The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ADT INC | COM | 00090Q103 | 60,000 | 51,800 | SH | Put | DFND | 51,800 | 0 | 0 | |
ADT INC | COM | 00090Q103 | 389,000 | 90,000 | SH | DFND | 90,000 | 0 | 0 | ||
AMAG PHA | NOTE3 | 00163UAD8 | 34,617,000 | 45,500,000 | PRN | DFND | 45,500,000 | 0 | 0 | ||
AMCI ACQ | CLASS | 00165R101 | 4,054,000 | 399,040 | SH | DFND | 399,040 | 0 | 0 | ||
ANGI HOM | COMCL | 00183L102 | 356,000 | 67,798 | SH | DFND | 67,798 | 0 | 0 | ||
ACAMAR P | COM | 004285102 | 150,000 | 283,000 | SH | Call | DFND | 283,000 | 0 | 0 | |
ACAMAR P | CLA | 004285102 | 21,414,000 | 2,174,000 | SH | DFND | 2,174,000 | 0 | 0 | ||
ACCEL EN | COM | 00436Q106 | 763,000 | 502,000 | SH | Call | DFND | 502,000 | 0 | 0 | |
ACCEL EN | COMCL | 00436Q106 | 2,000,000 | 266,641 | SH | DFND | 266,641 | 0 | 0 | ||
ACORDA T | NOTE1 | 00484MAA4 | 3,420,000 | 4,000,000 | PRN | DFND | 4,000,000 | 0 | 0 | ||
ADESTO T | COM | 00687D101 | 3,934,000 | 351,528 | SH | DFND | 351,528 | 0 | 0 | ||
ADVERUM | COM | 00773U108 | 195,000 | 20,000 | SH | DFND | 20,000 | 0 | 0 | ||
ADVANCED | COM | 00790X101 | 18,320,000 | 558,551 | SH | DFND | 558,551 | 0 | 0 | ||
AGREE RE | COM | 008492100 | 928,000 | 15,000 | SH | DFND | 15,000 | 0 | 0 | ||
ALIBABA | SPONS | 01609W102 | 2,939,000 | 15,111 | SH | DFND | 15,111 | 0 | 0 | ||
ALLEGHEN | COM | 01741R102 | 348,000 | 50,000 | SH | Put | DFND | 50,000 | 0 | 0 | |
ALLEGRO | COM | 01749N103 | 13,554,000 | 1,184,800 | SH | DFND | 1,184,800 | 0 | 0 | ||
AMAZON C | COM | 023135106 | 23,884,000 | 12,250 | SH | DFND | 12,250 | 0 | 0 | ||
AMERICAN | COM | 02376R102 | 1,297,000 | 510,000 | SH | Put | DFND | 510,000 | 0 | 0 | |
AMERICAN | COM | 03027X100 | 414,000 | 1,900 | SH | DFND | 1,900 | 0 | 0 | ||
AMERICOL | COM | 03064D108 | 330,000 | 9,700 | SH | DFND | 9,700 | 0 | 0 | ||
AMPLITUD | COM | 03212A105 | 97,000 | 175,000 | SH | Call | DFND | 175,000 | 0 | 0 | |
AMPLITUD | COMCL | 03212A105 | 5,700,000 | 600,000 | SH | DFND | 600,000 | 0 | 0 | ||
ANIXTER | COM | 035290105 | 26,946,000 | 306,667 | SH | DFND | 1,435,589 | 0 | 0 | ||
APARTMEN | CLA | 03748R754 | 974,000 | 27,700 | SH | DFND | 27,700 | 0 | 0 | ||
APEX TEC | COM | 03768F102 | 1,219,000 | 1,250,000 | SH | Call | DFND | 1,250,000 | 0 | 0 | |
APEX TEC | COMCL | 03768F102 | 24,425,000 | 2,500,000 | SH | DFND | 2,500,000 | 0 | 0 | ||
APPLIED | NOTE5 | 03823UAB8 | 13,398,000 | 17,400,000 | PRN | DFND | 17,400,000 | 0 | 0 | ||
AVALONBA | COM | 053484101 | 2,252,000 | 15,300 | SH | DFND | 15,300 | 0 | 0 | ||
