The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ALECTOR INC | COM | 014442107 | 8,299 | 339,569 | SH | DFND | 339,569 | 0 | 0 | ||
| APTINYX INC | COM | 03836N103 | 13,720 | 3,290,079 | SH | DFND | 3,290,079 | 0 | 0 | ||
| ARAVIVE INC | COM | 03890D108 | 11,016 | 946,423 | SH | DFND | 946,423 | 0 | 0 | ||
| ARVINAS INC | COM | 04335A105 | 76,573 | 2,283,048 | SH | DFND | 2,283,048 | 0 | 0 | ||
| AVROBIO INC | COM | 05455M100 | 5,506 | 315,550 | SH | DFND | 315,550 | 0 | 0 | ||
| CHIASMA INC | COM | 16706W102 | 3,958 | 735,700 | SH | DFND | 735,700 | 0 | 0 | ||
| CHIMERIX INC | COM | 16934W106 | 4,185 | 1,350,000 | SH | DFND | 1,350,000 | 0 | 0 | ||
| CRINETICS PHARMACEUTICALS INC | COM | 22663K107 | 2,470 | 141,000 | SH | DFND | 141,000 | 0 | 0 | ||
| DECIPHERA PHARMACEUTICALS INC | COM | 24344T101 | 72,236 | 1,209,571 | SH | DFND | 1,209,571 | 0 | 0 | ||
| HARPOON THERAPEUTICS INC | COM | 41358P106 | 48,495 | 2,921,405 | SH | DFND | 2,921,405 | 0 | 0 | ||
| ITERUM THERAPEUTICS PLC | SHS | G6333L101 | 1,733 | 1,456,303 | SH | DFND | 1,456,303 | 0 | 0 | ||
| MINERVA NEUROSCIENCES INC | COM | 603380106 | 1,623 | 449,500 | SH | DFND | 449,500 | 0 | 0 | ||
| NEURONETICS INC | COM | 64131A105 | 1,043 | 540,317 | SH | DFND | 540,317 | 0 | 0 | ||
| OBSEVA SA | COM | H5861P103 | 5,304 | 900,501 | SH | DFND | 900,501 | 0 | 0 | ||
| PASSAGE BIO | COM | 702712100 | 68,268 | 2,497,922 | SH | DFND | 2,497,922 | 0 | 0 | ||
| PDS BIOTECHNOLOGY CORP | COM | 70465T107 | 236 | 117,242 | SH | DFND | 117,242 | 0 | 0 | ||
| PRINCIPIA BIOPHARMA INC | COM | 74257L108 | 14,934 | 249,774 | SH | DFND | 249,774 | 0 | 0 | ||
| SIERRA ONCOLOGY INC | COM | 82640U107 | 4,956 | 409,611 | SH | DFND | 409,611 | 0 | 0 | ||
| UNUM THERAPEUTICS INC | COM | 903214104 | 826 | 1,795,545 | SH | DFND | 1,795,545 | 0 | 0 | ||
| X4 PHARMACEUTICALS INC | COM | 98420X103 | 3,122 | 335,000 | SH | DFND | 335,000 | 0 | 0 | ||