The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
3-D SYS CORP DEL COM NEW 88554D205 148 30,000 SH   DFND 3 0 30,000 0
3M CO COM 88579Y101 1,807 11,283 SH   DFND 1 0 11,283 0
ABBOTT LABS COM 002824100 3,736 35,515 SH   DFND 3 0 35,515 0
ACCENTURE PLC IRELAND SHS CLASS A G1151C101 1,530 6,830 SH   DFND 3 0 6,830 0
ADOBE SYSTEMS INCORPORATED COM 00724F101 490 1,001 SH   DFND 3 0 1,001 0
AGILENT TECHNOLOGIES INC COM 00846U101 1,120 11,180 SH   DFND 3 0 11,180 0
AKAMAI TECHNOLOGIES INC COM 00971T101 1,546 13,900 SH   DFND 3 0 13,900 0
ALGONQUIN PWR UTILS CORP COM 015857105 2,053 79,850 SH   DFND 3 0 79,850 0
ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 5,037 18,190 SH   DFND 3 0 18,190 0
ALKERMES PLC SHS G01767105 1,984 120,000 SH   DFND 3 0 120,000 0
ALPHABET INC CAP STK CL C 02079K107 1,794 1,221 SH   DFND 1 0 1,221 0
ALPHABET INC CAP STK CL A 02079K305 6,670 4,550 SH   DFND 3 0 4,550 0
ALPHABET INC CAP STK CL C 02079K107 417 284 SH   DFND 3 0 284 0
ALTRIA GROUP INC COM 02209S103 556 14,500 SH   DFND 3 0 14,500 0
AMAZON COM INC COM 023135106 5,205 1,655 SH   DFND 3 0 1,655 0
AMERICAN RLTY CAP PPTYS INC NOTE 3.750% 12/1 02917TAB0 28,491 28,319,000 SH   DFND 1 0 28,319,000 0
AMERICAN RLTY CAP PPTYS INC NOTE 3.750% 12/1 02917TAB0 9,077 9,000,000 SH   DFND   0 9,000,000 0
AMERICAN RLTY CAP PPTYS INC NOTE 3.750% 12/1 02917TAB0 1,526 1,500,000 SH   DFND 4 0 1,500,000 0
AMERICAN TOWER CORP NEW COM 03027X100 255 1,063 SH   DFND 3 0 1,063 0
AMERICAN WELL CORP CL A 03044L105 60,192 2,030,767 SH   DFND   0 2,030,767 0
AMGEN INC COM 031162100 392 1,580 SH   DFND 3 0 1,580 0
AMNEAL PHARMACEUTICALS INC COM STK CL A 03168L105 71,422 18,407,656 SH   DFND   0 18,407,656 0
AMNEAL PHARMACEUTICALS INC COM STK CL A 03168L105 12,081 3,113,645 SH   DFND 2 0 3,113,645 0
AMPHENOL CORP NEW CL A 032095101 978 9,000 SH   DFND 3 0 9,000 0
ANTERO MIDSTREAM CORP COM 03676B102 248 45,000 SH   DFND 3 0 45,000 0
APACHE CORP COM 037411105 229 24,000 SH   DFND 3 0 24,000 0
APPLE INC COM 037833100 2,166 18,705 SH   DFND 1 0 18,705 0
APPLE INC COM 037833100 1,894 16,600 SH   DFND 3 0 16,600 0
ARES CAPITAL CORP NOTE 3.750% 2/0 04010LAT0 28,547 28,000,000 SH   DFND 1 0 28,000,000 0
ARES CAPITAL CORP COM 04010L103 2,491 178,707 SH   DFND 3 0 178,707 0
AVNET INC COM 053807103 828 32,000 SH   DFND 3 0 32,000 0
B2GOLD CORP COM 11777Q209 374 31,400 SH   DFND 3 0 31,400 0
BALL CORP COM 058498106 504 6,120 SH   DFND 3 0 6,120 0
BARRICK GOLD CORP COM 067901108 3,313 65,240 SH   DFND 3 0 65,240 0
BERKSHIRE HATHAWAY INC DEL CL A 084670108 1,264 4 SH   DFND 3 0 4 0
BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 2,201 10,460 SH   DFND 3 0 10,460 0
BEST INC SPONSORED ADS 08653C106 19,656 6,552,117 SH   DFND   0 6,552,117 0
BIOMARIN PHARMACEUTICAL INC COM 09061G101 380 5,000 SH   DFND 3 0 5,000 0
BOOKING HOLDINGS INC COM 09857L108 1,389 830 SH   DFND 3 0 830 0
BOSTON BEER INC CL A 100557107 968 1,100 SH   DFND 3 0 1,100 0
BOSTON SCIENTIFIC CORP COM 101137107 353 9,355 SH   DFND 3 0 9,355 0
BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 461 14,000 SH   DFND 3 0 14,000 0
BROOKFIELD PROPERTY PARTRS L UNIT LTD PARTN G16249107 352 30,000 SH   DFND 3 0 30,000 0
BROOKFIELD RENEWABLE PARTNER PARTNERSHIP UNIT G16258108 10,951 120,000 SH   DFND 3 0 120,000 0
BURLINGTON STORES INC COM 122017106 206 1,007 SH   DFND 3 0 1,007 0
CAMECO CORP COM 13321L108 340 31,000 SH   DFND 3 0 31,000 0
CATERPILLAR INC DEL COM 149123101 313 2,120 SH   DFND 3 0 2,120 0
CENTENE CORP DEL COM 15135B101 1,397 25,000 SH   DFND 3 0 25,000 0
CHECK CAP LTD SHS M2361E203 46 127,559 SH   DFND 2 0 127,559 0
CHENIERE ENERGY INC COM NEW 16411R208 252 5,190 SH   DFND 3 0 5,190 0
CHINA INDEX HLDGS LTD SPNSRD ADS A 16954W101 2,339 1,613,208 SH   DFND 1 0 1,613,208 0
CHUBB LIMITED COM H1467J104 1,404 12,276 SH   DFND 3 0 12,276 0
CINTAS CORP COM 172908105 1,982 6,000 SH   DFND 3 0 6,000 0
CISCO SYS INC COM 17275R102 234 6,000 SH   DFND 3 0 6,000 0
CITIGROUP INC COM NEW 172967424 424 10,000 SH   DFND 3 0 10,000 0
CLEVELAND-CLIFFS INC NEW COM 185899101 526 80,000 SH   DFND 3 0 80,000 0
COCA COLA CO COM 191216100 1,778 36,023 SH   DFND 1 0 36,023 0
COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 3,095 44,850 SH   DFND 3 0 44,850 0
COLONY CAP INC NOTE 5.000% 4/1 19624RAA4 15,598 16,000,000 SH   DFND 1 0 16,000,000 0
COMMUNICATIONS SYS INC COM 203900105 246 63,975 SH   DFND 3 0 63,975 0
CONTRAFECT CORP COM NEW 212326300 3,936 745,385 SH   DFND 2 0 745,385 0
CUMMINS INC COM 231021106 745 3,500 SH   DFND 3 0 3,500 0
CYMABAY THERAPEUTICS INC COM 23257D103 1,339 185,000 SH   DFND   0 185,000 0
CYMABAY THERAPEUTICS INC COM 23257D103 569 78,529 SH   DFND 4 0 78,529 0
DANAHER CORPORATION COM 235851102 2,110 10,000 SH   DFND 3 0 10,000 0
DECKERS OUTDOOR CORP COM 243537107 909 4,170 SH   DFND 3 0 4,170 0
DEUTSCHE BANK A G NAMEN AKT D18190898 4,581 552,000 SH   DFND 3 0 552,000 0
DISNEY WALT CO COM DISNEY 254687106 1,922 15,492 SH   DFND 1 0 15,492 0
DISNEY WALT CO COM DISNEY 254687106 367 2,925 SH   DFND 3 0 2,925 0
ECOLAB INC COM 278865100 265 1,340 SH   DFND 3 0 1,340 0
EDAP TMS S A SPONSORED ADR 268311107 825 177,885 SH   DFND 3 0 177,885 0
