The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
ADT INC DEL COM 00090Q103 321 40,000 SH   SOLE   0 0 40,000
AT&T INC COM 00206R102 737 24,385 SH   SOLE   0 0 24,384
ARK ETF TR INNOVATION ETF 00214Q104 3,594 50,406 SH   SOLE   0 0 50,406
AGNICO EAGLE MINES LTD COM 008474108 410 6,407 SH   SOLE   0 0 6,406
AGEX THERAPEUTICS INC COM 00848H108 23 24,000 SH   SOLE   0 0 24,000
ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 773 3,582 SH   SOLE   0 0 3,582
ALPHABET INC CAP STK CL C 02079K107 547 387 SH   SOLE   0 0 387
ALPHABET INC CAP STK CL A 02079K305 401 283 SH   SOLE   0 0 283
AMAZON COM INC COM 023135106 1,537 557 SH   SOLE   0 0 557
AMGEN INC COM 031162100 717 3,039 SH   SOLE   0 0 3,039
ANTHEM INC COM 036752103 344 1,308 SH   SOLE   0 0 1,308
APPLE INC COM 037833100 1,830 5,016 SH   SOLE   0 0 5,016
BK OF AMERICA CORP COM 060505104 2,615 110,093 SH   SOLE   0 0 110,092
BARRICK GOLD CORPORATION COM 067901108 246 9,128 SH   SOLE   0 0 9,128
CENTENNIAL RESOURCE DEV INC CL A 15136A102 18 20,000 SH   SOLE   0 0 20,000
CHEVRON CORP NEW COM 166764100 472 5,294 SH   SOLE   0 0 5,294
CISCO SYS INC COM 17275R102 277 5,949 SH   SOLE   0 0 5,949
DEERE & CO COM 244199105 204 1,291 SH   SOLE   0 0 1,291
DUKE ENERGY CORP NEW COM NEW 26441C204 204 2,552 SH   SOLE   0 0 2,552
DURECT CORP COM 266605104 4,584 1,975,650 SH   SOLE   0 0 1,975,650
ENERGY TRANSFER LP COM UT LTD PTN 29273V100 152 21,298 SH   SOLE   0 0 21,298
EQUINOX GOLD CORP COM 29446Y502 499 44,500 SH   SOLE   0 0 44,500
EVERSOURCE ENERGY COM 30040W108 466 5,602 SH   SOLE   0 0 5,602
EXACT SCIENCES CORP COM 30063P105 209 2,400 SH   SOLE   0 0 2,400
EXXON MOBIL CORP COM 30231G102 521 11,648 SH   SOLE   0 0 11,648
FACEBOOK INC CL A 30303M102 496 2,185 SH   SOLE   0 0 2,185
FISERV INC COM 337738108 287 2,939 SH   SOLE   0 0 2,939
HONEYWELL INTL INC COM 438516106 273 1,885 SH   SOLE   0 0 1,885
INVESCO QQQ TR UNIT SER 1 46090E103 443 1,786 SH   SOLE   0 0 1,786
INVESCO EXCHANGE TRADED FD T DYNMC LRG GWTH 46137V746 520 9,500 SH   SOLE   0 0 9,500
ISHARES TR CORE S&P500 ETF 464287200 14,789 47,755 SH   SOLE   0 0 47,755
ISHARES TR CORE US AGGBD ET 464287226 14,485 122,536 SH   SOLE   0 0 122,535
ISHARES TR MSCI EMG MKT ETF 464287234 772 19,300 SH   SOLE   0 0 19,300
ISHARES TR IBOXX INV CP ETF 464287242 276 2,050 SH   SOLE   0 0 2,050
ISHARES TR RUS 1000 VAL ETF 464287598 7,812 69,362 SH   SOLE   0 0 69,361
ISHARES TR RUS 1000 GRW ETF 464287614 1,169 6,089 SH   SOLE   0 0 6,089
ISHARES TR RUSSELL 2000 ETF 464287655 1,159 8,093 SH   SOLE   0 0 8,092
ISHARES TR S&P MC 400VL ETF 464287705 900 6,768 SH   SOLE   0 0 6,768
ISHARES TR US INDUSTRIALS 464287754 239 1,582 SH   SOLE   0 0 1,582
