The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
89BIO INC | COM | 282559103 | 1,512 | 58,939 | SH | DFND | 1,2 | 58,939 | 0 | 0 | |
ABBVIE INC | COM | 00287Y109 | 69,196 | 790,000 | SH | DFND | 1,2 | 790,000 | 0 | 0 | |
ABBVIE INC | CALL | 00287Y109 | 10,949 | 125,000 | SH | Call | DFND | 1,2 | 0 | 0 | 125,000 |
ADMA BIOLOGICS INC | COM | 000899104 | 2,584 | 1,081,292 | SH | DFND | 1,2 | 1,081,292 | 0 | 0 | |
ALBIREO PHARMA INC | COM | 01345P106 | 5,793 | 173,600 | SH | DFND | 1,2 | 173,600 | 0 | 0 | |
ALLOT LTD | SHS | M0854Q105 | 9,513 | 1,045,337 | SH | DFND | 1,045,337 | 0 | 0 | ||
ALPINE IMMUNE SCIENCES INC | COM | 02083G100 | 1,743 | 198,260 | SH | DFND | 1,2 | 198,260 | 0 | 0 | |
ALTIMMUNE INC | COM NEW | 02155H200 | 3,208 | 243,000 | SH | DFND | 1,2 | 243,000 | 0 | 0 | |
ALX ONCOLOGY HLDGS INC | COM | 00166B105 | 6,871 | 182,070 | SH | DFND | 1,2 | 182,070 | 0 | 0 | |
AMAZON COM INC | COM | 023135106 | 12,028 | 3,820 | SH | DFND | 3,820 | 0 | 0 | ||
AMGEN INC | COM | 031162100 | 27,958 | 110,000 | SH | DFND | 1,2 | 110,000 | 0 | 0 | |
AMICUS THERAPEUTICS INC | COM | 03152W109 | 17,559 | 1,243,550 | SH | DFND | 1,2 | 1,243,550 | 0 | 0 | |
ARENA PHARMACEUTICALS INC | COM NEW | 040047607 | 5,609 | 75,000 | SH | DFND | 1,2 | 75,000 | 0 | 0 | |
ARGENX SE | SPONSORED ADR | 04016X101 | 2,695 | 10,265 | SH | DFND | 1,2 | 10,265 | 0 | 0 | |
ARVINAS INC | COM | 04335A105 | 3,187 | 135,000 | SH | DFND | 1,2 | 135,000 | 0 | 0 | |
ARYA SCIENCES ACQUISITION CO | COM CL A | G3166W106 | 4,288 | 400,000 | SH | DFND | 1,2 | 400,000 | 0 | 0 | |
ARYA SCIENCES ACQUISTION CO | UNIT 06/09/2027 | G31655114 | 5,489 | 499,000 | SH | DFND | 1,2 | 499,000 | 0 | 0 | |
ASCENDIS PHARMA A/S | SPONSORED ADR | 04351P101 | 5,031 | 32,599 | SH | DFND | 1,2 | 32,599 | 0 | 0 | |
ASTRAZENECA PLC | SPONSORED ADR | 046353108 | 44,936 | 820,000 | SH | DFND | 1,2 | 820,000 | 0 | 0 | |
ATHIRA PHARMA INC | COM | 04746L104 | 2,068 | 112,000 | SH | DFND | 1,2 | 112,000 | 0 | 0 | |
AVROBIO INC | COM | 05455M100 | 4,238 | 325,500 | SH | DFND | 1,2 | 325,500 | 0 | 0 | |
AXOVANT SCIENCES LTD | COM | G0750W203 | 5,327 | 1,152,998 | SH | DFND | 1,2 | 1,152,998 | 0 | 0 | |
BIOXCEL THERAPEUTICS INC | COM | 09075P105 | 11,677 | 269,300 | SH | DFND | 1,2 | 269,300 | 0 | 0 | |
BURLINGTON STORES INC | COM | 122017106 | 7,213 | 35,000 | SH | DFND | 35,000 | 0 | 0 | ||
