The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| 58 Com Inc | SPON ADR REP A | 31680Q104 | 34,570 | 640,914 | SH | DFND | Omni Partners US LLC | 640,914 | 0 | 0 | |
| ACAMAR PARTNERS ACQSITION CO | CL A | 004285102 | 4,998 | 487,632 | SH | DFND | Omni Partners US LLC | 487,632 | 0 | 0 | |
| ADVANCED DISP SVCS INC DEL | 0 | 00790X101 | 14,324 | 474,760 | SH | DFND | Omni Partners US LLC | 474,760 | 0 | 0 | |
| ALTA EQUIPMENT GROUP INC | COMMON STOCK | 02128L106 | 2,357 | 303,302 | SH | DFND | Omni Partners US LLC | 303,302 | 0 | 0 | |
| ALUSSA ENERGY ACQUISITION CO | *W EXP 10/31/202 | G0232J119 | 372 | 677,144 | SH | DFND | Omni Partners US LLC | 677,144 | 0 | 0 | |
| ALUSSA ENERGY ACQUISITION CO | SHS CL A | G0232J101 | 18,297 | 1,857,541 | SH | DFND | Omni Partners US LLC | 1,857,541 | 0 | 0 | |
| APEX GLOBAL BRANDS INC | COM NEW | 03768F102 | 6,824 | 666,359 | SH | DFND | Omni Partners US LLC | 666,359 | 0 | 0 | |
| BRISTOL-MYERS SQUIBB CO | RIGHT 99/99/9999 | 110122157 | 1,283 | 358,433 | SH | DFND | Omni Partners US LLC | 358,433 | 0 | 0 | |
| CAESARS ENTMT CORP | COM | 127686103 | 84,184 | 6,940,108 | SH | DFND | Omni Partners US LLC | 6,940,108 | 0 | 0 | |
| CHURCHILL CAP CORP III | COM | 17144C104 | 2,158 | 200,000 | SH | DFND | Omni Partners US LLC | 200,000 | 0 | 0 | |
| CIIG MERGER CORP | *W EXP 12/31/202 | 12559C111 | 338 | 355,384 | SH | DFND | Omni Partners US LLC | 355,384 | 0 | 0 | |
| CIIG MERGER CORP | COM CL A | 12559C103 | 7,172 | 724,403 | SH | DFND | Omni Partners US LLC | 724,403 | 0 | 0 | |
| DELPHI TECHNOLOGIES PL | SHS | G2709G107 | 20,565 | 1,447,228 | SH | DFND | Omni Partners US LLC | 1,447,228 | 0 | 0 | |
| DIAMONDPEAK HLDGS COR | COM CL A | 25280H100 | 2,712 | 263,323 | SH | DFND | Omni Partners US LLC | 263,323 | 0 | 0 | |
| E TRADE FINANCIAL CORP | COM NEW | 269246401 | 173,881 | 3,496,505 | SH | DFND | Omni Partners US LLC | 3,496,505 | 0 | 0 | |
| EXPERIENCE INVT CORP | COM CL A | 30217C109 | 6,721 | 674,122 | SH | DFND | Omni Partners US LLC | 674,122 | 0 | 0 | |
| FR PT ACQUISITION CORP | COM CL A | 30734W109 | 7,070 | 690,407 | SH | DFND | Omni Partners US LLC | 690,407 | 0 | 0 | |
| FINSERV ACQUISITION CORP | CL A | 318085107 | 3,518 | 353,533 | SH | DFND | Omni Partners US LLC | 353,533 | 0 | 0 | |
| FORESCOUT TECHNOLOGIES INC | COM | 34553D101 | 4,982 | 235,007 | SH | DFND | Omni Partners US LLC | 235,007 | 0 | 0 | |
| FUSION ACQUISITION CORP | UNIT 99/99/9999 ADDED | 36118H204 | 5,080 | 500,000 | SH | DFND | Omni Partners US LLC | 500,000 | 0 | 0 | |
| GIGCAPITAL2 INC | COM | 375036100 | 5,300 | 522,652 | SH | DFND | Omni Partners US LLC | 522,652 | 0 | 0 | |
| GIGCAPITAL2 INC | UNIT 99/99/9999 ADDED | 37519D206 | 9,538 | 950,000 | SH | DFND | Omni Partners US LLC | 950,000 | 0 | 0 | |
| GRAF INDL CORP | COM | 384278107 | 11,367 | 817,748 | SH | DFND | Omni Partners US LLC | 817,748 | 0 | 0 | |
| GRAF INDL CORP | *W EXP 12/31/202 | 384278115 | 3,373 | 1,479,334 | SH | DFND | Omni Partners US LLC | 1,479,334 | 0 | 0 | |
| GRUBHUB INC | COM | 400110102 | 1,667 | 23,719 | SH | DFND | Omni Partners US LLC | 23,719 | 0 | 0 | |
| GX ACQUISITION CORP | COM CL A | 36251A107 | 2,487 | 243,814 | SH | DFND | Omni Partners US LLC | 243,814 | 0 | 0 | |
| HAYMAKER ACQUISITION CORP II | COM CL A | 42087L101 | 15,070 | 1,456,086 | SH | DFND | Omni Partners US LLC | 1,456,086 | 0 | 0 | |
| HEALTHCARE MERGER CORP | COM CL A | 42227L102 | 5,155 | 514,487 | SH | DFND | Omni Partners US LLC | 514,487 | 0 | 0 | |
| INSURANCE ACQUISITION CORP | CL A | 457867109 | 1,650 | 127,347 | SH | DFND | Omni Partners US LLC | 127,347 | 0 | 0 | |
