The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ACCELERATE DIAGNOSTICS INC | COM | 00430H102 | 758 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
| AGENUS INC | COM NEW | 00847G705 | 1,218 | 310,000 | SH | SOLE | 310,000 | 0 | 0 | ||
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 2,696 | 12,500 | SH | SOLE | 12,500 | 0 | 0 | ||
| ALTERYX INC | COM CL A | 02156B103 | 657 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
| AMARIN CORP PLC | SPONS ADR NEW | 023111206 | 277 | 40,100 | SH | SOLE | 40,100 | 0 | 0 | ||
| AMERICAN TOWER CORP NEW | COM | 03027X100 | 3,878 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
| AMERICAN WTR WKS CO INC NEW | COM | 030420103 | 6,639 | 51,600 | SH | SOLE | 51,600 | 0 | 0 | ||
| ATARA BIOTHERAPEUTICS INC | COM | 046513107 | 2,186 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
| ATLASSIAN CORP PLC | CL A | G06242104 | 541 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
| AUTODESK INC | COM | 052769106 | 957 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
| BAIDU INC | SPON ADR REP A | 056752108 | 1,222 | 10,189 | SH | SOLE | 10,189 | 0 | 0 | ||
| BIOCRYST PHARMACEUTICALS INC | COM | 09058V103 | 762 | 160,000 | SH | SOLE | 160,000 | 0 | 0 | ||
| BLACKROCK INC | COM | 09247X101 | 1,088 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
| COGNIZANT TECHNOLOGY SOLUTIO | CL A | 192446102 | 568 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
| CONSTELLIUM SE | CL A SHS | F21107101 | 1,075 | 140,000 | SH | SOLE | 140,000 | 0 | 0 | ||
| DIGITAL TURBINE INC | COM NEW | 25400W102 | 7,174 | 570,704 | SH | SOLE | 570,704 | 0 | 0 | ||
| DIREXION SHS ETF TR | DLY GOLD INDX 2X | 25460G781 | 517 | 6,619 | SH | SOLE | 6,619 | 0 | 0 | ||
| DISNEY WALT CO | COM DISNEY | 254687106 | 1,673 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
| DRAFTKINGS INC | COM CL A | 26142R104 | 286 | 8,600 | SH | SOLE | 8,600 | 0 | 0 | ||
| EBIX INC | COM NEW | 278715206 | 1,677 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
| EHEALTH INC | COM | 28238P109 | 491 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
| EIGER BIOPHARMACEUTICALS INC | COM | 28249U105 | 1,716 | 178,799 | SH | SOLE | 178,799 | 0 | 0 | ||
| FERROGLOBE PLC | SHS | G33856108 | 16 | 33,000 | SH | SOLE | 33,000 | 0 | 0 | ||
| FIREEYE INC | COM | 31816Q101 | 1,280 | 105,096 | SH | SOLE | 105,096 | 0 | 0 | ||
| GLOBAL WTR RES INC | COM | 379463102 | 114 | 10,785 | SH | SOLE | 10,785 | 0 | 0 | ||
| GRIFOLS S A | SP ADR REP B NVT | 398438408 | 547 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
| HDFC BANK LTD | SPONSORED ADS | 40415F101 | 455 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
| HL ACQUISITIONS CORP | SHS | G4603R106 | 122 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
| IMPINJ INC | COM | 453204109 | 951 | 34,616 | SH | SOLE | 34,616 | 0 | 0 | ||
| INTERCONTINENTAL EXCHANGE IN | COM | 45866F104 | 687 | 7,500 | SH | SOLE | 7,500 | 0 | 0 | ||
| JPMORGAN CHASE & CO | COM | 46625H100 | 1,035 | 11,000 | SH | SOLE | 11,000 | 0 | 0 | ||
| KNOWLES CORP | COM | 49926D109 | 164 | 10,757 | SH | SOLE | 10,757 | 0 | 0 | ||
| LIGAND PHARMACEUTICALS INC | COM NEW | 53220K504 | 559 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
| LIVEPERSON INC | COM | 538146101 | 1,036 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
| MOBILEIRON INC | COM NEW | 60739U204 | 91 | 18,489 | SH | SOLE | 18,489 | 0 | 0 | ||
| MOTUS GI HLDGS INC | COM | 62014P108 | 343 | 260,000 | SH | SOLE | 260,000 | 0 | 0 | ||
| OPKO HEALTH INC | COM | 68375N103 | 8,700 | 2,551,433 | SH | SOLE | 2,551,433 | 0 | 0 | ||
| PAGSEGURO DIGITAL LTD | COM CL A | G68707101 | 389 | 11,000 | SH | SOLE | 11,000 | 0 | 0 | ||
| PARATEK PHARMACEUTICALS INC | COM | 699374302 | 1,566 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
| PRGX GLOBAL INC | COM NEW | 69357C503 | 1,504 | 320,000 | SH | SOLE | 320,000 | 0 | 0 | ||
| PROSHARES TR | PSHS ULTSH 20YRS | 74347B201 | 1,511 | 95,000 | SH | SOLE | 95,000 | 0 | 0 | ||
| PROSHARES TR | ULTRAPRO SHORT S | 74347B268 | 545 | 46,200 | SH | SOLE | 46,200 | 0 | 0 | ||
| QUIDEL CORP | COM | 74838J101 | 5,981 | 26,734 | SH | SOLE | 26,734 | 0 | 0 | ||
| QUIDEL CORP | COM | 74838J101 | 5,594 | 25,000 | SH | Call | SOLE | 25,000 | 0 | 0 | |
| ROKU INC | COM CL A | 77543R102 | 245 | 2,100 | SH | SOLE | 2,100 | 0 | 0 | ||
| SOLENO THERAPEUTICS INC | COM NEW | 834203200 | 813 | 366,432 | SH | SOLE | 366,432 | 0 | 0 | ||
| SONOS INC | COM | 83570H108 | 1,227 | 83,900 | SH | SOLE | 83,900 | 0 | 0 | ||
| SPDR GOLD TR | GOLD SHS | 78463V107 | 5,021 | 30,000 | SH | Call | SOLE | 30,000 | 0 | 0 | |
| SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 3,084 | 10,000 | SH | Put | SOLE | 10,000 | 0 | 0 | |
| THERAPEUTICSMD INC | COM | 88338N107 | 13 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
| UBER TECHNOLOGIES INC | COM | 90353T100 | 297 | 9,560 | SH | SOLE | 9,560 | 0 | 0 | ||
| VERTEX ENERGY INC | COM | 92534K107 | 574 | 804,943 | SH | SOLE | 804,943 | 0 | 0 | ||
| VICOR CORP | COM | 925815102 | 9,350 | 129,945 | SH | SOLE | 129,945 | 0 | 0 | ||
| WESTPORT FUEL SYSTEMS INC | COM NEW | 960908309 | 484 | 390,000 | SH | SOLE | 390,000 | 0 | 0 | ||