ELANCO ANIMAL HEALTH INC COM 28414H103 256 9,550 SH   DFND 3 0 9,550 0
EPAM SYS INC COM 29414B104 326 1,000 SH   DFND 3 0 1,000 0
EQUINIX INC COM 29444U700 229 300 SH   DFND 3 0 300 0
EXXON MOBIL CORP COM 30231G102 1,337 38,960 SH   DFND 1 0 38,960 0
EZCORP INC CL A NON VTG 302301106 61 12,000 SH   DFND 3 0 12,000 0
FACEBOOK INC CL A 30303M102 4,710 17,990 SH   DFND 3 0 17,990 0
FANG HLDGS LTD ADR NEW 30711Y300 3,197 277,734 SH   DFND 1 0 277,734 0
FANG HLDGS LTD ADR NEW 30711Y300 586 50,886 SH   DFND   0 50,886 0
FIDELITY NATL INFORMATION SV COM 31620M106 336 2,258 SH   DFND 3 0 2,258 0
FOOT LOCKER INC COM 344849104 314 9,790 SH   DFND 3 0 9,790 0
FORTIS INC COM 349553107 3,543 48,310 SH   DFND 3 0 48,310 0
FRANCO NEV CORP COM 351858105 4,886 20,950 SH   DFND 3 0 20,950 0
FRONTLINE LTD SHS NEW G3682E192 539 85,000 SH   DFND 3 0 85,000 0
FTI CONSULTING INC COM 302941109 321 3,000 SH   DFND 3 0 3,000 0
GARMIN LTD SHS H2906T109 2,375 25,000 SH   DFND 3 0 25,000 0
GENERAL ELECTRIC CO COM 369604103 428 70,000 SH   DFND 3 0 70,000 0
GILEAD SCIENCES INC COM 375558103 2,091 33,098 SH   DFND 4 0 33,098 0
GILEAD SCIENCES INC COM 375558103 3,341 53,805 SH   DFND 3 0 53,805 0
GOLAR LNG LTD SHS G9456A100 204 34,000 SH   DFND 3 0 34,000 0
GOLDMAN SACHS GROUP INC COM 38141G104 492 2,500 SH   DFND 3 0 2,500 0
GRAND CANYON ED INC COM 38526M106 310 3,800 SH   DFND 3 0 3,800 0
HDFC BANK LTD SPONSORED ADS 40415F101 3,545 72,410 SH   DFND 3 0 72,410 0
HOME DEPOT INC COM 437076102 400 1,470 SH   DFND 3 0 1,470 0
HONEYWELL INTL INC COM 438516106 380 2,312 SH   DFND 3 0 2,312 0
IAMGOLD CORP COM 450913108 386 100,000 SH   DFND 3 0 100,000 0
ICF INTL INC COM 44925C103 305 4,900 SH   DFND 3 0 4,900 0
ICL GROUP LTD SHS M53213100 275 80,000 SH   DFND 3 0 80,000 0
ILLUMINA INC COM 452327109 1,222 4,000 SH   DFND 3 0 4,000 0
INTEL CORP COM 458140100 1,530 29,539 SH   DFND 1 0 29,539 0
INTEL CORP COM 458140100 336 6,565 SH   DFND 3 0 6,565 0
INTERNATIONAL BUSINESS MACHS COM 459200101 484 4,000 SH   DFND 3 0 4,000 0
INTUIT COM 461202103 1,613 4,985 SH   DFND 3 0 4,985 0
INTUITIVE SURGICAL INC COM NEW 46120E602 1,732 2,500 SH   DFND 3 0 2,500 0
IROBOT CORP COM 462726100 326 4,200 SH   DFND 3 0 4,200 0
ISHARES TR 0-5YR HI YL CP 46434V407 8,410 191,344 SH   DFND 4 0 191,344 0
ISHARES TR IBOXX HI YD ETF 464288513 22,234 265,000 SH   DFND 1 0 265,000 0
ISHARES TR IBOXX HI YD ETF 464288513 7,085 84,460 SH   DFND 4 0 84,460 0
ISHARES TR IBOXX INV CP ETF 464287242 51,666 383,532 SH   DFND 4 0 383,532 0
ISHARES TR ISHS 1-5YR INVS 464288646 51,010 928,972 SH   DFND 4 0 928,972 0
