P108 2,033 174,091 SH   DFND 1 174,091 0 0
DELAWARE INVTS DIV & INCOME COM 245915103 361 44,765 SH   DFND 1 44,765 0 0
NUVEEN DOW 30 DYNAMIC OVERWR SHS 67075F105 4,279 316,328 SH   DFND 1 316,328 0 0
DUFF & PHELPS UTLITY AND INF COM 26433C105 1,849 179,242 SH   DFND 1 179,242 0 0
ELLSWORTH GROWTH & INCOME FD COM 289074106 256 22,228 SH   DFND 1 22,228 0 0
CLEARBRIDGE ENERGY MIDSTRM O COM 18469P209 135 15,475 SH   DFND 1 15,475 0 0
WELLS FARGO GLOBAL DIVIDEND COM 94987C103 1,277 302,032 SH   DFND 1 302,032 0 0
WELLS FARGO UTILITIES AND HI WF UTILITIES INC 94987E109 146 12,233 SH   DFND 1 12,233 0 0
EATON VANCE TAX MNGED BUY WR COM 27828X100 200 14,675 SH   DFND 1 14,675 0 0
EATON VANCE TX ADV GLBL DIV COM 27828S101 1,529 102,839 SH   DFND 1 102,839 0 0
EATON VANCE TX ADV GLB DIV O COM 27828U106 3,535 170,035 SH   DFND 1 170,035 0 0
EATON VANCE TXMGD GL BUYWR O COM 27829C105 369 43,257 SH   DFND 1 43,257 0 0
EATON VANCE TX MGD DIV EQ IN COM 27828N102 1,324 121,640 SH   DFND 1 121,640 0 0
EATON VANCE TAX ADVT DIV INC COM 27828G107 935 47,480 SH   DFND 1 47,480 0 0
EATON VANCE TAX-MANAGED GLOB COM 27829F108 907 123,367 SH   DFND 1 123,367 0 0
FIRST TR DYNAMIC EUROPE EQUI COM SHS 33740D107 2,975 296,100 SH   DFND 1 296,100 0 0
FIRST TR MLP & ENERGY INCOM COM 33739B104 340 73,384 SH   DFND 1 73,384 0 0
FIRST TR ENERGY INCOME & GRO COM 33738G104 736 81,329 SH   DFND 1 81,329 0 0
FIRST TR / ABERDEEN EMERGING COM 33731K102 15 1,288 SH   DFND 1 1,288 0 0
FIRST TR ENHANCED EQTY INC F COM 337318109 386 25,548 SH   DFND 1 25,548 0 0
FIDUCIARY CLAYMORE ENGRY INF COM 31647Q205 473 65,700 SH   DFND 1 65,700 0 0
SPROTT FOCUS TR INC COM 85208J109 998 167,793 SH   DFND 1 167,793 0 0
GABELLI DIVID & INCOME TR COM 36242H104 1,926 104,989 SH   DFND 1 104,989 0 0
GOLDMAN SACHS MLP ENERGY REN COM 38148G206 651 108,899 SH   DFND 1 108,899 0 0
GAMCO GLOBAL GOLD NAT RES & COM SH BEN INT 36465A109 1,614 473,457 SH   DFND 1 473,457 0 0
GABELLI MULTIMEDIA TR INC COM 36239Q109 301 46,648 SH   DFND 1 46,648 0 0
GAMCO NAT RES GOLD & INCOME SH BEN INT 36465E101 954 193,124 SH   DFND 1 193,124 0 0
GUGGENHEIM ENHANCED EQUITY I COM 40167B100 2,735 501,961 SH   DFND 1 501,961 0 0
GABELLI HLTHCARE & WELLNESS SHS 36246K103 1,062 102,990 SH   DFND 1 102,990 0 0
JOHN HANCOCK HEDGED EQUITY & COM 47804L102 1,046 99,069 SH   DFND 1 99,069 0 0
MILLER HOWARD HIGH INC EQTY COM SHS BEN IN 600379101 1,971 320,087 SH   DFND 1 320,087 0 0
ABERDEEN AUSTRALIA EQUITY FD COM 003011103 170 38,289 SH   DFND 1 38,289 0 0
VOYA GLBL ADV & PREM OPP FD COM 92912R104 1,020 122,329 SH   DFND 1 122,329 0 0
VOYA GLBL EQTY DIV & PREM OP COM 92912T100 194 39,222 SH   DFND 1 39,222 0 0
CBRE CLARION GLOBAL REAL EST COM 12504G100 4,745 793,644 SH   DFND 1 793,644 0 0
MORGAN STANLEY INDIA INVT FD COM 61745C105 195 11,265 SH   DFND 1 11,265 0 0
VOYA NAT RES EQUITY INCOME F COM 92913C106 2 1,055 SH   DFND 1 1,055 0 0
NUVEEN CORE EQUITY ALPHA FD COM 67090X107 746 58,314 SH   DFND 1 58,314 0 0
NUVEEN DIVERSIFIED DIVID & I COM 6706EP105 1,109 142,787 SH   DFND 1 142,787 0 0
NUVEEN REAL ASSET INCOME & G COM 67074Y105 2,301 190,860 SH   DFND 1 190,860 0 0
NUVEEN REAL ESTATE INCOME FD COM 67071B108 324 42,962 SH   DFND 1 42,962 0 0
NUVEEN TX ADV TOTAL RET STRG COM 67090H102 1,761 219,927 SH   DFND 1 219,927 0 0
NUVEEN TAX-ADVANTAGED DIVID COM 67073G105 2,206 168,836 SH   DFND 1 168,836 0 0
KAYNE ANDERSON NEXTGEN ENRGY COM 48661E108 134 33,443 SH   DFND 1 33,443 0 0
KAYNE ANDERSON ENERGY INFRST COM 486606106 667 167,269 SH   DFND 1 167,269 0 0
MACQUARIE / FIRST TR GLOBAL COM 55607W100 244 31,897 SH   DFND 1 31,897 0 0
MACQUARIE GLOBAL INFRASTRUCT COM 55608D101 3,109 177,157 SH   DFND 1 177,157 0 0
COHEN & STEERS MLP INC & ENR COM SHS 19249B106 489 324,383 SH   DFND 1 324,383 0 0
TORTOISE ENERGY INDEPENDENC COM 89148K200 439 44,174 SH   DFND 1 44,174 0 0
ALLIANZGI EQUITY & CONV INCO COM 018829101 592 24,404 SH   DFND 1 24,404 0 0
COHEN & STEERS TOTAL RETURN COM 19247R103 0 25 SH   DFND 1 25 0 0
ROYCE MICRO-CAP TR INC COM 780915104 1,664 217,004 SH   DFND 1 217,004 0 0
ROYCE VALUE TR INC COM 780910105 1,175 92,978 SH   DFND 1 92,978 0 0
LMP CAP & INCOME FD INC COM 50208A102 1,040 101,973 SH   DFND 1 101,973 0 0
NUVEEN S&P 500 DYNAMIC OVERW COM 6706EW100 2,361 177,294 SH   DFND 1 177,294 0 0
CUSHING MLP & INFRASTRUCT COM NEW 231631300 444 28,691 SH   DFND 1 28,691 0 0
CUSHING NEXTGEN INFRA INCM F COM 231647207 1,554 57,949 SH   DFND 1 57,949 0 0
TORTOISE PWR & ENERGY INFRAS COM 89147X104 157 18,448 SH   DFND 1 18,448 0 0
TORTOISE PIPELINE & ENERGY F COM 89148H207 138 11,564 SH   DFND 1 11,564 0 0
TORTOISE ENERGY INFRA CORP COM 89147L886 0 1 SH   DFND 1 1 0 0
APOLLO SR FLOATING RATE FD I COM 037636107 494 38,599 SH   DFND 1 38,599 0 0
APOLLO TACTICAL INCOME FD IN COM 037638103 490 38,627 SH   DFND 1 38,627 0 0
ARES DYNAMIC CR ALLOCATION F COM 04014F102 22 1,759 SH   DFND 1 1,759 0 0
ALLIANCEBERNSTEIN GLOBAL HIG COM 01879R106 200 19,038 SH   DFND 1 19,038 0 0
BLACKSTONE GSO STRATEGIC CR COM SHS BEN IN 09257R101 12 1,028 SH   DFND 1 1,028 0 0
BARINGS GLOBAL SHORT DURATIO COM 06760L100 672 50,479 SH   DFND 1 50,479 0 0
BLACKSTONE GSO LNG SHRT CR I COM SHS BN INT 09257D102 444 34,592 SH   DFND 1 34,592 0 0
BLACKSTONE GSO FLTING RTE FU COM 09256U105 523 38,075 SH   DFND 1 38,075 0 0
BRANDYWINEGBL GBL INCM OPP COM 10537L104 340 29,606 SH   DFND 1 29,606 0 0
ALLIANZGI CONV & INCM 2024 T COM 01883H102 205 23,337 SH   DFND 1 23,337 0 0
MFS INTER HIGH INCOME FD SH BEN INT 59318T109 207 88,960 SH   DFND 1 88,960 0 0
HERZFELD CARIBBEAN BASIN FD COM 42804T106 230 63,925 SH   DFND 1 63,925 0 0
BNY MELLON ALCENTRA GLOBAL C COM 05588N108 94 11,793 SH   DFND 1 11,793 0 0
CREDIT SUISSE HIGH YIELD BD SH BEN INT 22544F103 756 358,652 SH   DFND 1 358,652 0 0
DIVIDEND & INCOME FD INC COM NEW 25538A204 156 17,201 SH   DFND 1 17,201 0 0
WELLS FARGO INCOME OPPORTUNI WF INC OPPTY FD 94987B105 507 69,537 SH   DFND 1 69,537 0 0
MORGAN STANLEY EMERGING MKTS COM 617477104 951 171,092 SH   DFND 1 171,092 0 0
STONE HBR EMERGING MKTS INCO COM 86164T107 60 9,344 SH   DFND 1 9,344 0 0
STONE HBR EMERGING MKTS TOTA COM 86164W100 224 31,859 SH   DFND 1 31,859 0 0
EATON VANCE FLTG RATE INCOM COM SHS BEN INT 278284104 31 2,258 SH   DFND 1 2,258 0 0
EATON VANCE SR FLTNG RTE TR COM 27828Q105 66 5,743 SH   DFND 1 5,743 0 0
EATON VANCE FLTING RATE INC COM 278279104 13 1,131 SH   DFND 1 1,131 0 0
WESTERN ASSET GLOBAL HIGH IN COM 95766B109 199 20,702 SH   DFND 1 20,702 0 0
WELLS FARGO MULTI SECTOR INC COM 94987D101 175 16,316 SH   DFND 1 16,316 0 0
EATON VANCE LTD DURATION INC COM 27828H105 120 10,639 SH   DFND 1 10,639 0 0
EATON VANCE TAX MNGD BUY WRI COM SH BEN INT 27829M103 158 17,680 SH   DFND 1 17,680 0 0
FIRST TRUST SPECIALTY FINANC COM BEN INTR 33733G109 369 161,569 SH   DFND 1 161,569 0 0
BLACKROCK FLOATING RATE INCO COM 09255X100 53 4,672 SH   DFND 1 4,672 0 0
FIRST EAGLE SENIOR LOAN FUND COM NEW 32010E100 477 38,541 SH   DFND 1 38,541 0 0
FRANKLIN UNVL TR SH BEN INT 355145103 179 26,295 SH   DFND 1 26,295 0 0
GDL FUND COM SH BEN IT 361570104 359 42,855 SH   DFND 1 42,855 0 0
WESTERN ASSET GLOBAL CP DEFI COM 95790C107 3 200 SH   DFND 1 200 0 0
CLOUGH GLOBAL OPPORTUNITIES SH BEN INT 18914E106 109 11,760 SH   DFND 1 11,760 0 0
CLOUGH GLOBAL EQUITY FD COM 18914C100 253 22,607 SH   DFND 1 22,607 0 0
CLOUGH GLOBAL DIVID & INCOME COM 18913Y103 178 19,356 SH   DFND 1 19,356 0 0
EAGLE CAP GROWTH FD INC COM 269451100 91 12,877 SH   DFND 1 12,877 0 0
HIGHLAND INCOME FD HIGHLAND INCOME 43010E404 26 3,119 SH   DFND 1 3,119 0 0
WESTERN ASSET HIGH INCOME OP COM 95766K109 11 2,295 SH   DFND 1 2,295 0 0
WESTERN ASSET HIGH INCOME FD COM 95766J102 125 19,649 SH   DFND 1 19,649 0 0
HANCOCK JOHN PFD INCOME FD I COM 41013X106 97 5,477 SH   DFND 1 5,477 0 0
HANCOCK JOHN PFD INCOME FD SH BEN INT 41013W108 130 6,948 SH   DFND 1 6,948 0 0
HANCOCK JOHN TAX-ADVANTAGED COM 41013V100 602 31,559 SH   DFND 1 31,559 0 0
NEW AMER HIGH INCOME FD INC COM NEW 641876800 4 500 SH   DFND 1 500 0 0
ISHARES GOLD TRUST ISHARES 464285105 1 70 SH   DFND 1 70 0 0
WESTERN ASSET INVT GRADE DEF COM 95790A101 217 10,495 SH   DFND 1 10,495 0 0
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NUVEEN GLOBAL HIGH INCOME FD SHS 67075G103 202 14,966 SH   DFND 1 14,966 0 0
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COHEN & STEERS LTD DURATION COM 19248C105 43 1,876 SH   DFND 1 1,876 0 0
MFS CHARTER INCOME TR SH BEN INT 552727109 4 500 SH   DFND 1 500 0 0
MFS MULTIMARKET INCOME TR SH BEN INT 552737108 34 6,162 SH   DFND 1 6,162 0 0
