The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
AMERIPRISE FINL INC COM 03076C106 6,497 43,301 SH   SOLE 0 43,301 0 0
ATLANTIC POWER CORP COM NEW 04878Q863 4,405 2,202,685 SH   SOLE 0 2,202,685 0 0
BANK OF NT BUTTERFIELD&SON L SHS NEW G0772R208 1,508 61,828 SH   SOLE 0 61,828 0 0
BELLUS HEALTH INC NEW COM NEW 07987C204 2,138 207,778 SH   SOLE 0 207,778 0 0
BLUEBIRD BIO INC COM 09609G100 7,912 129,622 SH   SOLE 0 129,622 0 0
BONANZA CREEK ENERGY INC COM NEW 097793400 30,540 2,060,700 SH   SOLE 0 2,060,700 0 0
BRIGHTSPHERE INVT GROUP INC COM 10948W103 28,124 2,257,173 SH   SOLE 0 2,257,173 0 0
BRISTOL-MYERS SQUIBB CO RIGHT 99/99/9999 110122157 14,127 3,946,145 SH   SOLE 0 3,946,145 0 0
CAI INTERNATIONAL INC COM 12477X106 14,086 845,512 SH   SOLE 0 845,512 0 0
CATALYST PHARMACEUTICALS INC COM 14888U101 14,462 3,130,195 SH   SOLE 0 3,130,195 0 0
CHEMOCENTRYX INC COM 16383L106 8,292 144,115 SH   SOLE 0 144,115 0 0
CONTURA ENERGY INC COM 21241B100 2,147 706,108 SH   SOLE 0 706,108 0 0
CORBUS PHARMACEUTICALS HLDGS COM 21833P103 179 21,300 SH Put SOLE 0 21,300 0 0
CORBUS PHARMACEUTICALS HLDGS COM 21833P103 4,633 552,200 SH Call SOLE 0 552,200 0 0
DIAMOND S SHIPPING INC COM Y20676105 6,679 835,910 SH   SOLE 0 835,910 0 0
EAGLE BULK SHIPPING INC SHS NEW Y2187A143 478 218,248 SH   SOLE 0 218,248 0 0
ECHOSTAR CORP CL A 278768106 30,246 1,081,749 SH   SOLE 0 1,081,749 0 0
EIGER BIOPHARMACEUTICALS INC COM 28249U105 9,099 947,852 SH   SOLE 0 947,852 0 0
FIRST FNDTN INC COM 32026V104 826 50,547 SH   SOLE 0 50,547 0 0
FLY LEASING LTD SPONSORED ADR 34407D109 5,832 710,380 SH   SOLE 0 710,380 0 0
GENCO SHIPPING & TRADING LTD SHS Y2685T131 8,585 1,367,084 SH   SOLE 0 1,367,084 0 0
GREEN PLAINS INC COM 393222104 25,957 2,541,050 SH   SOLE 0 2,541,050 0 0
GRID DYNAMICS HLDGS INC *W EXP 03/05/202 39813G117 161 100,856 SH   SOLE 0 100,856 0 0
IMMUNOVANT INC COM 45258J102 3,173 130,307 SH   SOLE 0 130,307 0 0
IOVANCE BIOTHERAPEUTICS INC COM 462260100 1,749 63,723 SH   SOLE 0 63,723 0 0
KBR INC COM 48242W106 9,076 402,499 SH   SOLE 0 402,499 0 0
KORN FERRY COM NEW 500643200 5,545 180,437 SH   SOLE 0 180,437 0 0
LARIMAR THERAPEUTICS INC COM 517125100 1,878 146,142 SH   SOLE 0 146,142 0 0
LPL FINL HLDGS INC COM 50212V100 6,021 76,804 SH   SOLE 0 76,804 0 0
MAGNACHIP SEMICONDUCTOR CORP COM 55933J203 1,850 179,589 SH   SOLE 0 179,589 0 0
NAVIOS MARITIME CONTAINERS L COM UNIT RP LP Y62151108 2,679 3,307,750 SH   SOLE 0 3,307,750 0 0
PENN VA CORP COM 70788V102 3,792 397,921 SH   SOLE 0 397,921 0 0
PENNYMAC FINL SVCS INC NEW COM 70932M107 11,544 276,240 SH   SOLE 0 276,240 0 0
PDC ENERGY INC COM 69327R101 8,708 700,000 SH Call SOLE 0 700,000 0 0
PG&E CORP COM 69331C108 23,219 2,617,744 SH   SOLE 0 2,617,744 0 0
PG&E CORP COM 69331C108 1,149 129,500 SH Put SOLE 0 129,500 0 0
PG&E CORP COM 69331C108 2,484 280,000 SH Call SOLE 0 280,000 0 0
PROGRESSIVE CORP OHIO COM 743315103 1,634 20,394 SH   SOLE 0 20,394 0 0
QUANTA SVCS INC COM 74762E102 6,431 163,918 SH   SOLE 0 163,918 0 0
RAMACO RES INC COM 75134P303 1,464 684,165 SH   SOLE 0 684,165 0 0
RHYTHM PHARMACEUTICALS INC COM 76243J105 1,274 57,138 SH   SOLE 0 57,138 0 0
SELECTA BIOSCIENCES INC COM 816212104 18,593 6,546,780 SH   SOLE 0 6,546,780 0 0
SERVISFIRST BANCSHARES INC COM 81768T108 1,572 43,973 SH   SOLE 0 43,973 0 0
SIERRA ONCOLOGY INC COM NEW 82640U404 5,095 421,089 SH   SOLE 0 421,089 0 0
SOUTH MTN MERGER CORP *W EXP 06/20/202 838884112 117 104,295 SH   SOLE 0 104,295 0 0
STOCK YDS BANCORP INC COM 861025104 567 14,103 SH   SOLE 0 14,103 0 0
STONEMOR INC COM 86184W106 7,218 9,287,513 SH   SOLE 0 9,287,513 0 0
SUNCOKE ENERGY INC COM 86722A103 15,164 5,123,075 SH   SOLE 0 5,123,075 0 0
SUPER MICRO COMPUTER INC COM 86800U104 26,478 932,645 SH   SOLE 0 932,645 0 0
SWITCHBACK ENERGY ACQUISTN C *W EXP 07/25/202 87105M110 108 136,415 SH   SOLE 0 136,415 0 0
TG THERAPEUTICS INC COM 88322Q108 13,407 688,224 SH   SOLE 0 688,224 0 0
WESTERN ALLIANCE BANCORP COM 957638109 854 22,545 SH   SOLE 0 22,545 0 0