ISHARES TR USD INV GRDE ETF 464288620 37,246 612,799 SH   DFND 4 0 612,799 0
JOHNSON & JOHNSON COM 478160104 1,641 11,023 SH   DFND 1 0 11,023 0
JOHNSON & JOHNSON COM 478160104 1,468 9,985 SH   DFND 3 0 9,985 0
JPMORGAN CHASE & CO COM 46625H100 317 3,320 SH   DFND 3 0 3,320 0
KEROS THERAPEUTICS INC COM 492327101 3,222 83,545 SH   DFND 2 0 83,545 0
LAM RESEARCH CORP COM 512807108 4,154 12,300 SH   DFND 3 0 12,300 0
LIBERTY GLOBAL PLC SHS CL A G5480U104 642 30,000 SH   DFND 3 0 30,000 0
LIGAND PHARMACEUTICALS INC COM NEW 53220K504 287 3,000 SH   DFND 3 0 3,000 0
LILLY ELI & CO COM 532457108 287 1,965 SH   DFND 3 0 1,965 0
LINDE PLC SHS G5494J103 11,583 48,850 SH   DFND 3 0 48,850 0
LKQ CORP COM 501889208 2,018 73,000 SH   DFND 3 0 73,000 0
LOCKHEED MARTIN CORP COM 539830109 210 540 SH   DFND 3 0 540 0
LOGITECH INTL S A SHS H50430232 977 15,000 SH   DFND 3 0 15,000 0
LULULEMON ATHLETICA INC COM 550021109 486 1,500 SH   DFND 3 0 1,500 0
MAKEMYTRIP LIMITED MAURITIUS SHS V5633W109 1,107 72,098 SH   DFND 4 0 72,098 0
MAKEMYTRIP LIMITED MAURITIUS SHS V5633W109 1,459 95,000 SH   DFND   0 95,000 0
MANHATTAN ASSOCS INC COM 562750109 381 4,000 SH   DFND 3 0 4,000 0
MARSH & MCLENNAN COS INC COM 571748102 360 3,160 SH   DFND 3 0 3,160 0
MARTIN MARIETTA MATLS INC COM 573284106 265 1,148 SH   DFND 3 0 1,148 0
MASIMO CORP COM 574795100 813 3,500 SH   DFND 3 0 3,500 0
MASTERCARD INCORPORATED CL A 57636Q104 6,819 20,280 SH   DFND 3 0 20,280 0
MCDONALDS CORP COM 580135101 367 1,680 SH   DFND 3 0 1,680 0
MEDTRONIC PLC SHS G5960L103 1,191 11,600 SH   DFND 3 0 11,600 0
MERCADOLIBRE INC COM 58733R102 1,126 1,040 SH   DFND 3 0 1,040 0
MERCK & CO. INC COM 58933Y105 5,047 60,842 SH   DFND 4 0 60,842 0
MERCK & CO. INC COM 58933Y105 4,123 49,700 SH   DFND   0 49,700 0
MERCK & CO. INC COM 58933Y105 1,047 12,620 SH   DFND 1 0 12,620 0
MERCK & CO. INC COM 58933Y105 367 4,485 SH   DFND 3 0 4,485 0
MICRON TECHNOLOGY INC COM 595112103 406 8,000 SH   DFND 3 0 8,000 0
MICROSOFT CORP COM 594918104 1,799 8,552 SH   DFND 1 0 8,552 0
MICROSOFT CORP COM 594918104 6,794 32,780 SH   DFND 3 0 32,780 0
MOMO INC NOTE 1.250% 7/0 60879BAB3 23,975 30,523,000 SH   DFND 1 0 30,523,000 0
MYLAN NV SHS EURO N59465109 539 37,000 SH   DFND 3 0 37,000 0
NATIONAL OILWELL VARCO INC COM 637071101 276 30,000 SH   DFND 3 0 30,000 0
NATURES SUNSHINE PRODS INC COM 639027101 33,481 2,893,732 SH   DFND 2 0 2,893,732 0
NETEASE INC SPONSORED ADS 64110W102 343 760 SH   DFND 3 0 760 0
NEW FRONTIER HEALTH CORP ORD SHS G6461G106 71,722 9,400,000 SH   DFND 2 0 9,400,000 0
NEXTERA ENERGY INC COM 65339F101 544 1,920 SH   DFND 3 0 1,920 0