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ALLIANZGI CONV INCOME FD COM 018828103 487 106,509 SH   DFND 1 106,509 0 0
ALLIANZGI CONV & INCOME FD I COM 018825109 699 170,140 SH   DFND 1 170,140 0 0
HANCOCK JOHN PREM DIVID FD COM SH BEN INT 41013T105 280 22,558 SH   DFND 1 22,558 0 0
SPROTT PHYSICAL GOLD TR UNIT 85207H104 60 3,991 SH   DFND 1 3,991 0 0
BROOKFIELD REAL ASSETS INCOM SHS BEN INT 112830104 237 14,354 SH   DFND 1 14,354 0 0
SPECIAL OPPORTUNITIES FD INC COM 84741T104 148 11,969 SH   DFND 1 11,969 0 0
WESTERN ASSET CORPORATE LN F COM 95790J102 21 2,283 SH   DFND 1 2,283 0 0
VIRTUS GLOBAL MULTI-SEC INC COM 92829B101 137 12,771 SH   DFND 1 12,771 0 0
INVESCO HIGH INCOME TR II COM 46131F101 323 26,361 SH   DFND 1 26,361 0 0
INVESCO DYNAMIC CR OPPORTUNI COM 46132R104 388 42,208 SH   DFND 1 42,208 0 0
WESTERN ASSET PREMIER BD FD SHS BEN INT 957664105 249 19,333 SH   DFND 1 19,333 0 0
WESTERN ASST INFLTN LKD INM COM SH BEN INT 95766Q106 39 3,275 SH   DFND 1 3,275 0 0
WESTERN AST INFL LKD OPP & I COM 95766R104 261 23,269 SH   DFND 1 23,269 0 0
VIRTUS GLOBAL DIVID & INCOME COM 92835W107 265 33,928 SH   DFND 1 33,928 0 0
BLACKROCK MUN INCM INVT QTY COM 09250G102 94 6,713 SH   DFND 1 6,713 0 0
BLACKROCK MUN INCOME INVT TR SHS BEN INT 09248H105 964 74,430 SH   DFND 1 74,430 0 0
BLACKROCK MUN BD TR COM 09249H104 53 3,552 SH   DFND 1 3,552 0 0
BLACKROCK NY MUN INCOME TR I COM 09249R102 273 20,124 SH   DFND 1 20,124 0 0
BLACKROCK CALIF MUN INCOME T SH BEN INT 09248E102 524 39,784 SH   DFND 1 39,784 0 0
BLACKROCK N Y MUN INCOME TR SH BEN INT 09248L106 10 741 SH   DFND 1 741 0 0
BLACKROCK STRATEGIC MUN TR COM 09248T109 389 29,201 SH   DFND 1 29,201 0 0
BLACKROCK NY MUNI INC QLTY T COM 09249U105 367 28,122 SH   DFND 1 28,122 0 0
BLACKROCK LONG-TERM MUNI ADV COM 09250B103 69 5,863 SH   DFND 1 5,863 0 0
BLACKROCK MD MUNICIPAL BOND COM 09249L105 64 4,611 SH   DFND 1 4,611 0 0
MFS HIGH YIELD MUN TR SH BEN INT 59318E102 28 6,875 SH   DFND 1 6,875 0 0
MFS HIGH INCOME MUN TR SH BEN INT 59318D104 30 6,535 SH   DFND 1 6,535 0 0
MFS INVT GRADE MUN TR SH BEN INT 59318B108 67 7,193 SH   DFND 1 7,193 0 0
BNY MELLON MUN INCOME INC COM 05589T104 38 4,451 SH   DFND 1 4,451 0 0
BNY MELLON STRATEGIC MUN BD COM 09662E109 1,097 150,496 SH   DFND 1 150,496 0 0
DTF TAX-FREE INCOME INC COM 23334J107 95 6,624 SH   DFND 1 6,624 0 0
EATON VANCE NEW YORK MUN INC SH BEN INT 27826W104 176 13,787 SH   DFND 1 13,787 0 0
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DWS STRATEGIC MUN INCOME TR COM 23342Q101 906 83,547 SH   DFND 1 83,547 0 0
DWS MUN INCOME TR COM 233368109 4 390 SH   DFND 1 390 0 0
BLACKROCK MUNIENHANCED FD IN COM 09253Y100 223 19,767 SH   DFND 1 19,767 0 0
MFS MUN INCOME TR SH BEN INT 552738106 51 7,962 SH   DFND 1 7,962 0 0
BLACKROCK MUNIYIELD INVT QUA COM 09254T100 167 12,256 SH   DFND 1 12,256 0 0
BLACKROCK MUNIHOLDINGS FD IN COM 09253N104 631 41,488 SH   DFND 1 41,488 0 0
PIONEER MUN HIGH INCOME TR COM SHS 723763108 69 6,004 SH   DFND 1 6,004 0 0
WESTERN ASSET MANAGED MUNS F COM 95766M105 1,062 87,155 SH   DFND 1 87,155 0 0
WESTERN ASSET MUN PARTNERS F COM 95766P108 304 21,193 SH   DFND 1 21,193 0 0
BLACKROCK MUNIYIELD PA QLTY COM 09255G107 35 2,529 SH   DFND 1 2,529 0 0
BLACKROCK MUNIASSETS FD INC COM 09254J102 38 2,813 SH   DFND 1 2,813 0 0
BLACKROCK MUNIHLDNGS CALI QL COM 09254L107 14 1,031 SH   DFND 1 1,031 0 0
BLACKROCK MUNIHLDGS NJ QLTY COM 09254X101 198 14,587 SH   DFND 1 14,587 0 0
BLACKROCK MUNIHOLDINGS QUALI COM 09254A101 470 36,518 SH   DFND 1 36,518 0 0
BLACKROCK MUNIVEST FD INC COM 09253R105 297 34,304 SH   DFND 1 34,304 0 0
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BLACKROCK MUNIYIELD FD INC COM 09253W104 354 26,389 SH   DFND 1 26,389 0 0
BLACKROCK MUNIYIELD INVT FD COM 09254R104 90 6,805 SH   DFND 1 6,805 0 0
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NUVEEN GEORGIA QLTY MUN INC COM 67072B107 120 9,856 SH   DFND 1 9,856 0 0
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TRIP COM GROUP LTD ADS 89677Q107 36 1,177 SH   DFND 1 1,177 0 0
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TESLA INC NOTE 1.250% 3/0 88160RAC5 130,788 22,000,000 PRN   DFND 1 0 0 0
TESLA INC NOTE 2.375% 3/1 88160RAD3 378,514 57,935,000 PRN   DFND 1 0 0 0
TWILIO INC NOTE 0.250% 6/0 90138FAB8 302,018 86,742,000 PRN   DFND 1 0 0 0
WAYFAIR INC NOTE 1.125%11/0 94419LAD3 82,232 31,975,000 PRN   DFND 1 0 0 0
APHRIA INC COM 03765K104 2,459 555,272 SH   DFND 1 555,272 0 0
AVIS BUDGET GROUP COM 053774105 1,445 54,929 SH   DFND 1 54,929 0 0
GOGO INC COM 38046C109 629 68,125 SH   DFND 1 68,125 0 0
INSEEGO CORP COM 45782B104 199 19,350 SH   DFND 1 19,350 0 0
PLUG POWER INC COM NEW 72919P202 250 18,698 SH   DFND 1 18,698 0 0
ARTIUS ACQUISITION INC COM CL A 04316G105 4,957 498,718 SH   DFND 1 498,718 0 0
ARTIUS ACQUISITION INC *W EXP 07/13/202 04316G113 53 33,414 SH   DFND 1 33,414 0 0
ACAMAR PARTNERS ACQSITION CO CL A 004285102 6,395 625,747 SH   DFND 1 625,747 0 0
ACAMAR PARTNERS ACQSITION CO *W EXP 02/26/202 004285110 16 15,047 SH   DFND 1 15,047 0 0
ACE CONVERGENCE ACQU CORP UNIT 99/99/9999 G0083D112 25 2,499 SH   DFND 1 2,499 0 0
ARCLIGHT CLEAN TRANSITION CO UNIT 09/21/2025 G04561117 3,489 347,586 SH   DFND 1 347,586 0 0
ALPHA HEALTHCARE ACQUISTN CO UNIT 09/21/2027 020751202 1,884 190,000 SH   DFND 1 190,000 0 0
ALBERTON ACQUISITION CORP *W EXP 04/26/202 G35006124 40 193,006 SH   DFND 1 193,006 0 0
ALUSSA ENERGY ACQUISITION CO SHS CL A G0232J101 670 67,565 SH   DFND 1 67,565 0 0
AMCI ACQUISITION CORP CLASS A 00165R101 709 68,639 SH   DFND 1 68,639 0 0
AMCI ACQUISITION CORP *W EXP 05/20/202 00165R119 73 107,400 SH   DFND 1 107,400 0 0
ANDINA ACQUISITION CORP III RIGHT 10/01/2025 G04415132 22 61,024 SH   DFND 1 61,024 0 0
ANDINA ACQUISITION CORP III *W EXP 07/31/202 G04415124 38 116,661 SH   DFND 1 116,661 0 0
ONE UNIT 99/99/9999 G7000X113 947 86,947 SH   DFND 1 86,947 0 0
APEX TECHNOLOGY ACQUISITION COM CL A 03768F102 5,706 538,374 SH   DFND 1 538,374 0 0
ARYA SCIENCES ACQUISITION CO COM CL A G3166W106 95 8,850 SH   DFND 1 8,850 0 0
ARYA SCIENCES ACQUISTION CO COM CL A G31655122 276 26,470 SH   DFND 1 26,470 0 0
ARYA SCIENCES ACQUISTION CO UNIT 06/09/2027 G31655114 0 2 SH   DFND 1 2 0 0
ARYA SCIENCES ACQUISTION CO *W EXP 06/09/202 G31655106 11 6,598 SH   DFND 1 6,598 0 0
ASPIRATIONAL CONSUMER LIFEST UNIT 99/99/9999 G05436129 2,000 200,000 SH   DFND 1 200,000 0 0
ATLAS TECHNICAL CONSULTANTS *W EXP 11/26/202 049430119 63 123,623 SH   DFND 1 123,623 0 0
BCTG ACQUISITION CORP COM 05492W103 52 5,020 SH   DFND 1 5,020 0 0
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B RILEY PRIN MERGER CORP II CL A 05600U106 3,913 390,917 SH   DFND 1 390,917 0 0
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BROOGE ENERGY LTD *W EXP 12/20/202 G1611B115 62 124,935 SH   DFND 1 124,935 0 0
BURGUNDY TECHNOLOGY ACQU COR UNIT 08/26/2025 G1702T132 995 99,900 SH   DFND 1 99,900 0 0
CITIC CAPITAL ACQUISITION CO COM CL A G21513109 4,166 423,860 SH   DFND 1 423,860 0 0
CITIC CAPITAL ACQUISITION CO UNIT 99/99/9999 G21513125 9 900 SH   DFND 1 900 0 0
CHURCHILL CAPITAL CORP IV CL A 171439102 14,268 1,458,900 SH   DFND 1 1,458,900 0 0
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CHURCHILL CAPITAL CORP IV *W EXP 08/04/202 171439110 249 168,367 SH   DFND 1 168,367 0 0
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CF FIN ACQUISITION CORP COM CL A 12528N107 3,245 312,050 SH   DFND 1 312,050 0 0
CF FIN ACQUISITION CORP *W EXP 04/30/202 12528N115 77 79,037 SH   DFND 1 79,037 0 0
CF FINANCE ACQUISITION CORP UNIT 08/01/2027 15725Q203 3,118 311,160 SH   DFND 1 311,160 0 0
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CHARDAN HEALTHCR ACQSTN 2 CO COM 15957T107 823 84,167 SH   DFND 1 84,167 0 0
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CHP MERGER CORP UNIT 11/22/2024 12558Y205 44 4,227 SH   DFND 1 4,227 0 0
CHP MERGER CORP *W EXP 11/22/202 12558Y114 31 26,067 SH   DFND 1 26,067 0 0
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CIIG MERGER CORP *W EXP 12/31/202 12559C111 122 142,518 SH   DFND 1 142,518 0 0
CONYERS PK II ACQUISITION CO COM CL A 212896104 5,004 492,520 SH   DFND 1 492,520 0 0
CONYERS PK II ACQUISITION CO UNIT 99/99/9999 212896203 0 3 SH   DFND 1 3 0 0
CAPSTAR SPL PURP ACQUISITION COM CL A 14070Y101 1,966 200,000 SH   DFND 1 200,000 0 0
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CAPSTAR SPL PURP ACQUISITION *W EXP 99/99/999 14070Y119 56 70,068 SH   DFND 1 70,068 0 0
