The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ACCELERON PHARMA INC | COM | 00434H108 | 57,162 | 600,000 | SH | DFND | 1 | 600,000 | 0 | 0 | |
AGENUS INC | COM NEW | 00847G705 | 43,230 | 11,000,000 | SH | DFND | 1 | 11,000,000 | 0 | 0 | |
AKERO THERAPEUTICS INC | COM | 00973Y108 | 14,766 | 592,539 | SH | DFND | 1 | 592,539 | 0 | 0 | |
AKOUOS INC | COM | 00973J101 | 10,670 | 499,990 | SH | DFND | 1 | 499,990 | 0 | 0 | |
ALLAKOS INC | COM | 01671P100 | 14,193 | 197,515 | SH | DFND | 1 | 197,515 | 0 | 0 | |
AMARIN CORP PLC | SPONS ADR NEW | 023111206 | 4,152 | 600,000 | SH | DFND | 1 | 600,000 | 0 | 0 | |
ANAPTYSBIO INC | COM | 032724106 | 19,790 | 885,838 | SH | DFND | 1 | 885,838 | 0 | 0 | |
APELLIS PHARMACEUTICALS INC | COM | 03753U106 | 67,479 | 2,066,108 | SH | DFND | 1 | 2,066,108 | 0 | 0 | |
ARCTURUS THERAPEUTICS HLDG I | COM | 03969T109 | 37,392 | 800,000 | SH | DFND | 1 | 800,000 | 0 | 0 | |
ARENA PHARMACEUTICALS INC | COM NEW | 040047607 | 4,721 | 75,000 | SH | DFND | 1 | 75,000 | 0 | 0 | |
ARGENX SE | SPONSORED ADR | 04016X101 | 15,766 | 70,000 | SH | DFND | 1 | 70,000 | 0 | 0 | |
ARYA SCIENCES ACQUISITION CO | UNIT 06/09/2027 | G31655114 | 4,640 | 400,000 | SH | DFND | 1 | 400,000 | 0 | 0 | |
ASCENDIS PHARMA A S | SPONSORED ADR | 04351P101 | 25,883 | 175,000 | SH | DFND | 1 | 175,000 | 0 | 0 | |
ATRECA INC | CL A COM | 04965G109 | 6,838 | 321,322 | SH | DFND | 1 | 321,322 | 0 | 0 | |
AUTOLUS THERAPEUTICS PLC | SPON ADS | 05280R100 | 7,694 | 479,988 | SH | DFND | 1 | 479,988 | 0 | 0 | |
AVEO PHARMACEUTICALS INC | COM NEW | 053588307 | 6,953 | 1,350,000 | SH | DFND | 1 | 1,350,000 | 0 | 0 | |
AVIDITY BIOSCIENCES INC | COM | 05370A108 | 67,804 | 2,514,547 | SH | DFND | 1 | 2,514,547 | 0 | 0 | |
AVROBIO INC | COM | 05455M100 | 5,542 | 317,579 | SH | DFND | 1 | 317,579 | 0 | 0 | |
AXONICS MODULATION TECHNOLOG | COM | 05465P101 | 25,293 | 720,397 | SH | DFND | 1 | 720,397 | 0 | 0 | |
AXSOME THERAPEUTICS INC | COM | 05464T104 | 28,798 | 350,000 | SH | DFND | 1 | 350,000 | 0 | 0 | |
BEAM THERAPEUTICS INC | COM | 07373V105 | 22,036 | 796,429 | SH | DFND | 1 | 796,429 | 0 | 0 | |
BIOHAVEN PHARMACTL HLDG CO L | COM | G11196105 | 43,866 | 600,000 | SH | DFND | 1 | 600,000 | 0 | 0 | |
BIONTECH SE | SPONSORED ADS | 09075V102 | 11,680 | 175,000 | SH | DFND | 1 | 175,000 | 0 | 0 | |
BLUEPRINT MEDICINES CORP | COM | 09627Y109 | 27,300 | 350,000 | SH | DFND | 1 | 350,000 | 0 | 0 | |
BRIDGEBIO PHARMA INC | COM | 10806X102 | 84,485 | 2,590,762 | SH | DFND | 1 | 2,590,762 | 0 | 0 | |
BURNING ROCK BIOTECH LTD | SPONSORED ADS | 12233L107 | 6,753 | 250,000 | SH | DFND | 1 | 250,000 | 0 | 0 | |