NIKE INC CL B 654106103 2,274 18,116 SH   DFND 1 0 18,116 0
NIKE INC CL B 654106103 2,081 16,467 SH   DFND 3 0 16,467 0
NORFOLK SOUTHN CORP COM 655844108 1,977 9,160 SH   DFND 3 0 9,160 0
NORTHERN TR CORP COM 665859104 228 2,942 SH   DFND 3 0 2,942 0
NUTRIEN LTD COM 67077M108 276 4,000 SH   DFND 3 0 4,000 0
NVIDIA CORPORATION COM 67066G104 7,110 13,440 SH   DFND 3 0 13,440 0
OMEGA FLEX INC COM 682095104 315 2,000 SH   DFND 3 0 2,000 0
ORACLE CORP COM 68389X105 1,848 30,949 SH   DFND 1 0 30,949 0
ORACLE CORP COM 68389X105 279 4,695 SH   DFND 3 0 4,695 0
PAYPAL HLDGS INC COM 70450Y103 1,770 9,100 SH   DFND 3 0 9,100 0
PEPSICO INC COM 713448108 343 2,500 SH   DFND 3 0 2,500 0
PFIZER INC COM 717081103 5,145 140,179 SH   DFND 4 0 140,179 0
PFIZER INC COM 717081103 4,074 111,000 SH   DFND   0 111,000 0
PFIZER INC COM 717081103 3,375 91,967 SH   DFND 1 0 91,967 0
PFIZER INC COM 717081103 352 9,720 SH   DFND 3 0 9,720 0
PHILIP MORRIS INTL INC COM 718172109 2,030 27,310 SH   DFND 3 0 27,310 0
PLUG POWER INC COM NEW 72919P202 658 50,000 SH   DFND 3 0 50,000 0
PROCTER AND GAMBLE CO COM 742718109 2,036 14,652 SH   DFND 1 0 14,652 0
PROCTER AND GAMBLE CO COM 742718109 686 4,996 SH   DFND 3 0 4,996 0
PUTER TASK GROUP INC COM 205477102 370 75,130 SH   DFND 3 0 75,130 0
QORVO INC COM 74736K101 570 4,361 SH   DFND 3 0 4,361 0
QUALCOMM INC COM 747525103 2,618 22,300 SH   DFND 3 0 22,300 0
REGENERON PHARMACEUTICALS COM 75886F107 4,015 7,000 SH   DFND 3 0 7,000 0
RESOLUTE FST PRODS INC COM 76117W109 85 20,000 SH   DFND 3 0 20,000 0
REVANCE THERAPEUTICS INC COM 761330109 5,879 233,841 SH   DFND 1 0 233,841 0
S&P GLOBAL INC COM 78409V104 264 739 SH   DFND 3 0 739 0
SCHLUMBERGER LTD COM 806857108 468 30,000 SH   DFND 3 0 30,000 0
SCHWAB CHARLES CORP COM 808513105 1,016 28,400 SH   DFND 3 0 28,400 0
SERVICENOW INC COM 81762P102 268 550 SH   DFND 3 0 550 0
SINA CORP ORD G81477104 21,522 505,096 SH   DFND 1 0 505,096 0
SINA CORP ORD G81477104 6,235 146,316 SH   DFND 4 0 146,316 0
SKYWORKS SOLUTIONS INC COM 83088M102 866 6,000 SH   DFND 3 0 6,000 0
SL GREEN RLTY CORP COM 78440X101 931 20,000 SH   DFND 3 0 20,000 0
SOCIEDAD QUIMICA Y MINERA DE SPON ADR SER B 833635105 3,292 105,000 SH   DFND 3 0 105,000 0
SOUTHWEST AIRLS CO COM 844741108 3,094 82,500 SH   DFND   0 82,500 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 2,632 7,860 SH   DFND 4 0 7,860 0
SPIRIT RLTY CAP INC NEW NOTE 3.750% 5/1 84860WAB8 30,547 30,000,000 SH   DFND 1 0 30,000,000 0
SPIRIT RLTY CAP INC NEW NOTE 3.750% 5/1 84860WAB8 10,174 9,992,000 SH   DFND   0 9,992,000 0
