The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABERDEEN ASIA-PACIFIC INCOME | COM | 003009107 | 1,324 | 347,623 | SH | SOLE | 347,623 | 0 | 0 | ||
ABERDEEN TOTAL DYNAMIC DIVD | COM SH BEN INT | 00326L100 | 150 | 19,502 | SH | SOLE | 19,502 | 0 | 0 | ||
ALLIANCEBERNSTEIN GLOBAL HIG | COM | 01879R106 | 2,440 | 241,579 | SH | SOLE | 238,090 | 0 | 3,489 | ||
ALLIANZGI DIVIDEND INT & PRM | COM | 01883A107 | 2,498 | 223,408 | SH | SOLE | 223,408 | 0 | 0 | ||
AMERICAN AIRLS GROUP INC | COM | 02376R102 | 76,969 | 5,889,000 | SH | Put | SOLE | 5,889,000 | 0 | 0 | |
AMKOR TECHNOLOGY INC | COM | 031652100 | 1,293 | 105,000 | SH | SOLE | 105,000 | 0 | 0 | ||
APOLLO SR FLOATING RATE FD I | COM | 037636107 | 11,551 | 929,260 | SH | SOLE | 886,655 | 0 | 42,605 | ||
APOLLO TACTICAL INCOME FD IN | COM | 037638103 | 11,926 | 960,265 | SH | SOLE | 931,631 | 0 | 28,634 | ||
ARES DYNAMIC CR ALLOCATION F | COM | 04014F102 | 4,928 | 413,085 | SH | SOLE | 408,912 | 0 | 4,173 | ||
BEAZER HOMES USA INC | COM NEW | 07556Q881 | 2,047 | 203,276 | SH | SOLE | 203,276 | 0 | 0 | ||
BLACKROCK CALIF MUN INCOME T | SH BEN INT | 09248E102 | 10,115 | 768,042 | SH | SOLE | 768,042 | 0 | 0 | ||
BLACKROCK DEBT STRATEGIES FD | COM NEW | 09255R202 | 5,657 | 606,299 | SH | SOLE | 576,292 | 0 | 30,007 | ||
BLACKROCK FLOATING RATE INCO | COM | 09255X100 | 34,820 | 3,114,492 | SH | SOLE | 3,052,197 | 0 | 62,295 | ||
BLACKROCK FLOATING RATE INCO | COM | 091941104 | 12,073 | 1,099,583 | SH | SOLE | 1,067,654 | 0 | 31,929 | ||
BLACKROCK LTD DURATION INC T | COM SHS | 09249W101 | 2,537 | 182,131 | SH | SOLE | 181,082 | 0 | 1,049 | ||
BLACKROCK MUNIHLDGS NJ QLTY | COM | 09254X101 | 3,060 | 228,522 | SH | SOLE | 228,522 | 0 | 0 | ||
BLACKROCK MUNIHLDGS NY QLTY | COM | 09255C106 | 7,635 | 574,945 | SH | SOLE | 574,945 | 0 | 0 | ||
BLACKROCK MUNIHLDNGS CALI QL | COM | 09254L107 | 5,254 | 371,829 | SH | SOLE | 371,829 | 0 | 0 | ||
BLACKROCK MUNIYIELD PA QLTY | COM | 09255G107 | 3,610 | 266,010 | SH | SOLE | 266,010 | 0 | 0 | ||
BLACKROCK MUNIYIELD QUALITY | COM | 09254E103 | 146 | 11,186 | SH | SOLE | 11,186 | 0 | 0 | ||
BLACKROCK MUNIYLD MICH QLTY | COM | 09254V105 | 5,981 | 441,096 | SH | SOLE | 441,096 | 0 | 0 | ||
BLACKROCK NY MUNI INC QLTY T | COM | 09249U105 | 974 | 73,820 | SH | SOLE | 73,820 | 0 | 0 | ||
BLACKROCK NY MUNICIPAL BOND | COM | 09249P106 | 7,609 | 484,356 | SH | SOLE | 468,446 | 0 | 15,910 | ||
