The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ISHARES TR | EUROPE ETF | 464287861 | 277 | 6,652 | SH | DFND | 0 | 0 | 6,652 | ||
ISHARES TR | CORE S&P SCP ETF | 464287804 | 2,452 | 34,439 | SH | DFND | 0 | 0 | 34,439 | ||
ISHARES TR | RUS 1000 VAL ETF | 464287598 | 1,684 | 14,374 | SH | DFND | 0 | 0 | 14,374 | ||
ISHARES TR | RUS 1000 GRW ETF | 464287614 | 5,144 | 24,866 | SH | DFND | 0 | 0 | 24,866 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 15,182 | 46,496 | SH | DFND | 0 | 0 | 46,496 | ||
SELECT SECTOR SPDR TR | SBI INT-UTILS | 81369Y886 | 207 | 3,398 | SH | DFND | 0 | 0 | 3,398 | ||
AMAZON COM INC | COM | 023135106 | 405 | 128 | SH | DFND | 0 | 0 | 128 | ||
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 548 | 2,063 | SH | DFND | 0 | 0 | 2,063 | ||
AMGEN INC | COM | 031162100 | 594 | 2,429 | SH | DFND | 0 | 0 | 2,429 | ||
INTEL CORP | COM | 458140100 | 551 | 11,554 | SH | DFND | 0 | 0 | 11,554 | ||
QUALCOMM INC | COM | 747525103 | 902 | 8,540 | SH | DFND | 0 | 0 | 8,540 | ||
HONEYWELL INTL INC | COM | 438516106 | 331 | 2,213 | SH | DFND | 0 | 0 | 2,213 | ||
JOHNSON & JOHNSON | COM | 478160104 | 1,248 | 8,561 | SH | DFND | 0 | 0 | 8,561 | ||
MEDTRONIC PLC | SHS | G5960L103 | 457 | 4,734 | SH | DFND | 0 | 0 | 4,734 | ||
EXELON CORP | COM | 30161N101 | 415 | 10,749 | SH | DFND | 0 | 0 | 10,749 | ||
CHEVRON CORP NEW | COM | 166764100 | 340 | 4,056 | SH | DFND | 0 | 0 | 4,056 | ||
MICROSOFT CORP | COM | 594918104 | 1,207 | 5,886 | SH | DFND | 0 | 0 | 5,886 | ||
UNITED PARCEL SERVICE INC | CL B | 911312106 | 601 | 4,213 | SH | DFND | 0 | 0 | 4,213 | ||
AT&T INC | COM | 00206R102 | 349 | 11,795 | SH | DFND | 0 | 0 | 11,795 | ||
CISCO SYS INC | COM | 17275R102 | 572 | 12,140 | SH | DFND | 0 | 0 | 12,140 | ||
COCA COLA CO | COM | 191216100 | 463 | 9,792 | SH | DFND | 0 | 0 | 9,792 | ||
LOCKHEED MARTIN CORP | COM | 539830109 | 537 | 1,418 | SH | DFND | 0 | 0 | 1,418 | ||
PEPSICO INC | COM | 713448108 | 602 | 4,372 | SH | DFND | 0 | 0 | 4,372 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 570 | 9,919 | SH | DFND | 0 | 0 | 9,919 | ||
ISHARES TR | RUS MD CP GR ETF | 464287481 | 13,616 | 79,675 | SH | DFND | 0 | 0 | 79,675 | ||
SELECT SECTOR SPDR TR | SBI INT-FINL | 81369Y605 | 1,626 | 67,649 | SH | DFND | 0 | 0 | 67,649 | ||
SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 | 5,314 | 48,122 | SH | DFND | 0 | 0 | 48,122 | ||
