The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
21VIANET GROUP INC SPONSORED ADS A 90138A103 744 30,000 SH   DFND 3 0 30,000 0
3-D SYS CORP DEL COM NEW 88554D205 205 30,000 SH   DFND 3 0 30,000 0
3M CO COM 88579Y101 290 1,861 SH   DFND 3 0 1,861 0
ABBOTT LABS COM 002824100 3,056 34,330 SH   DFND 3 0 34,330 0
ACCENTURE PLC IRELAND SHS CLASS A G1151C101 1,090 5,126 SH   DFND 3 0 5,126 0
ADOBE INC COM 00724F101 607 1,430 SH   DFND 3 0 1,430 0
AGILENT TECHNOLOGIES INC COM 00846U101 887 10,160 SH   DFND 3 0 10,160 0
AKAMAI TECHNOLOGIES INC COM 00971T101 1,459 13,900 SH   DFND 3 0 13,900 0
ALGONQUIN PWR UTILS CORP COM 015857105 1,769 73,750 SH   DFND 3 0 73,750 0
ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 5,468 25,431 SH   DFND 3 0 25,431 0
ALKERMES PLC SHS G01767105 1,645 85,000 SH   DFND 3 0 85,000 0
ALPHABET INC CAP STK CL A 02079K305 6,317 4,521 SH   DFND 3 0 4,521 0
ALPHABET INC CAP STK CL C 02079K107 742 532 SH   DFND 3 0 532 0
ALTRIA GROUP INC COM 02209S103 566 14,500 SH   DFND 3 0 14,500 0
AMAZON COM INC COM 023135106 5,704 2,128 SH   DFND 3 0 2,128 0
AMERICAN RLTY CAP PPTYS INC NOTE 3.750% 12/1 02917TAB0 28,115 28,319,000 SH   DFND 1 0 28,319,000 0
AMERICAN RLTY CAP PPTYS INC NOTE 3.750% 12/1 02917TAB0 8,936 9,000,000 SH   DFND   0 9,000,000 0
AMERICAN RLTY CAP PPTYS INC NOTE 3.750% 12/1 02917TAB0 1,489 1,500,000 SH   DFND 4 0 1,500,000 0
AMGEN INC COM 031162100 366 1,580 SH   DFND 3 0 1,580 0
AMNEAL PHARMACEUTICALS INC COM STK CL A 03168L105 87,621 18,407,656 SH   DFND   0 18,407,656 0
AMNEAL PHARMACEUTICALS INC COM STK CL A 03168L105 14,821 3,113,645 SH   DFND 2 0 3,113,645 0
AMPHENOL CORP NEW CL A 032095101 924 9,700 SH   DFND 3 0 9,700 0
ANGLOGOLD ASHANTI LIMITED SPONSORED ADR 035128206 348 12,000 SH   DFND 3 0 12,000 0
ANTERO MIDSTREAM CORP COM 03676B102 240 48,000 SH   DFND 3 0 48,000 0
APACHE CORP COM 037411105 320 24,000 SH   DFND 3 0 24,000 0
APPLE INC COM 037833100 2,593 7,209 SH   DFND 3 0 7,209 0
ARES CAPITAL CORP NOTE 3.750% 2/0 04010LAT0 996 1,000,000 SH   DFND   0 1,000,000 0
ARES CAPITAL CORP NOTE 3.750% 2/0 04010LAT0 29,874 30,000,000 SH   DFND 1 0 30,000,000 0
ARES CAPITAL CORP COM 04010L103 2,536 178,707 SH   DFND 3 0 178,707 0
ATLASSIAN CORP PLC CL A G06242104 771 4,400 SH   DFND 3 0 4,400 0
AUTOMATIC DATA PROCESSING IN COM 053015103 201 1,375 SH   DFND 3 0 1,375 0
AVNET INC COM 053807103 866 32,000 SH   DFND 3 0 32,000 0
B2GOLD CORP COM 11777Q209 225 22,000 SH   DFND 3 0 22,000 0
BARRICK GOLD CORPORATION COM 067901108 2,870 58,510 SH   DFND 3 0 58,510 0
BECTON DICKINSON & CO COM 075887109 332 1,425 SH   DFND 3 0 1,425 0
BERKSHIRE HATHAWAY INC DEL CL A 084670108 1,061 4 SH   DFND 3 0 4 0
BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1,499 8,505 SH   DFND 3 0 8,505 0
BEST INC SPONSORED ADS 08653C106 28,043 6,552,117 SH   DFND   0 6,552,117 0
BIOMARIN PHARMACEUTICAL INC COM 09061G101 1,344 11,000 SH   DFND 3 0 11,000 0
BLACKROCK INC COM 09247X101 363 682 SH   DFND 3 0 682 0
BOOKING HOLDINGS INC COM 09857L108 1,322 830 SH   DFND 3 0 830 0
BOSTON BEER INC CL A 100557107 657 1,200 SH   DFND 3 0 1,200 0
BOSTON SCIENTIFIC CORP COM 101137107 324 9,355 SH   DFND 3 0 9,355 0
BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 318 9,750 SH   DFND 3 0 9,750 0
BROOKFIELD PROPERTY PARTRS L UNIT LTD PARTN G16249107 328 33,000 SH   DFND 3 0 33,000 0
BROOKFIELD RENEWABLE PARTNER PARTNERSHIP UNIT G16258108 10,695 120,000 SH   DFND 3 0 120,000 0
CAMECO CORP COM 13321L108 339 31,000 SH   DFND 3 0 31,000 0
CENTENE CORP DEL COM 15135B101 1,252 20,000 SH   DFND 3 0 20,000 0
CHECK CAP LTD SHS M2361E203 76 127,559 SH   DFND 2 0 127,559 0
CHENIERE ENERGY INC COM NEW 16411R208 241 5,190 SH   DFND 3 0 5,190 0
CHINA INDEX HLDGS LTD SPNSRD ADS A 16954W101 3,452 1,613,208 SH   DFND 1 0 1,613,208 0
CHUBB LIMITED COM H1467J104 1,543 12,276 SH   DFND 3 0 12,276 0
CINTAS CORP COM 172908105 1,582 6,000 SH   DFND 3 0 6,000 0
CISCO SYS INC COM 17275R102 1,399 30,324 SH   DFND 3 0 30,324 0
CITIGROUP INC COM NEW 172967424 500 10,000 SH   DFND 3 0 10,000 0
CLEVELAND CLIFFS INC COM 185899101 540 100,000 SH   DFND 3 0 100,000 0
COEUR MNG INC COM NEW 192108504 287 60,000 SH   DFND 3 0 60,000 0
COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 2,534 44,850 SH   DFND 3 0 44,850 0
COLONY CAP INC NOTE 5.000% 4/1 19624RAA4 17,415 20,000,000 SH   DFND 1 0 20,000,000 0
COLONY CAP INC NOTE 3.875% 1/1 19624RAB2 37,323 40,000,000 SH   DFND 1 0 40,000,000 0
CONTRAFECT CORP COM NEW 212326300 4,763 745,385 SH   DFND 2 0 745,385 0
CTRIP COM INTL LTD DBCV 1.990% 7/0 22943FAH3 497 500,000 SH   DFND 1 0 500,000 0
CUMMINS INC COM 231021106 606 3,500 SH   DFND 3 0 3,500 0
CVS HEALTH CORP COM 126650100 268 4,167 SH   DFND 3 0 4,167 0
CYMABAY THERAPEUTICS INC COM 23257D103 646 185,000 SH   DFND   0 185,000 0
CYMABAY THERAPEUTICS INC COM 23257D103 274 78,529 SH   DFND 4 0 78,529 0
DECKERS OUTDOOR CORP COM 243537107 812 4,170 SH   DFND 3 0 4,170 0
DEUTSCHE BANK A G NAMEN AKT D18190898 5,280 557,000 SH   DFND 3 0 557,000 0
DISNEY WALT CO COM DISNEY 254687106 405 3,630 SH   DFND 3 0 3,630 0
ECOLAB INC COM 278865100 468 2,391 SH   DFND 3 0 2,391 0
ELECTRONIC ARTS INC COM 285512109 327 2,505 SH   DFND 3 0 2,505 0
ENCOMPASS HEALTH CORP COM 29261A100 208 3,425 SH   DFND 3 0 3,425 0
EPAM SYS INC COM 29414B104 246 1,000 SH   DFND 3 0 1,000 0
