The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| CC NEUBERGER PRINCIPAL HLDNG | *W EXP 99/99/999 | G1992Y122 | 761 | 525,000 | SH | SOLE | 525,000 | 0 | 0 | ||
| CITIC CAPITAL ACQUISITION CO | *W EXP 01/17/202 | G21513117 | 22 | 30,340 | SH | SOLE | 30,340 | 0 | 0 | ||
| LIBERTY MEDIA CORP DEL | NOTE 1.000% 1/3 | 531229AF9 | 24,490 | 22,500,000 | PRN | SOLE | 0 | 0 | 22,500,000 | ||
| PLURALSIGHT INC | NOTE 0.375% 3/0 | 72941BAB2 | 15,705 | 18,000,000 | PRN | SOLE | 0 | 0 | 18,000,000 | ||
| SCVX CORP | *W EXP 01/24/202 | G79448117 | 169 | 162,585 | SH | SOLE | 162,585 | 0 | 0 | ||
| VONAGE HLDGS CORP | NOTE 1.750% 6/0 | 92886TAJ1 | 19,528 | 20,956,000 | PRN | SOLE | 0 | 0 | 20,956,000 | ||