BHP GROU | SPONS | 05545E209 | 25,886,000 | 853,202 | SH | DFND | 853,202 | 0 | 0 | ||
BAIDU IN | SPONA | 056752108 | 4,833,000 | 47,949 | SH | DFND | 47,949 | 0 | 0 | ||
BARCLAYS | COM | 06746P621 | 2,742,000 | 2,880,700 | SH | Put | DFND | 2,880,700 | 0 | 0 | |
BECTON D | COM | 075887109 | 14,935,000 | 65,000 | SH | DFND | 65,000 | 0 | 0 | ||
BENEFITF | NOTE1 | 08180DAB2 | 772,000 | 1,000,000 | PRN | DFND | 1,000,000 | 0 | 0 | ||
BILIBILI | SPONS | 090040106 | 2,083,000 | 88,932 | SH | DFND | 88,932 | 0 | 0 | ||
BILL COM | COM | 090043100 | 1,416,000 | 41,402 | SH | DFND | 41,402 | 0 | 0 | ||
BORGWARN | COM | 099724106 | 4,865,000 | 199,600 | SH | DFND | 623,616 | 0 | 0 | ||
BOX INC | CLA | 10316T104 | 2,555,000 | 181,957 | SH | DFND | 181,957 | 0 | 0 | ||
BRISTOL- | RIGHT | 110122157 | 16,602,000 | 4,346,040 | SH | DFND | 4,346,040 | 0 | 0 | ||
CF FIN A | COM | 12528N107 | 62,000 | 131,250 | SH | Call | DFND | 131,250 | 0 | 0 | |
CF FIN A | COMCL | 12528N107 | 10,033,000 | 975,000 | SH | DFND | 975,000 | 0 | 0 | ||
CIGNA CO | COM | 125523100 | 13,288,000 | 75,000 | SH | DFND | 75,000 | 0 | 0 | ||
CHP MERG | COM | 12558Y106 | 656,000 | 1,225,000 | SH | Call | DFND | 1,225,000 | 0 | 0 | |
CHP MERG | COMCL | 12558Y106 | 23,765,000 | 2,450,000 | SH | DFND | 2,450,000 | 0 | 0 | ||
CIIG MER | COM | 12559C103 | 536,000 | 900,000 | SH | Call | DFND | 900,000 | 0 | 0 | |
CIIG MER | COMCL | 12559C103 | 17,460,000 | 1,800,000 | SH | DFND | 1,800,000 | 0 | 0 | ||
CNX RESO | COM | 12653C108 | 107,000 | 47,500 | SH | Put | DFND | 47,500 | 0 | 0 | |
CAESARS | NOTE5 | 127686AA1 | 72,714,000 | 67,665,745 | PRN | DFND | 67,665,745 | 0 | 0 | ||
CALIFORN | COM | 13057Q206 | 25,087,000 | 3,567,900 | SH | Put | DFND | 3,567,900 | 0 | 0 | |
CAMDEN P | SHBEN | 133131102 | 2,233,000 | 28,184 | SH | DFND | 28,184 | 0 | 0 | ||
CARNIVAL | COM | 143658300 | 1,950,000 | 150,000 | SH | Put | DFND | 150,000 | 0 | 0 | |
CHURCHIL | COM | 17143G106 | 325,000 | 250,000 | SH | Call | DFND | 250,000 | 0 | 0 | |
CHURCHIL | CLA | 17143G106 | 8,458,000 | 850,000 | SH | DFND | 850,000 | 0 | 0 | ||
CHURCHIL | UNIT0 | 17144C203 | 46,370,000 | 4,637,000 | SH | DFND | 4,637,000 | 0 | 0 | ||
CITRIX S | COM | 177376100 | 8,493,000 | 60,000 | SH | DFND | 60,000 | 0 | 0 | ||
CLEVELAN | DBCV1 | 185899AA9 | 16,320,000 | 24,000,000 | SH | DFND | 24,000,000 | 0 | 0 | ||
CLOROX C | COM | 189054109 | 111,000 | 30,000 | SH | Put | DFND | 30,000 | 0 | 0 | |
