The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
89BIO INC | COM | 282559103 | 408 | 20,478 | SH | SOLE | 20,478 | 0 | 0 | ||
ACCURAY INC | COM | 004397105 | 1,369 | 674,300 | SH | SOLE | 674,300 | 0 | 0 | ||
AERIE PHARMACEUTICALS INC | COM | 00771V108 | 4,125 | 279,440 | SH | SOLE | 279,440 | 0 | 0 | ||
AFFIMED NV | COM | N01045108 | 3,900 | 845,000 | SH | SOLE | 845,000 | 0 | 0 | ||
AILERON THERAPEUTICS INC | COM | 00887A105 | 531 | 450,000 | SH | SOLE | 450,000 | 0 | 0 | ||
AKEBIA THERAPEUTICS INC | COM | 00972D105 | 10,357 | 762,666 | SH | SOLE | 762,666 | 0 | 0 | ||
ALECTOR INC | COM | 014442107 | 3,422 | 140,000 | SH | SOLE | 140,000 | 0 | 0 | ||
APELLIS PHARMACEUTICALS INC | COM | 03753U106 | 1,096 | 33,554 | SH | SOLE | 33,554 | 0 | 0 | ||
APPLIED GENETIC TECHNOL CORP | COM | 03820J100 | 6,431 | 1,160,878 | SH | SOLE | 1,160,878 | 0 | 0 | ||
ARCTURUS THERAPEUTICS HLDG I | COM | 03969T109 | 6,965 | 149,017 | SH | SOLE | 149,017 | 0 | 0 | ||
ARCUS BIOSCIENCES INC | COM | 03969F109 | 1,784 | 72,100 | SH | SOLE | 72,100 | 0 | 0 | ||
ARDELYX INC | COM | 039697107 | 1,279 | 184,850 | SH | SOLE | 184,850 | 0 | 0 | ||
ARENA PHARMACEUTICALS INC | COM NEW | 040047607 | 15,432 | 245,142 | SH | SOLE | 245,142 | 0 | 0 | ||
ASCENDIS PHARMA A S | SPONSORED ADR | 04351P101 | 2,106 | 14,237 | SH | SOLE | 14,237 | 0 | 0 | ||
ASLAN PHARMACEUTICALS LTD | ADS | 04522R101 | 172 | 86,082 | SH | SOLE | 86,082 | 0 | 0 | ||
ASSEMBLY BIOSCIENCES INC | COM | 045396108 | 830 | 35,573 | SH | SOLE | 35,573 | 0 | 0 | ||
ATRICURE INC | COM | 04963C209 | 5,989 | 133,229 | SH | SOLE | 133,229 | 0 | 0 | ||
AUTOLUS THERAPEUTICS PLC | SPON ADS | 05280R100 | 1,030 | 64,235 | SH | SOLE | 64,235 | 0 | 0 | ||
AXOVANT GENE THERAPIES LTD | COM | G0750W203 | 2,835 | 1,005,391 | SH | SOLE | 1,005,391 | 0 | 0 | ||
BIOCRYST PHARMACEUTICALS INC | COM | 09058V103 | 3,545 | 744,051 | SH | SOLE | 744,051 | 0 | 0 | ||
BIOHAVEN PHARMACEUTICALS HOLD | COM | G11196105 | 6,404 | 87,600 | SH | SOLE | 87,600 | 0 | 0 | ||
BIOTELEMETRY INC | COM | 090672106 | 2,734 | 60,500 | SH | SOLE | 60,500 | 0 | 0 | ||
BLUEBIRD BIO INC | COM | 09609G100 | 1,848 | 30,273 | SH | SOLE | 30,273 | 0 | 0 | ||
BLUEPRINT MEDICINES CORP | COM | 09627Y109 | 17,791 | 228,089 | SH | SOLE | 228,089 | 0 | 0 | ||
CARA THERAPEUTICS INC | COM | 140755109 | 6,345 | 371,033 | SH | SOLE | 371,033 | 0 | 0 | ||
CARDIOVASCULAR SYSTEMS INC | COM | 141619106 | 4,770 | 151,200 | SH | SOLE | 151,200 | 0 | 0 | ||
CERECOR INC | COM | 15671L109 | 827 | 318,000 | SH | SOLE | 318,000 | 0 | 0 | ||
COMPUGEN LTD | ORD | M25722105 | 5,153 | 343,046 | SH | SOLE | 343,046 | 0 | 0 | ||
CONSTELLATION PHARMACEUTICAL | COM | 210373106 | 5,137 | 170,942 | SH | SOLE | 170,942 | 0 | 0 | ||
