The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
AbbVie Inc. Common 00287Y109 3,217 32,769 SH   DFND 2 0 32,769 0
AbbVie Inc. Common 00287Y109 491 5,000 SH   DFND 1 0 5,000 0
ADMA Biologics, Inc. Common 000899104 586 200,157 SH   DFND 2 0 200,157 0
Alimera Sciences, Inc. Common 016259103 505 80,194 SH   DFND 2 0 80,194 0
Alkermes PLC Common G01767105 1,127 58,073 SH   DFND 2 0 58,073 0
Alerian MLP Common 00162Q452 3 120 SH   DFND 1 0 120 0
AllianceBernstein Holdings PL Unit Ltd Common 01881G106 41 1,500 SH   DFND 1 0 1,500 0
AllianceBernstein Holdings PL Unit Ltd Common 01881G106 1,335 49,000 SH   DFND 1 0 49,000 0
Alphabet Inc-Cl C Common 02079K107 7,916 5,600 SH   DFND 2 0 5,600 0
Apple Inc. Common 037833100 192 525 SH   DFND 1 0 525 0
Apple Inc. Common 037833100 192 525 SH   DFND 1 0 525 0
Apollo Global Management, Inc. Common 03768E105 14,976 300,000 SH   DFND 2 0 300,000 0
AT&T Inc. Common 00206R102 62 2,050 SH   DFND 1 0 2,050 0
AT&T Inc. Common 00206R102 605 20,000 SH   DFND 1 0 20,000 0
Aurinia Pharmaceuticals Inc. Common 05156V102 1,866 114,810 SH   DFND 2 0 114,810 0
Bank Nova Scotia Halifax Common 064149107 16 400 SH   DFND 1 0 400 0
BELLUS Health Inc. Common 07987C204 2,468 238,611 SH   DFND 2 0 238,611 0
BioCryst Pharmaceuticals, Inc. Common 09058V103 1,893 397,361 SH   DFND 2 0 397,361 0
BioDelivery Sciences International, Inc. Common 09060J106 2,204 505,530 SH   DFND 2 0 505,530 0
Bristol-Myers Squibb Company Common 110122108 2,729 46,409 SH   DFND 2 0 46,409 0
Calumet Specialty Products Partners, LP Common 131476103 4,560 2,000,000 SH   DFND 2 0 2,000,000 0
Calumet Specialty Products Partners, LP Common 131476103 46 20,000 SH   DFND 1 0 20,000 0
Canadian Natural Resources Inc. Common 136385101 319 18,285 SH   DFND 1 0 18,285 0
Canadian Natural Resources Inc. Common 136385101 240 13,750 SH   DFND 1 0 13,750 0
Capitol Federal Financial Inc. Common 14057J101 64 5,800 SH   DFND 1 0 5,800 0
Catalyst Pharmaceuticals, Inc. Common 14888U101 195 42,117 SH   DFND 2 0 42,117 0
Check Cap Ltd. Common M2361E203 1 2,224 SH   DFND 2 0 2,224 0
Chemours Co. Common 163851108 11 720 SH   DFND 1 0 720 0
Chemours Co. Common 163851108 7 440 SH   DFND 1 0 440 0
ChemoCentryx, Inc. Common 16383L106 4,317 75,033 SH   DFND 2 0 75,033 0
Cidara Therapeutics, Inc. Common 171757107 1,502 407,061 SH   DFND 2 0 407,061 0
Coca Cola Common 191216100 259 5,800 SH   DFND 1 0 5,800 0
Coca Cola Common 191216100 340 7,600 SH   DFND 1 0 7,600 0
Coherus Biosciences, Inc. Common 19249H103 1,868 104,566 SH   DFND 2 0 104,566 0
Collegium Pharmaceutical, Inc. Common 19459J104 1,208 69,051 SH   DFND 2 0 69,051 0
Colony Cap Inc. Common 19626G108 4 1,466 SH   DFND 1 0 1,466 0
Conagra Brands Common 205887102 352 10,000 SH   DFND 1 0 10,000 0
Corteva Inc. Common 22052L104 40 1,494 SH   DFND 1 0 1,494 0
Corteva Inc. Common 22052L104 296 11,051 SH   DFND 1 0 11,051 0
Cousins Properties Common 222795502 100 3,357 SH   DFND 1 0 3,357 0
Cytokinetics Incorporated Common 23282W605 210 8,923 SH   DFND 2 0 8,923 0