CLOUDERA | COM | 18914U100 | 8,992,000 | 1,142,522 | SH | DFND | 1,142,522 | 0 | 0 | ||
CLOUDFLA | CLACO | 18915M107 | 1,625,000 | 69,189 | SH | DFND | 69,189 | 0 | 0 | ||
CLOVIS O | NOTE2 | 189464AB6 | 895,000 | 1,000,000 | PRN | DFND | 1,000,000 | 0 | 0 | ||
CLOVIS O | NOTE1 | 189464AC4 | 18,871,000 | 30,000,000 | PRN | DFND | 30,000,000 | 0 | 0 | ||
CONSTELL | CLA | 21036P108 | 7,168,000 | 50,000 | SH | DFND | 50,000 | 0 | 0 | ||
CORTEVA | COM | 22052L104 | 2,115,000 | 90,000 | SH | DFND | 90,000 | 0 | 0 | ||
COSTAR G | COM | 22160N109 | 2,936,000 | 5,000 | SH | DFND | 5,000 | 0 | 0 | ||
COUSINS | COMNE | 222795502 | 1,512,000 | 51,657 | SH | DFND | 51,657 | 0 | 0 | ||
CRESCENT | COMCL | 22564L105 | 13,790,000 | 1,400,000 | SH | DFND | 1,400,000 | 0 | 0 | ||
CRESCENT | UNIT9 | 22564L204 | 2,092,000 | 204,100 | SH | DFND | 204,100 | 0 | 0 | ||
CROWDSTR | CLA | 22788C105 | 2,413,000 | 43,344 | SH | DFND | 43,344 | 0 | 0 | ||
CUBESMAR | COM | 229663109 | 230,000 | 8,600 | SH | DFND | 8,600 | 0 | 0 | ||
CYPRESS | COM | 232806109 | 394,029,000 | 16,896,600 | SH | DFND | 16,896,600 | 0 | 0 | ||
DMY TECH | UNIT9 | 233253202 | 9,830,000 | 1,000,000 | SH | DFND | 1,000,000 | 0 | 0 | ||
DFP HEAL | UNIT0 | 23343Q209 | 14,384,000 | 1,450,000 | SH | DFND | 1,450,000 | 0 | 0 | ||
DATADOG | CLACO | 23804L103 | 1,886,000 | 52,422 | SH | DFND | 52,422 | 0 | 0 | ||
DELTA AI | COM | 247361702 | 73,000 | 36,500 | SH | Put | DFND | 36,500 | 0 | 0 | |
DENALI T | COM | 24823R105 | 651,000 | 37,200 | SH | DFND | 37,200 | 0 | 0 | ||
DIAMOND | COM | 25258L109 | 616,000 | 219,352 | SH | Call | DFND | 219,352 | 0 | 0 | |
DIAMONDP | COM | 25280H100 | 45,000 | 99,500 | SH | Call | DFND | 99,500 | 0 | 0 | |
DIAMONDP | COMCL | 25280H100 | 21,436,000 | 2,150,000 | SH | DFND | 2,150,000 | 0 | 0 | ||
DISNEY W | COMDI | 254687106 | 7,728,000 | 80,000 | SH | DFND | 80,000 | 0 | 0 | ||
DISH NET | NOTE2 | 25470MAD1 | 49,868,000 | 61,000,000 | PRN | DFND | 61,000,000 | 0 | 0 | ||
DOMO INC | COMCL | 257554105 | 1,990,000 | 200,162 | SH | DFND | 200,162 | 0 | 0 | ||
DOUGLAS | COM | 25960P109 | 523,000 | 17,150 | SH | DFND | 17,150 | 0 | 0 | ||
DROPBOX | CLA | 26210C104 | 16,736,000 | 924,626 | SH | DFND | 924,626 | 0 | 0 | ||
DUKE REA | COMNE | 264411505 | 355,000 | 10,967 | SH | DFND | 10,967 | 0 | 0 | ||
DYNATRAC | COM | 268150109 | 1,669,000 | 70,000 | SH | DFND | 70,000 | 0 | 0 | ||
EASTGROU | COM | 277276101 | 475,000 | 4,547 | SH | DFND | 4,547 | 0 | 0 | ||