COHN ROBBINS HOLDINGS CORP UNIT 08/11/2025 G23726121 7,780 771,140 SH   DFND 1 771,140 0 0
CRESCENT ACQUISITION CORP COM CL A 22564L105 69 6,897 SH   DFND 1 6,897 0 0
DEERFIELD HEALTHCARE TECH AC UNIT 07/16/2025 244413209 10 1,000 SH   DFND 1 1,000 0 0
LGL SYS ACQUISITION CORP COM CL A 50201G106 5,270 526,030 SH   DFND 1 526,030 0 0
LGL SYS ACQUISITION CORP UNIT 10/24/2024 50201G205 319 30,596 SH   DFND 1 30,596 0 0
LGL SYS ACQUISITION CORP *W EXP 11/12/202 50201G114 54 50,124 SH   DFND 1 50,124 0 0
DFP HEALTHCARE ACQUISITNS CO COM CL A 23343Q100 4,902 472,302 SH   DFND 1 472,302 0 0
DRAGONEER GROWTH OPPORTUN CO UNIT 08/18/2027 G28302126 155 12,700 SH   DFND 1 12,700 0 0
DIGITAL MEDIA SOLUTIONS INC *W EXP 07/15/202 25401G114 173 201,825 SH   DFND 1 201,825 0 0
DMY TECHNOLOGY GROUP INC II UNIT 99/99/9999 233277201 767 75,000 SH   DFND 1 75,000 0 0
EXECUTIVE NETWORK PARTNERING UNIT 99/99/9999 30158L209 1,262 50,000 SH   DFND 1 50,000 0 0
EQUITY DISTR ACQUISITION COR UNIT 99/99/9999 29465E205 1,030 100,000 SH   DFND 1 100,000 0 0
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EXPERIENCE INVT CORP COM CL A 30217C109 2,735 272,203 SH   DFND 1 272,203 0 0
FORTRESS VALUE ACQUISITION I UNIT 08/10/2027 349642207 1,639 159,175 SH   DFND 1 159,175 0 0
FALCON CAPITAL ACQUISITN COR UNIT 08/20/2027 30606L207 2,315 225,000 SH   DFND 1 225,000 0 0
FLYING EAGLE ACQUISITION COR COM 34407Y103 227 18,707 SH   DFND 1 18,707 0 0
WHOLE EARTH BRANDS INC *W EXP 06/25/202 96684W126 103 105,825 SH   DFND 1 105,825 0 0
FS DEV CORP COM CL A 303020101 418 37,365 SH   DFND 1 37,365 0 0
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FINTECH ACQUISITION CORP III COM CL A 31811A101 159 15,445 SH   DFND 1 15,445 0 0
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FTAC OLYMPUS ACQUISITION COR UNIT 08/24/2025 G37288118 427 42,721 SH   DFND 1 42,721 0 0
FUSION ACQUISITION CORP UNIT 99/99/9999 36118H204 191 18,564 SH   DFND 1 18,564 0 0
GLOBAL BLUE GROUP HOLDING AG ORD SHS H33700107 0 2 SH   DFND 1 2 0 0
GLOBAL BLUE GROUP HOLDING AG *W EXP 08/28/202 H33700115 54 85,861 SH   DFND 1 85,861 0 0
GORES HLDGS IV INC COM CL A 382865103 175 16,999 SH   DFND 1 16,999 0 0
GORES HLDGS IV INC UNIT 02/01/2023 382865202 0 77 SH   DFND 1 77 0 0
GIGCAPITAL2 INC COM 375036100 1,022 100,605 SH   DFND 1 100,605 0 0
GIGCAPITAL2 INC *W EXP 02/28/202 375036118 23 25,654 SH   DFND 1 25,654 0 0
GALILEO ACQUISITION CORP SHS G3770A102 1,211 122,400 SH   DFND 1 122,400 0 0
GORES METROPOULOS INC UNIT 99/99/9999 382872208 1 97 SH   DFND 1 97 0 0
GREENCITY ACQUISITION CORP COM G4086B107 1,238 125,000 SH   DFND 1 125,000 0 0
GREENCITY ACQUISITION CORP *W EXP 04/28/202 G4086B123 28 125,000 SH   DFND 1 125,000 0 0
GORES HLDGS V INC UNIT 99/99/9999 382864205 2,520 243,487 SH   DFND 1 243,487 0 0
GS ACQUISITION HLDGS CORP II COM CL A 36258Q105 513 47,693 SH   DFND 1 47,693 0 0
GLRY STR NW MDIA GRUP HLDG L *W EXP 02/13/202 G39973113 12 224,400 SH   DFND 1 224,400 0 0
GX ACQUISITION CORP COM CL A 36251A107 6,803 647,996 SH   DFND 1 647,996 0 0
HENNESSY CAP ACQUSTION CORP CL A COM 42589C104 354 31,838 SH   DFND 1 31,838 0 0
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HENNESSY CAP ACQUSTION CORP *W EXP 09/05/202 42589C112 14 6,245 SH   DFND 1 6,245 0 0
HL ACQUISITIONS CORP SHS G4603R106 76 6,899 SH   DFND 1 6,899 0 0
HL ACQUISITIONS CORP RIGHT 07/17/2023 G4603R130 20 19,088 SH   DFND 1 19,088 0 0
HEALTHCARE MERGER CORP COM CL A 42227L102 2,027 199,745 SH   DFND 1 199,745 0 0
HEALTHCARE MERGER CORP *W EXP 12/17/202 42227L110 12 6,821 SH   DFND 1 6,821 0 0
HOLICITY INC UNIT 08/05/2025 435063201 613 59,323 SH   DFND 1 59,323 0 0
HPX CORP UNIT 99/99/9999 G32219118 285 27,969 SH   DFND 1 27,969 0 0
HAYMAKER ACQUISITION CORP II COM CL A 42087L101 2,764 276,463 SH   DFND 1 276,463 0 0
HAYMAKER ACQUISITION CORP II UNIT 10/31/2026 42087L200 2 200 SH   DFND 1 200 0 0
HAYMAKER ACQUISITION CORP II *W EXP 10/31/202 42087L119 13 14,137 SH   DFND 1 14,137 0 0
HORIZON ACQUISITION CORP UNIT 99/99/9999 G46049121 520 50,000 SH   DFND 1 50,000 0 0
INTL GNRL INSURANCE HLDNGS L *W EXP 03/17/202 G4809J114 59 99,269 SH   DFND 1 99,269 0 0
IMMATICS N.V *W EXP 07/01/202 N44445117 85 24,384 SH   DFND 1 24,384 0 0
SOCIAL CAP HEDSPIA HLDG CO I COM CL A G8251K107 4,398 352,990 SH   DFND 1 352,990 0 0
INTERPRIVATE ACQUISITION COR COM 46064A103 1,197 119,753 SH   DFND 1 119,753 0 0
INDUSTRIAL TECH ACQU INC UNIT 08/31/2025 456357201 1,400 140,000 SH   DFND 1 140,000 0 0
JUNIPER INDL HLDGS INC COM CL A 48205G106 3,438 328,700 SH   DFND 1 328,700 0 0
JUNIPER INDL HLDGS INC *W EXP 11/13/202 48205G114 82 47,618 SH   DFND 1 47,618 0 0
JAWS ACQUISITION CORP SHS G50744104 3,317 318,724 SH   DFND 1 318,724 0 0
KBL MERGER CORP IV RIGHT 11/09/2020 48242A120 43 218,372 SH   DFND 1 218,372 0 0
KBL MERGER CORP IV *W EXP 01/15/202 48242A112 12 54,200 SH   DFND 1 54,200 0 0
KISMET ACQUISITION ONE CORP UNIT 08/06/2025 G52753129 199 15,604 SH   DFND 1 15,604 0 0
LEISURE ACQUISITION CORP *W EXP 12/05/201 52539T115 40 86,254 SH   DFND 1 86,254 0 0
UNION ACQUISITION CORP II UNIT 99/99/9999 G9402Q118 306 28,950 SH   DFND 1 28,950 0 0
UNION ACQUISITION CORP II *W EXP 04/01/202 G9402Q126 102 136,445 SH   DFND 1 136,445 0 0
LF CAP ACQUISITION CORP CL A 50200K108 5,988 568,197 SH   DFND 1 568,197 0 0
LEGACY ACQUISITION CORP COM CL A 524643103 1 100 SH   DFND 1 100 0 0
LEGACY ACQUISITION CORP *W EXP 11/30/202 524643111 44 83,300 SH   DFND 1 83,300 0 0
LION GROUP HOLDING LTD *W EXP 06/17/202 53620U110 32 357,123 SH   DFND 1 357,123 0 0
LONGVIEW ACQUISITION CORP COM CL A 543195101 3,534 359,884 SH   DFND 1 359,884 0 0
LONGVIEW ACQUISITION CORP UNIT 99/99/9999 543195200 1 100 SH   DFND 1 100 0 0
LONGVIEW ACQUISITION CORP *W EXP 05/27/202 543195119 18 19,327 SH   DFND 1 19,327 0 0
LIV CAP ACQUISITION CORP CL A G5510C108 1,485 150,000 SH   DFND 1 150,000 0 0
LIV CAP ACQUISITION CORP UNIT 99/99/9999 G5510C124 72 6,970 SH   DFND 1 6,970 0 0
LIV CAP ACQUISITION CORP *W EXP 12/13/202 G5510C116 68 145,000 SH   DFND 1 145,000 0 0
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LIVE OAK ACQUISITION CORP COM CL A 53804F103 967 95,984 SH   DFND 1 95,984 0 0
LIVE OAK ACQUISITION CORP *W EXP 05/08/202 53804F111 3 3,952 SH   DFND 1 3,952 0 0
LIFESCI ACQUISITION CORP *W EXP 02/14/202 53228P117 103 67,398 SH   DFND 1 67,398 0 0
METEN EDTECHX ED GROUP LTD *W EXP 03/31/202 G6055H106 84 409,620 SH   DFND 1 409,620 0 0
MALACCA STRAITS ACQUISITION COM CL A G5859B117 341 35,000 SH   DFND 1 35,000 0 0
MONOCLE ACQUISITION CORP COM 609754106 202 19,800 SH   DFND 1 19,800 0 0
NEWBORN ACQUISITION CORP RIGHT 02/03/2025 G6463T122 17 69,006 SH   DFND 1 69,006 0 0
NEWBORN ACQUISITION CORP *W EXP 02/03/202 G6463T114 20 69,006 SH   DFND 1 69,006 0 0
NEW FRONTIER HEALTH CORP *W EXP 11/30/202 G6461G114 157 89,603 SH   DFND 1 89,603 0 0
NETFIN ACQUISITION CORP *W EXP 08/01/202 G6455A115 18 13,805 SH   DFND 1 13,805 0 0
NEWHOLD INVESTMENT CORP UNIT 03/10/2025 651448201 316 31,467 SH   DFND 1 31,467 0 0
NORTH MOUNTAIN MERGER CORP UNIT 09/16/2025 661204206 408 40,000 SH   DFND 1 40,000 0 0
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NEW PROVIDENCE ACQUISITION *W EXP 09/11/202 64822P114 19 16,203 SH   DFND 1 16,203 0 0
NAVSIGHT HLDGS INC UNIT 99/99/9999 639358209 2,012 200,000 SH   DFND 1 200,000 0 0
OAKTREE ACQUISITION CORP II UNIT 09/15/2027 G6715X129 2,057 200,000 SH   DFND 1 200,000 0 0
ORISUN ACQUISITION CORP COM 68632T109 406 39,900 SH   DFND 1 39,900 0 0
ORISUN ACQUISITION CORP RIGHT 05/31/2024 68632T125 23 39,900 SH   DFND 1 39,900 0 0
ORISUN ACQUISITION CORP *W EXP 05/31/202 68632T117 16 54,125 SH   DFND 1 54,125 0 0
PANACEA ACQUISITION CORP CL A 698102100 532 47,513 SH   DFND 1 47,513 0 0
PANACEA ACQUISITION CORP *W EXP 07/07/202 698102118 22 9,488 SH   DFND 1 9,488 0 0
CC NEUBERGER PRINCIPAL HLDNG COM G1992Y114 172 16,564 SH   DFND 1 16,564 0 0
CC NEUBERGER PRINCIPAL HLDNG *W EXP 99/99/999 G1992Y122 2 1,434 SH   DFND 1 1,434 0 0
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CC NEUBERGER PRIN HLDGS II SHS CL A G3166T103 5,330 530,392 SH   DFND 1 530,392 0 0
CC NEUBERGER PRIN HLDGS II *W EXP 07/29/202 G3166T111 221 135,148 SH   DFND 1 135,148 0 0
PROPERTY SOLUTIONS ACQUISITI COM 74348Q108 2,108 214,946 SH   DFND 1 214,946 0 0
PROPERTY SOLUTIONS ACQUISITI *W EXP 03/20/202 74348Q116 42 114,946 SH   DFND 1 114,946 0 0
PROPTECH ACQUISITION CORP UNIT 10/01/2026 74349F200 0 3 SH   DFND 1 3 0 0
QELL ACQUISITION CORP UNIT 10/01/2025 G7307X121 6,604 650,000 SH   DFND 1 650,000 0 0