CORBUS PHARMACEUTICALS HLDGS | COM | 21833P103 | 907 | 108,061 | SH | SOLE | 108,061 | 0 | 0 | ||
CYMABAY THERAPEUTICS INC | COM | 23257D103 | 578 | 165,600 | SH | SOLE | 165,600 | 0 | 0 | ||
CYTOMX THERAPEUTICS INC | COM | 23284F105 | 51 | 6,100 | SH | SOLE | 6,100 | 0 | 0 | ||
DEXCOM INC | COM | 252131107 | 8,569 | 21,138 | SH | SOLE | 21,138 | 0 | 0 | ||
DICERNA PHARMACEUTICALS INC | COM | 253031108 | 11,538 | 454,236 | SH | SOLE | 454,236 | 0 | 0 | ||
FATE THERAPEUTICS INC | COM | 31189P102 | 16,841 | 490,861 | SH | SOLE | 490,861 | 0 | 0 | ||
GALAPAGOS NV | SPON ADR | 36315X101 | 8,755 | 44,375 | SH | SOLE | 44,375 | 0 | 0 | ||
GAMIDA CELL LTD | SHS | M47364100 | 640 | 140,000 | SH | SOLE | 140,000 | 0 | 0 | ||
GENOCEA BIOSCIENCES INC | COM NEW | 372427401 | 1,207 | 524,664 | SH | SOLE | 524,664 | 0 | 0 | ||
GRITSTONE ONCOLOGY INC | COM | 39868T105 | 332 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
HARPOON THERAPEUTICS INC | COM | 41358P106 | 1,413 | 85,119 | SH | SOLE | 85,119 | 0 | 0 | ||
HOOKIPA PHARMA INC | COM | 43906K100 | 931 | 80,118 | SH | SOLE | 80,118 | 0 | 0 | ||
IMMUNOMEDICS INC | COM | 452907108 | 8,892 | 250,905 | SH | SOLE | 250,905 | 0 | 0 | ||
INOGEN INC | COM | 45780L104 | 533 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
ISHARES TR NASDAQ BIOTECH | ETF | 464287556 | 7,504 | 54,900 | SH | SOLE | 54,900 | 0 | 0 | ||
IVERIC BIO INC | COM | 46583P102 | 1,823 | 357,500 | SH | SOLE | 357,500 | 0 | 0 | ||
JOHNSON AND JOHNSON | COM | 478160104 | 1,322 | 9,400 | SH | SOLE | 9,400 | 0 | 0 | ||
KADMON HOLDINGS INC | COM | 48283N106 | 2,834 | 553,564 | SH | SOLE | 553,564 | 0 | 0 | ||
KALVISTA PHARMACEUTICALS INC | COM | 483497103 | 2,692 | 222,452 | SH | SOLE | 222,452 | 0 | 0 | ||
KARUNA THERAPEUTICS INC | COM | 48576A100 | 1,029 | 9,231 | SH | SOLE | 9,231 | 0 | 0 | ||
KURA ONCOLOGY INC | COM | 50127T109 | 4,796 | 294,260 | SH | SOLE | 294,260 | 0 | 0 | ||
LARIMAR THERAPEUTICS INC | COM | 517125100 | 1,622 | 126,261 | SH | SOLE | 126,261 | 0 | 0 | ||
LEAP THERAPEUTICS INC | COM | 52187K101 | 575 | 275,000 | SH | SOLE | 275,000 | 0 | 0 | ||
LINEAGE CELL THERAPEUTICS IN | COM | 53566P109 | 83 | 95,000 | SH | SOLE | 95,000 | 0 | 0 | ||
LIQUIDIA TECHNOLOGIES INC | COM | 53635D202 | 4,631 | 550,000 | SH | SOLE | 550,000 | 0 | 0 | ||
LUMINEX CORP | COM | 55027E102 | 5,013 | 154,091 | SH | SOLE | 154,091 | 0 | 0 | ||
MADRIGAL PHARMACEUTICALS INC | COM | 558868105 | 747 | 6,600 | SH | SOLE | 6,600 | 0 | 0 | ||
MASIMO CORPORATION | COM | 574795100 | 684 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
MEI PHARMA INC | COM NEW | 55279B202 | 227 | 55,000 | SH | SOLE | 55,000 | 0 | 0 | ||