EBAY INC | COM | 278642103 | 7,816,000 | 260,000 | SH | DFND | 260,000 | 0 | 0 | ||
ELECTRAM | COM | 284849205 | 98,000 | 350,000 | SH | Call | DFND | 350,000 | 0 | 0 | |
EQUINIX | COM | 29444U700 | 999,000 | 1,600 | SH | DFND | 1,600 | 0 | 0 | ||
EQUITY L | COM | 29472R108 | 1,943,000 | 33,800 | SH | DFND | 33,800 | 0 | 0 | ||
ERICSSON | COM | 294821608 | 84,000 | 215,000 | SH | Put | DFND | 215,000 | 0 | 0 | |
ESSENTIA | COM | 29670E107 | 1,708,000 | 130,800 | SH | DFND | 130,800 | 0 | 0 | ||
ESSEX PP | COM | 297178105 | 1,369,000 | 6,217 | SH | DFND | 6,217 | 0 | 0 | ||
EXPERIEN | COM | 30217C109 | 669,000 | 891,666 | SH | Call | DFND | 891,666 | 0 | 0 | |
EXPERIEN | COMCL | 30217C109 | 25,867,000 | 2,675,000 | SH | DFND | 2,675,000 | 0 | 0 | ||
EXTRA SP | COM | 30225T102 | 824,000 | 8,600 | SH | DFND | 8,600 | 0 | 0 | ||
F M C CO | COMNE | 302491303 | 4,901,000 | 60,000 | SH | DFND | 60,000 | 0 | 0 | ||
CLA | 30303M102 | 24,186,000 | 145,000 | SH | DFND | 145,000 | 0 | 0 | |||
FAR PT A | COM | 30734W109 | 19,000 | 33,332 | SH | Call | DFND | 33,332 | 0 | 0 | |
FAR PT A | COMCL | 30734W109 | 19,497,000 | 1,926,542 | SH | DFND | 1,926,542 | 0 | 0 | ||
F5 NETWO | COM | 315616102 | 6,315,000 | 59,228 | SH | DFND | 59,228 | 0 | 0 | ||
FINSERV | COM | 318085107 | 518,000 | 900,000 | SH | Call | DFND | 900,000 | 0 | 0 | |
FINSERV | CLA | 318085107 | 17,280,000 | 1,800,000 | SH | DFND | 1,800,000 | 0 | 0 | ||
FINTECH | COMCL | 31811A101 | 17,882,000 | 1,790,000 | SH | DFND | 1,790,000 | 0 | 0 | ||
FIRST IN | COM | 32054K103 | 1,007,000 | 30,300 | SH | DFND | 30,300 | 0 | 0 | ||
FISERV I | COM | 337738108 | 17,098,000 | 180,000 | SH | DFND | 180,000 | 0 | 0 | ||
FLEXSHOP | COMNE | 33939J303 | 142,000 | 112,000 | SH | DFND | 112,000 | 0 | 0 | ||
FLYING E | UNIT9 | 34407Y202 | 31,406,000 | 3,150,000 | SH | DFND | 3,150,000 | 0 | 0 | ||
FORTIVE | NOTE0 | 34959JAK4 | 932,000 | 1,000,000 | PRN | DFND | 1,000,000 | 0 | 0 | ||
FORTY SE | COM | 34983P104 | 58,507,000 | 613,157 | SH | DFND | 613,157 | 0 | 0 | ||
FRONT YD | COM | 35904G107 | 2,407,000 | 201,431 | SH | DFND | 201,431 | 0 | 0 | ||
GEO GROU | COM | 36162J106 | 101,000 | 25,000 | SH | Put | DFND | 25,000 | 0 | 0 | |
GDS HLDG | SPONS | 36165L108 | 5,431,000 | 93,678 | SH | DFND | 93,678 | 0 | 0 | ||
GTY TECH | COM | 362409104 | 467,000 | 650,000 | SH | Call | DFND | 650,000 | 0 | 0 | |
GTY TECH | COM | 362409104 | 10,597,000 | 2,344,394 | SH | DFND | 2,344,394 | 0 | 0 | ||
GX ACQUI | COM | 36251A107 | 119,000 | 250,000 | SH | Call | DFND | 250,000 | 0 | 0 | |