SELECT SECTOR SPDR TR | SBI CONS STPLS | 81369Y308 | 3,788 | 60,420 | SH | DFND | 0 | 0 | 60,420 | ||
SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 | 7,519 | 71,253 | SH | DFND | 0 | 0 | 71,253 | ||
SELECT SECTOR SPDR TR | SBI CONS DISCR | 81369Y407 | 564 | 4,115 | SH | DFND | 0 | 0 | 4,115 | ||
TEXAS INSTRS INC | COM | 882508104 | 530 | 4,158 | SH | DFND | 0 | 0 | 4,158 | ||
TARGET CORP | COM | 87612E106 | 616 | 4,890 | SH | DFND | 0 | 0 | 4,890 | ||
COLGATE PALMOLIVE CO | COM | 194162103 | 477 | 6,181 | SH | DFND | 0 | 0 | 6,181 | ||
MERCK & CO. INC | COM | 58933Y105 | 592 | 7,374 | SH | DFND | 0 | 0 | 7,374 | ||
PROCTER AND GAMBLE CO | COM | 742718109 | 779 | 5,940 | SH | DFND | 0 | 0 | 5,940 | ||
GENERAL ELECTRIC CO | COM | 369604103 | 61 | 10,108 | SH | DFND | 0 | 0 | 10,108 | ||
HOME DEPOT INC | COM | 437076102 | 701 | 2,642 | SH | DFND | 0 | 0 | 2,642 | ||
MCDONALDS CORP | COM | 580135101 | 510 | 2,623 | SH | DFND | 0 | 0 | 2,623 | ||
MONDELEZ INTL INC | CL A | 609207105 | 511 | 9,200 | SH | DFND | 0 | 0 | 9,200 | ||
COMCAST CORP NEW | CL A | 20030N101 | 502 | 11,730 | SH | DFND | 0 | 0 | 11,730 | ||
NEXTERA ENERGY INC | COM | 65339F101 | 703 | 2,506 | SH | DFND | 0 | 0 | 2,506 | ||
DUKE ENERGY CORP NEW | COM NEW | 26441C204 | 518 | 6,108 | SH | DFND | 0 | 0 | 6,108 | ||
APPLE INC | COM | 037833100 | 913 | 2,148 | SH | DFND | 0 | 0 | 2,148 | ||
KINDER MORGAN INC DEL | COM | 49456B101 | 372 | 26,381 | SH | DFND | 0 | 0 | 26,381 | ||
SOUTHERN CO | COM | 842587107 | 496 | 9,082 | SH | DFND | 0 | 0 | 9,082 | ||
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 954 | 22,174 | SH | DFND | 0 | 0 | 22,174 | ||
BLACKROCK FLOATING RATE INCO | COM | 09255X100 | 180 | 15,779 | SH | DFND | 0 | 0 | 15,779 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 225 | 151 | SH | DFND | 0 | 0 | 151 | ||
SPDR GOLD TR | GOLD SHS | 78463V107 | 531 | 2,866 | SH | DFND | 0 | 0 | 2,866 | ||
VANGUARD INDEX FDS | MID CAP ETF | 922908629 | 471 | 2,704 | SH | DFND | 0 | 0 | 2,704 | ||
VANGUARD INDEX FDS | SM CP VAL ETF | 922908611 | 314 | 2,847 | SH | DFND | 0 | 0 | 2,847 | ||
VANGUARD INDEX FDS | SMALL CP ETF | 922908751 | 352 | 2,312 | SH | DFND | 0 | 0 | 2,312 | ||
SPDR SER TR | S&P DIVID ETF | 78464A763 | 999 | 10,680 | SH | DFND | 0 | 0 | 10,680 | ||
WISDOMTREE TR | JAPN HEDGE EQT | 97717W851 | 2,161 | 48,259 | SH | DFND | 0 | 0 | 48,259 | ||
