The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
ACACIA COMMUNICATIONS INC COM 00401C108 51,563 765,032 SH   DFND   765,032 0 0
ACAMAR PARTNERS ACQSITION CO CL A 004285102 1,331 130,249 SH   DFND   130,249 0 0
ASCENDANT DIGITAL ACQUISITIO UNIT 99/99/9999 G05155125 2,328 221,303 SH   DFND   221,303 0 0
B RILEY PRIN MERGER CORP II CL A 05600U106 6,432 642,586 SH   DFND   642,586 0 0
BITAUTO HLDGS LTD SPONSORED ADS 091727107 4 21,100 SH Put DFND   21,100 0 0
BOWX ACQUISITION CORP UNIT 08/03/2025 103085205 2,994 291,800 SH   DFND   291,800 0 0
BRISTOL-MYERS SQUIBB CO RIGHT 99/99/9999 110122157 1,070 475,633 SH   DFND   475,633 0 0
BROADSTONE ACQUISITION CORP UNIT 99/99/9999 G1739V118 3,204 321,314 SH   DFND   321,314 0 0
BURGUNDY TECHNOLOGY ACQU COR UNIT 08/26/2025 G1702T132 2,187 219,530 SH   DFND   219,530 0 0
CF FINANCE ACQUISITION CORP UNIT 08/01/2027 15725Q203 200 20,000 SH   DFND   20,000 0 0
CHP MERGER CORP COM CL A 12558Y106 1,020 100,100 SH   DFND   100,100 0 0
CHURCHILL CAPITAL CORP IV UNIT 99/99/9999 171439201 8,856 883,879 SH   DFND   883,879 0 0
CIIG MERGER CORP COM CL A 12559C103 250 25,000 SH   DFND   25,000 0 0
CINCINNATI BELL INC NEW COM NEW 171871502 6,014 400,949 SH   DFND   400,949 0 0
CISCO SYS INC COM 17275R102 846 21,467 SH   DFND   21,467 0 0
CLOUDERA INC COM 18914U100 268 255,000 SH Call DFND   255,000 0 0
CLOUDERA INC COM 18914U100 409 37,560 SH   DFND   37,560 0 0
COHN ROBBINS HOLDINGS CORP UNIT 08/11/2025 G23726121 504 50,000 SH   DFND   50,000 0 0
COMTECH TELECOMMUNICATIONS C COM NEW 205826209 54 32,500 SH Call DFND   32,500 0 0
CUBIC CORP COM 229669106 887 15,246 SH   DFND   15,246 0 0
D8 HOLDINGS CORP UNIT 99/99/9999 G2614K102 6,844 679,600 SH   DFND   679,600 0 0
E MERGE TECHNOLOGY ACQUISITI UNIT 07/30/2025 26873Y203 6,537 648,536 SH   DFND   648,536 0 0
EAST RES ACQUISITION CO UNIT 07/01/2027 274681204 3,193 316,438 SH   DFND   316,438 0 0
EXPERIENCE INVT CORP COM CL A 30217C109 828 82,400 SH   DFND   82,400 0 0
FAST ACQUISITION CORP UNIT 99/99/9999 311875207 199 20,000 SH   DFND   20,000 0 0
FINSERV ACQUISITION CORP CL A 318085107 2,011 200,504 SH   DFND   200,504 0 0
FINTECH ACQUISITION CORP III COM CL A 31811A101 1,134 110,000 SH   DFND   110,000 0 0
FTAC OLYMPUS ACQUISITION COR UNIT 08/24/2025 G37288118 3,606 360,600 SH   DFND   360,600 0 0
FUSION ACQUISITION CORP UNIT 99/99/9999 36118H204 5,677 551,135 SH   DFND   551,135 0 0
GENWORTH FINL INC COM CL A 37247D106 5,602 1,672,233 SH   DFND   1,672,233 0 0
GENWORTH FINL INC COM CL A 37247D106 10 125,000 SH Put DFND   125,000 0 0
GILEAD SCIENCES INC COM 375558103 9,085 143,778 SH   DFND   143,778 0 0
GO ACQUISITION CORP UNIT 08/31/2027 362019200 1,221 121,095 SH   DFND   121,095 0 0
GORES HLDGS IV INC COM CL A 382865103 247 23,952 SH   DFND   23,952 0 0
GRUBHUB INC COM 400110102 973 13,447 SH   DFND   13,447 0 0
GX ACQUISITION CORP COM CL A 36251A107 1,366 130,100 SH   DFND   130,100 0 0