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ROTH CH ACQUISITION I CO COM 778675108 2,063 207,374 SH   DFND 1 207,374 0 0
ROTH CH ACQUISITION I CO UNIT 01/28/2025 778675207 0 1 SH   DFND 1 1 0 0
ROTH CH ACQUISITION I CO *W EXP 01/28/202 778675116 181 176,525 SH   DFND 1 176,525 0 0
REPLAY ACQUISITION CORP COM G75130107 1,584 155,687 SH   DFND 1 155,687 0 0
REPLAY ACQUISITION CORP *W EXP 03/01/202 G75130115 72 75,841 SH   DFND 1 75,841 0 0
REINVENT TECHNOLOGY PARTNERS UNIT 99/99/9999 G7483N111 1,962 170,777 SH   DFND 1 170,777 0 0
SOFTWARE ACQUISITN GRUP INC UNIT 99/99/9999 83407F200 2,487 250,000 SH   DFND 1 250,000 0 0
SCHULTZE SPL PURP ACQUSTN CO COM 80821R109 356 34,993 SH   DFND 1 34,993 0 0
SCHULTZE SPL PURP ACQUSTN CO *W EXP 12/31/202 80821R117 64 123,185 SH   DFND 1 123,185 0 0
SOFTWARE ACQUISITION GROUP I COM CL A 83406B101 950 95,419 SH   DFND 1 95,419 0 0
SWITCHBACK ENERGY ACQUISTN C COM CL A 87105M102 167 10,707 SH   DFND 1 10,707 0 0
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SC HEALTH CORP COM CL A G78516203 6,504 645,278 SH   DFND 1 645,278 0 0
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SCVX CORP COM G79448208 6,281 628,150 SH   DFND 1 628,150 0 0
SCVX CORP *W EXP 01/24/202 G79448117 11 7,879 SH   DFND 1 7,879 0 0
OSPREY TECHNLGY AQUISTION CO COM CL A 68839R104 6,646 652,297 SH   DFND 1 652,297 0 0
OSPREY TECHNLGY AQUISTION CO *W EXP 10/30/202 68839R120 55 39,803 SH   DFND 1 39,803 0 0
SOUTH MTN MERGER CORP COM CL A 838884104 3,654 349,743 SH   DFND 1 349,743 0 0
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TORTOISE ACQUISITION CORP II UNIT 06/14/2027 G89554110 4,352 400,000 SH   DFND 1 400,000 0 0
SUSTAINABLE OPPORTNTS ACQ CO ORD SHS A G8598Y109 4,230 414,730 SH   DFND 1 414,730 0 0
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SILVER SPIKE ACQUISITION COR CL A SHS G8136L106 318 31,445 SH   DFND 1 31,445 0 0
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ACON S2 ACQUISITION CORP UNIT 09/15/2027 G00748122 3,623 361,663 SH   DFND 1 361,663 0 0
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THUNDER BRDG ACQUISTION II L CL A SHS G8857S116 6,369 624,450 SH   DFND 1 624,450 0 0
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TUSCAN HLDGS CORP II COM 90070A103 35 3,600 SH   DFND 1 3,600 0 0
TUSCAN HLDGS CORP II UNIT 04/01/2026 90070A202 2 200 SH   DFND 1 200 0 0
TUSCAN HLDGS CORP COM 90069K104 432 42,437 SH   DFND 1 42,437 0 0
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TAILWIND ACQUISITION CORP UNIT 09/07/2027 87403Q201 4,023 400,349 SH   DFND 1 400,349 0 0
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UTZ BRANDS INC *W EXP 08/28/202 918090119 188 28,810 SH   DFND 1 28,810 0 0
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VESPER HEALTHCARE ACQSTN COR UNIT 99/99/9999 92538T203 3,847 375,000 SH   DFND 1 375,000 0 0
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BLINK CHARGING CO COM 09354A100 584 56,648 SH   DFND 1 56,648 0 0
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FIRST EAGLE ALTR CAP BDC INC COM 26943B100 104 42,054 SH   DFND 1 42,054 0 0
GLADSTONE INVT CORP COM 376546107 40 4,403 SH   DFND 1 4,403 0 0
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WHITEHORSE FIN INC COM 96524V106 65 6,702 SH   DFND 1 6,702 0 0
BLACKROCK SCIENCE & TECH TR SHS BEN INT 09260K101 1,511 58,947 SH   DFND 1 58,947 0 0
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ISHARES TR PFD AND INCM SEC 464288687 72 1,984 SH   DFND 1 1,984 0 0
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ISHARES TR MSCI EMG MKT ETF 464287234 103 2,350 SH   DFND 1 2,350 0 0
ADIENT PLC ORD SHS G0084W101 1,273 73,468 SH   DFND 1 73,468 0 0
ALLIANCE DATA SYSTEMS CORP COM 018581108 754 17,976 SH   DFND 1 17,976 0 0
AMC ENTMT HLDGS INC CL A COM 00165C104 24 5,229 SH   DFND 1 5,229 0 0
APELLIS PHARMACEUTICALS INC NOTE 3.500% 9/1 03753UAB2 13,594 12,502,000 PRN   DFND 1 0 0 0
ARDAGH GROUP S A CL A L0223L101 573 40,841 SH   DFND 1 40,841 0 0
ARAMARK COM 03852U106 2,356 89,091 SH   DFND 1 89,091 0 0
AMERICAN AXLE & MFG HLDGS IN COM 024061103 992 172,000 SH   DFND 1 172,000 0 0
BEACON ROOFING SUPPLY INC COM 073685109 1,457 46,910 SH   DFND 1 46,910 0 0
BAOZUN INC SPONSORED ADR 06684L103 4,476 137,773 SH   DFND 1 137,773 0 0
CBL & ASSOC PPTYS INC COM 124830100 0 4,846 SH   DFND 1 4,846 0 0
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CENTENNIAL RESOURCE DEV INC CL A 15136A102 13 22,400 SH   DFND 1 22,400 0 0
CLEVELAND-CLIFFS INC NEW COM 185899101 2,270 353,584 SH   DFND 1 353,584 0 0
CIMPRESS PLC SHS EURO G2143T103 401 5,339 SH   DFND 1 5,339 0 0
CINEMARK HLDGS INC COM 17243V102 1,117 111,752 SH   DFND 1 111,752 0 0
CORNERSTONE BLDG BRANDS INC COM 21925D109 1,335 167,380 SH   DFND 1 167,380 0 0
COUPA SOFTWARE INC COM 22266L106 14,017 51,113 SH   DFND 1 51,113 0 0
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CONSTELLIUM SE CL A SHS F21107101 3,281 418,000 SH   DFND 1 418,000 0 0
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DISH NETWORK CORPORATION NOTE 3.375% 8/1 25470MAB5 36,369 39,707,000 PRN   DFND 1 0 0 0
BRINKER INTL INC COM 109641100 1,764 41,309 SH   DFND 1 41,309 0 0
EVERBRIDGE INC NOTE 1.500%11/0 29978AAA2 7,908 2,126,000 PRN   DFND 1 0 0 0
EVERI HLDGS INC COM 30034T103 2,884 349,585 SH   DFND 1 349,585 0 0
EXACT SCIENCES CORP COM 30063P105 215 2,115 SH   DFND 1 2,115 0 0
FIREEYE INC NOTE 0.875% 6/0 31816QAF8 59,933 64,350,000 PRN   DFND 1 0 0 0
GDS HLDGS LTD NOTE 2.000% 6/0 36165LAB4 11,448 6,779,000 PRN   DFND 1 0 0 0
GRAHAM HLDGS CO COM CL B 384637104 404 1,000 SH   DFND 1 1,000 0 0
GULFPORT ENERGY CORP COM NEW 402635304 171 325,648 SH   DFND 1 325,648 0 0
GOPRO INC CL A 38268T103 33 7,420 SH   DFND 1 7,420 0 0
GRUBHUB INC COM 400110102 344 4,761 SH   DFND 1 4,761 0 0
GRAY TELEVISION INC COM 389375106 885 64,281 SH   DFND 1 64,281 0 0
H & E EQUIPMENT SERVICES INC COM 404030108 1,108 56,381 SH   DFND 1 56,381 0 0
IMMUNOGEN INC NOTE 4.500% 7/0 45253HAB7 1,191 1,100,000 PRN   DFND 1 0 0 0
JELD-WEN HLDG INC COM 47580P103 893 39,539 SH   DFND 1 39,539 0 0
KAR AUCTION SVCS INC COM 48238T109 315 21,887 SH   DFND 1 21,887 0 0
KOSMOS ENERGY LTD COM 500688106 1,029 1,055,142 SH   DFND 1 1,055,142 0 0
KOHLS CORP COM 500255104 2,727 147,172 SH   DFND 1 147,172 0 0
LIONS GATE ENTMNT CORP CL A VTG 535919401 1,467 154,835 SH   DFND 1 154,835 0 0
LUMENTUM HLDGS INC COM 55024U109 80 1,066 SH   DFND 1 1,066 0 0
LEXINGTON REALTY TRUST COM 529043101 3,200 306,270 SH   DFND 1 306,270 0 0
MATTEL INC COM 577081102 106 9,140 SH   DFND 1 9,140 0 0
MEREDITH CORP COM 589433101 629 47,992 SH   DFND 1 47,992 0 0
MERCADOLIBRE INC NOTE 2.000% 8/1 58733RAD4 51,765 20,460,000 PRN   DFND 1 0 0 0
MICHAELS COS INC COM 59408Q106 1,224 126,782 SH   DFND 1 126,782 0 0
MOMO INC NOTE 1.250% 7/0 60879BAB3 4,631 5,900,000 PRN   DFND 1 0 0 0
MERITOR INC NOTE 7.875% 3/0 59001KAC4 17,868 10,133,000 PRN   DFND 1 0 0 0
NEW RELIC INC NOTE 0.500% 5/0 64829BAB6 43,851 45,904,000 PRN   DFND 1 0 0 0
NEW GOLD INC CDA COM 644535106 908 534,699 SH   DFND 1 534,699 0 0
NORTHERN OIL AND GAS INC MN COM 665531307 3 540 SH   DFND 1 540 0 0
NATURA &CO HLDG S A ADS 63884N108 2 120 SH   DFND 1 120 0 0
NEXSTAR MEDIA GROUP INC CL A 65336K103 659 7,337 SH   DFND 1 7,337 0 0
O-I GLASS INC COM 67098H104 285 27,000 SH   DFND 1 27,000 0 0
OUTFRONT MEDIA INC COM 69007J106 708 48,697 SH   DFND 1 48,697 0 0
OVINTIV INC COM 69047Q102 6 780 SH   DFND 1 780 0 0
PBF ENERGY INC CL A 69318G106 1,526 268,251 SH   DFND 1 268,251 0 0
PARSLEY ENERGY INC CL A 701877102 264 28,304 SH   DFND 1 28,304 0 0
PERFORMANCE FOOD GROUP CO COM 71377A103 650 18,783 SH   DFND 1 18,783 0 0
RESTAURANT BRANDS INTL INC COM 76131D103 396 6,900 SH   DFND 1 6,900 0 0
Q2 HLDGS INC NOTE 0.750% 2/1 74736LAB5 56,071 33,228,000 PRN   DFND 1 0 0 0
QUAD / GRAPHICS INC COM CL A 747301109 572 188,855 SH   DFND 1 188,855 0 0
RENT A CTR INC NEW COM 76009N100 482 16,143 SH   DFND 1 16,143 0 0
RENEWABLE ENERGY GROUP INC NOTE 4.000% 6/1 75972AAC7 63,877 12,752,000 PRN   DFND 1 0 0 0
RESIDEO TECHNOLOGIES INC COM 76118Y104 710 64,572 SH   DFND 1 64,572 0 0
DONNELLEY R R & SONS CO COM 257867200 11 8,200 SH   DFND 1 8,200 0 0
RED ROCK RESORTS INC CL A 75700L108 729 42,675 SH   DFND 1 42,675 0 0
RAYONIER ADVANCED MATLS INC COM 75508B104 548 171,429 SH   DFND 1 171,429 0 0
SEAWORLD ENTMT INC COM 81282V100 601 30,500 SH   DFND 1 30,500 0 0
SCIENTIFIC GAMES CORP COM 80874P109 5,932 169,938 SH   DFND 1 169,938 0 0
SIX FLAGS ENTMT CORP NEW COM 83001A102 1,461 71,980 SH   DFND 1 71,980 0 0
