The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ACAMAR PARTNERS ACQSITION CO | *W EXP 02/26/202 | 004285110 | 190 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
| ACCEL ENTERTAINMENT INC | *W EXP 11/20/202 | 00436Q114 | 351 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
| AKAMAI TECHNOLOGIES INC | NOTE 0.125% 5/0 | 00971TAJ0 | 12,463 | 10,000,000 | PRN | SOLE | 10,000,000 | 0 | 0 | ||
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 5,750 | 26,660 | SH | SOLE | 26,660 | 0 | 0 | ||
| ALLEGHENY TECHNOLOGIES INC | COM | 01741R102 | 1,107 | 108,700 | SH | SOLE | 108,700 | 0 | 0 | ||
| AMCI ACQUISITION CORP | *W EXP 05/20/202 | 00165R119 | 82 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
| AMERICAN AIRLS GROUP INC | NOTE 6.500% 7/0 | 02376RAF9 | 4,696 | 5,000,000 | PRN | SOLE | 5,000,000 | 0 | 0 | ||
| AMERICAN VRTUAL CLOUD TECH I | *W EXP 04/07/202 | 030382113 | 11 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
| BAOZUN INC | SPONSORED ADR | 06684L103 | 3,056 | 79,500 | SH | SOLE | 79,500 | 0 | 0 | ||
| BILIBILI INC | NOTE 1.375% 4/0 | 090040AB2 | 44,005 | 23,000,000 | PRN | SOLE | 23,000,000 | 0 | 0 | ||
| CNX RESOURCES CORPORATION | COM | 12653C108 | 2,351 | 271,800 | SH | SOLE | 271,800 | 0 | 0 | ||
| COUPA SOFTWARE INC | COM | 22266L106 | 2,247 | 8,113 | SH | SOLE | 8,113 | 0 | 0 | ||
| DATADOG INC | CL A COM | 23804L103 | 4,512 | 51,900 | SH | SOLE | 51,900 | 0 | 0 | ||
| DFP HEALTHCARE ACQUISITNS CO | UNIT 03/31/2025 | 23343Q209 | 523 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
| GDS HLDGS LTD | NOTE 2.000% 6/0 | 36165LAB4 | 16,187 | 10,000,000 | PRN | SOLE | 10,000,000 | 0 | 0 | ||
| GLAUKOS CORP | COM | 377322102 | 2,504 | 65,200 | SH | SOLE | 65,200 | 0 | 0 | ||
| GORES HLDGS IV INC | UNIT 02/01/2023 | 382865202 | 714 | 68,700 | SH | SOLE | 68,700 | 0 | 0 | ||
| GS ACQUISITION HLDGS CORP II | UNIT 99/99/9999 | 36258Q204 | 1,051 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
| HDFC BANK LTD | SPONSORED ADS | 40415F101 | 33,410 | 734,932 | SH | SOLE | 734,932 | 0 | 0 | ||
| HUBSPOT INC | COM | 443573100 | 1,615 | 7,200 | SH | SOLE | 7,200 | 0 | 0 | ||
| ICICI BANK LIMITED | ADR | 45104G104 | 8,788 | 946,048 | SH | SOLE | 946,048 | 0 | 0 | ||
| IQIYI INC | NOTE 3.750%12/0 | 46267XAB4 | 20,234 | 18,500,000 | PRN | SOLE | 18,500,000 | 0 | 0 | ||
| JD.COM INC | SPON ADR CL A | 47215P106 | 1,618 | 26,900 | SH | SOLE | 26,900 | 0 | 0 | ||
| LEISURE ACQUISITION CORP | *W EXP 12/05/201 | 52539T115 | 65 | 70,000 | SH | SOLE | 70,000 | 0 | 0 | ||
| LIBERTY MEDIA CORP | DEB 3.500% 1/1 | 530715AN1 | 7,529 | 10,000,000 | PRN | SOLE | 10,000,000 | 0 | 0 | ||
| MODERNA INC | COM | 60770K107 | 32,436 | 505,155 | SH | SOLE | 505,155 | 0 | 0 | ||