BLACKSTONE GSO STRATEGIC CR | COM SHS BEN IN | 09257R101 | 14,358 | 1,257,307 | SH | SOLE | 1,195,817 | 0 | 61,490 | ||
BNY MELLON HIGH YIELD STRATE | SH BEN INT | 09660L105 | 1,043 | 407,367 | SH | SOLE | 384,226 | 0 | 23,141 | ||
BRANDYWINEGBL GLBAL INM OPRT | COM | 10537L104 | 21,608 | 1,872,468 | SH | SOLE | 1,731,087 | 0 | 141,381 | ||
CHARTER COMMUNICATIONS INC N | CL A | 16119P108 | 108,894 | 213,500 | SH | Put | SOLE | 213,500 | 0 | 0 | |
CITIC CAPITAL ACQUISITION CO | UNIT 99/99/9999 | G21513125 | 111 | 11,070 | SH | SOLE | 11,070 | 0 | 0 | ||
CLEVELAND CLIFFS INC | COM | 185899101 | 8,819 | 1,597,700 | SH | Put | SOLE | 1,597,700 | 0 | 0 | |
CLEVELAND CLIFFS INC | COM | 185899101 | 2,285 | 413,978 | SH | SOLE | 413,978 | 0 | 0 | ||
CNX RESOURCES CORPORATION | COM | 12653C108 | 24,045 | 2,779,700 | SH | Put | SOLE | 2,779,700 | 0 | 0 | |
CNX RESOURCES CORPORATION | COM | 12653C108 | 1,219 | 140,869 | SH | SOLE | 140,869 | 0 | 0 | ||
COMMUNITY HEALTH SYS INC NEW | COM | 203668108 | 5,149 | 1,710,545 | SH | SOLE | 1,710,545 | 0 | 0 | ||
CREDIT SUISSE ASSET MGMT INC | COM | 224916106 | 402 | 148,393 | SH | SOLE | 146,409 | 0 | 1,984 | ||
DELAWARE INVTS MINN MUN INCO | COM | 24610V103 | 1,830 | 144,654 | SH | SOLE | 144,654 | 0 | 0 | ||
DFP HEALTHCARE ACQUISITNS CO | UNIT 03/31/2025 | 23343Q209 | 1,144 | 107,458 | SH | SOLE | 107,458 | 0 | 0 | ||
DIAMONDPEAK HLDGS COR | COM CL A | 25280H100 | 2,072 | 201,175 | SH | SOLE | 201,175 | 0 | 0 | ||
DIVIDEND & INCOME FD INC | COM NEW | 25538A204 | 3,441 | 338,019 | SH | SOLE | 338,019 | 0 | 0 | ||
DONNELLEY R R & SONS CO | COM | 257867200 | 8,227 | 6,913,391 | SH | SOLE | 6,913,391 | 0 | 0 | ||
EATON VANCE CALIF MUN BD FD | COM | 27828A100 | 2,382 | 214,044 | SH | SOLE | 213,922 | 0 | 122 | ||
EATON VANCE FLTG RATE INCOM | COM SHS BEN INT | 278284104 | 23,715 | 1,714,749 | SH | SOLE | 1,667,259 | 0 | 47,490 | ||
EATON VANCE FLTING RATE INC | COM | 278279104 | 43,546 | 3,819,821 | SH | SOLE | 3,714,994 | 0 | 104,827 | ||
EATON VANCE LTD DURATION INC | COM | 27828H105 | 65,939 | 5,850,821 | SH | SOLE | 5,808,375 | 0 | 42,446 | ||
EATON VANCE NEW YORK MUN INC | SH BEN INT | 27826W104 | 1,634 | 129,392 | SH | SOLE | 129,392 | 0 | 0 | ||
EATON VANCE SR FLTNG RTE TR | COM | 27828Q105 | 25,745 | 2,274,266 | SH | SOLE | 2,223,926 | 0 | 50,340 | ||
EATON VANCE SR INCOME TR | SH BEN INT | 27826S103 | 32,032 | 6,009,697 | SH | SOLE | 5,879,665 | 0 | 130,032 | ||