SM ENERGY CO COM 78454L100 240 151,456 SH   DFND 1 151,456 0 0
SPLUNK INC COM 848637104 1,496 7,953 SH   DFND 1 7,953 0 0
SPIRIT AEROSYSTEMS HLDGS INC COM CL A 848574109 8 458 SH   DFND 1 458 0 0
ISTAR INC NOTE 3.125% 9/1 45031UCB5 4,243 4,000,000 PRN   DFND 1 0 0 0
SCORPIO TANKERS INC SHS Y7542C130 113 10,255 SH   DFND 1 10,255 0 0
SUMMIT MATLS INC CL A 86614U100 272 16,446 SH   DFND 1 16,446 0 0
TRIUMPH GROUP INC NEW COM 896818101 292 44,914 SH   DFND 1 44,914 0 0
TREEHOUSE FOODS INC COM 89469A104 202 5,000 SH   DFND 1 5,000 0 0
TIMKENSTEEL CORP NOTE 6.000% 6/0 887399AA1 5,487 6,380,000 PRN   DFND 1 0 0 0
TARGA RES CORP COM 87612G101 364 25,964 SH   DFND 1 25,964 0 0
TWIN RIV WORLDWIDE HLDGS INC COM 90171V204 878 33,444 SH   DFND 1 33,444 0 0
TESLA INC COM 88160R101 278 650 SH   DFND 1 650 0 0
TWITTER INC COM 90184L102 2,078 46,708 SH   DFND 1 46,708 0 0
UBER TECHNOLOGIES INC COM 90353T100 4,673 128,113 SH   DFND 1 128,113 0 0
UNITI GROUP INC COM 91325V108 1,571 149,197 SH   DFND 1 149,197 0 0
U S CONCRETE INC COM 90333L201 290 10,000 SH   DFND 1 10,000 0 0
US FOODS HLDG CORP COM 912008109 203 9,146 SH   DFND 1 9,146 0 0
VECTOR GROUP LTD COM 92240M108 290 29,956 SH   DFND 1 29,956 0 0
VIAVI SOLUTIONS INC NOTE 1.000% 3/0 925550AB1 83,944 74,027,000 PRN   DFND 1 0 0 0
VENATOR MATLS PLC SHS G9329Z100 794 411,675 SH   DFND 1 411,675 0 0
VISTRA CORP COM 92840M102 55 2,938 SH   DFND 1 2,938 0 0
WEIBO CORP SPONSORED ADR 948596101 267 7,356 SH   DFND 1 7,356 0 0
WORKDAY INC CL A 98138H101 2,303 10,707 SH   DFND 1 10,707 0 0
WW INTL INC COM 98262P101 531 28,178 SH   DFND 1 28,178 0 0
XEROX HOLDINGS CORP COM NEW 98421M106 428 22,824 SH   DFND 1 22,824 0 0
YANDEX N V SHS CLASS A N97284108 1,128 17,300 SH   DFND 1 17,300 0 0
YY INC NOTE 0.750% 6/1 98426TAD8 8,959 8,246,000 PRN   DFND 1 0 0 0
DELPHI TECHNOLOGIES PL SHS G2709G107 2,429 145,377 SH   DFND 1 145,377 0 0
AIR PRODS & CHEMS INC COM 009158106 9,775 32,818 SH   DFND 1 32,818 0 0
API GROUP CORP COM STK 00187Y100 5,763 405,000 SH   DFND 1 405,000 0 0
ASHLAND GLOBAL HLDGS INC COM 044186104 1,595 22,500 SH   DFND 1 22,500 0 0
AXALTA COATING SYS LTD COM G0750C108 976 44,047 SH   DFND 1 44,047 0 0
CROWN HLDGS INC COM 228368106 10,376 135,000 SH   DFND 1 135,000 0 0
COPART INC COM 217204106 5,175 49,219 SH   DFND 1 49,219 0 0
DUPONT DE NEMOURS INC COM 26614N102 3,859 69,573 SH   DFND 1 69,573 0 0
FREEPORT-MCMORAN INC CL B 35671D857 901 57,648 SH   DFND 1 57,648 0 0
GRAPHIC PACKAGING HLDG CO COM 388689101 4,297 305,000 SH   DFND 1 305,000 0 0
HD SUPPLY HLDGS INC COM 40416M105 2,268 55,000 SH   DFND 1 55,000 0 0
JOHNSON CTLS INTL PLC SHS G51502105 3,725 91,206 SH   DFND 1 91,206 0 0
KRATOS DEFENSE & SEC SOLUTIO COM NEW 50077B207 3,181 165,000 SH   DFND 1 165,000 0 0
LITHIA MTRS INC CL A 536797103 7,977 35,000 SH   DFND 1 35,000 0 0
LOUISIANA PAC CORP COM 546347105 1,770 60,000 SH   DFND 1 60,000 0 0
NEWMONT CORP COM 651639106 1,153 18,181 SH   DFND 1 18,181 0 0
NORBORD INC COM NEW 65548P403 1,032 35,000 SH   DFND 1 35,000 0 0
POTLATCHDELTIC CORPORATION COM 737630103 1,473 35,000 SH   DFND 1 35,000 0 0
PARKER-HANNIFIN CORP COM 701094104 1,716 8,482 SH   DFND 1 8,482 0 0
PACKAGING CORP AMER COM 695156109 1,635 15,000 SH   DFND 1 15,000 0 0
ROCKWELL AUTOMATION INC COM 773903109 130 593 SH   DFND 1 593 0 0
SHERWIN WILLIAMS CO COM 824348106 2,097 3,010 SH   DFND 1 3,010 0 0
TRANE TECHNOLOGIES PLC SHS G8994E103 2,150 17,737 SH   DFND 1 17,737 0 0
WILLSCOT MOBIL MINI HLDNG CO COM CL A 971378104 1,084 65,000 SH   DFND 1 65,000 0 0
GREAT AJAX CORP COM 38983D300 99 11,943 SH   DFND 1 11,943 0 0
BUNGE LIMITED COM G16962105 562 12,300 SH   DFND 1 12,300 0 0
QTS RLTY TR INC COM CL A 74736A103 3,214 51,002 SH   DFND 1 51,002 0 0
RPT REALTY SH BEN INT 74971D101 696 128,004 SH   DFND 1 128,004 0 0
WHEELER REAL ESTATE INVT TR CV PFD SER B 963025309 323 33,925 SH   DFND 1 33,925 0 0
WHEELER REAL ESTATE INVT TR COM NEW 963025705 12 4,269 SH   DFND 1 4,269 0 0
GAMING & LEISURE PPTYS INC COM 36467J108 894 24,209 SH   DFND 1 24,209 0 0
THOR INDS INC COM 885160101 180 1,900 SH   DFND 1 1,900 0 0
ADOBE SYSTEMS INCORPORATED COM 00724F101 5 11 SH   DFND 1 11 0 0
AKAMAI TECHNOLOGIES INC COM 00971T101 212 1,923 SH   DFND 1 1,923 0 0
AVALARA INC COM 05338G106 124 975 SH   DFND 1 975 0 0
CERIDIAN HCM HLDG INC COM 15677J108 128 1,550 SH   DFND 1 1,550 0 0
CADENCE DESIGN SYSTEM INC COM 127387108 133 1,250 SH   DFND 1 1,250 0 0
SALESFORCE COM INC COM 79466L302 128 513 SH   DFND 1 513 0 0
CROWDSTRIKE HLDGS INC CL A 22788C105 127 927 SH   DFND 1 927 0 0
CITRIX SYS INC COM 177376100 127 926 SH   DFND 1 926 0 0
DROPBOX INC CL A 26210C104 142 7,384 SH   DFND 1 7,384 0 0
ELASTIC N V ORD SHS N14506104 126 1,175 SH   DFND 1 1,175 0 0
FISERV INC COM 337738108 286 2,782 SH   DFND 1 2,782 0 0
FORTINET INC COM 34959E109 127 1,085 SH   DFND 1 1,085 0 0
GODADDY INC CL A 380237107 214 2,817 SH   DFND 1 2,817 0 0
GLOBAL PMTS INC COM 37940X102 287 1,618 SH   DFND 1 1,618 0 0
INTERNATIONAL BUSINESS MACHS COM 459200101 288 2,374 SH   DFND 1 2,374 0 0
MICROSOFT CORP COM 594918104 128 611 SH   DFND 1 611 0 0
NORTONLIFELOCK INC COM 668771108 141 6,792 SH   DFND 1 6,792 0 0
SERVICENOW INC COM 81762P102 127 262 SH   DFND 1 262 0 0
NUANCE COMMUNICATIONS INC COM 67020Y100 127 3,841 SH   DFND 1 3,841 0 0
ORACLE CORP COM 68389X105 142 2,386 SH   DFND 1 2,386 0 0
PAYPAL HLDGS INC COM 70450Y103 64 329 SH   DFND 1 329 0 0
RINGCENTRAL INC CL A 76680R206 129 470 SH   DFND 1 470 0 0
SS&C TECHNOLOGIES HLDGS INC COM 78467J100 126 2,093 SH   DFND 1 2,093 0 0
ATLASSIAN CORP PLC CL A G06242104 132 727 SH   DFND 1 727 0 0
TYLER TECHNOLOGIES INC COM 902252105 127 367 SH   DFND 1 367 0 0
VISA INC COM CL A 92826C839 63 320 SH   DFND 1 320 0 0
VMWARE INC CL A COM 928563402 126 881 SH   DFND 1 881 0 0
VERISIGN INC COM 92343E102 213 1,042 SH   DFND 1 1,042 0 0
LUMEN TECHNOLOGIES INC COM 156700106 69 6,854 SH   DFND 1 6,854 0 0
VERIZON COMMUNICATIONS INC COM 92343V104 678 11,398 SH   DFND 1 11,398 0 0
AMERICAN AIRLS GROUP INC COM 02376R102 30 2,445 SH   DFND 1 2,445 0 0
ALASKA AIR GROUP INC COM 011659109 49 1,340 SH   DFND 1 1,340 0 0
DELTA AIR LINES INC DEL COM NEW 247361702 205 6,704 SH   DFND 1 6,704 0 0
FEDEX CORP COM 31428X106 2,339 9,300 SH   DFND 1 9,300 0 0
HUNT J B TRANS SVCS INC COM 445658107 174 1,381 SH   DFND 1 1,381 0 0
JETBLUE AWYS CORP COM 477143101 87 7,720 SH   DFND 1 7,720 0 0
KNIGHT SWIFT TRANSN HLDGS IN CL A 499049104 174 4,299 SH   DFND 1 4,299 0 0
KANSAS CITY SOUTHERN COM NEW 485170302 1,081 5,978 SH   DFND 1 5,978 0 0
SOUTHWEST AIRLS CO COM 844741108 88 2,371 SH   DFND 1 2,371 0 0
LYFT INC CL A COM 55087P104 205 7,470 SH   DFND 1 7,470 0 0
MACQUARIE INFRASTRUCTURE COR COM 55608B105 96 3,579 SH   DFND 1 3,579 0 0
NORFOLK SOUTHN CORP COM 655844108 737 3,448 SH   DFND 1 3,448 0 0
OLD DOMINION FREIGHT LINE IN COM 679580100 176 973 SH   DFND 1 973 0 0
UNITED AIRLS HLDGS INC COM 910047109 70 2,025 SH   DFND 1 2,025 0 0
UNITED PARCEL SERVICE INC CL B 911312106 1,145 6,876 SH   DFND 1 6,876 0 0
DOW INC COM 260557103 35 756 SH   DFND 1 756 0 0
EASTMAN CHEM CO COM 277432100 9 119 SH   DFND 1 119 0 0
LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 179 2,552 SH   DFND 1 2,552 0 0
PPG INDS INC COM 693506107 7 64 SH   DFND 1 64 0 0
SCOTTS MIRACLE GRO CO CL A 810186106 194 1,270 SH   DFND 1 1,270 0 0
MARTIN MARIETTA MATLS INC COM 573284106 107 456 SH   DFND 1 456 0 0
INTERNATIONAL PAPER CO COM 460146103 466 11,495 SH   DFND 1 11,495 0 0
WESTROCK CO COM 96145D105 743 21,414 SH   DFND 1 21,414 0 0
FIRSTENERGY CORP COM 337932107 338 11,796 SH   DFND 1 11,796 0 0
PPL CORP COM 69351T106 5 206 SH   DFND 1 206 0 0
AMERICAN TOWER CORP NEW COM 03027X100 393 1,629 SH   DFND 1 1,629 0 0
ALEXANDRIA REAL ESTATE EQ IN COM 015271109 179 1,123 SH   DFND 1 1,123 0 0
BOSTON PROPERTIES INC COM 101121101 1,694 21,096 SH   DFND 1 21,096 0 0
CROWN CASTLE INTL CORP NEW COM 22822V101 397 2,387 SH   DFND 1 2,387 0 0
EQUITY RESIDENTIAL SH BEN INT 29476L107 3,842 74,855 SH   DFND 1 74,855 0 0
REGENCY CTRS CORP COM 758849103 3,053 80,312 SH   DFND 1 80,312 0 0
SBA COMMUNICATIONS CORP NEW CL A 78410G104 187 588 SH   DFND 1 588 0 0
SIMON PPTY GROUP INC NEW COM 828806109 2,799 43,277 SH   DFND 1 43,277 0 0
CHURCH & DWIGHT INC COM 171340102 109 1,170 SH   DFND 1 1,170 0 0
CLOROX CO DEL COM 189054109 213 1,014 SH   DFND 1 1,014 0 0
COSTCO WHSL CORP NEW COM 22160K105 229 646 SH   DFND 1 646 0 0
CAMPBELL SOUP CO COM 134429109 27 566 SH   DFND 1 566 0 0
LAUDER ESTEE COS INC CL A 518439104 148 680 SH   DFND 1 680 0 0