CARDIFF ONCOLOGY INC | COM | 14147L108 | 568 | 40,000 | SH | DFND | 1,2 | 40,000 | 0 | 0 | |
CELLDEX THERAPEUTICS INC NEW | COM NEW | 15117B202 | 5,487 | 370,000 | SH | DFND | 1,2 | 370,000 | 0 | 0 | |
CELLECTAR BIOSCIENCES INC | COM PAR | 15117F500 | 109 | 87,500 | SH | DFND | 1,2 | 87,500 | 0 | 0 | |
CONCERT PHARMACEUTICALS INC | COM | 206022105 | 3,044 | 310,000 | SH | DFND | 1,2 | 310,000 | 0 | 0 | |
CORBUS PHARMACEUTICALS HLDGS | CALL | 21833P103 | 141 | 78,500 | SH | Call | DFND | 1,2 | 0 | 0 | 78,500 |
DECIPHERA PHARMACEUTICALS IN | COM | 24344T101 | 17,645 | 343,965 | SH | DFND | 1,2 | 343,965 | 0 | 0 | |
DICERNA PHARMACEUTICALS INC | COM | 253031108 | 3,598 | 199,980 | SH | DFND | 1,2 | 199,980 | 0 | 0 | |
DOMINOS PIZZA INC | COM | 25754A201 | 6,898 | 16,221 | SH | DFND | 16,221 | 0 | 0 | ||
DYNE THERAPEUTICS INC | COM | 26818M108 | 1,413 | 70,000 | SH | DFND | 1,2 | 70,000 | 0 | 0 | |
ESSA PHARMA INC | COM NEW | 29668H708 | 1,725 | 250,000 | SH | DFND | 1,2 | 250,000 | 0 | 0 | |
EXICURE INC | COM | 30205M101 | 1,291 | 737,557 | SH | DFND | 1,2 | 737,557 | 0 | 0 | |
FACEBOOK INC | CL A | 30303M102 | 9,167 | 35,000 | SH | DFND | 35,000 | 0 | 0 | ||
FATE THERAPEUTICS INC | COM | 31189P102 | 7,514 | 188,000 | SH | DFND | 1,2 | 188,000 | 0 | 0 | |
FISERV INC | COM | 337738108 | 7,239 | 70,246 | SH | DFND | 70,246 | 0 | 0 | ||
FIVERR INTL LTD | ORD SHS | M4R82T106 | 7,964 | 57,301 | SH | DFND | 57,301 | 0 | 0 | ||
GALERA THERAPEUTICS INC | COM | 36338D108 | 4,242 | 469,245 | SH | DFND | 1,2 | 469,245 | 0 | 0 | |
GENERAC HLDGS INC | COM | 368736104 | 12,974 | 67,000 | SH | DFND | 67,000 | 0 | 0 | ||
HEALTH SCIENCES ACQ CORP 2 | ORD SHS | G4411D109 | 1,100 | 100,000 | SH | DFND | 1,2 | 100,000 | 0 | 0 | |
I MAB | SPONSORED ADS | 44975P103 | 8,551 | 181,820 | SH | DFND | 1,2 | 181,820 | 0 | 0 | |
IMMATICS N.V | *W EXP 07/01/202 | N44445117 | 350 | 100,000 | SH | DFND | 1,2 | 100,000 | 0 | 0 | |
IMMATICS N.V | SHS | N44445109 | 8,488 | 800,000 | SH | DFND | 1,2 | 800,000 | 0 | 0 | |
IMMUNOVANT INC | COM | 45258J102 | 5,982 | 170,000 | SH | DFND | 1,2 | 170,000 | 0 | 0 | |
INOZYME PHARMA INC | COM | 45790W108 | 5,164 | 196,411 | SH | DFND | 1,2 | 196,411 | 0 | 0 | |
INVESCO QQQ TR | PUT | 46090E103 | 58,346 | 210,000 | SH | Put | DFND | 210,000 | 0 | 0 | |
IOVANCE BIOTHERAPEUTICS INC | COM | 462260100 | 8,329 | 253,000 | SH | DFND | 1,2 | 253,000 | 0 | 0 | |