VANGUARD WHITEHALL FDS | HIGH DIV YLD | 921946406 | 779 | 9,599 | SH | DFND | 0 | 0 | 9,599 | ||
ISHARES TR | JPMORGAN USD EMG | 464288281 | 254 | 2,244 | SH | DFND | 0 | 0 | 2,244 | ||
ISHARES TR | INTRM GOV CR ETF | 464288612 | 917 | 7,753 | SH | DFND | 0 | 0 | 7,753 | ||
FIRST TR LRG CP VL ALPHADEX | COM SHS | 33735J101 | 231 | 4,973 | SH | DFND | 0 | 0 | 4,973 | ||
INVESCO EXCH TRADED FD TR II | FNDMNTL HY CRP | 46138E719 | 5,379 | 284,320 | SH | DFND | 0 | 0 | 284,320 | ||
PIMCO ETF TR | ENHAN SHRT MA AC | 72201R833 | 8,548 | 83,904 | SH | DFND | 0 | 0 | 83,904 | ||
GENERAL MTRS CO | COM | 37045V100 | 311 | 12,499 | SH | DFND | 0 | 0 | 12,499 | ||
SHOPIFY INC | CL A | 82509L107 | 512 | 500 | SH | DFND | 0 | 0 | 500 | ||
INVESCO EXCHANGE-TRADED FD T | SR LN ETF | 46138G508 | 366 | 16,900 | SH | DFND | 0 | 0 | 16,900 | ||
INVESCO EXCH TRADED FD TR II | S&P500 LOW VOL | 46138E354 | 394 | 7,389 | SH | DFND | 0 | 0 | 7,389 | ||
PIMCO ETF TR | ACTIVE BD ETF | 72201R775 | 717 | 6,342 | SH | DFND | 0 | 0 | 6,342 | ||
FS KKR CAP CORP II | COM | 35952V303 | 3,079 | 216,068 | SH | DFND | 0 | 0 | 216,068 | ||
PIMCO ETF TR | ENHNCD LW DUR AC | 72201R718 | 244 | 2,389 | SH | DFND | 0 | 0 | 2,389 | ||
ISHARES TR | CONV BD ETF | 46435G102 | 518 | 6,806 | SH | DFND | 0 | 0 | 6,806 | ||
INNOVATIVE INDL PPTYS INC | COM | 45781V101 | 337 | 3,233 | SH | DFND | 0 | 0 | 3,233 | ||
CRONOS GROUP INC | COM | 22717L101 | 72 | 11,000 | SH | DFND | 0 | 0 | 11,000 | ||
J P MORGAN EXCHANGE-TRADED F | ULTRA SHRT INC | 46641Q837 | 12,540 | 246,470 | SH | DFND | 0 | 0 | 246,470 | ||
ISHARES TR | ESG AWRE 1 5 YR | 46435G243 | 921 | 35,186 | SH | DFND | 0 | 0 | 35,186 | ||
TWO RDS SHARED TR | ANFIELD CAP DI | 90213U115 | 28,818 | 3,434,812 | SH | DFND | 0 | 0 | 3,434,812 | ||
ONE STOP SYS INC | COM | 68247W109 | 1,169 | 541,249 | SH | DFND | 0 | 0 | 541,249 | ||
TWO RDS SHARED TR | AFFINITY WORLD | 90214Q105 | 1,198 | 59,896 | SH | DFND | 0 | 0 | 59,896 | ||
SELECT SECTOR SPDR TR | COMMUNICATION | 81369Y852 | 1,888 | 32,479 | SH | DFND | 0 | 0 | 32,479 | ||
TWO RDS SHARED TR | ANFIELD UNVL ETF | 90214Q766 | 5,945 | 602,317 | SH | DFND | 0 | 0 | 602,317 | ||
TWO RDS SHARED TR | ANFIELD US EQU | 90214Q733 | 7,296 | 694,235 | SH | DFND | 0 | 0 | 694,235 | ||
ADVISORSHARES STAR GLOBAL BUY-WRITE ETF | STAR GLOB BUYW | 00768Y768 | 355 | 11,000 | SH | DFND | 0 | 0 | 11,000 | ||
AMERICAN TOWER CORP | COM | 03027X100 | 2,978 | 11,520 | SH | DFND | 0 | 0 | 11,520 | ||