EQUINIX INC COM 29444U700 207 300 SH   DFND 3 0 300 0
EZCORP INC CL A NON VTG 302301106 75 12,000 SH   DFND 3 0 12,000 0
FACEBOOK INC CL A 30303M102 5,053 22,901 SH   DFND 3 0 22,901 0
FANG HLDGS LTD ADR NEW 30711Y300 3,147 277,734 SH   DFND 1 0 277,734 0
FANG HLDGS LTD ADR NEW 30711Y300 577 50,886 SH   DFND   0 50,886 0
FIAT CHRYSLER AUTOMOBILES N SHS N31738102 199 20,000 SH   DFND 3 0 20,000 0
FIDELITY NATL INFORMATION SV COM 31620M106 206 1,573 SH   DFND 3 0 1,573 0
FIRST MAJESTIC SILVER CORP COM 32076V103 471 50,000 SH   DFND 3 0 50,000 0
FOOT LOCKER INC COM 344849104 288 9,790 SH   DFND 3 0 9,790 0
FORTINET INC COM 34959E109 707 5,300 SH   DFND 3 0 5,300 0
FORTIS INC COM 349553107 3,419 48,700 SH   DFND 3 0 48,700 0
FORTUNA SILVER MINES INC COM 349915108 238 50,000 SH   DFND 3 0 50,000 0
FRANCO NEV CORP COM 351858105 2,304 10,400 SH   DFND 3 0 10,400 0
FRONTLINE LTD SHS NEW G3682E192 604 85,000 SH   DFND 3 0 85,000 0
GARMIN LTD SHS H2906T109 2,404 25,000 SH   DFND 3 0 25,000 0
GENERAL ELECTRIC CO COM 369604103 465 70,000 SH   DFND 3 0 70,000 0
GENERAL MLS INC COM 370334104 753 12,400 SH   DFND 3 0 12,400 0
GILEAD SCIENCES INC COM 375558103 2,547 33,098 SH   DFND 4 0 33,098 0
GILEAD SCIENCES INC COM 375558103 4,162 55,300 SH   DFND 3 0 55,300 0
GOLAR LNG LTD SHS G9456A100 288 39,000 SH   DFND 3 0 39,000 0
GOLD FIELDS LTD SPONSORED ADR 38059T106 358 39,000 SH   DFND 3 0 39,000 0
GOLDMAN SACHS GROUP INC COM 38141G104 542 2,800 SH   DFND 3 0 2,800 0
GRAND CANYON ED INC COM 38526M106 344 3,800 SH   DFND 3 0 3,800 0
HDFC BANK LTD SPONSORED ADS 40415F101 3,411 74,770 SH   DFND 3 0 74,770 0
HOME DEPOT INC COM 437076102 565 2,294 SH   DFND 3 0 2,294 0
HONEYWELL INTL INC COM 438516106 331 2,312 SH   DFND 3 0 2,312 0
HUMANA INC COM 444859102 341 900 SH   DFND 3 0 900 0
IAC INTERACTIVECORP COM 44919P508 954 3,000 SH   DFND 3 0 3,000 0
IAMGOLD CORP COM 450913108 366 100,000 SH   DFND 3 0 100,000 0
IDT CORP CL B NEW 448947507 212 33,000 SH   DFND 3 0 33,000 0
INTEL CORP COM 458140100 474 8,251 SH   DFND 3 0 8,251 0
INTERNATIONAL BUSINESS MACHS COM 459200101 479 4,000 SH   DFND 3 0 4,000 0
INTUIT COM 461202103 1,368 4,750 SH   DFND 3 0 4,750 0
IROBOT CORP COM 462726100 352 4,200 SH   DFND 3 0 4,200 0
ISHARES TR 0-5YR HI YL CP 46434V407 7,360 180,083 SH   DFND 4 0 180,083 0
ISHARES TR IBOXX HI YD ETF 464288513 21,628 265,000 SH   DFND 1 0 265,000 0
ISHARES TR IBOXX HI YD ETF 464288513 6,514 84,460 SH   DFND 4 0 84,460 0
ISHARES TR IBOXX INV CP ETF 464287242 47,370 383,532 SH   DFND 4 0 383,532 0
ISHARES TR SH TR CRPORT ETF 464288646 48,641 928,972 SH   DFND 4 0 928,972 0