| MOMO INC | NOTE 1.250% 7/0 | 60879BAB3 | 1,951 | 2,500,000 | PRN | SOLE | 2,500,000 | 0 | 0 | ||
| MONOCLE ACQUISITION CORP | UNIT 99/99/9999 | 609754205 | 262 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
| NEVRO CORP | NOTE 2.750% 4/0 | 64157FAC7 | 23,477 | 17,000,000 | PRN | SOLE | 17,000,000 | 0 | 0 | ||
| NEW FRONTIER HEALTH CORP | *W EXP 11/30/202 | G6461G114 | 238 | 175,000 | SH | SOLE | 175,000 | 0 | 0 | ||
| OKTA INC | CL A | 679295105 | 2,768 | 13,828 | SH | SOLE | 13,828 | 0 | 0 | ||
| PAE INC | *W EXP 09/11/202 | 69290Y117 | 160 | 66,666 | SH | SOLE | 66,666 | 0 | 0 | ||
| PAGERDUTY INC | COM | 69553P100 | 1,159 | 40,500 | SH | SOLE | 40,500 | 0 | 0 | ||
| PALO ALTO NETWORKS INC | NOTE 0.750% 7/0 | 697435AD7 | 26,759 | 24,854,000 | PRN | SOLE | 24,854,000 | 0 | 0 | ||
| PENN NATL GAMING INC | NOTE 2.750% 5/1 | 707569AU3 | 11,267 | 7,500,000 | PRN | SOLE | 7,500,000 | 0 | 0 | ||
| SOCIAL CAP HEDSPIA HLDG CO I | UNIT 99/99/9999 | G8251K123 | 307 | 25,901 | SH | SOLE | 25,901 | 0 | 0 | ||
| SPLUNK INC | NOTE 0.500% 9/1 | 848637AC8 | 19,384 | 13,500,000 | PRN | SOLE | 13,500,000 | 0 | 0 | ||
| TAL EDUCATION GROUP | SPONSORED ADS | 874080104 | 1,025 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
| TARGET HOSPITALITY CORP | *W EXP 03/15/202 | 87615L115 | 18 | 186,666 | SH | SOLE | 186,666 | 0 | 0 | ||
| TENCENT MUSIC ENTMT GROUP | SPON ADS | 88034P109 | 18,094 | 1,344,334 | SH | SOLE | 1,344,334 | 0 | 0 | ||
| TESLA INC | NOTE 2.000% 5/1 | 88160RAG6 | 35,085 | 10,000,000 | PRN | SOLE | 10,000,000 | 0 | 0 | ||
| TESLA INC | NOTE 2.375% 3/1 | 88160RAD3 | 166,000 | 50,000,000 | PRN | SOLE | 50,000,000 | 0 | 0 | ||
| THE REALREAL INC | COM | 88339P101 | 1,606 | 125,600 | SH | SOLE | 125,600 | 0 | 0 | ||
| TORTOISE ACQUISITION CORP | *W EXP 03/04/202 | 89154L118 | 462 | 42,820 | SH | SOLE | 42,820 | 0 | 0 | ||
| TRINE ACQUISITION CORP | UNIT 03/31/2021 | 89628U207 | 280 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
| TUSCAN HOLDINGS CORP | *W EXP 04/01/202 | 90069K112 | 58 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
| VERTIV HOLDINGS CO | *W EXP 06/12/202 | 92537N116 | 3,953 | 990,958 | SH | SOLE | 990,958 | 0 | 0 | ||
| VIVINT SMART HOME INC | *W EXP 01/17/202 | 928542117 | 228 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
| WHOLE EARTH BRANDS INC | *W EXP 06/25/202 | 96684W126 | 114 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
| WHOLE EARTH BRANDS INC | COM CL A | 96684W100 | 200 | 24,800 | SH | SOLE | 24,800 | 0 | 0 | ||
| YY INC | NOTE 1.375% 6/1 | 98426TAF3 | 11,129 | 10,000,000 | PRN | SOLE | 10,000,000 | 0 | 0 | ||
| ZENDESK INC | COM | 98936J101 | 1,443 | 16,300 | SH | SOLE | 16,300 | 0 | 0 | ||
| ZSCALER INC | COM | 98980G102 | 4,522 | 41,300 | SH | SOLE | 41,300 | 0 | 0 | ||