MEREO BIOPHARMA GROUP PLC | ADS | 589492107 | 235 | 76,800 | SH | SOLE | 76,800 | 0 | 0 | ||
MERSANA THERAPEUTICS INC | COM | 59045L106 | 6,322 | 270,163 | SH | SOLE | 270,163 | 0 | 0 | ||
MIRATI THERAPEUTICS INC | COM | 60468T105 | 2,500 | 21,893 | SH | SOLE | 21,893 | 0 | 0 | ||
MORPHIC HOLDING INC | COM | 61775R105 | 812 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
NATUS MEDICAL INC | COM | 639050103 | 936 | 42,900 | SH | SOLE | 42,900 | 0 | 0 | ||
NEUROCRINE BIOSCIENCES INC | COM | 64125C109 | 8,931 | 73,208 | SH | SOLE | 73,208 | 0 | 0 | ||
NEURONETICS INC | COM | 64131A105 | 957 | 495,772 | SH | SOLE | 495,772 | 0 | 0 | ||
NEXTCURE INC | COM | 65343E108 | 429 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
OTONOMY INC | COM | 68906L105 | 1,698 | 469,135 | SH | SOLE | 469,135 | 0 | 0 | ||
PHASEBIO PHARMACEUTICALS INC | COM | 717224109 | 1,474 | 320,542 | SH | SOLE | 320,542 | 0 | 0 | ||
PREVAIL THERAPEUTICS INC | COM | 74140Y101 | 1,118 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
PROQR THERAPEUTICS N V | SHS EURO | N71542109 | 7,523 | 1,237,400 | SH | SOLE | 1,237,400 | 0 | 0 | ||
PROVENTION BIO INC | COM | 74374N102 | 353 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
RADIUS HEALTH INC | COM NEW | 750469207 | 300 | 22,000 | SH | SOLE | 22,000 | 0 | 0 | ||
RADIUS HEALTH INC | NOTE 3.000% 9/0 | 750469AA6 | 2,990 | 4,000,000 | PRN | SOLE | 4,000,000 | 0 | 0 | ||
RIGEL PHARMACEUTICALS INC | COM NEW | 766559603 | 289 | 157,700 | SH | SOLE | 157,700 | 0 | 0 | ||
SAGE THERAPEUTICS INC | COM | 78667J108 | 6,873 | 165,306 | SH | SOLE | 165,306 | 0 | 0 | ||
SCPHARMACEUTICALS INC | COM | 810648105 | 736 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
SOLENO THERAPEUTICS INC | COM NEW | 834203200 | 827 | 372,500 | SH | SOLE | 372,500 | 0 | 0 | ||
STEREOTAXIS INC | COM NEW | 85916J409 | 61,015 | 13,680,554 | SH | SOLE | 13,680,554 | 0 | 0 | ||
SUTRO BIOPHARMA INC | COM | 869367102 | 826 | 106,444 | SH | SOLE | 106,444 | 0 | 0 | ||
SYNDAX PHARMACEUTICALS INC | COM | 87164F105 | 5,335 | 360,000 | SH | SOLE | 360,000 | 0 | 0 | ||
SYNLOGIC INC | COM | 87166L100 | 819 | 403,597 | SH | SOLE | 403,597 | 0 | 0 | ||
TCR2 THERAPEUTICS INC | COM | 87808K106 | 709 | 46,183 | SH | SOLE | 46,183 | 0 | 0 | ||
TURNING POINT THERAPEUTICS I | COM | 90041T108 | 1,499 | 23,210 | SH | SOLE | 23,210 | 0 | 0 | ||
VIKING THERAPEUTICS INC | COM | 92686J106 | 3,251 | 450,900 | SH | SOLE | 450,900 | 0 | 0 | ||
XENON PHARMACEUTICALS INC | COM | 98420N105 | 4,346 | 346,535 | SH | SOLE | 346,535 | 0 | 0 | ||
ZOGENIX INC | COM NEW | 98978L204 | 1,371 | 50,749 | SH | SOLE | 50,749 | 0 | 0 | ||
ZYMEWORKS INC | COM | 98985W102 | 651 | 18,039 | SH | SOLE | 18,039 | 0 | 0 |