ISHARES TR MSCI ACWI ETF 464288257 7,280 98,748 SH   SOLE   0 0 98,748
ISHARES TR IBOXX HI YD ETF 464288513 4,299 52,668 SH   SOLE   0 0 52,667
ISHARES SILVER TR ISHARES 46428Q109 752 44,188 SH   SOLE   0 0 44,188
ISHARES TR FLTG RATE NT ETF 46429B655 2,822 55,772 SH   SOLE   0 0 55,771
ISHARES TR CORE MSCI EAFE 46432F842 1,888 33,023 SH   SOLE   0 0 33,023
ISHARES INC CORE MSCI EMKT 46434G103 738 15,495 SH   SOLE   0 0 15,495
ISHARES INC MLT FCTR EMG MKT 46434G889 551 14,000 SH   SOLE   0 0 14,000
ISHARES TR MULTIFACTOR INTL 46434V274 3,344 145,917 SH   SOLE   0 0 145,916
ISHARES TR MULTIFACTOR USA 46434V282 13,417 431,847 SH   SOLE   0 0 431,846
ISHARES TR MULTIFACTOR USA 46434V290 2,103 58,883 SH   SOLE   0 0 58,883
JOYY INC ADS REPSTG COM A 46591M109 235 2,650 SH   SOLE   0 0 2,650
JD.COM INC SPON ADR CL A 47215P106 2,052 34,095 SH   SOLE   0 0 34,095
JOHNSON & JOHNSON COM 478160104 201 1,428 SH   SOLE   0 0 1,428
LINEAGE CELL THERAPEUTICS IN COM 53566P109 61 70,000 SH   SOLE   0 0 70,000
MAG SILVER CORP COM 55903Q104 509 36,080 SH   SOLE   0 0 36,080
MANNKIND CORP COM NEW 56400P706 235 134,200 SH   SOLE   0 0 134,200
MICROSOFT CORP COM 594918104 1,982 9,741 SH   SOLE   0 0 9,741
NETFLIX INC COM 64110L106 273 600 SH   SOLE   0 0 600
NOVAVAX INC COM NEW 670002401 1,855 22,250 SH   SOLE   0 0 22,250
NUVEEN AMT FREE QLTY MUN INC COM 670657105 227 16,255 SH   SOLE   0 0 16,255
PAN AMERN SILVER CORP COM 697900108 1,938 63,757 SH   SOLE   0 0 63,756
PAYPAL HLDGS INC COM 70450Y103 649 3,725 SH   SOLE   0 0 3,725
ROYAL BK CDA COM 780087102 339 5,000 SH   SOLE   0 0 5,000
RYERSON HLDG CORP COM 783754104 62 10,960 SH   SOLE   0 0 10,960
SPDR S&P 500 ETF TR TR UNIT 78462F103 604 1,950 SH   SOLE   0 0 1,950
SPDR GOLD TR GOLD SHS 78463V107 3,347 19,999 SH   SOLE   0 0 19,999
SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 232 2,316 SH   SOLE   0 0 2,316
SMILEDIRECTCLUB INC CL A COM 83192H106 261 33,000 SH   SOLE   0 0 33,000
TARGA RES CORP COM 87612G101 363 18,088 SH   SOLE   0 0 18,088
VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 528 14,390 SH   SOLE   0 0 14,390
VANECK VECTORS ETF TR JR GOLD MINERS E 92189F791 748 15,086 SH   SOLE   0 0 15,086
VANGUARD TAX-MANAGED FDS FTSE DEV MKT ETF 921943858 457 11,773 SH   SOLE   0 0 11,772
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 260 6,556 SH   SOLE   0 0 6,555
VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 205 2,156 SH   SOLE   0 0 2,156
VANGUARD INDEX FDS REAL ESTATE ETF 922908553 1,287 16,387 SH   SOLE   0 0 16,387
VANGUARD INDEX FDS SMALL CP ETF 922908751 276 1,897 SH   SOLE   0 0 1,897
VERIZON COMMUNICATIONS INC COM 92343V104 502 9,099 SH   SOLE   0 0 9,099
WHEATON PRECIOUS METALS CORP COM 962879102 524 11,898 SH   SOLE   0 0 11,897