The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ALPHABET INC | CAP STK CL A | 02079K305 | 2,127 | 1,500 | SH | SOLE | 1,500 | 0 | 0 | ||
| AMBAC FINL GROUP INC | COM NEW | 023139884 | 4,270 | 298,219 | SH | SOLE | 298,219 | 0 | 0 | ||
| AMBAC FINL GROUP INC | *W EXP 04/30/202 | 023139116 | 138 | 23,120 | SH | SOLE | 23,120 | 0 | 0 | ||
| ATLANTIC POWER CORP | COM NEW | 04878Q863 | 1,319 | 659,572 | SH | SOLE | 659,572 | 0 | 0 | ||
| BRISTOL-MYERS SQUIBB CO | RIGHT 99/99/9999 | 110122157 | 3,337 | 932,128 | SH | SOLE | 932,128 | 0 | 0 | ||
| CEL SCI CORP | COM PAR NEW | 150837607 | 14 | 55,000 | SH | Put | SOLE | 55,000 | 0 | 0 | |
| DELTA APPAREL INC | COM | 247368103 | 2,313 | 190,821 | SH | SOLE | 190,821 | 0 | 0 | ||
| ECHOSTAR CORP | CL A | 278768106 | 5,410 | 193,483 | SH | SOLE | 193,483 | 0 | 0 | ||
| ENDOLOGIX INC | COM NEW | 29266S304 | 197 | 245,210 | SH | SOLE | 245,210 | 0 | 0 | ||
| ENVIVA PARTNERS LP | COM UNIT | 29414J107 | 1,658 | 46,000 | SH | SOLE | 46,000 | 0 | 0 | ||
| GREEN PLAINS INC | NOTE 4.125% 9/0 | 393222AF1 | 8,849 | 11,192,000 | PRN | SOLE | 11,192,000 | 0 | 0 | ||
| HOEGH LNG PARTNERS LP | COM UNIT LTD | Y3262R100 | 692 | 71,091 | SH | SOLE | 71,091 | 0 | 0 | ||
| INDUSTRIAL LOGISTICS PPTYS T | COM SHS BEN INT | 456237106 | 5,905 | 287,355 | SH | SOLE | 287,355 | 0 | 0 | ||
| LEGG MASON INC | COM | 524901105 | 16,805 | 337,784 | SH | SOLE | 337,784 | 0 | 0 | ||
| MERRIMACK PHARMACEUTICALS IN | COM NEW | 590328209 | 2,895 | 869,354 | SH | SOLE | 869,354 | 0 | 0 | ||
| MIDDLEFIELD BANC CORP | COM NEW | 596304204 | 236 | 11,364 | SH | SOLE | 11,364 | 0 | 0 | ||
| NELNET INC | CL A | 64031N108 | 3,872 | 81,110 | SH | SOLE | 81,110 | 0 | 0 | ||
| NI HLDGS INC | COM | 65342T106 | 1,562 | 105,764 | SH | SOLE | 105,764 | 0 | 0 | ||
| OAKTREE SPECIALTY LENDING CO | COM | 67401P108 | 286 | 63,949 | SH | SOLE | 63,949 | 0 | 0 | ||
| RLJ LODGING TR | CUM CONV PFD A | 74965L200 | 6,216 | 283,987 | SH | SOLE | 283,987 | 0 | 0 | ||
| RMR GROUP INC | CL A | 74967R106 | 5,260 | 178,481 | SH | SOLE | 178,481 | 0 | 0 | ||
| SEALED AIR CORP NEW | COM | 81211K100 | 3,364 | 102,411 | SH | SOLE | 102,411 | 0 | 0 | ||
| SOUND FINL BANCORP INC | COM | 83607A100 | 426 | 17,657 | SH | SOLE | 17,657 | 0 | 0 | ||
| TILLYS INC | CL A | 886885102 | 1,160 | 204,509 | SH | SOLE | 204,509 | 0 | 0 | ||
| TURNING PT BRANDS INC | COM | 90041L105 | 4,356 | 174,880 | SH | SOLE | 174,880 | 0 | 0 | ||
| WINMARK CORP | COM | 974250102 | 685 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||