ISHARES TR | PUT | 464287481 | 12,706 | 73,500 | SH | Put | DFND | 73,500 | 0 | 0 | |
ITEOS THERAPEUTICS INC | COM | 46565G104 | 6,168 | 250,000 | SH | DFND | 1,2 | 250,000 | 0 | 0 | |
JFROG LTD | ORD SHS | M6191J100 | 8,077 | 95,415 | SH | DFND | 95,415 | 0 | 0 | ||
JOHNSON & JOHNSON | COM | 478160104 | 56,574 | 380,000 | SH | DFND | 1,2 | 380,000 | 0 | 0 | |
KALVISTA PHARMACEUTICALS INC | COM | 483497103 | 3,023 | 240,140 | SH | DFND | 1,2 | 240,140 | 0 | 0 | |
KINIKSA PHARMACEUTICALS LTD | COM CL A | G5269C101 | 3,983 | 259,990 | SH | DFND | 1,2 | 259,990 | 0 | 0 | |
KORNIT DIGITAL LTD | SHS | M6372Q113 | 9,301 | 143,381 | SH | DFND | 143,381 | 0 | 0 | ||
KRYSTAL BIOTECH INC | COM | 501147102 | 7,946 | 184,573 | SH | DFND | 1,2 | 184,573 | 0 | 0 | |
KURA ONCOLOGY INC | COM | 50127T109 | 11,015 | 359,494 | SH | DFND | 1,2 | 359,494 | 0 | 0 | |
KYMERA THERAPEUTICS INC | COM | 501575104 | 5,170 | 160,000 | SH | DFND | 1,2 | 160,000 | 0 | 0 | |
LARIMAR THERAPEUTICS INC | COM | 517125100 | 5,189 | 342,064 | SH | DFND | 1,2 | 342,064 | 0 | 0 | |
LEAP THERAPEUTICS INC | COM | 52187K101 | 1,584 | 800,000 | SH | DFND | 1,2 | 800,000 | 0 | 0 | |
LILLY ELI & CO | COM | 532457108 | 23,091 | 156,000 | SH | DFND | 1,2 | 156,000 | 0 | 0 | |
LILLY ELI & CO | CALL | 532457108 | 29,604 | 200,000 | SH | Call | DFND | 1,2 | 0 | 0 | 200,000 |
MERCK & CO. INC | COM | 58933Y105 | 73,312 | 883,808 | SH | DFND | 1,2 | 883,808 | 0 | 0 | |
MICROSOFT CORP | COM | 594918104 | 10,785 | 51,278 | SH | DFND | 51,278 | 0 | 0 | ||
MIRATI THERAPEUTICS INC | COM | 60468T105 | 5,480 | 33,000 | SH | DFND | 1,2 | 33,000 | 0 | 0 | |
MYOKARDIA INC | COM | 62857M105 | 11,043 | 81,000 | SH | DFND | 1,2 | 81,000 | 0 | 0 | |
NEUBASE THERAPEUTICS INC | COM | 64132K102 | 1,139 | 150,000 | SH | DFND | 1,2 | 150,000 | 0 | 0 | |
NICE LTD | SPONSORED ADR | 653656108 | 14,185 | 62,481 | SH | DFND | 62,481 | 0 | 0 | ||
NICE SYS INC | NOTE 1.250% 1/1 | 65366HAB9 | 681 | 250,000 | SH | DFND | 250,000 | 0 | 0 | ||
NOVARTIS AG | SPONSORED ADR | 66987V109 | 24,784 | 285,000 | SH | DFND | 1,2 | 285,000 | 0 | 0 | |
NURIX THERAPEUTICS INC | COM | 67080M103 | 785 | 22,480 | SH | DFND | 1,2 | 22,480 | 0 | 0 | |
ORGENESIS INC | COM NEW | 68619K204 | 2,010 | 398,803 | SH | DFND | 1,2 | 398,803 | 0 | 0 | |