| KENSINGTON CAP ACQUISITION | UNIT 07/01/027 ADDED | 490073202 | 7,014 | 700,000 | SH | DFND | Omni Partners US LLC | 700,000 | 0 | 0 | |
| LEGACY ACQUISITION CORP | COM CL A | 524643103 | 4,773 | 497,211 | SH | DFND | Omni Partners US LLC | 497,211 | 0 | 0 | |
| LEGACY ACQUISITION CORP | *W EXP 11/30/202 | 524643111 | 279 | 570,156 | SH | DFND | Omni Partners US LLC | 570,156 | 0 | 0 | |
| LEO HOLDINGS CORP | COM CL A | G5463L105 | 16,650 | 1,600,983 | SH | DFND | Omni Partners US LLC | 1,600,983 | 0 | 0 | |
| LINE CORP | SPONSORED ADR | 53567X101 | 60,526 | 1,204,776 | SH | DFND | Omni Partners US LLC | 1,204,776 | 0 | 0 | |
| NAVISTAR INTL CORP NEW | COM | 63934E108 | 4,038 | 143,186 | SH | DFND | Omni Partners US LLC | 143,186 | 0 | 0 | |
| NEW PROVIDENCE ACQUISITION | *W EXP 09/11/202 | 64822P114 | 368 | 367,915 | SH | DFND | Omni Partners US LLC | 367,915 | 0 | 0 | |
| NEW PROVIDENCE ACQUISITION | COM CL A | 64822P106 | 12,435 | 1,233,592 | SH | DFND | Omni Partners US LLC | 1,233,592 | 0 | 0 | |
| PIVOTAL INVT CORP II | COM CL A | 72582K100 | 12,836 | 1,264,675 | SH | DFND | Omni Partners US LLC | 1,264,675 | 0 | 0 | |
| PIVOTAL INVT CORP II | *W EXP 06/01/202 | 72582K118 | 269 | 339,936 | SH | DFND | Omni Partners US LLC | 339,936 | 0 | 0 | |
| PORTOLA PHARMACEUTICALS INC | COM | 737010108 | 57,810 | 3,213,440 | SH | DFND | Omni Partners US LLC | 3,213,440 | 0 | 0 | |
| QIAGEN NV | SHS NEW | N72482123 | 5,238 | 122,352 | SH | DFND | Omni Partners US LLC | 122,352 | 0 | 0 | |
| SC HEALTH CORP | COM CL A | G78516203 | 1,363 | 134,783 | SH | DFND | Omni Partners US LLC | 134,783 | 0 | 0 | |
| SCHULTZE SPL PURP ACQUSTN | *W EXP 12/31/202 | 80821R117 | 521 | 403,973 | SH | DFND | Omni Partners US LLC | 403,973 | 0 | 0 | |
| SCHULTZE SPL PURP ACQUSTN | COM | 80821R109 | 7,895 | 771,703 | SH | DFND | Omni Partners US LLC | 771,703 | 0 | 0 | |
| SILVER SPIKE ACQUISITION COR | CL A SHS | G8136L106 | 4,940 | 487,629 | SH | DFND | Omni Partners US LLC | 487,629 | 0 | 0 | |
| SOFTWARE ACQUISITION GROUP I | COM CL A | 83406B101 | 2,019 | 200,888 | SH | DFND | Omni Partners US LLC | 200,888 | 0 | 0 | |
| STABLE RD ACQUISITION CORP | COM CL A | 85236Q109 | 7,428 | 746,513 | SH | DFND | Omni Partners US LLC | 746,513 | 0 | 0 | |
| TD AMERITRADE HLDG CORP | COM | 87236Y108 | 45,520 | 1,251,250 | SH | DFND | Omni Partners US LLC | 1,251,250 | 0 | 0 | |
| TEXAS CAP BANCSHARES INC | COM | 88224Q107 | 1,886 | 61,095 | SH | DFND | Omni Partners US LLC | 61,095 | 0 | 0 | |
| THUNDER BRDG ACQUISTION II L | CL A SHS | G8857S116 | 4,925 | 487,629 | SH | DFND | Omni Partners US LLC | 487,629 | 0 | 0 | |
| TORTOISE ACQUISITION CORP | CL A | 89154L100 | 1,372 | 50,000 | SH | DFND | Omni Partners US LLC | 50,000 | 0 | 0 | |
| TRINE ACQUISITION CORP | COM CL A | 89628U108 | 24,957 | 2,388,226 | SH | DFND | Omni Partners US LLC | 2,388,226 | 0 | 0 | |
| TRINE ACQUISITION CORP | *W EXP 03/31/202 | 89628U116 | 1,944 | 1,254,099 | SH | DFND | Omni Partners US LLC | 1,254,099 | 0 | 0 | |
| WHOLE EARTH BRANDS INC | COM CL A | 96684W100 | 4,035 | 500,000 | SH | DFND | Omni Partners US LLC | 500,000 | 0 | 0 | |
| WILLIS TOWERS WATSON PLC LTD | SHS | G96629103 | 22,138 | 112,406 | SH | DFND | Omni Partners US LLC | 112,406 | 0 | 0 | |
| WRIGHT MED GROUP N V | ORD SHS | N96617118 | 75,025 | 2,524,404 | SH | DFND | Omni Partners US LLC | 2,524,404 | 0 | 0 | |
| B RILEY PRIN MERGER CORP II | *W EXP 05/06/202 | 02128L114 | 196 | 187,500 | SH | DFND | Omni Partners US LLC | 187,500 | 0 | 0 | |
| SOFTWARE ACQUISITION GROUP I | *W EXP 10/01/202 | 83406B119 | 86 | 95,315 | SH | DFND | Omni Partners US LLC | 95,315 | 0 | 0 | |
| TIFFANY & CO NEW | COM | 886547108 | 992 | 8,135 | SH | DFND | Omni Partners US LLC | 8,135 | 0 | 0 | |