The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| SS&C TECHNOLOGIES HLDGS INC | COM | 78467J100 | 847 | 15,000 | SH | DFND | 0 | 0 | 15,000 | ||
| BLACKSTONE GROUP INC | COM CL A | 09260D107 | 2,125 | 37,500 | SH | SOLE | 37,500 | 0 | 0 | ||
| EIGER BIOPHARMACEUTICALS INC | COM | 28249U105 | 720 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
| CUE BIOPHARMA INC | COM | 22978P106 | 613 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
| CENTURY CMNTYS INC | COM | 156504300 | 767 | 25,000 | SH | DFND | 0 | 0 | 25,000 | ||
| EHEALTH INC | COM | 28238P109 | 455 | 4,627 | SH | DFND | 0 | 0 | 4,627 | ||
| AMERICOLD RLTY TR | COM | 03064D108 | 3,267 | 90,000 | SH | SOLE | 90,000 | 0 | 0 | ||
| FIDELITY NATIONAL FINANCIAL | FNF GROUP COM | 31620R303 | 4,236 | 138,145 | SH | SOLE | 138,145 | 0 | 0 | ||
| SUNCOKE ENERGY INC | COM | 86722A103 | 296 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
| AXOS FINANCIAL INC | COM | 05465C100 | 331 | 15,000 | SH | DFND | 0 | 0 | 15,000 | ||
| ROSETTA STONE INC | COM | 777780107 | 6,537 | 387,741 | SH | DFND | 0 | 0 | 387,741 | ||
| FIRST INTERNET BK IND | COM | 320557101 | 811 | 48,800 | SH | DFND | 0 | 0 | 48,800 | ||
| KKR & CO INC | COM | 48251W104 | 3,706 | 120,000 | SH | SOLE | 120,000 | 0 | 0 | ||
| AMERICOLD RLTY TR | COM | 03064D108 | 1,815 | 50,000 | SH | DFND | 0 | 0 | 50,000 | ||
| LGI HOMES INC | COM | 50187T106 | 4,842 | 55,000 | SH | SOLE | 55,000 | 0 | 0 | ||
| CELSIUS HLDGS INC | COM NEW | 15118V207 | 1,000 | 85,000 | SH | SOLE | 85,000 | 0 | 0 | ||
| UNIQURE NV | SHS | N90064101 | 2,253 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
| CUE BIOPHARMA INC | COM | 22978P106 | 436 | 17,800 | SH | DFND | 0 | 0 | 17,800 | ||
| PAR TECHNOLOGY CORP | COM | 698884103 | 7,089 | 236,851 | SH | DFND | 0 | 0 | 236,851 | ||
| FIRST INTERNET BK IND | COM | 320557101 | 831 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
| SYNCHRONY FINANCIAL | COM | 87165B103 | 369 | 16,667 | SH | DFND | 0 | 0 | 16,667 | ||
| GRUPO AEROPUERTO DEL PACIFIC | SPON ADR B | 400506101 | 460 | 6,407 | SH | DFND | 0 | 0 | 6,407 | ||
| LEGACY HOUSING CORP | COM | 52472M101 | 2,267 | 159,408 | SH | DFND | 0 | 0 | 159,408 | ||
| RIMINI STR INC DEL | COM | 76674Q107 | 6,989 | 1,357,002 | SH | SOLE | 1,357,002 | 0 | 0 | ||
| RIMINI STR INC DEL | COM | 76674Q107 | 5,073 | 984,972 | SH | DFND | 0 | 0 | 984,972 | ||
| EZCORP INC | CL A NON VTG | 302301106 | 945 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
| IOVANCE BIOTHERAPEUTICS INC | COM | 462260100 | 686 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
| PIERIS PHARMACEUTICALS INC | COM | 720795103 | 186 | 60,000 | SH | SOLE | 60,000 | 0 | 0 | ||
| GROUP 1 AUTOMOTIVE INC | COM | 398905109 | 3,299 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
| ROSETTA STONE INC | COM | 777780107 | 12,536 | 743,550 | SH | SOLE | 743,550 | 0 | 0 | ||
| GRUPO AEROPORTUARIO DEL SURE | SPON ADR SER B | 40051E202 | 3,369 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
| CATCHMARK TIMBER TR INC | CL A | 14912Y202 | 824 | 93,111 | SH | DFND | 0 | 0 | 93,111 | ||
| EIGER BIOPHARMACEUTICALS INC | COM | 28249U105 | 565 | 58,900 | SH | DFND | 0 | 0 | 58,900 | ||
| PIERIS PHARMACEUTICALS INC | COM | 720795103 | 201 | 64,700 | SH | DFND | 0 | 0 | 64,700 | ||
| CELSIUS HLDGS INC | COM NEW | 15118V207 | 559 | 47,500 | SH | DFND | 0 | 0 | 47,500 | ||
| MACQUARIE INFRASTRUCTURE COR | COM | 55608B105 | 1,287 | 41,942 | SH | SOLE | 41,942 | 0 | 0 | ||
| BENEFYTT TECHNOLOGIES INC | COM CL A | 08182C106 | 8,004 | 391,223 | SH | DFND | 0 | 0 | 391,223 | ||
| KKR & CO INC | COM | 48251W104 | 2,316 | 75,000 | SH | DFND | 0 | 0 | 75,000 | ||