OUTLOOK THERAPEUTICS INC | *W EXP 02/18/202 | 69012T115 | 17 | 129,500 | SH | DFND | 1,2 | 129,500 | 0 | 0 | |
PANDION THERAPEUTICS INC | COM | 698340106 | 1,089 | 95,000 | SH | DFND | 1,2 | 95,000 | 0 | 0 | |
PASSAGE BIO INC | COM | 702712100 | 3,488 | 266,037 | SH | DFND | 1,2 | 266,037 | 0 | 0 | |
PERRIGO CO PLC | SHS | G97822103 | 3,285 | 71,559 | SH | DFND | 71,559 | 0 | 0 | ||
REATA PHARMACEUTICALS INC | CL A | 75615P103 | 5,761 | 59,139 | SH | DFND | 1,2 | 59,139 | 0 | 0 | |
REPARE THERAPEUTICS INC | COM | 760273102 | 7,539 | 245,000 | SH | DFND | 1,2 | 245,000 | 0 | 0 | |
ROCKET PHARMACEUTICALS INC | COM | 77313F106 | 5,212 | 228,016 | SH | DFND | 1,2 | 228,016 | 0 | 0 | |
SANOFI | SPONSORED ADR | 80105N105 | 56,190 | 1,120,000 | SH | DFND | 1,2 | 1,120,000 | 0 | 0 | |
SAREPTA THERAPEUTICS INC | COM | 803607100 | 24,084 | 171,500 | SH | DFND | 1,2 | 171,500 | 0 | 0 | |
SAREPTA THERAPEUTICS INC | PUT | 803607100 | 21,064 | 150,000 | SH | Put | DFND | 1,2 | 150,000 | 0 | 0 |
SAREPTA THERAPEUTICS INC | CALL | 803607100 | 21,064 | 150,000 | SH | Call | DFND | 1,2 | 0 | 0 | 150,000 |
SOLAREDGE TECHNOLOGIES INC | COM | 83417M104 | 957 | 4,017 | SH | DFND | 4,017 | 0 | 0 | ||
SYNDAX PHARMACEUTICALS INC | COM | 87164F105 | 7,528 | 510,000 | SH | DFND | 1,2 | 510,000 | 0 | 0 | |
TEVA PHARMACEUTICAL INDS LTD | SPONSORED ADS | 881624209 | 9,010 | 1,000,000 | SH | DFND | 1,2 | 1,000,000 | 0 | 0 | |
TEVA PHARMACEUTICAL INDS LTD | SPONSORED ADS | 881624209 | 5,252 | 582,878 | SH | DFND | 582,878 | 0 | 0 | ||
THERAPEUTICS ACQUISITION COR | COM CL A | 88339T103 | 288 | 20,000 | SH | DFND | 1,2 | 20,000 | 0 | 0 | |
TRILLIUM THERAPEUTICS INC | COM NEW | 89620X506 | 9,172 | 645,435 | SH | DFND | 1,2 | 645,435 | 0 | 0 | |
UNIQURE NV | SHS | N90064101 | 4,641 | 126,000 | SH | DFND | 1,2 | 126,000 | 0 | 0 | |
VARONIS SYS INC | COM | 922280102 | 6,951 | 60,225 | SH | DFND | 60,225 | 0 | 0 | ||
VERONA PHARMA PLC | SPONSORED ADS | 925050106 | 6,240 | 1,000,000 | SH | DFND | 1,2 | 1,000,000 | 0 | 0 | |
WAVE LIFE SCIENCES LTD | SHS | Y95308105 | 7,906 | 931,200 | SH | DFND | 1,2 | 931,200 | 0 | 0 | |
Y-MABS THERAPEUTICS INC | COM | 984241109 | 15,222 | 396,521 | SH | DFND | 1,2 | 396,521 | 0 | 0 | |
ZENTALIS PHARMACEUTICALS INC | COM | 98943L107 | 6,374 | 194,996 | SH | DFND | 1,2 | 194,996 | 0 | 0 | |
ZYMEWORKS INC | COM | 98985W102 | 3,726 | 80,000 | SH | DFND | 1,2 | 80,000 | 0 | 0 |