SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
WIIG Communications Management LLC

(Last) (First) (Middle)
ONE CALIFORNIA STREET, SUITE 1750

(Street)
SAN FRANCISCO CA 94111

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Berkeley Lights, Inc. [ BLI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
07/16/2020
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 07/16/2020 C 13,662,357 A (1) 13,662,357 I See footnotes(2)(3)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Series B Preferred Stock (1) 07/16/2020 C 8,406,337 (1) (1) Common Stock 8,406,337 $0.00 0 I See footnote(3)
Series C Preferred Stock (1) 07/16/2020 C 2,812,029 (1) (1) Common Stock 2,812,029 $0.00 0 I See footnote(3)
Series D Preferred Stock (1) 07/16/2020 C 1,708,356 (1) (1) Common Stock 1,708,356 $0.00 0 I See footnote(3)
Series E Preferred Stock (1) 07/16/2020 C 735,635 (1) (1) Common Stock 735,635 $0.00 0 I See footnote(3)
1. Name and Address of Reporting Person*
WIIG Communications Management LLC

(Last) (First) (Middle)
ONE CALIFORNIA STREET, SUITE 1750

(Street)
SAN FRANCISCO CA 94111

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
TAN LIP BU

(Last) (First) (Middle)
C/O WIIG COMMUNICATIONS MANAGEMENT
ONE CALIFORNIA STREET, SUITE 1750

(Street)
SAN FRANCISCO CA 94111

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
WRV-BLI LLC

(Last) (First) (Middle)
ONE CALIFORNIA STREET, SUITE 1750

(Street)
SAN FRANCISCO CA 94111

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
WRV-BLI II LLC

(Last) (First) (Middle)
ONE CALIFORNIA STREET, SUITE 1750

(Street)
SAN FRANCISCO CA 94111

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
WRV-BLI III LLC

(Last) (First) (Middle)
ONE CALIFORNIA STREET, SUITE 1750

(Street)
SAN FRANCISCO CA 94111

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
WRV-BLI IV LLC

(Last) (First) (Middle)
ONE CALIFORNIA STREET, SUITE 1750

(Street)
SAN FRANCISCO CA 94111

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Walden Riverwood GP, LLC

(Last) (First) (Middle)
ONE CALIFORNIA STREET, SUITE 1750

(Street)
SAN FRANCISCO CA 94111

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Walden Riverwood Ventures, L.P.

(Last) (First) (Middle)
ONE CALIFORNIA STREET, SUITE 1750

(Street)
SAN FRANCISCO CA 94111

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
WRV GP II, LLC

(Last) (First) (Middle)
ONE CALIFORNIA STREET, SUITE 1750

(Street)
SAN FRANCISCO CA 94111

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
WRV II, L.P.

(Last) (First) (Middle)
ONE CALIFORNIA STREET, SUITE 1750

(Street)
SAN FRANCISCO CA 94111

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
Explanation of Responses:
1. Each share of Preferred Stock automatically converted on a one-for-one basis into Common stock upon the closing of the Issuer's initial public offering.
2. Following the transactions reported herein, consist of 934,597 shares held by WRV II, L.P. ("WRV II"), 3,183,158 shares held by Walden Riverwood Ventures, L.P. ("Walden"), 6,076,421 shares held by WRV-BLI LLC ("BLI"), 1,958,787 shares held by WRV-BLI II LLC ("BLI II"), 965,414 shares held by WRV-BLI III LLC ("BLI III"), and 543,980 shares held by WRV-BLI IV LLC ("BLI IV").
3. Mr. Lip-Bu Tan is the sole director of WIIG Communications Management LLC ("WIIG") which is the manager of BLI, BLI II, BLI III, and BLI IV. Michael Marks, Nicholas Brathwaite and Mr. Tan are members of the investment committee of Walden Riverwood GP, LLC ("Walden GP"), which is the general partner of Walden. WRV GP II, LLC ("WRV GP") is the general partner of WRV II. Messers. Tan and Marks, WRV GP, Walden GP, and WIIG disclaim beneficial ownership of the shares except to the extent of their pecuniary interest therein.
Remarks:
Lip-Bu Tan, /s/ Lip-Bu Tan 07/20/2020
WIIG Communications Management LLC, By: /s/ Lip-Bu Tan, Director 07/20/2020
WRV-BLI LLC, By: WIIG Communications Management LLC, its manager, By: /s/ Lip-Bu Tan, Director 07/20/2020
WRV-BLI II LLC, By: WIIG Communications Management LLC, its manager, By: /s/ Lip-Bu Tan, Director 07/20/2020
WRV-BLI III LLC, By: WIIG Communications Management LLC, its manager, By: /s/ Lip-Bu Tan, Director 07/20/2020
WRV-BLI IV LLC, By: WIIG Communications Management LLC, its manager, By: /s/ Lip-Bu Tan, Director 07/20/2020
Walden Riverwood GP, LLC, By: /s/ Stuart Merkadeau, by Power of Attorney for Michael Marks, Director 07/20/2020
Walden Riverwood Ventures, L.P., By: Walden Riverwood GP, LLC, By: /s/ Stuart Merkadeau, by Power of Attorney for Michael Marks, Director 07/20/2020
WRV GP II, LLC, By: /s/ Stuart Merkadeau, by Power of Attorney for Michael Marks, Managing Director 07/20/2020
WRV II, L.P., By: WRV GP II, LLC, its general partner, By: /s/ Stuart Merkadeau, by Power of Attorney for Michael Marks, Managing Director 07/20/2020
** Signature of Reporting Person Date
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* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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