HORMEL FOODS CORP COM 440452100 54 1,112 SH   DFND 1 1,112 0 0
KELLOGG CO COM 487836108 288 4,461 SH   DFND 1 4,461 0 0
KROGER CO COM 501044101 229 6,756 SH   DFND 1 6,756 0 0
ALTRIA GROUP INC COM 02209S103 329 8,524 SH   DFND 1 8,524 0 0
PROCTER AND GAMBLE CO COM 742718109 1,198 8,623 SH   DFND 1 8,623 0 0
MOLSON COORS BEVERAGE CO CL B 60871R209 50 1,502 SH   DFND 1 1,502 0 0
TYSON FOODS INC CL A 902494103 764 12,861 SH   DFND 1 12,861 0 0
WALGREENS BOOTS ALLIANCE INC COM 931427108 228 6,360 SH   DFND 1 6,360 0 0
WALMART INC COM 931142103 230 1,649 SH   DFND 1 1,649 0 0
AGNC INVT CORP COM 00123Q104 5,964 428,804 SH   DFND 1 428,804 0 0
ASSURANT INC COM 04621X108 39 329 SH   DFND 1 329 0 0
AMERICAN EXPRESS CO COM 025816109 363 3,630 SH   DFND 1 3,630 0 0
BK OF AMERICA CORP COM 060505104 290 12,040 SH   DFND 1 12,040 0 0
BANK NEW YORK MELLON CORP COM 064058100 265 7,722 SH   DFND 1 7,722 0 0
BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 360 1,691 SH   DFND 1 1,691 0 0
CITIGROUP INC COM NEW 172967424 157 3,654 SH   DFND 1 3,654 0 0
CHUBB LIMITED COM H1467J104 44 386 SH   DFND 1 386 0 0
CBOE GLOBAL MARKETS INC COM 12503M108 385 4,398 SH   DFND 1 4,398 0 0
CHIMERA INVT CORP COM NEW 16934Q208 1,170 142,789 SH   DFND 1 142,789 0 0
COMERICA INC COM 200340107 44 1,172 SH   DFND 1 1,172 0 0
CAPITAL ONE FINL CORP COM 14040H105 362 5,042 SH   DFND 1 5,042 0 0
DISCOVER FINL SVCS COM 254709108 51 899 SH   DFND 1 899 0 0
EHEALTH INC COM 28238P109 161 2,050 SH   DFND 1 2,050 0 0
GOLDMAN SACHS GROUP INC COM 38141G104 649 3,232 SH   DFND 1 3,232 0 0
INTERACTIVE BROKERS GROUP IN COM CL A 45841N107 642 13,297 SH   DFND 1 13,297 0 0
JPMORGAN CHASE & CO COM 46625H100 162 1,685 SH   DFND 1 1,685 0 0
MARKETAXESS HLDGS INC COM 57060D108 459 954 SH   DFND 1 954 0 0
MORGAN STANLEY COM NEW 617446448 576 11,922 SH   DFND 1 11,922 0 0
NASDAQ INC COM 631103108 36 296 SH   DFND 1 296 0 0
NEW RESIDENTIAL INVT CORP COM NEW 64828T201 11,535 1,451,046 SH   DFND 1 1,451,046 0 0
NORTHERN TR CORP COM 665859104 37 486 SH   DFND 1 486 0 0
SCHWAB CHARLES CORP COM 808513105 281 7,772 SH   DFND 1 7,772 0 0
TRAVELERS COMPANIES INC COM 89417E109 156 1,446 SH   DFND 1 1,446 0 0
TRADEWEB MKTS INC CL A 892672106 652 11,242 SH   DFND 1 11,242 0 0
US BANCORP DEL COM NEW 902973304 157 4,395 SH   DFND 1 4,395 0 0
WELLS FARGO CO NEW COM 949746101 166 7,095 SH   DFND 1 7,095 0 0
AXON ENTERPRISE INC COM 05464C101 102 1,125 SH   DFND 1 1,125 0 0
AEROVIRONMENT INC COM 008073108 94 1,575 SH   DFND 1 1,575 0 0
BOEING CO COM 097023105 116 703 SH   DFND 1 703 0 0
CARRIER GLOBAL CORPORATION COM 14448C104 57 1,878 SH   DFND 1 1,878 0 0
CATERPILLAR INC DEL COM 149123101 54 368 SH   DFND 1 368 0 0
CINTAS CORP COM 172908105 421 1,266 SH   DFND 1 1,266 0 0
DEERE & CO COM 244199105 98 445 SH   DFND 1 445 0 0
EQUIFAX INC COM 294429105 217 1,386 SH   DFND 1 1,386 0 0
EMERSON ELEC CO COM 291011104 54 834 SH   DFND 1 834 0 0
EATON CORP PLC SHS G29183103 35 350 SH   DFND 1 350 0 0
GENERAL DYNAMICS CORP COM 369550108 96 698 SH   DFND 1 698 0 0
GENERAC HLDGS INC COM 368736104 101 526 SH   DFND 1 526 0 0
GRAINGER W W INC COM 384802104 99 278 SH   DFND 1 278 0 0
HEICO CORP NEW COM 422806109 75 721 SH   DFND 1 721 0 0
HONEYWELL INTL INC COM 438516106 97 594 SH   DFND 1 594 0 0
IHS MARKIT LTD SHS G47567105 262 3,344 SH   DFND 1 3,344 0 0
ILLINOIS TOOL WKS INC COM 452308109 76 397 SH   DFND 1 397 0 0
NIELSEN HLDGS PLC SHS EUR G6518L108 31 2,247 SH   DFND 1 2,247 0 0
NORTHROP GRUMMAN CORP COM 666807102 93 295 SH   DFND 1 295 0 0
ROBERT HALF INTL INC COM 770323103 10 207 SH   DFND 1 207 0 0
RAYTHEON TECHNOLOGIES CORP COM 75513E101 109 1,911 SH   DFND 1 1,911 0 0
TREX CO INC COM 89531P105 100 1,410 SH   DFND 1 1,410 0 0
UPWORK INC COM 91688F104 38 2,203 SH   DFND 1 2,203 0 0
UNITED RENTALS INC COM 911363109 149 857 SH   DFND 1 857 0 0
WASTE MGMT INC DEL COM 94106L109 144 1,273 SH   DFND 1 1,273 0 0
CHIPOTLE MEXICAN GRILL INC COM 169656105 232 187 SH   DFND 1 187 0 0
DRAFTKINGS INC COM CL A 26142R104 286 4,868 SH   DFND 1 4,868 0 0
DOMINOS PIZZA INC COM 25754A201 332 783 SH   DFND 1 783 0 0
DARDEN RESTAURANTS INC COM 237194105 160 1,590 SH   DFND 1 1,590 0 0
LAS VEGAS SANDS CORP COM 517834107 392 8,421 SH   DFND 1 8,421 0 0
MARRIOTT INTL INC NEW CL A 571903202 450 4,861 SH   DFND 1 4,861 0 0
SHAKE SHACK INC CL A 819047101 73 1,142 SH   DFND 1 1,142 0 0
WYNN RESORTS LTD COM 983134107 236 3,298 SH   DFND 1 3,298 0 0
HORIZON THERAPEUTICS PUB L SHS G46188101 573 7,377 SH   DFND 1 7,377 0 0
MYLAN NV SHS EURO N59465109 355 24,001 SH   DFND 1 24,001 0 0
NEKTAR THERAPEUTICS COM 640268108 424 25,587 SH   DFND 1 25,587 0 0
PFIZER INC COM 717081103 760 20,724 SH   DFND 1 20,724 0 0
IQVIA HLDGS INC COM 46266C105 38 247 SH   DFND 1 247 0 0
D R HORTON INC COM 23331A109 254 3,367 SH   DFND 1 3,367 0 0
IROBOT CORP COM 462726100 453 5,973 SH   DFND 1 5,973 0 0
LENNAR CORP CL A 526057104 585 7,167 SH   DFND 1 7,167 0 0
MOHAWK INDS INC COM 608190104 117 1,201 SH   DFND 1 1,201 0 0
NEWELL BRANDS INC COM 651229106 56 3,295 SH   DFND 1 3,295 0 0
SONOS INC COM 83570H108 173 11,430 SH   DFND 1 11,430 0 0
AMAZON COM INC COM 023135106 755 240 SH   DFND 1 240 0 0
STITCH FIX INC COM CL A 860897107 375 13,834 SH   DFND 1 13,834 0 0
LULULEMON ATHLETICA INC COM 550021109 552 1,677 SH   DFND 1 1,677 0 0
NIKE INC CL B 654106103 112 900 SH   DFND 1 900 0 0
ABIOMED INC COM 003654100 22 81 SH   DFND 1 81 0 0
ABBOTT LABS COM 002824100 228 2,101 SH   DFND 1 2,101 0 0
ALIGN TECHNOLOGY INC COM 016255101 2 9 SH   DFND 1 9 0 0
BECTON DICKINSON & CO COM 075887109 3,578 15,380 SH   DFND 1 15,380 0 0
COOPER COS INC COM NEW 216648402 58 174 SH   DFND 1 174 0 0
EDWARDS LIFESCIENCES CORP COM 28176E108 138 1,732 SH   DFND 1 1,732 0 0
HOLOGIC INC COM 436440101 203 3,069 SH   DFND 1 3,069 0 0
INTUITIVE SURGICAL INC COM NEW 46120E602 168 238 SH   DFND 1 238 0 0
MASIMO CORP COM 574795100 59 250 SH   DFND 1 250 0 0
MEDTRONIC PLC SHS G5960L103 166 1,606 SH   DFND 1 1,606 0 0
NOVOCURE LTD ORD SHS G6674U108 200 1,798 SH   DFND 1 1,798 0 0
PENUMBRA INC COM 70975L107 52 271 SH   DFND 1 271 0 0
INSULET CORP COM 45784P101 74 315 SH   DFND 1 315 0 0
QUIDEL CORP COM 74838J101 223 1,021 SH   DFND 1 1,021 0 0
RESMED INC COM 761152107 57 335 SH   DFND 1 335 0 0
STAAR SURGICAL CO COM PAR $0.01 852312305 213 3,779 SH   DFND 1 3,779 0 0
TANDEM DIABETES CARE INC COM NEW 875372203 200 1,769 SH   DFND 1 1,769 0 0
DENTSPLY SIRONA INC COM 24906P109 74 1,695 SH   DFND 1 1,695 0 0
ZIMMER BIOMET HOLDINGS INC COM 98956P102 120 886 SH   DFND 1 886 0 0
AMERISOURCEBERGEN CORP COM 03073E105 234 2,422 SH   DFND 1 2,422 0 0
CARDINAL HEALTH INC COM 14149Y108 233 4,968 SH   DFND 1 4,968 0 0
CIGNA CORP NEW COM 125523100 615 3,634 SH   DFND 1 3,634 0 0
CENTENE CORP DEL COM 15135B101 332 5,695 SH   DFND 1 5,695 0 0
CVS HEALTH CORP COM 126650100 376 6,447 SH   DFND 1 6,447 0 0
QUEST DIAGNOSTICS INC COM 74834L100 1,159 10,125 SH   DFND 1 10,125 0 0
DAVITA INC COM 23918K108 237 2,774 SH   DFND 1 2,774 0 0
GUARDANT HEALTH INC COM 40131M109 269 2,408 SH   DFND 1 2,408 0 0
MCKESSON CORP COM 58155Q103 327 2,198 SH   DFND 1 2,198 0 0
MOLINA HEALTHCARE INC COM 60855R100 238 1,301 SH   DFND 1 1,301 0 0
PINTEREST INC CL A 72352L106 33 807 SH   DFND 1 807 0 0
SNAP INC CL A 83304A106 1,221 46,764 SH   DFND 1 46,764 0 0
ZOOMINFO TECHNOLOGIES INC COM CL A 98980F104 230 5,369 SH   DFND 1 5,369 0 0
PELOTON INTERACTIVE INC CL A COM 70614W100 127 1,282 SH   DFND 1 1,282 0 0
RALPH LAUREN CORP CL A 751212101 61 906 SH   DFND 1 906 0 0
SKECHERS U S A INC CL A 830566105 83 2,760 SH   DFND 1 2,760 0 0
TAPESTRY INC COM 876030107 78 5,037 SH   DFND 1 5,037 0 0
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YETI HLDGS INC COM 98585X104 47 1,045 SH   DFND 1 1,045 0 0
APPLE INC COM 037833100 314 2,718 SH   DFND 1 2,718 0 0
NETAPP INC COM 64110D104 298 6,807 SH   DFND 1 6,807 0 0
SEAGATE TECHNOLOGY PLC SHS G7945M107 295 5,996 SH   DFND 1 5,996 0 0
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BOX INC CL A 10316T104 38 2,240 SH   DFND 1 2,240 0 0
CIENA CORP COM NEW 171779309 24 612 SH   DFND 1 612 0 0
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INPHI CORP COM 45772F107 24 217 SH   DFND 1 217 0 0
JUNIPER NETWORKS INC COM 48203R104 33 1,575 SH   DFND 1 1,575 0 0
KEYSIGHT TECHNOLOGIES INC COM 49338L103 24 244 SH   DFND 1 244 0 0
LAM RESEARCH CORP COM 512807108 23 72 SH   DFND 1 72 0 0
MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 39 987 SH   DFND 1 987 0 0
NVIDIA CORPORATION COM 67066G104 40 75 SH   DFND 1 75 0 0