CABALETTA BIO INC | COM | 12674W109 | 23,459 | 2,105,844 | SH | DFND | 1 | 2,105,844 | 0 | 0 | |
CHEMOCENTRYX INC | COM | 16383L106 | 97,818 | 1,700,000 | SH | DFND | 1 | 1,700,000 | 0 | 0 | |
CHEMOCENTRYX INC | COM | 16383L106 | 57,540 | 1,000,000 | SH | Call | DFND | 1 | 1,000,000 | 0 | 0 |
CRISPR THERAPEUTICS AG | NAMEN AKT | H17182108 | 29,396 | 400,000 | SH | DFND | 1 | 400,000 | 0 | 0 | |
DECIPHERA PHARMACEUTICALS IN | COM | 24344T101 | 19,046 | 318,914 | SH | DFND | 1 | 318,914 | 0 | 0 | |
EIDOS THERAPEUTICS INC | COM | 28249H104 | 50,306 | 1,055,302 | SH | DFND | 1 | 1,055,302 | 0 | 0 | |
EIGER BIOPHARMACEUTICALS INC | COM | 28249U105 | 6,720 | 700,000 | SH | DFND | 1 | 700,000 | 0 | 0 | |
FATE THERAPEUTICS INC | COM | 31189P102 | 1,716 | 50,000 | SH | DFND | 1 | 50,000 | 0 | 0 | |
FORMA THERAPEUTICS HLDGS INC | SHS | 34633R104 | 152,547 | 3,379,373 | SH | DFND | 1 | 3,379,373 | 0 | 0 | |
GALAPAGOS NV | SPON ADR | 36315X101 | 19,484 | 99,075 | SH | DFND | 1 | 99,075 | 0 | 0 | |
GENETRON HLDGS LTD | ADS | 37186H100 | 6,035 | 500,000 | SH | DFND | 1 | 500,000 | 0 | 0 | |
GOSSAMER BIO INC | COM | 38341P102 | 4,541 | 349,325 | SH | DFND | 1 | 349,325 | 0 | 0 | |
HARPOON THERAPEUTICS INC | COM | 41358P106 | 10,711 | 645,257 | SH | DFND | 1 | 645,257 | 0 | 0 | |
HOMOLOGY MEDICINES INC | COM | 438083107 | 8,355 | 550,000 | SH | DFND | 1 | 550,000 | 0 | 0 | |
IGM BIOSCIENCES INC | COM | 449585108 | 24,831 | 340,146 | SH | DFND | 1 | 340,146 | 0 | 0 | |
INSMED INC | COM PAR $.01 | 457669307 | 12,393 | 450,000 | SH | DFND | 1 | 450,000 | 0 | 0 | |
INSPIRE MED SYS INC | COM | 457730109 | 12,877 | 147,982 | SH | DFND | 1 | 147,982 | 0 | 0 | |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 71,590 | 500,000 | SH | Put | DFND | 1 | 500,000 | 0 | 0 |
KADMON HLDGS INC | COM | 48283N106 | 9,216 | 1,800,000 | SH | DFND | 1 | 1,800,000 | 0 | 0 | |
KEZAR LIFE SCIENCES INC | COM | 49372L100 | 6,734 | 1,300,000 | SH | DFND | 1 | 1,300,000 | 0 | 0 | |
KURA ONCOLOGY INC | COM | 50127T109 | 11,410 | 700,000 | SH | DFND | 1 | 700,000 | 0 | 0 | |
MERUS N V | COM | N5749R100 | 9,654 | 600,000 | SH | DFND | 1 | 600,000 | 0 | 0 | |
MINERVA NEUROSCIENCES INC | COM | 603380106 | 1,849 | 512,159 | SH | DFND | 1 | 512,159 | 0 | 0 | |
MIRATI THERAPEUTICS INC | COM | 60468T105 | 57,085 | 500,000 | SH | DFND | 1 | 500,000 | 0 | 0 | |
MYOKARDIA INC | COM | 62857M105 | 57,972 | 600,000 | SH | DFND | 1 | 600,000 | 0 | 0 | |
MYOVANT SCIENCES LTD | COM | G637AM102 | 51,550 | 2,500,000 | SH | DFND | 1 | 2,500,000 | 0 | 0 | |
NEKTAR THERAPEUTICS | COM | 640268108 | 2,895 | 125,000 | SH | DFND | 1 | 125,000 | 0 | 0 | |
NEXTCURE INC | COM | 65343E108 | 14,879 | 693,971 | SH | DFND | 1 | 693,971 | 0 | 0 | |