ISHARES TR USD INV GRDE ETF 464288620 25,696 425,295 SH   DFND 4 0 425,295 0
ISRAEL CHEMICALS LIMITED SHS M5920A109 242 80,000 SH   DFND 3 0 80,000 0
JOHNSON & JOHNSON COM 478160104 1,600 11,510 SH   DFND 3 0 11,510 0
JPMORGAN CHASE & CO COM 46625H100 309 3,320 SH   DFND 3 0 3,320 0
KEROS THERAPEUTICS INC COM 492327100 3,134 83,545 SH   DFND 2 0 83,545 0
KINROSS GOLD CORP COM 496902404 351 50,000 SH   DFND 3 0 50,000 0
LAM RESEARCH CORP COM 512807108 3,865 12,530 SH   DFND 3 0 12,530 0
LAUDER ESTEE COS INC CL A 518439104 228 1,227 SH   DFND 3 0 1,227 0
LIBERTY GLOBAL PLC SHS CL A G5480U104 700 32,000 SH   DFND 3 0 32,000 0
LIFEWAY FOODS INC COM 531914109 52 22,824 SH   DFND 3 0 22,824 0
LIGAND PHARMACEUTICALS INC COM NEW 53220K504 339 3,000 SH   DFND 3 0 3,000 0
LILLY ELI & CO COM 532457108 320 1,965 SH   DFND 3 0 1,965 0
LINDE PLC SHS G5494J103 12,398 58,571 SH   DFND 3 0 58,571 0
LKQ CORP COM 501889208 1,886 73,000 SH   DFND 3 0 73,000 0
LOGITECH INTL S A SHS H50430232 1,012 17,560 SH   DFND 3 0 17,560 0
LULULEMON ATHLETICA INC COM 550021109 442 1,500 SH   DFND 3 0 1,500 0
MADDEN STEVEN LTD COM 556269108 205 8,250 SH   DFND 3 0 8,250 0
MAKEMYTRIP LIMITED MAURITIUS SHS V5633W109 1,105 72,098 SH   DFND 4 0 72,098 0
MANHATTAN ASSOCS INC COM 562750109 376 4,000 SH   DFND 3 0 4,000 0
MARSH & MCLENNAN COS INC COM 571748102 333 3,160 SH   DFND 3 0 3,160 0
MARTIN MARIETTA MATLS INC COM 573284106 237 1,148 SH   DFND 3 0 1,148 0
MASIMO CORP COM 574795100 769 3,500 SH   DFND 3 0 3,500 0
MASTERCARD INCORPORATED CL A 57636Q104 7,074 24,285 SH   DFND 3 0 24,285 0
MATCH GROUP INC COM 57665R106 678 6,396 SH   DFND 3 0 6,396 0
MCDONALDS CORP COM 580135101 307 1,680 SH   DFND 3 0 1,680 0
MEDTRONIC PLC SHS G5960L103 1,047 11,600 SH   DFND 3 0 11,600 0
MEET GROUP INC COM 58513U101 437 70,000 SH   DFND 3 0 70,000 0
MERCK & CO. INC COM 58933Y105 4,705 60,842 SH   DFND 4 0 60,842 0
MERCK & CO. INC COM 58933Y105 2,993 38,700 SH   DFND   0 38,700 0
MERCK & CO. INC COM 58933Y105 547 7,165 SH   DFND 3 0 7,165 0
METTLER TOLEDO INTERNATIONAL COM 592688105 283 361 SH   DFND 3 0 361 0
MICROSOFT CORP COM 594918104 7,623 38,416 SH   DFND 3 0 38,416 0
MOMO INC NOTE 1.250% 7/0 60879BAB3 23,566 30,523,000 SH   DFND 1 0 30,523,000 0
MONDELEZ INTL INC CL A 609207105 787 15,565 SH   DFND 3 0 15,565 0
MUNICATIONS SYS INC COM 203900105 263 53,975 SH   DFND 3 0 53,975 0
MYLAN NV SHS EURO N59465109 592 37,000 SH   DFND 3 0 37,000 0
NATIONAL OILWELL VARCO INC COM 637071101 365 30,000 SH   DFND 3 0 30,000 0
NATURES SUNSHINE PRODS INC COM 639027101 26,073 2,893,732 SH   DFND 2 0 2,893,732 0
NEW FRONTIER HEALTH CORP ORD SHS G6461G106 77,832 9,400,000 SH   DFND 2 0 9,400,000 0
