The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| AIR LEASE CORP | CL A | 00912X302 | 7,501 | 254,950 | SH | SOLE | 0 | 0 | 254,950 | ||
| ALPHA AND OMEGA SEMICONDUCTOR | SHS | G6331P104 | 6,779 | 528,784 | SH | SOLE | 0 | 0 | 528,784 | ||
| AMERESCO INC | CLA | 02361E108 | 14,697 | 440,020 | SH | SOLE | 0 | 0 | 440,020 | ||
| APOLLO ENDOSURGERY INC | COM | 03767D108 | 1,555 | 919,846 | SH | SOLE | 0 | 0 | 919,846 | ||
| BIOLIFE SOLUTIONS INC | COM NEW | 09062W204 | 5,636 | 194,750 | SH | SOLE | 0 | 0 | 194,750 | ||
| BLACKLINE INC | COM | 09239B109 | 11,100 | 123,843 | SH | SOLE | 0 | 0 | 123,843 | ||
| MERCK & CO. INC | COM | 58933Y105 | 1,592 | 19,200 | SH | Call | SOLE | 0 | 0 | 19,200 | |
| CAREDX INC | COM | 14167L103 | 13,085 | 344,886 | SH | SOLE | 0 | 0 | 344,886 | ||
| CASTLIGHT HEALTH INC | CL B | 14862Q100 | 2,034 | 1,799,572 | SH | SOLE | 0 | 0 | 1,799,572 | ||
| CELCUITY INC | COM | 15102K100 | 823 | 141,811 | SH | SOLE | 0 | 0 | 141,811 | ||
| CM LIFE SCIENCES INC | UNIT 9/1/2025 | 18978W208 | 2,488 | 237,634 | SH | SOLE | 0 | 0 | 237,634 | ||
| CNFINANCE HLDGS LTD | SPON ADS | 18979T105 | 576 | 181,633 | SH | SOLE | 0 | 0 | 181,633 | ||
| ENTERPRISE PRODS PARTNERS L P | COM | 293792107 | 4,358 | 275,981 | SH | SOLE | 0 | 0 | 275,981 | ||
| EQUINIX INC COM | COM | 29444U700 | 6,971 | 9,171 | SH | SOLE | 0 | 0 | 9,171 | ||
| EVERBRIDGE INC COM | COM | 29978A104 | 6,393 | 50,846 | SH | SOLE | 0 | 0 | 50,846 | ||
| FIVE9 INC COM USD0.001 | COM | 338307101 | 9,580 | 73,878 | SH | SOLE | 0 | 0 | 73,878 | ||
| GENERAL FIN CORP DEL | CL A | 369822101 | 5,640 | 891,024 | SH | SOLE | 0 | 0 | 891,024 | ||
| GENERAL FIN CORP DEL | PFD | 369822507 | 1,358 | 13,329 | SH | SOLE | 0 | 0 | 13,329 | ||
| LUMBER LIQUIDATORS HLDGS | COM | 55003T107 | 6,342 | 287,619 | SH | SOLE | 0 | 0 | 287,619 | ||
| MERCK &CO. INC COM | COM | 58933Y105 | 3,199 | 38,565 | SH | SOLE | 0 | 0 | 38,565 | ||
| NAVIGATOR HOLDINGS LTD | SHS | Y62132108 | 7,498 | 896,942 | SH | SOLE | 0 | 0 | 896,942 | ||
| NEW RELIC INC | COM | 64829B100 | 7,022 | 124,589 | SH | SOLE | 0 | 0 | 124,589 | ||
| ONTO INNOVATION INC | COM | 683344105 | 4,457 | 149,648 | SH | SOLE | 0 | 0 | 149,648 | ||
| PACIRA BIOSCIENCES | COM | 695127100 | 11,655 | 193,860 | SH | SOLE | 0 | 0 | 193,860 | ||
| POWER SOLUTIONS INTERNATIONAL INC | COM | 73933G202 | 1,911 | 626,584 | SH | SOLE | 0 | 0 | 626,584 | ||
| PROFOUND MED CORP | COM NEW | 74319B502 | 4,891 | 277,252 | SH | SOLE | 0 | 0 | 277,252 | ||
| SECUREWORKS CORP | CL A | 81374A105 | 3,990 | 350,335 | SH | SOLE | 0 | 0 | 350,335 | ||
| TFF PHARMACEUTICALS INC | COM | 87241J104 | 3,259 | 176,471 | SH | SOLE | 0 | 0 | 176,471 | ||
| WPX ENERGY INC | COM | 98212B103 | 1,696 | 346,144 | SH | SOLE | 0 | 0 | 346,144 | ||
| YEXT INC | CL A | 98585N106 | 4,820 | 317,529 | SH | SOLE | 0 | 0 | 317,529 | ||