| LGI HOMES INC | COM | 50187T106 | 2,471 | 28,065 | SH | DFND | 0 | 0 | 28,065 | ||
| CENTURY CMNTYS INC | COM | 156504300 | 1,226 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
| GRUPO AEROPORTUARIO DEL CENT | SPON ADR | 400501102 | 743 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
| GALMED PHARMACEUTICALS LTD | SHS | M47238106 | 389 | 81,293 | SH | DFND | 0 | 0 | 81,293 | ||
| FRONT YD RESIDENTIAL CORP | COM | 35904G107 | 174 | 20,000 | SH | DFND | 0 | 0 | 20,000 | ||
| BENEFYTT TECHNOLOGIES INC | COM CL A | 08182C106 | 11,153 | 545,100 | SH | SOLE | 545,100 | 0 | 0 | ||
| CONSOL ENERGY INC NEW | COM | 20854L108 | 76 | 15,000 | SH | DFND | 0 | 0 | 15,000 | ||
| UNIQURE NV | SHS | N90064101 | 901 | 20,000 | SH | DFND | 0 | 0 | 20,000 | ||
| CONTURA ENERGY INC | COM | 21241B100 | 228 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
| EZCORP INC | CL A NON VTG | 302301106 | 473 | 75,000 | SH | DFND | 0 | 0 | 75,000 | ||
| APTOSE BIOSCIENCES INC | COM NEW | 03835T200 | 1,010 | 160,000 | SH | DFND | 0 | 0 | 160,000 | ||
| QUINSTREET INC | COM | 74874Q100 | 532 | 50,900 | SH | DFND | 0 | 0 | 50,900 | ||
| ASBURY AUTOMOTIVE GROUP INC | COM | 043436104 | 533 | 6,893 | SH | SOLE | 6,893 | 0 | 0 | ||
| APTOSE BIOSCIENCES INC | COM NEW | 03835T200 | 1,546 | 245,000 | SH | SOLE | 245,000 | 0 | 0 | ||
| CATCHMARK TIMBER TR INC | CL A | 14912Y202 | 1,549 | 175,000 | SH | SOLE | 175,000 | 0 | 0 | ||
| MGIC INVT CORP WIS | COM | 552848103 | 328 | 40,000 | SH | DFND | 0 | 0 | 40,000 | ||
| CONTURA ENERGY INC | COM | 21241B100 | 9 | 2,900 | SH | DFND | 0 | 0 | 2,900 | ||
| CHEMOURS CO | COM | 163851108 | 1,151 | 75,000 | SH | DFND | 0 | 0 | 75,000 | ||
| GROWGENERATION CORP | COM | 39986L109 | 134 | 19,600 | SH | DFND | 0 | 0 | 19,600 | ||
| GALMED PHARMACEUTICALS LTD | SHS | M47238106 | 251 | 52,607 | SH | SOLE | 52,607 | 0 | 0 | ||
| GROWGENERATION CORP | COM | 39986L109 | 1,472 | 215,250 | SH | SOLE | 215,250 | 0 | 0 | ||
| GROUP 1 AUTOMOTIVE INC | COM | 398905109 | 1,230 | 18,639 | SH | DFND | 0 | 0 | 18,639 | ||
| FIDELITY NATIONAL FINANCIAL | FNF GROUP COM | 31620R303 | 1,890 | 61,633 | SH | DFND | 0 | 0 | 61,633 | ||
| PAR TECHNOLOGY CORP | COM | 698884103 | 10,775 | 360,000 | SH | SOLE | 360,000 | 0 | 0 | ||
| BLACKSTONE GROUP INC | COM CL A | 09260D107 | 1,417 | 25,000 | SH | DFND | 0 | 0 | 25,000 | ||
| SYNCHRONY FINANCIAL | COM | 87165B103 | 628 | 28,333 | SH | SOLE | 28,333 | 0 | 0 | ||
| LEGACY HOUSING CORP | COM | 52472M101 | 3,558 | 250,239 | SH | SOLE | 250,239 | 0 | 0 | ||
| MACQUARIE INFRASTRUCTURE COR | COM | 55608B105 | 720 | 23,458 | SH | DFND | 0 | 0 | 23,458 | ||
| SS&C TECHNOLOGIES HLDGS INC | COM | 78467J100 | 1,977 | 35,000 | SH | SOLE | 35,000 | 0 | 0 | ||
| MGIC INVT CORP WIS | COM | 552848103 | 450 | 55,000 | SH | SOLE | 55,000 | 0 | 0 | ||
| GRUPO AEROPORTUARIO DEL SURE | SPON ADR SER B | 40051E202 | 1,630 | 14,512 | SH | DFND | 0 | 0 | 14,512 | ||
| CHEMOURS CO | COM | 163851108 | 2,303 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
| GRUPO AEROPORTUARIO DEL CENT | SPON ADR | 400501102 | 198 | 5,328 | SH | DFND | 0 | 0 | 5,328 | ||
| HALLADOR ENERGY COMPANY | COM | 40609P105 | 33 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
| FRONT YD RESIDENTIAL CORP | COM | 35904G107 | 522 | 60,000 | SH | SOLE | 60,000 | 0 | 0 | ||
| GRUPO AEROPUERTO DEL PACIFIC | SPON ADR B | 400506101 | 718 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
| EHEALTH INC | COM | 28238P109 | 1,719 | 17,500 | SH | SOLE | 17,500 | 0 | 0 | ||
| IOVANCE BIOTHERAPEUTICS INC | COM | 462260100 | 412 | 15,000 | SH | DFND | 0 | 0 | 15,000 | ||
| CONSOL ENERGY INC NEW | COM | 20854L108 | 152 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||