OMEROS CORP | COM | 682143102 | 40,848 | 2,775,000 | SH | DFND | 1 | 2,775,000 | 0 | 0 | |
ORCHARD THERAPEUTICS PLC | ADS | 68570P101 | 1,540 | 256,649 | SH | DFND | 1 | 256,649 | 0 | 0 | |
OUTLOOK THERAPEUTICS INC | *W EXP 02/18/202 | 69012T115 | 117 | 416,666 | SH | DFND | 1 | 416,666 | 0 | 0 | |
PLIANT THERAPEUTICS, INC | COM | 729139105 | 18,812 | 611,409 | SH | DFND | 1 | 611,409 | 0 | 0 | |
PRECISION BIOSCIENCES INC | COM | 74019P108 | 2,887 | 346,524 | SH | DFND | 1 | 346,524 | 0 | 0 | |
PRINCIPIA BIOPHARMA INC | COM | 74257L108 | 95,096 | 1,590,493 | SH | DFND | 1 | 1,590,493 | 0 | 0 | |
QUOTIENT LTD | SHS | G73268107 | 21,463 | 2,900,399 | SH | DFND | 1 | 2,900,399 | 0 | 0 | |
REATA PHARMACEUTICALS INC | CL A | 75615P103 | 62,408 | 400,000 | SH | DFND | 1 | 400,000 | 0 | 0 | |
REPARE THERAPEUTICS INC | COM | 760273102 | 10,944 | 352,795 | SH | DFND | 1 | 352,795 | 0 | 0 | |
REVOLUTION MEDICINES INC | COM | 76155X100 | 82,737 | 2,636,661 | SH | DFND | 1 | 2,636,661 | 0 | 0 | |
ROCKET PHARMACEUTICALS INC | COM | 77313F106 | 30,737 | 1,468,550 | SH | DFND | 1 | 1,468,550 | 0 | 0 | |
SAREPTA THERAPEUTICS INC | COM | 803607100 | 17,637 | 110,000 | SH | DFND | 1 | 110,000 | 0 | 0 | |
SATSUMA PHARMACEUTICALS INC | COM | 80405P107 | 22,977 | 798,905 | SH | DFND | 1 | 798,905 | 0 | 0 | |
SORRENTO THERAPEUTICS INC | COM NEW | 83587F202 | 40,820 | 6,500,000 | SH | DFND | 1 | 6,500,000 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 154,180 | 500,000 | SH | Put | DFND | 1 | 500,000 | 0 | 0 |
SPDR SER TR | S&P BIOTECH | 78464A870 | 55,975 | 500,000 | SH | Put | DFND | 1 | 500,000 | 0 | 0 |
STOKE THERAPEUTICS INC | COM | 86150R107 | 40,542 | 1,701,292 | SH | DFND | 1 | 1,701,292 | 0 | 0 | |
THERAVANCE BIOPHARMA INC | COM | G8807B106 | 2,099 | 100,000 | SH | DFND | 1 | 100,000 | 0 | 0 | |
TRICIDA INC | COM | 89610F101 | 23,966 | 872,137 | SH | DFND | 1 | 872,137 | 0 | 0 | |
TURNING POINT THERAPEUTICS I | COM | 90041T108 | 176,802 | 2,737,297 | SH | DFND | 1 | 2,737,297 | 0 | 0 | |
TWIST BIOSCIENCE CORP | COM | 90184D100 | 25,044 | 552,849 | SH | DFND | 1 | 552,849 | 0 | 0 | |
UNIQURE NV | SHS | N90064101 | 20,014 | 444,157 | SH | DFND | 1 | 444,157 | 0 | 0 | |
VIELA BIO INC | COM | 926613100 | 65,522 | 1,512,500 | SH | DFND | 1 | 1,512,500 | 0 | 0 | |
X4 PHARMACEUTICALS INC -CW24 | COM | 98420X103 | 1,757 | 328,980 | SH | DFND | 1 | 328,980 | 0 | 0 | |
Y-MABS THERAPEUTICS INC | COM | 984241109 | 68,026 | 1,574,683 | SH | DFND | 1 | 1,574,683 | 0 | 0 | |
ZAI LAB LTD | ADR | 98887Q104 | 20,533 | 250,000 | SH | DFND | 1 | 250,000 | 0 | 0 | |
ZYMEWORKS INC | COM | 98985W102 | 19,839 | 550,000 | SH | DFND | 1 | 550,000 | 0 | 0 |