UNIVERSAL DISPLAY CORP COM 91347P105 24 137 SH   DFND 1 137 0 0
ANAPLAN INC COM 03272L108 24 388 SH   DFND 1 388 0 0
QUALCOMM INC COM 747525103 24 207 SH   DFND 1 207 0 0
SMARTSHEET INC COM CL A 83200N103 33 685 SH   DFND 1 685 0 0
SKYWORKS SOLUTIONS INC COM 83088M102 24 169 SH   DFND 1 169 0 0
TERADATA CORP DEL COM 88076W103 24 1,062 SH   DFND 1 1,062 0 0
XILINX INC COM 983919101 24 234 SH   DFND 1 234 0 0
ALEXION PHARMACEUTICALS INC COM 015351109 292 2,559 SH   DFND 1 2,559 0 0
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BLUEBIRD BIO INC COM 09609G100 58 1,088 SH   DFND 1 1,088 0 0
CERNER CORP COM 156782104 92 1,280 SH   DFND 1 1,280 0 0
EDITAS MEDICINE INC COM 28106W103 19 687 SH   DFND 1 687 0 0
GILEAD SCIENCES INC COM 375558103 373 5,905 SH   DFND 1 5,905 0 0
INOVIO PHARMACEUTICALS INC COM NEW 45773H201 48 4,194 SH   DFND 1 4,194 0 0
MODERNA INC COM 60770K107 87 1,238 SH   DFND 1 1,238 0 0
REGENERON PHARMACEUTICALS COM 75886F107 112 201 SH   DFND 1 201 0 0
TELADOC HEALTH INC COM 87918A105 122 561 SH   DFND 1 561 0 0
VEEVA SYS INC CL A COM 922475108 135 482 SH   DFND 1 482 0 0
ACCELERON PHARMA INC COM 00434H108 45 407 SH   DFND 1 407 0 0
AUTOZONE INC COM 053332102 256 218 SH   DFND 1 218 0 0
DICKS SPORTING GOODS INC COM 253393102 1 32 SH   DFND 1 32 0 0
FLOOR & DECOR HLDGS INC CL A 339750101 1 25 SH   DFND 1 25 0 0
GAP INC COM 364760108 1 108 SH   DFND 1 108 0 0
CARMAX INC COM 143130102 332 3,618 SH   DFND 1 3,618 0 0
L BRANDS INC COM 501797104 1 58 SH   DFND 1 58 0 0
POOL CORP COM 73278L105 10 30 SH   DFND 1 30 0 0
ROSS STORES INC COM 778296103 9 106 SH   DFND 1 106 0 0
TJX COS INC NEW COM 872540109 110 1,984 SH   DFND 1 1,984 0 0
WILLIAMS SONOMA INC COM 969904101 1 20 SH   DFND 1 20 0 0
AVALONBAY CMNTYS INC COM 053484101 416 2,787 SH   DFND 1 2,787 0 0
INNOVATIVE INDL PPTYS INC COM 45781V101 173 1,395 SH   DFND 1 1,395 0 0
IRON MTN INC NEW COM 46284V101 583 21,781 SH   DFND 1 21,781 0 0
LIFE STORAGE INC COM 53223X107 1,558 14,801 SH   DFND 1 14,801 0 0
OMEGA HEALTHCARE INVS INC COM 681936100 340 11,366 SH   DFND 1 11,366 0 0
ROYAL GOLD INC COM 780287108 389 3,242 SH   DFND 1 3,242 0 0
ALTICE USA INC CL A 02156K103 2 97 SH   DFND 1 97 0 0
ACTIVISION BLIZZARD INC COM 00507V109 19 247 SH   DFND 1 247 0 0
CARGURUS INC COM CL A 141788109 38 1,786 SH   DFND 1 1,786 0 0
DISNEY WALT CO COM DISNEY 254687106 77 624 SH   DFND 1 624 0 0
DISCOVERY INC COM SER A 25470F104 82 3,810 SH   DFND 1 3,810 0 0
FOX CORP CL A COM 35137L105 38 1,383 SH   DFND 1 1,383 0 0
MADISON SQUARE GRDN SPRT COR CL A 55825T103 77 514 SH   DFND 1 514 0 0
ROKU INC COM CL A 77543R102 73 391 SH   DFND 1 391 0 0
SPOTIFY TECHNOLOGY S A SHS L8681T102 89 369 SH   DFND 1 369 0 0
TRIPADVISOR INC COM 896945201 2 126 SH   DFND 1 126 0 0
TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 77 467 SH   DFND 1 467 0 0
WORLD WRESTLING ENTMT INC CL A 98156Q108 48 1,189 SH   DFND 1 1,189 0 0
OCCIDENTAL PETE CORP COM 674599105 318 31,779 SH   DFND 1 31,779 0 0
BOSTON BEER INC CL A 100557107 15 18 SH   DFND 1 18 0 0
MEDIFAST INC COM 58470H101 73 448 SH   DFND 1 448 0 0
AMERICAN ELEC PWR CO INC UNIT 99/99/9999 02557T307 5,294 108,402 SH   DFND 1 108,402 0 0
DTE ENERGY CO UNIT 11/01/2022S 233331842 5,155 113,461 SH   DFND 1 113,461 0 0
GFL ENVIRONMENTAL INC UNIT 99/99/9999T 36168Q120 24,274 454,122 SH   DFND 1 454,122 0 0
INTERNATIONAL FLAVORS&FRAGRA UNIT 09/15/2021 459506309 19,242 432,639 SH   DFND 1 432,639 0 0
NEXTERA ENERGY INC UNIT 09/01/2022S 65339F796 16,061 295,066 SH   DFND 1 295,066 0 0
NEXTERA ENERGY INC UNIT 99/99/9999 65339F770 29,639 631,841 SH   DFND 1 631,841 0 0
PG&E CORP UNIT 99/99/9999 69331C140 15,993 163,421 SH   DFND 1 163,421 0 0
SANDRIDGE ENERGY INC COM NEW 80007P869 0 318 SH   DFND 1 318 0 0
SOUTH JERSEY INDS INC UNIT 99/99/9999 838518116 1,438 42,983 SH   DFND 1 42,983 0 0
SOUTHERN CO UNIT 08/01/2022 842587602 11,218 240,692 SH   DFND 1 240,692 0 0
ESSENTIAL UTILS INC UNIT 04/30/2022 29670G201 216 4,026 SH   DFND 1 4,026 0 0
ASSURANT INC 6.50% CONV PFD D 04621X207 44,588 377,715 SH   DFND 1 377,715 0 0
BOSTON SCIENTIFIC CORP COM 101137107 2,285 59,823 SH   DFND 1 59,823 0 0
ENERGIZER HLDGS INC NEW 7.5 MCNV PFD A 29272W208 15,889 188,949 SH   DFND 1 188,949 0 0
NEXTERA ENERGY INC UNIT 99/99/9999 65339F739 11,190 235,526 SH   DFND 1 235,526 0 0
SEMPRA ENERGY 6% PFD CONV A 816851406 40,113 406,325 SH   DFND 1 406,325 0 0
ADVANCED DISP SVCS INC DEL COM 00790X101 2,989 98,896 SH   DFND 1 98,896 0 0
AMC NETWORKS INC CL A 00164V103 910 36,857 SH   DFND 1 36,857 0 0
AVISTA CORP COM 05379B107 62 1,822 SH   DFND 1 1,822 0 0
ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 382 1,300 SH   DFND 1 1,300 0 0
BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 353 10,695 SH   DFND 1 10,695 0 0
BAIDU INC SPON ADR REP A 056752108 18 150 SH   DFND 1 150 0 0
BITAUTO HLDGS LTD SPONSORED ADS 091727107 1,106 70,239 SH   DFND 1 70,239 0 0
BMC STK HLDGS INC COM 05591B109 905 21,135 SH   DFND 1 21,135 0 0
CONDOR HOSPITALITY TR INC COM NEW 20676Y403 7 2,995 SH   DFND 1 2,995 0 0
CENTRAL EUROPEAN MEDIA ENTRP CL A NEW G20045202 1,214 289,773 SH   DFND 1 289,773 0 0
CIRCOR INTL INC COM 17273K109 41 1,500 SH   DFND 1 1,500 0 0
CYRUSONE INC COM 23283R100 4,482 64,008 SH   DFND 1 64,008 0 0
CONOCOPHILLIPS COM 20825C104 43 1,310 SH   DFND 1 1,310 0 0
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CHINA XD PLASTICS CO LTD COM 16948F107 18 16,426 SH   DFND 1 16,426 0 0
CONCHO RES INC COM 20605P101 39 900 SH   DFND 1 900 0 0
DEVON ENERGY CORP NEW COM 25179M103 204 21,590 SH   DFND 1 21,590 0 0
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SPDR GOLD TR GOLD SHS 78463V107 632 3,570 SH   DFND 1 3,570 0 0
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JD.COM INC SPON ADR CL A 47215P106 457 5,900 SH   DFND 1 5,900 0 0
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PIONEER NAT RES CO COM 723787107 25 300 SH   DFND 1 300 0 0
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SINA CORP ORD G81477104 655 15,388 SH   DFND 1 15,388 0 0
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TIFFANY & CO NEW COM 886547108 131 1,132 SH   DFND 1 1,132 0 0
UDR INC COM 902653104 681 20,906 SH   DFND 1 20,906 0 0
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VIRTUSA CORP COM 92827P102 1,972 40,116 SH   DFND 1 40,116 0 0
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HEALTHCARE TR AMER INC CL A NEW 42225P501 1,135 43,683 SH   DFND 1 43,683 0 0
MEDICAL PPTYS TRUST INC COM 58463J304 3,467 196,663 SH   DFND 1 196,663 0 0
NATIONAL HEALTH INVS INC COM 63633D104 5,057 83,921 SH   DFND 1 83,921 0 0
DIAMONDROCK HOSPITALITY CO COM 252784301 53 10,510 SH   DFND 1 10,510 0 0
HOST HOTELS & RESORTS INC COM 44107P104 3,628 336,325 SH   DFND 1 336,325 0 0
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FIRST INDL RLTY TR INC COM 32054K103 3,106 78,056 SH   DFND 1 78,056 0 0
PS BUSINESS PKS INC CALIF COM 69360J107 6,851 55,981 SH   DFND 1 55,981 0 0
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CUBESMART COM 229663109 338 10,474 SH   DFND 1 10,474 0 0
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MGM GROWTH PPTYS LLC CL A COM 55303A105 1,187 42,448 SH   DFND 1 42,448 0 0
AMERICAN ASSETS TR INC COM 024013104 282 11,715 SH   DFND 1 11,715 0 0
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COUSINS PPTYS INC COM NEW 222795502 1,810 63,322 SH   DFND 1 63,322 0 0
EMPIRE ST RLTY TR INC CL A 292104106 5,525 902,873 SH   DFND 1 902,873 0 0
HUDSON PAC PPTYS INC COM 444097109 2,402 109,564 SH   DFND 1 109,564 0 0
JBG SMITH PPTYS COM 46590V100 3,046 113,943 SH   DFND 1 113,943 0 0
PIEDMONT OFFICE REALTY TR IN COM CL A 720190206 3,305 243,575 SH   DFND 1 243,575 0 0
PARAMOUNT GROUP INC COM 69924R108 1,846 260,794 SH   DFND 1 260,794 0 0
ARLINGTON ASSET INVST CORP CL A NEW 041356205 953 335,873 SH   DFND 1 335,873 0 0
ANWORTH MTG ASSET CORP COM 037347101 1,861 1,134,813 SH   DFND 1 1,134,813 0 0
CHERRY HILL MTG INVT CORP COM 164651101 434 48,334 SH   DFND 1 48,334 0 0
CAPSTEAD MTG CORP COM NO PAR 14067E506 709 126,276 SH   DFND 1 126,276 0 0
MFA FINL INC COM 55272X102 1,061 396,146 SH   DFND 1 396,146 0 0
NEW YORK MTG TR INC COM PAR $.02 649604501 4,468 1,752,418 SH   DFND 1 1,752,418 0 0
TWO HBRS INVT CORP COM NEW 90187B408 263 51,764 SH   DFND 1 51,764 0 0
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ACADIA RLTY TR COM SH BEN INT 004239109 1,454 138,557 SH   DFND 1 138,557 0 0
RETAIL PPTYS AMER INC CL A 76131V202 2,476 426,315 SH   DFND 1 426,315 0 0
URBAN EDGE PPTYS COM 91704F104 357 36,760 SH   DFND 1 36,760 0 0