FIRST EAGLE SENIOR LOAN FUND | COM NEW | 32010E100 | 8,645 | 701,149 | SH | SOLE | 678,341 | 0 | 22,808 | ||
FIRST TR HIGH INCOME L/S FD | COM | 33738E109 | 24,882 | 1,875,069 | SH | SOLE | 1,828,181 | 0 | 46,888 | ||
FIRST TR SR FLG RTE INCM FD | COM | 33733U108 | 21,986 | 2,018,958 | SH | SOLE | 1,913,670 | 0 | 105,288 | ||
FIRST TR/ABERDEEN EMERG OPT | COM | 33731K102 | 127 | 10,732 | SH | SOLE | 10,732 | 0 | 0 | ||
FOLEY TRASIMENE ACQUISTN COR | UNIT 99/99/9999 | 34431F203 | 1,067 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
FORTRESS VALUE ACQUISITION C | UNIT 99/99/9999 | 34962V205 | 515 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
GENERAL AMERN INVS INC | COM | 368802104 | 13,914 | 437,323 | SH | SOLE | 437,323 | 0 | 0 | ||
GIGCAPITAL3 INC | UNIT 99/99/9999 | 37519D206 | 1,004 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
HERBALIFE NUTRITION LTD | COM SHS | G4412G101 | 21,091 | 468,900 | SH | Put | SOLE | 468,900 | 0 | 0 | |
HOSTESS BRANDS INC | *W EXP 11/04/202 | 44109J114 | 152 | 181,293 | SH | SOLE | 181,293 | 0 | 0 | ||
INVESCO DYNAMIC CR OPPORTUNI | COM | 46132R104 | 55,546 | 6,241,127 | SH | SOLE | 5,965,367 | 0 | 275,760 | ||
INVESCO HIGH INCOME TR II | COM | 46131F101 | 1,487 | 124,451 | SH | SOLE | 115,568 | 0 | 8,883 | ||
INVESCO SR INCOME TR | COM | 46131H107 | 51,729 | 14,950,575 | SH | SOLE | 13,507,710 | 0 | 1,442,865 | ||
ISHARES TR | IBOXX HI YD ETF | 464288513 | 358,842 | 4,396,500 | SH | Put | SOLE | 4,396,500 | 0 | 0 | |
IVY HIGH INCOME OPPORTUNITIE | COM | 465893105 | 4,306 | 383,086 | SH | SOLE | 366,898 | 0 | 16,188 | ||
JAWS ACQUISITION CORP | UNIT 99/99/9999 | G50744120 | 261 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
LIVE OAK ACQUISITION CORP | UNIT 99/99/9999 | 53804F202 | 3,006 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
MORGAN STANLEY EMER MKTS DEB | COM | 61744H105 | 12,362 | 1,456,059 | SH | SOLE | 1,427,951 | 0 | 28,108 | ||
NEUBERGER BERMAN HIGH YIELD | COM | 64128C106 | 50,455 | 4,874,870 | SH | SOLE | 4,422,555 | 0 | 452,315 | ||
NEUBERGER BRMAN CLIFRN MUNI | COM | 64123C101 | 755 | 58,723 | SH | SOLE | 58,723 | 0 | 0 | ||
NEUBERGER BRMAN NY MUNI FD I | COM | 64124K102 | 1,642 | 141,804 | SH | SOLE | 141,804 | 0 | 0 | ||
NEW AMER HIGH INCOME FD INC | COM NEW | 641876800 | 12,850 | 1,649,549 | SH | SOLE | 1,631,472 | 0 | 18,077 | ||
NGL ENERGY PARTNERS LP | COM UNIT REPST | 62913M107 | 4,246 | 1,088,700 | SH | Put | SOLE | 1,088,700 | 0 | 0 | |