ARES CAPITAL CORP | COM | 04010L103 | 3,446 | 238,484 | SH | DFND | 0 | 0 | 238,484 | ||
THE BLACKSTONE GROUP INC | COM CL A | 09260D107 | 3,735 | 65,915 | SH | DFND | 0 | 0 | 65,915 | ||
CROWN CASTLE INTERNATIONAL CORP | COM | 22822V101 | 3,213 | 19,200 | SH | DFND | 0 | 0 | 19,200 | ||
EATON VANCE TAX-MANAGED BUY-WRITE OPPORTUNITIES | COM | 27828Y108 | 7,079 | 501,346 | SH | DFND | 0 | 0 | 501,346 | ||
FIRST TRUST CLOUD COMPUTING ETF | CLOUD COMPUTING | 33734X192 | 2,389 | 32,061 | SH | DFND | 0 | 0 | 32,061 | ||
FIRST TRUST EXCHANGE-TRADED FUND III-FIRST TRUST | LNG/SHT EQUITY | 33739P103 | 2,168 | 52,877 | SH | DFND | 0 | 0 | 52,877 | ||
INDEXIQ ETF TRUST - IQ HEDGE MULTI-STRATEGY | HEDGE MLTI ETF | 45409B107 | 1,854 | 61,152 | SH | DFND | 0 | 0 | 61,152 | ||
INVESCO S&P 500 BUYWRITE ETF | S&P500 BUY WRT | 46137V399 | 1,567 | 86,393 | SH | DFND | 0 | 0 | 86,393 | ||
INVESCO DYNAMIC BIOTECHNOLOGY & GENOME ETF | DYNMC BIOTECH | 46137V787 | 2,205 | 37,845 | SH | DFND | 0 | 0 | 37,845 | ||
ISHARES EDGE MSCI USA SIZE FACTOR ETF | USA SIZE FACTOR | 46432F370 | 1,756 | 20,044 | SH | DFND | 0 | 0 | 20,044 | ||
PIMCO CORPORATE & INCOME STRATEGY FUND | COM | 72200U100 | 1,622 | 102,520 | SH | DFND | 0 | 0 | 102,520 | ||
PIMCO INCOME OPPORTUNITY FUND | COM | 72202B100 | 1,584 | 70,214 | SH | DFND | 0 | 0 | 70,214 | ||
PROSHARES LONG ONLINE/SHORT STORES ETF | LONG ONLINE SHRT | 74347B375 | 2,988 | 41,092 | SH | DFND | 0 | 0 | 41,092 | ||
SPDR BLOOMBERG BARCLAYS CONVERTIBLE SECURITIES ETF | BLMBRG BRC CNVRT | 78464A359 | 2,149 | 35,523 | SH | DFND | 0 | 0 | 35,523 | ||
SPDR S&P 500 ETF TRUST | TR UNIT | 78462F103 | 16,969 | 55,030 | SH | DFND | 0 | 0 | 55,030 | ||
HEALTH CARE SELECT SECTOR SPDR FUND | SBI HEALTHCARE | 81369Y209 | 6,040 | 60,357 | SH | DFND | 0 | 0 | 60,357 | ||
CONSUMER STAPLES SELECT SECTOR SPDR FUND | SBI CONS STPLS | 81369Y308 | 5,043 | 85,992 | SH | DFND | 0 | 0 | 85,992 | ||
CONSUMER DISCRETIONARY SELECT SECTOR SPDR FUND | SBI CONS DISCR | 81369Y407 | 4,196 | 32,859 | SH | DFND | 0 | 0 | 32,859 | ||
TECHNOLOGY SELECT SECTOR SPDR FUND | TECHNOLOGY | 81369Y803 | 8,671 | 82,984 | SH | DFND | 0 | 0 | 82,984 | ||
COMMUNICATION SERVICES SELECT SECTOR SPDR FUND | COMMUNICATION | 81369Y852 | 4,118 | 76,204 | SH | DFND | 0 | 0 | 76,204 | ||
UTILITIES SELECT SECTOR SPDR FUND | SBI INT-UTILS | 81369Y886 | 1,802 | 31,926 | SH | DFND | 0 | 0 | 31,926 |