Dell Technologies Inc. Common 24703L202 353 6,426 SH   DFND 2 0 6,426 0
Dow Inc. Common 260557103 61 1,494 SH   DFND 1 0 1,494 0
Dow Inc. Common 260557103 433 10,624 SH   DFND 1 0 10,624 0
Dupont De Nemours Inc. Common 26614N102 79 1,494 SH   DFND 1 0 1,494 0
Dupont De Nemours Inc. Common 26614N102 564 10,624 SH   DFND 1 0 10,624 0
Eagle Materials Common 26969P108 16 228 SH   DFND 1 0 228 0
Eiger BioPharmaceuticals, Inc. Common 28249U105 2,532 263,748 SH   DFND 2 0 263,748 0
Eli Lilly Inc. Common 532457108 49 300 SH   DFND 1 0 300 0
Fortress Trans & Infrastructure Inv. LLC Common 34960P101 9,093 700,000 SH   DFND 2 0 700,000 0
FNB Corporation Common 302520101 67 8,905 SH   DFND 1 0 8,905 0
FS Bancorp Common 30263Y104 82 2,117 SH   DFND 1 0 2,117 0
FS Bancorp Common 30263Y104 56 1,460 SH   DFND 1 0 1,460 0
FS KKR Capital Corp. Common 302635206 4,900 350,000 SH   DFND 2 0 350,000 0
FS KKR Capital Corp. Common 302635206 225 16,050 SH   DFND 1 0 16,050 0
FS KKR Capital Corp. Common 302635206 408 29,125 SH   DFND 1 0 29,125 0
General Electric Common 369604103 24 3,480 SH   DFND 1 0 3,480 0
General Electric Common 369604103 8 1,200 SH   DFND 1 0 1,200 0
Globus Medical, Inc. Common 379577208 138 2,900 SH   DFND 2 0 2,900 0
Heritage NOLA Bancorp Inc. Common 42727P108 90 9,000 SH   DFND 1 0 9,000 0
Horizon Therapeutics Public Ltd. Company Common G46188101 2,030 36,531 SH   DFND 2 0 36,531 0
International Business Machines Common 459200101 517 4,284 SH   DFND 1 0 4,284 0
International Gaming Technologies Common G4863A108 67 7,500 SH   DFND 1 0 7,500 0
International Gaming Technologies Common G4863A108 890 100,000 SH   DFND 2 0 100,000 0
Johnson & Johnson Common 478160104 714 5,080 SH   DFND 1 0 5,080 0
Johnson & Johnson Common 478160104 309 2,200 SH   DFND 1 0 2,200 0
JP Morgan Chase Common 46625H100 1,340 14,250 SH   DFND 1 0 14,250 0
JP Morgan Chase Common 46625H100 828 8,800 SH   DFND 1 0 8,800 0
Kadmon Holdings, Inc. Common 48283N106 2,241 437,600 SH   DFND 2 0 437,600 0
Kimberly Clark Corporation Common 494368103 848 6,000 SH   DFND 1 0 6,000 0
Kennedy-Wilson Holdings, Inc. Common 489398107 3,196 210,000 SH   DFND 2 0 210,000 0
KKR & Co. Inc. Common 48251W104 5,558 180,000 SH   DFND 2 0 180,000 0
Krystal Biotech, Inc. Common 501147102 293 7,079 SH   DFND 2 0 7,079 0
Legacy Housing Corporation Common 52472M101 71 5,000 SH   DFND 1 0 5,000 0
Legacy Housing Corporation Common 52472M101 57 4,000 SH   DFND 1 0 4,000 0
Ligand Pharmaceuticals Incorporated Common 53220K504 29,327 262,198 SH   DFND 2 0 262,198 0
Ligand Pharmaceuticals Incorporated Common 53220K504 1,007 9,000 SH   DFND 1 0 9,000 0
Ligand Pharmaceuticals Incorporated Common 53220K504 206 1,843 SH   DFND 1 0 1,843 0
LKQ Corporation Common 501889208 3,930 150,000 SH   DFND 2 0 150,000 0
MPLX LP Common 55336V100 1,728 100,000 SH   DFND 2 0 100,000 0
Macquarie Infrastructure Corporation Common 55608B105 101 3,300 SH   DFND 1 0 3,300 0
Macquarie Infrastructure Corporation Common 55608B105 302 9,850 SH   DFND 1 0 9,850 0
Medtronics Common G5960L103 96 1,050 SH   DFND 1 0 1,050 0