SPIRIT RLTY CAP INC NEW NOTE 3.750% 5/1 84860WAB8 9,295 9,000,000 SH   DFND 4 0 9,000,000 0
STAMPS COM INC COM NEW 852857200 582 2,400 SH   DFND 3 0 2,400 0
STRYKER CORPORATION COM 863667101 348 1,700 SH   DFND 3 0 1,700 0
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 2,757 34,240 SH   DFND 3 0 34,240 0
TAL EDUCATION GROUP SPONSORED ADS 874080104 2,598 34,167 SH   DFND 4 0 34,167 0
TAL EDUCATION GROUP SPONSORED ADS 874080104 1,582 20,800 SH   DFND   0 20,800 0
TEEKAY LNG PARTNERS L P PRTNRSP UNITS Y8564M105 384 37,000 SH   DFND 3 0 37,000 0
TELADOC HEALTH INC COM 87918A105 761 3,500 SH   DFND 3 0 3,500 0
TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS 881624209 398 45,000 SH   DFND 3 0 45,000 0
THOR INDS INC COM 885160101 717 7,610 SH   DFND 3 0 7,610 0
TRANSGLOBE ENERGY CORP COM 893662106 910 2,299,083 SH   DFND 1 0 2,299,083 0
TRANSUNION COM 89400J107 262 3,100 SH   DFND 3 0 3,100 0
TRIP COM GROUP LTD ADS 89677Q107 16,437 527,842 SH   DFND   0 527,842 0
TRUPANION INC COM 898202106 1,487 18,900 SH   DFND 3 0 18,900 0
UBS GROUP AG SHS H42097107 687 73,680 SH   DFND 3 0 73,680 0
ULTA BEAUTY INC COM 90384S303 1,025 4,600 SH   DFND 3 0 4,600 0
UNION PAC CORP COM 907818108 2,442 12,380 SH   DFND 3 0 12,380 0
UNITED PARCEL SERVICE INC CL B 911312106 2,595 15,574 SH   DFND 1 0 15,574 0
UNITED STS OIL FD LP UNITS 91232N207 2,009 71,019 SH   DFND   0 71,019 0
UNITEDHEALTH GROUP INC COM 91324P102 1,153 3,790 SH   DFND 3 0 3,790 0
VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 3,133 10,184 SH   DFND 4 0 10,184 0
VERIZON COMMUNICATIONS INC COM 92343V104 245 4,130 SH   DFND 3 0 4,130 0
VERRICA PHARMACEUTICALS INC COM 92511W108 1,510 195,048 SH   DFND   0 195,048 0
VERRICA PHARMACEUTICALS INC COM 92511W108 999 129,013 SH   DFND 4 0 129,013 0
VIEWRAY INC COM 92672L107 83,368 23,819,500 SH   DFND   0 23,819,500 0
VISA INC COM CL A 92826C839 1,780 8,900 SH   DFND 1 0 8,900 0
VISA INC COM CL A 92826C839 4,854 24,340 SH   DFND 3 0 24,340 0
VOXX INTL CORP CL A 91829F104 210 27,000 SH   DFND 3 0 27,000 0
WASTE MGMT INC DEL COM 94106L109 897 7,910 SH   DFND 3 0 7,910 0
WEIBO CORP NOTE 1.250% 11/1 948596AC5 90,412 94,730,000 SH   DFND 1 0 94,730,000 0
WEIBO CORP NOTE 1.250% 11/1 948596AC5 1,151 1,200,000 SH   DFND   0 1,200,000 0
WELLS FARGO CO NEW COM 949746101 419 18,000 SH   DFND 3 0 18,000 0
WHEATON PRECIOUS METALS CORP COM 962879102 8,119 92,160 SH   DFND 3 0 92,160 0
XYLEM INC COM 98419M100 313 3,740 SH   DFND 3 0 3,740 0
ZIX CORP COM 98974P100 176 30,000 SH   DFND 3 0 30,000 0
ZOETIS INC CL A 98978V103 4,062 25,000 SH   DFND 3 0 25,000 0