NUVEEN CR STRATEGIES INCOME | COM SHS | 67073D102 | 27,341 | 4,681,661 | SH | SOLE | 4,578,053 | 0 | 103,608 | ||
NUVEEN FLOATING RATE INCOME | COM | 67072T108 | 41,376 | 5,237,500 | SH | SOLE | 5,117,193 | 0 | 120,307 | ||
NUVEEN FLTNG RTE INCM OPP FD | COM SHS | 6706EN100 | 21,833 | 2,781,281 | SH | SOLE | 2,712,138 | 0 | 69,143 | ||
NUVEEN GEORGIA QLTY MUN INC | COM | 67072B107 | 5,401 | 442,745 | SH | SOLE | 442,198 | 0 | 547 | ||
NUVEEN GLOBAL HIGH INCOME FD | SHS | 67075G103 | 30,548 | 2,305,481 | SH | SOLE | 2,236,443 | 0 | 69,038 | ||
NUVEEN MARYLAND QLT MUN INC | COM | 67061Q107 | 7,480 | 580,740 | SH | SOLE | 580,740 | 0 | 0 | ||
NUVEEN MICH QUALITY MUN INCO | COM | 670979103 | 14,604 | 1,067,537 | SH | SOLE | 1,067,537 | 0 | 0 | ||
NUVEEN NEW JERSEY QULT MUN F | COM | 67069Y102 | 7,881 | 594,776 | SH | SOLE | 594,776 | 0 | 0 | ||
NUVEEN NEW YORK AMT QLT MUNI | COM | 670656107 | 13,016 | 1,010,529 | SH | SOLE | 1,010,507 | 0 | 22 | ||
NUVEEN OHIO QLTY MUN INCOME | COM | 670980101 | 20,311 | 1,353,173 | SH | SOLE | 1,289,382 | 0 | 63,791 | ||
NUVEEN PENNSYLVANIA QLT MUN | COM | 670972108 | 22,313 | 1,644,310 | SH | SOLE | 1,644,310 | 0 | 0 | ||
NUVEEN SHT DUR CR OPP FD | COM | 67074X107 | 10,952 | 928,906 | SH | SOLE | 911,725 | 0 | 17,181 | ||
NUVEEN SR INCOME FD | COM | 67067Y104 | 14,087 | 2,997,161 | SH | SOLE | 2,950,889 | 0 | 46,272 | ||
OCEANEERING INTL INC | COM | 675232102 | 219 | 34,349 | SH | SOLE | 34,349 | 0 | 0 | ||
PGIM GLOBAL HIGH YIELD FD FO | COM | 69346J106 | 41,844 | 3,289,649 | SH | SOLE | 3,159,842 | 0 | 129,807 | ||
PGIM HIGH YIELD BOND FUND IN | COM | 69346H100 | 26,715 | 2,019,301 | SH | SOLE | 1,975,217 | 0 | 44,084 | ||
PIONEER FLOATING RATE TR | COM | 72369J102 | 58,244 | 6,124,520 | SH | SOLE | 5,908,688 | 0 | 215,832 | ||
POST HLDGS INC | COM | 737446104 | 7,737 | 88,300 | SH | Put | SOLE | 88,300 | 0 | 0 | |
POST HLDGS INC | COM | 737446104 | 293 | 3,345 | SH | SOLE | 3,345 | 0 | 0 | ||
ROYCE GLOBAL VALUE TR INC | COM | 78081T104 | 16,697 | 1,443,110 | SH | SOLE | 1,335,681 | 0 | 107,429 | ||
ROYCE VALUE TR INC | COM | 780910105 | 5,580 | 444,979 | SH | SOLE | 444,979 | 0 | 0 | ||
SABRE CORP | COM | 78573M104 | 1,546 | 191,854 | SH | SOLE | 191,854 | 0 | 0 | ||
SOURCE CAP INC | COM | 836144105 | 5,891 | 178,066 | SH | SOLE | 177,758 | 0 | 308 | ||
STANDARD DIVERSIFIED INC | COM CL A | 85336L109 | 614 | 47,569 | SH | SOLE | 47,569 | 0 | 0 | ||