NEWMONT CORP COM 651639106 855 14,355 SH   DFND 3 0 14,355 0
NEXTERA ENERGY INC COM 65339F101 457 1,920 SH   DFND 3 0 1,920 0
NIKE INC CL B 654106103 1,832 19,112 SH   DFND 3 0 19,112 0
NORFOLK SOUTHERN CORP COM 655844108 1,720 9,960 SH   DFND 3 0 9,960 0
NORTHERN TR CORP COM 665859104 224 2,942 SH   DFND 3 0 2,942 0
NUTRIEN LTD COM 67077M108 244 4,000 SH   DFND 3 0 4,000 0
NVIDIA CORPORATION COM 67066G104 5,251 14,270 SH   DFND 3 0 14,270 0
OMEGA FLEX INC COM 682095104 209 2,000 SH   DFND 3 0 2,000 0
ORACLE CORP COM 68389X105 257 4,695 SH   DFND 3 0 4,695 0
PAN AMERN SILVER CORP COM 697900108 733 26,000 SH   DFND 3 0 26,000 0
PAYPAL HLDGS INC COM 70450Y103 2,242 13,320 SH   DFND 3 0 13,320 0
PEPSICO INC COM 713448108 651 4,965 SH   DFND 3 0 4,965 0
PFIZER INC COM 717081103 4,584 140,179 SH   DFND 4 0 140,179 0
PFIZER INC COM 717081103 1,799 55,000 SH   DFND   0 55,000 0
PFIZER INC COM 717081103 317 9,720 SH   DFND 3 0 9,720 0
PHILIP MORRIS INTL INC COM 718172109 1,926 27,310 SH   DFND 3 0 27,310 0
PLUG POWER INC COM NEW 72919P202 401 50,000 SH   DFND 3 0 50,000 0
PROCTER AND GAMBLE CO COM 742718109 487 4,137 SH   DFND 3 0 4,137 0
PUTER TASK GROUP INC COM 205477102 313 75,130 SH   DFND 3 0 75,130 0
QORVO INC COM 74736K101 469 4,361 SH   DFND 3 0 4,361 0
QUALCOMM INC COM 747525103 1,985 22,300 SH   DFND 3 0 22,300 0
REGENERON PHARMACEUTICALS COM 75886F107 4,276 7,000 SH   DFND 3 0 7,000 0
RESOLUTE FST PRODS INC COM 76117W109 171 80,000 SH   DFND 3 0 80,000 0
REVANCE THERAPEUTICS INC COM 761330109 10,839 443,841 SH   DFND 1 0 443,841 0
ROGERS COMMUNICATIONS INC CL B 775109200 432 5,710 SH   DFND 3 0 5,710 0
S&P GLOBAL INC COM 78409V104 270 840 SH   DFND 3 0 840 0
SALESFORCE COM INC COM 79466L302 715 3,900 SH   DFND 3 0 3,900 0
SCHLUMBERGER LTD COM 806857108 540 30,000 SH   DFND 3 0 30,000 0
SCHWAB CHARLES CORP COM 808513105 930 28,400 SH   DFND 3 0 28,400 0
SERVICENOW INC COM 81762P102 217 550 SH   DFND 3 0 550 0
SINA CORP ORD G81477104 18,138 505,096 SH   DFND 1 0 505,096 0
SINA CORP ORD G81477104 5,236 145,802 SH   DFND   0 145,802 0
SINA CORP ORD G81477104 5,254 146,316 SH   DFND 4 0 146,316 0
SKYWORKS SOLUTIONS INC COM 83088M102 756 6,000 SH   DFND 3 0 6,000 0
SL GREEN RLTY CORP COM 78440X101 1,077 21,500 SH   DFND 3 0 21,500 0
SOCIEDAD QUIMICA Y MINERA DE SPON ADR SER B 833635105 2,627 100,000 SH   DFND 3 0 100,000 0
SOUTHWEST AIRLS CO COM 844741108 1,025 30,000 SH   DFND   0 30,000 0
SOUTHWEST AIRLS CO COM 844741108 245 7,000 SH   DFND 3 0 7,000 0
SOUTHWEST GAS HOLDINGS INC COM 844895102 207 3,070 SH   DFND 3 0 3,070 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 1,978 6,415 SH   DFND 4 0 6,415 0