HEALTHCARE MERGER CORP COM CL A 42227L102 424 41,800 SH   DFND   41,800 0 0
HENNESSY CAP ACQUSTION CORP CL A COM 42589C104 1,937 173,903 SH   DFND   173,903 0 0
HPX CORP UNIT 99/99/9999 G32219118 102 10,000 SH   DFND   10,000 0 0
HUDSON EXECUTIVE INVT CORP UNIT 06/21/2025 443761200 1,927 184,400 SH   DFND   184,400 0 0
IMMUNOMEDICS INC COM 452907108 20 348,500 SH Put DFND   348,500 0 0
IMMUNOMEDICS INC COM 452907108 33,667 395,947 SH   DFND   395,947 0 0
JERNIGAN CAP INC COM 476405105 1,415 82,562 SH   DFND   82,562 0 0
JUNIPER INDL HLDGS INC COM CL A 48205G106 1,099 105,036 SH   DFND   105,036 0 0
LF CAP ACQUISITION CORP CL A 50200K108 184 17,500 SH   DFND   17,500 0 0
LONGVIEW ACQUISITION CORP COM CL A 543195101 3,437 350,000 SH   DFND   350,000 0 0
MAXIM INTEGRATED PRODS INC COM 57772K101 31,083 459,733 SH   DFND   459,733 0 0
NATIONAL GEN HLDGS CORP COM 636220303 14,204 420,848 SH   DFND   420,848 0 0
NAVISTAR INTL CORP NEW COM 63934E108 303 6,964 SH   DFND   6,964 0 0
NETFIN ACQUISITION CORP SHS CL A G6455A107 1,652 159,315 SH   DFND   159,315 0 0
NEW PROVIDENCE ACQUISITION COM CL A 64822P106 2,266 225,000 SH   DFND   225,000 0 0
NOBLE ENERGY INC COM 655044105 7,469 873,529 SH   DFND   873,529 0 0
NORTHERN GENESIS ACQUISITION UNIT 07/31/2027 66516T203 448 44,857 SH   DFND   44,857 0 0
OSPREY TECHNLGY AQUISTION CO COM CL A 68839R104 2,351 230,710 SH   DFND   230,710 0 0
PFIZER INC COM 717081103 1,773 48,313 SH   DFND   48,313 0 0
PRIME IMPACT ACQUISITION I UNIT 10/01/2030 G61074111 202 20,200 SH   DFND   20,200 0 0
PROPERTY SOLUTIONS ACQUISITI UNIT 03/30/2027 74348Q207 8,008 793,626 SH   DFND   793,626 0 0
REDBALL ACQUISITION CORP UNIT 99/99/9999 G7417R121 1,030 97,405 SH   DFND   97,405 0 0
RMG ACQUISITION CORP CL A 749641106 274 25,600 SH   DFND   25,600 0 0
SIMON PPTY GROUP INC NEW COM 828806109 10,788 166,790 SH   DFND   166,790 0 0
SOCIAL CAP HEDSPIA HLDG CO I COM CL A G8251K107 563 45,163 SH   DFND   45,163 0 0
SOGOU INC ADR REPSTG A 83409V104 3 85,000 SH Put DFND   85,000 0 0
SOUTH MTN MERGER CORP COM CL A 838884104 1,108 106,017 SH   DFND   106,017 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 834 12,600 SH Put DFND   12,600 0 0
SWITCH INC CL A 87105L104 66 80,000 SH Call DFND   80,000 0 0
TAILWIND ACQUISITION CORP UNIT 09/07/2027 87403Q201 1,131 112,537 SH   DFND   112,537 0 0
TAUBMAN CTRS INC COM 876664103 59 246,300 SH Put DFND   246,300 0 0
TAUBMAN CTRS INC COM 876664103 26,078 783,367 SH   DFND   783,367 0 0
THUNDER BRDG ACQUISTION II L CL A SHS G8857S116 1,194 117,060 SH   DFND   117,060 0 0
TIFFANY & CO NEW COM 886547108 9,920 85,629 SH   DFND   85,629 0 0
VARIAN MED SYS INC COM 92220P105 29,066 168,991 SH   DFND   168,991 0 0
VIRTUSA CORP COM 92827P102 22,790 463,591 SH   DFND   463,591 0 0
VIVINT SOLAR INC COM 92854Q106 16 80,000 SH Put DFND   80,000 0 0
WALGREENS BOOTS ALLIANCE INC COM 931427108 1,437 40,000 SH   DFND   40,000 0 0
WILLIS TOWERS WATSON PLC LTD SHS G96629103 55,325 264,943 SH   DFND   264,943 0 0