SUSTAINABLE OPPORTNTS ACQ CO | UNIT 99/99/9999 | G8598Y125 | 505 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
TEMPLETON GLOBAL INCOME FD | COM | 880198106 | 26,666 | 4,965,654 | SH | SOLE | 4,767,090 | 0 | 198,564 | ||
TRANSDIGM GROUP INC | COM | 893641100 | 14,941 | 33,800 | SH | Put | SOLE | 33,800 | 0 | 0 | |
TRANSDIGM GROUP INC | COM | 893641100 | 1,036 | 2,343 | SH | SOLE | 2,343 | 0 | 0 | ||
TRANSOCEAN LTD | REG SHS | H8817H100 | 10,750 | 5,874,000 | SH | Put | SOLE | 5,874,000 | 0 | 0 | |
TRANSOCEAN LTD | REG SHS | H8817H100 | 748 | 408,476 | SH | SOLE | 408,476 | 0 | 0 | ||
UBER TECHNOLOGIES INC | COM | 90353T100 | 3,985 | 128,200 | SH | Put | SOLE | 128,200 | 0 | 0 | |
UNITED AIRLS HLDGS INC | COM | 910047109 | 45,637 | 1,318,600 | SH | Put | SOLE | 1,318,600 | 0 | 0 | |
UNITED AIRLS HLDGS INC | COM | 910047109 | 1,211 | 35,000 | SH | SOLE | 35,000 | 0 | 0 | ||
UNITED STATES STL CORP NEW | COM | 912909108 | 88,469 | 12,253,300 | SH | Put | SOLE | 12,253,300 | 0 | 0 | |
UNITED STATES STL CORP NEW | COM | 912909108 | 2,124 | 294,182 | SH | SOLE | 294,182 | 0 | 0 | ||
VERTICAL CAP INCOME FD | SHS BEN INT | 92535C104 | 5,757 | 594,684 | SH | SOLE | 553,093 | 0 | 41,591 | ||
VOYA PRIME RATE TR | SH BEN INT | 92913A100 | 147,825 | 36,320,674 | SH | SOLE | 35,642,196 | 0 | 678,478 | ||
WELLS FARGO INCOME OPPORTUNI | WF INC OPPTY FD | 94987B105 | 7,018 | 999,659 | SH | SOLE | 999,659 | 0 | 0 | ||
WESTERN ASSET CORPORATE LN F | COM | 95790J102 | 8,080 | 945,028 | SH | SOLE | 934,944 | 0 | 10,084 | ||
WESTERN ASSET EMERGING MKTS | COM | 95766A101 | 15,480 | 1,256,511 | SH | SOLE | 1,181,894 | 0 | 74,617 | ||
WESTERN ASSET GLOBAL HIGH IN | COM | 95766B109 | 82,844 | 8,956,102 | SH | SOLE | 8,306,892 | 0 | 649,210 | ||
WESTERN ASSET HIGH INCM FD I | COM | 95766J102 | 46,677 | 7,528,629 | SH | SOLE | 7,088,051 | 0 | 440,578 | ||
WESTERN ASSET HIGH INCM OPP | COM | 95766K109 | 59,656 | 12,912,550 | SH | SOLE | 11,769,028 | 0 | 1,143,522 | ||
WESTERN ASST INFLTN LKD INM | COM SH BEN INT | 95766Q106 | 6,880 | 584,024 | SH | SOLE | 558,002 | 0 | 26,022 | ||
YPF SOCIEDAD ANONIMA | SPON ADR CL D | 984245100 | 4,114 | 715,529 | SH | SOLE | 715,529 | 0 | 0 | ||
YPF SOCIEDAD ANONIMA | SPON ADR CL D | 984245100 | 36,238 | 6,302,100 | SH | Put | SOLE | 6,302,100 | 0 | 0 | |
YUNHONG INTL | UNIT 99/99/9999 | G98882114 | 2,973 | 295,998 | SH | SOLE | 295,998 | 0 | 0 |