SPIRIT RLTY CAP INC NEW NOTE 3.750% 5/1 84860WAB8 29,839 30,000,000 SH   DFND 1 0 30,000,000 0
SPIRIT RLTY CAP INC NEW NOTE 3.750% 5/1 84860WAB8 11,927 11,992,000 SH   DFND   0 11,992,000 0
SPIRIT RLTY CAP INC NEW NOTE 3.750% 5/1 84860WAB8 8,952 9,000,000 SH   DFND 4 0 9,000,000 0
STAMPS COM INC COM NEW 852857200 425 2,400 SH   DFND 3 0 2,400 0
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 2,038 36,140 SH   DFND 3 0 36,140 0
TEEKAY LNG PARTNERS L P PRTNRSP UNITS Y8564M105 429 37,000 SH   DFND 3 0 37,000 0
TELADOC HEALTH INC COM 87918A105 712 3,800 SH   DFND 3 0 3,800 0
TESLA INC COM 88160R101 530 525 SH   DFND 3 0 525 0
TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS 881624209 971 79,000 SH   DFND 3 0 79,000 0
THOR INDS INC COM 885160101 814 7,610 SH   DFND 3 0 7,610 0
T-MOBILE US INC COM 872590104 381 3,600 SH   DFND 3 0 3,600 0
TRANSGLOBE ENERGY CORP COM 893662106 1,289 2,299,083 SH   DFND 1 0 2,299,083 0
TRIP COM GROUP LTD ADS 89677Q107 3,201 123,500 SH   DFND   0 123,500 0
TUTOR PERINI CORP COM 901109108 246 20,000 SH   DFND 3 0 20,000 0
UBS GROUP AG SHS H42097107 814 79,175 SH   DFND 3 0 79,175 0
ULTA BEAUTY INC COM 90384S303 914 4,600 SH   DFND 3 0 4,600 0
UNION PAC CORP COM 907818108 833 5,030 SH   DFND 3 0 5,030 0
UNITED NAT FOODS INC COM 911163103 223 12,000 SH   DFND 3 0 12,000 0
UNITED STS OIL FD LP UNITS 91232N207 2,694 96,019 SH   DFND   0 96,019 0
UNITEDHEALTH GROUP INC COM 91324P102 1,712 5,910 SH   DFND 3 0 5,910 0
VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 2,440 8,609 SH   DFND 4 0 8,609 0
VEON LTD SPONSORED ADR 91822M106 1,189 660,608 SH   DFND 1 0 660,608 0
VERIZON MUNICATIONS INC COM 92343V104 218 4,130 SH   DFND 3 0 4,130 0
VERRICA PHARMACEUTICALS INC COM 92511W108 2,147 195,048 SH   DFND   0 195,048 0
VERRICA PHARMACEUTICALS INC COM 92511W108 1,420 129,013 SH   DFND 4 0 129,013 0
VERTEX PHARMACEUTICALS INC COM 92532F100 684 2,400 SH   DFND 3 0 2,400 0
VIEWRAY INC COM 92672L107 53,355 23,819,500 SH   DFND   0 23,819,500 0
VISA INC COM CL A 92826C839 5,015 26,350 SH   DFND 3 0 26,350 0
WASTE MGMT INC DEL COM 94106L109 943 9,110 SH   DFND 3 0 9,110 0
WEIBO CORP NOTE 1.250% 11/1 948596AC5 86,675 92,730,000 SH   DFND 1 0 92,730,000 0
WEIBO CORP NOTE 1.250% 11/1 948596AC5 1,122 1,200,000 SH   DFND   0 1,200,000 0
WELLS FARGO CO NEW COM 949746101 206 8,000 SH   DFND 3 0 8,000 0
WHEATON PRECIOUS METALS CORP COM 962879102 6,302 79,280 SH   DFND 3 0 79,280 0
ZIX CORP COM 98974P100 200 30,000 SH   DFND 3 0 30,000 0
ZOETIS INC CL A 98978V103 3,300 25,000 SH   DFND 3 0 25,000 0
ZOOM VIDEO COMMUNICATIONS IN CL A 98980L101 597 2,400 SH   DFND 3 0 2,400 0