WEINGARTEN RLTY INVS SH BEN INT 948741103 3,615 213,163 SH   DFND 1 213,163 0 0
ACCEL ENTERTAINMENT INC COM CL A1 00436Q106 27 2,570 SH   DFND 1 2,570 0 0
ALTA EQUIPMENT GROUP INC *W EXP 02/14/202 02128L114 16 9,238 SH   DFND 1 9,238 0 0
AMBAC FINL GROUP INC COM NEW 023139884 45 3,601 SH   DFND 1 3,601 0 0
AMERICAN VRTUAL CLOUD TECH I *W EXP 04/07/202 030382113 63 218,352 SH   DFND 1 218,352 0 0
DIGITAL MEDIA SOLUTIONS INC COM CL A 25401G106 47 6,140 SH   DFND 1 6,140 0 0
DASEKE INC *W EXP 02/27/202 23753F115 51 352,956 SH   DFND 1 352,956 0 0
US ECOLOGY INC COM 91734M103 63 1,935 SH   DFND 1 1,935 0 0
GRID DYNAMICS HLDGS INC *W EXP 03/05/202 39813G117 7 4,117 SH   DFND 1 4,117 0 0
ESPORTS ENTMT GROUP INC COM 29667K306 0 25 SH   DFND 1 25 0 0
HALL OF FAME RESORT & ENTMT COM 40619L102 12 5,198 SH   DFND 1 5,198 0 0
HIGHPEAK ENERGY INC *W EXP 08/21/202 43114Q121 4 5,401 SH   DFND 1 5,401 0 0
HYCROFT MINING HOLDING CORP *W EXP 02/12/202 44862P117 3 2,518 SH   DFND 1 2,518 0 0
INFRA AND ENERGY ALTRNTIVE I *W EXP 05/20/202 45686J112 1 5,383 SH   DFND 1 5,383 0 0
IMMURON LTD *W EXP 05/12/202 Q4867H223 10 8,607 SH   DFND 1 8,607 0 0
IMMATICS N.V SHS N44445109 7 700 SH   DFND 1 700 0 0
AKERNA CORP COM 00973W102 7 2,000 SH   DFND 1 2,000 0 0
KALEYRA INC *W EXP 12/12/202 483379111 10 7,255 SH   DFND 1 7,255 0 0
NATIONAL ENERGY SERVICES REU SHS G6375R107 15 2,489 SH   DFND 1 2,489 0 0
NESCO HLDGS INC *W EXP 01/01/202 64083J112 6 21,545 SH   DFND 1 21,545 0 0
PAE INC *W EXP 09/11/202 69290Y117 189 85,972 SH   DFND 1 85,972 0 0
PAVMED INC *W EXP 01/29/202 70387R114 0 688 SH   DFND 1 688 0 0
PAVMED INC *W EXP 04/30/202 70387R122 12 14,639 SH   DFND 1 14,639 0 0
BIOMX INC *W EXP 10/16/202 09090D111 76 108,270 SH   DFND 1 108,270 0 0
PURPLE INNOVATION INC *W EXP 02/02/202 74640Y114 2,025 299,579 SH   DFND 1 299,579 0 0
ELECTRAMECCANICA VEHS CORP *W EXP 08/03/202 284849114 9 8,132 SH   DFND 1 8,132 0 0
TIDEWATER INC NEW *W EXP 11/24/202 88642R174 7 26,909 SH   DFND 1 26,909 0 0
HOSTESS BRANDS INC *W EXP 11/04/202 44109J114 213 260,115 SH   DFND 1 260,115 0 0
VERTIV HOLDINGS CO *W EXP 06/12/202 92537N116 908 140,221 SH   DFND 1 140,221 0 0
VISTRA CORP *W EXP 02/02/202 92840M128 123 216,220 SH   DFND 1 216,220 0 0
VIVINT SMART HOME INC *W EXP 01/17/202 928542117 8 1,294 SH   DFND 1 1,294 0 0
INVESCO CURRENCYSHARES BRIT BRIT POUN STRL 46138M109 3,744 30,000 SH   DFND 1 30,000 0 0
ALBERTON ACQUISITION CORP RIGHT 10/04/2020 G35006132 2 10,000 SH   DFND 1 10,000 0 0
EAST STONE ACQUISITION CORP RIGHT 12/31/2026 G2911D132 40 156,344 SH   DFND 1 156,344 0 0
FINSERV ACQUISITION CORP UNIT 12/31/2026 318085206 253 24,526 SH   DFND 1 24,526 0 0
HUDSON EXECUTIVE INVT CORP COM CL A 443761101 3,436 349,557 SH   DFND 1 349,557 0 0
SOCIAL CAP HEDSPIA HLDG CO I UNIT 99/99/9999 G8251K123 0 1 SH   DFND 1 1 0 0
INTERPRIVATE ACQUISITION COR *W EXP 10/24/202 46064A111 14 17,911 SH   DFND 1 17,911 0 0
JAWS ACQUISITION CORP UNIT 99/99/9999 G50744120 9 818 SH   DFND 1 818 0 0
JAWS ACQUISITION CORP *W EXP 99/99/999 G50744112 16 8,001 SH   DFND 1 8,001 0 0
MEGALITH FINL ACQUISITION CO *W EXP 08/26/202 58518F117 3 5,000 SH   DFND 1 5,000 0 0
NEW PROVIDENCE ACQUISITION UNIT 09/01/2024 64822P205 295 28,216 SH   DFND 1 28,216 0 0
OAKTREE ACQUISITION CORP UNIT 99/99/9999 G67145121 20 1,550 SH   DFND 1 1,550 0 0
OPES ACQUISITION CORP *W EXP 03/13/202 68373P118 6 2,932 SH   DFND 1 2,932 0 0
RMG ACQUISITION CORP UNIT 99/99/9999 749641205 450 40,000 SH   DFND 1 40,000 0 0
SCHULTZE SPL PURP ACQUSTN CO UNIT 12/31/2023 80821R208 112 10,800 SH   DFND 1 10,800 0 0
SCVX CORP UNIT 99/99/9999 G79448109 101 9,399 SH   DFND 1 9,399 0 0
OSPREY TECHNLGY AQUISTION CO UNIT 10/30/2024 68839R401 32 3,000 SH   DFND 1 3,000 0 0
FOLEY TRASIMENE ACQUISTN COR UNIT 99/99/9999 34431F203 5 490 SH   DFND 1 490 0 0
BIOCERES CROP SOLUTIONS CORP SHS G1117K114 36 6,803 SH   DFND 1 6,803 0 0
COLUMBIA SELIGM PREM TECH GR COM 19842X109 525 23,999 SH   DFND 1 23,999 0 0
ACADIA HEALTHCARE COMPANY IN COM 00404A109 1,166 39,561 SH   DFND 1 39,561 0 0
COMMSCOPE HLDG CO INC COM 20337X109 1,519 168,849 SH   DFND 1 168,849 0 0
FLEXION THERAPEUTICS INC NOTE 3.375% 5/0 33938JAB2 3,257 4,139,000 PRN   DFND 1 0 0 0
INTERCEPT PHARMACEUTICALS IN NOTE 2.000% 5/1 45845PAB4 1,038 1,500,000 PRN   DFND 1 0 0 0
KNOWLES CORP NOTE 3.250%11/0 49926DAB5 28,902 27,246,000 PRN   DFND 1 0 0 0
PLANTRONICS INC NEW COM 727493108 696 58,844 SH   DFND 1 58,844 0 0
REPLIGEN CORP COM 759916109 73 500 SH   DFND 1 500 0 0
RAMBUS INC DEL NOTE 1.375% 2/0 750917AG1 8,153 7,830,000 PRN   DFND 1 0 0 0
TENET HEALTHCARE CORP COM NEW 88033G407 1,632 66,598 SH   DFND 1 66,598 0 0
TEAM INC COM 878155100 35 6,458 SH   DFND 1 6,458 0 0
2U INC COM 90214J101 18 554 SH   DFND 1 554 0 0
VOCERA COMMUNICATIONS INC NOTE 1.500% 5/1 92857FAB3 21,892 19,450,000 PRN   DFND 1 0 0 0
VIASAT INC COM 92552V100 9 265 SH   DFND 1 265 0 0
CINCINNATI BELL INC NEW COM NEW 171871502 658 43,896 SH   DFND 1 43,896 0 0
CANADIAN PAC RY LTD COM 13645T100 761 2,500 SH   DFND 1 2,500 0 0
CSX CORP COM 126408103 3,106 40,000 SH   DFND 1 40,000 0 0
EXPEDITORS INTL WASH INC COM 302130109 1,357 15,000 SH   DFND 1 15,000 0 0
II-VI INC COM 902104108 47 1,181 SH   DFND 1 1,181 0 0
ACACIA COMMUNICATIONS INC COM 00401C108 1,188 17,637 SH   DFND 1 17,637 0 0
FITBIT INC CL A 33812L102 1,175 168,900 SH   DFND 1 168,900 0 0
GCI LIBERTY INC COM CLASS A 36164V305 1,332 16,263 SH   DFND 1 16,263 0 0
VARIAN MED SYS INC COM 92220P105 3,845 22,357 SH   DFND 1 22,357 0 0
VIVINT SOLAR INC COM 92854Q106 2,827 66,770 SH   DFND 1 66,770 0 0
ELLINGTON FINANCIAL INC COM 28852N109 26 2,147 SH   DFND 1 2,147 0 0
MGIC INVT CORP WIS COM 552848103 804 90,792 SH   DFND 1 90,792 0 0
GOPRO INC NOTE 3.500% 4/1 38268TAB9 2,408 2,500,000 PRN   DFND 1 0 0 0
PLURALSIGHT INC NOTE 0.375% 3/0 72941BAB2 29,316 33,000,000 PRN   DFND 1 0 0 0
QUOTIENT TECHNOLOGY INC NOTE 1.750%12/0 749119AB9 8,619 9,026,000 PRN   DFND 1 0 0 0
CLOVIS ONCOLOGY INC COM 189464100 47 8,213 SH   DFND 1 8,213 0 0
COMMUNITY HEALTH SYS INC NEW COM 203668108 304 72,229 SH   DFND 1 72,229 0 0
TRANSOCEAN LTD REG SHS H8817H100 638 790,998 SH   DFND 1 790,998 0 0
UNITED STATES STL CORP NEW COM 912909108 592 80,764 SH   DFND 1 80,764 0 0
DENBURY INC COM 24790A101 1,772 100,702 SH   DFND 1 100,702 0 0
VIRGIN GALACTIC HOLDINGS INC COM 92766K106 1,158 60,256 SH   DFND 1 60,256 0 0
CHEGG INC NOTE 0.250% 5/1 163092AB5 53,055 19,931,000 PRN   DFND 1 0 0 0
NICE SYS INC NOTE 1.250% 1/1 65366HAB9 2,723 1,001,000 PRN   DFND 1 0 0 0
WORLD WRESTLING ENTMT INC NOTE 3.375%12/1 98156QAB4 3,548 2,000,000 PRN   DFND 1 0 0 0
ISHARES TR CORE US AGGBD ET 464287226 6,753 57,200 SH   DFND 1 57,200 0 0
DIREXION SHS ETF TR DLY ENRGY BULL2X 25460G609 19 2,098 SH   DFND 1 2,098 0 0
ISHARES TR IBOXX INV CP ETF 464287242 13 100 SH   DFND 1 100 0 0
PROSHARES TR ULTRASHRT S&P500 74347B383 114 7,200 SH   DFND 1 7,200 0 0
DIREXION SHS ETF TR DRX S&P500BULL 25459W862 2,139 40,633 SH   DFND 1 40,633 0 0
DIREXION SHS ETF TR DLY S&P500 BR 3X 25460E885 188 32,743 SH   DFND 1 32,743 0 0
PROSHARES TR ULTRAPRO SHORT S 74347B268 86 9,919 SH   DFND 1 9,919 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 17,167 51,262 SH   DFND 1 51,262 0 0
PROSHARES TR ULTRAPRO SHT QQQ 74347G861 995 41,755 SH   DFND 1 41,755 0 0
PROSHARES TR PSHS ULT S&P 500 74347R107 1,630 22,191 SH   DFND 1 22,191 0 0
ISHARES TR 20 YR TR BD ETF 464287432 19,608 120,104 SH   DFND 1 120,104 0 0
PROSHARES TR ULTRAPRO QQQ 74347X831 6,571 50,199 SH   DFND 1 50,199 0 0
PROSHARES TR ULTRPRO S&P500 74347X864 681 12,198 SH   DFND 1 12,198 0 0
SELECT SECTOR SPDR TR ENERGY 81369Y506 1,476 49,300 SH   DFND 1 49,300 0 0
SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 459 19,100 SH   DFND 1 19,100 0 0
CHANGE HEALTHCARE INC COM 15912K100 61 4,215 SH   DFND 1 4,215 0 0
CHEWY INC CL A 16679L109 219 4,000 SH   DFND 1 4,000 0 0
ALLIED ESPORTS ENTMT INC COM 019170109 3 2,399 SH   DFND 1 2,399 0 0
ALTUS MIDSTREAM CO COM NEW CL A 02215L209 1 166 SH   DFND 1 166 0 0
FALCON MINERALS CORP *W EXP 07/21/202 30607B208 1 17,301 SH   DFND 1 17,301 0 0
IMMURON LTD SPONSORED ADR 45254U101 1 200 SH   DFND 1 200 0 0
RIMINI STR INC DEL COM 76674Q107 2 652 SH   DFND 1 652 0 0
TALOS ENERGY INC *W EXP 02/28/202 87484T116 0 347 SH   DFND 1 347 0 0
TIDEWATER INC NEW COM 88642R109 20 3,076 SH   DFND 1 3,076 0 0
TARGET HOSPITALITY CORP *W EXP 03/15/202 87615L115 1 27,004 SH   DFND 1 27,004 0 0
WHOLE EARTH BRANDS INC COM CL A 96684W100 834 100,000 SH   DFND 1 100,000 0 0