Merck & Co. Inc. Common 58993Y105 62 800 SH   DFND 1 0 800 0
Merck & Co. Inc. Common 58993Y105 39 500 SH   DFND 1 0 500 0
Microsoft Corporation Common 594918104 81 400 SH   DFND 1 0 400 0
Microsoft Corporation Common 594918104 204 1,000 SH   DFND 1 0 1,000 0
Mondelez Int'l Inc. Common 609207105 148 2,900 SH   DFND 1 0 2,900 0
Mondelez Int'l Inc. Common 609207105 665 13,000 SH   DFND 1 0 13,000 0
Occidental Pete Corp Common 674599105 31 1,700 SH   DFND 1 0 1,700 0
Occidental Pete Corp Common 674599105 23 1,273 SH   DFND 1 0 1,273 0
Peoples United Financial Common 712704105 17 1,500 SH   DFND 1 0 1,500 0
Pfizer Inc. Common 717081103 1,010 30,900 SH   DFND 1 0 30,900 0
Pfizer Inc. Common 717081103 3,303 101,000 SH   DFND 1 0 101,000 0
Protara Therapeutics, Inc. Common 74365U107 112 3,835 SH   DFND 2 0 3,835 0
Quotient Limited Common G73268107 959 129,527 SH   DFND 2 0 129,527 0
Radius Health Inc. Common 750469207 587 43,034 SH   DFND 2 0 43,034 0
RMR Group Inc. Common 74967R106 0 16 SH   DFND 1 0 16 0
Relmada Therapeutics, Inc. Common 75955J402 134 3,000 SH   DFND 2 0 3,000 0
Ryman Hospitality Ppty Inc. Common 78377T107 14 400 SH   DFND 1 0 400 0
Ryman Hospitality Ppty Inc. Common 78377T107 415 12,000 SH   DFND 1 0 12,000 0
Sculptor Capital Management Common 811246107 3 200 SH   DFND 1 0 200 0
Service Ppty Trust Common 81761L102 7 1,000 SH   DFND 1 0 1,000 0
South Street Corporation Common 840441109 74 1,548 SH   DFND 1 0 1,548 0
South Street Corporation Common 840441109 25 534 SH   DFND 1 0 534 0
Starwood Ppty Common 85571B105 6 400 SH   DFND 1 0 400 0
Stericycle, Inc. Common 858912108 15,063 269,083 SH   DFND 2 0 269,083 0
Strongbridge Biopharma PLC Common G85347105 1,119 296,037 SH   DFND 2 0 296,037 0
TG Therapeutics Inc. Common 88322Q108 234 12,000 SH   DFND 2 0 12,000 0
The Kraft Heinz Company Common 500754106 97 3,035 SH   DFND 1 0 3,035 0
The Kraft Heinz Company Common 500754106 38 1,199 SH   DFND 1 0 1,199 0
Total SA Common 89151E109 91 2,360 SH   DFND 1 0 2,360 0
Total SA Common 89151E109 19 500 SH   DFND 1 0 500 0
Trillium Therapeutics Inc. Common 89620X506 2,138 264,225 SH   DFND 2 0 264,225 0
uniQure N.V. Common N90064101 917 20,358 SH   DFND 2 0 20,358 0
Upland Software, Inc. Common 91544A109 14,130 406,500 SH   DFND 2 0 406,500 0
Valley National Bancorp Common 919794107 73 9,280 SH   DFND 1 0 9,280 0
Valley National Bancorp Common 919794107 25 3,200 SH   DFND 1 0 3,200 0
Verizon Communications Inc. Common 92343V104 73 1,320 SH   DFND 1 0 1,320 0
Verizon Communications Inc. Common 92343V104 937 16,991 SH   DFND 1 0 16,991 0
Verrica Pharmaceuticals, Inc. Common 92511W108 165 14,947 SH   DFND 2 0 14,947 0
Viking Therapeutics, Inc. Common 92686J106 1,573 218,102 SH   DFND 2 0 218,102 0
WABTEC Common 929740108 1 17 SH   DFND 1 0 17 0
WABTEC Common 929740108 0 6 SH   DFND 1 0 6 0
WP Carey Common 92936U109 406 6,000 SH   DFND 1 0 6,000 0
Xenon Pharmaceuticals Inc. Common 98420N105 2,119 169,000 SH   DFND 2 0 169,000 0
Zogenix, Inc. Common 98978L204 2,852 105,607 SH   DFND 2 0 105,607 0