GX ACQUI | COMCL | 36251A107 | 9,261,000 | 945,000 | SH | DFND | 945,000 | 0 | 0 | ||
GSX TECH | SPONS | 36257Y109 | 1,054,000 | 24,875 | SH | DFND | 24,875 | 0 | 0 | ||
GAMING & | COM | 36467J108 | 549,000 | 19,800 | SH | DFND | 19,800 | 0 | 0 | ||
GAMESTOP | COM | 36467W109 | 271,000 | 100,000 | SH | Put | DFND | 100,000 | 0 | 0 | |
GENOCEA | COM | 372427401 | 0 | 1,750,000 | SH | Call | DFND | 1,750,000 | 0 | 0 | |
GENOCEA | COMNE | 372427401 | 33,000 | 19,460 | SH | DFND | 19,460 | 0 | 0 | ||
GIGCAPIT | COM | 375036100 | 21,725,000 | 2,183,400 | SH | DFND | 2,183,400 | 0 | 0 | ||
GORES HL | COM | 382865103 | 0 | 625,000 | SH | Call | DFND | 625,000 | 0 | 0 | |
GORES HL | COMCL | 382865103 | 23,250,000 | 2,500,000 | SH | DFND | 2,500,000 | 0 | 0 | ||
GORES HL | UNIT0 | 382865202 | 1,007,000 | 100,000 | SH | DFND | 100,000 | 0 | 0 | ||
GORES ME | COMCL | 382872109 | 4,192,000 | 413,000 | SH | DFND | 413,000 | 0 | 0 | ||
GORES ME | UNIT9 | 382872208 | 734,000 | 72,000 | SH | DFND | 72,000 | 0 | 0 | ||
GREENROS | UNIT0 | 395392202 | 10,185,000 | 1,050,000 | SH | DFND | 1,050,000 | 0 | 0 | ||
GREENSKY | CLA | 39572G100 | 16,276,000 | 4,260,646 | SH | DFND | 4,260,646 | 0 | 0 | ||
GRID DYN | COMCL | 39813G109 | 5,519,000 | 689,833 | SH | DFND | 689,833 | 0 | 0 | ||
GRUBHUB | COM | 400110102 | 510,000 | 60,000 | SH | Put | DFND | 60,000 | 0 | 0 | |
GRUBHUB | COM | 400110102 | 611,000 | 15,000 | SH | DFND | 15,000 | 0 | 0 | ||
HARLEY D | COM | 412822108 | 684,000 | 50,000 | SH | Put | DFND | 50,000 | 0 | 0 | |
HAYMAKER | COM | 42087L101 | 63,000 | 58,332 | SH | Call | DFND | 58,332 | 0 | 0 | |
HAYMAKER | COMCL | 42087L101 | 11,010,000 | 1,124,587 | SH | DFND | 1,124,587 | 0 | 0 | ||
HAYMAKER | UNIT1 | 42087L200 | 1,515,000 | 150,000 | SH | DFND | 150,000 | 0 | 0 | ||
HEALTHCA | COM | 421946104 | 983,000 | 35,200 | SH | DFND | 35,200 | 0 | 0 | ||
HEALTH C | COM | 42225T107 | 1,039,000 | 39,750 | SH | DFND | 39,750 | 0 | 0 | ||
HEALTHCA | COM | 42227L102 | 620,000 | 800,000 | SH | Call | DFND | 800,000 | 0 | 0 | |
HEALTHCA | COMCL | 42227L102 | 16,745,000 | 1,700,000 | SH | DFND | 1,700,000 | 0 | 0 | ||
HENNESSY | COM | 42589C104 | 69,000 | 200,000 | SH | Call | DFND | 200,000 | 0 | 0 | |
HENNESSY | CLACO | 42589C104 | 17,864,000 | 1,767,000 | SH | DFND | 1,767,000 | 0 | 0 | ||
HERON TH | COM | 427746102 | 16,436,000 | 1,400,000 | SH | DFND | 1,400,000 | 0 | 0 | ||
HERTZ GL | COM | 42806J106 | 895,000 | 115,500 | SH | Put | DFND | 115,500 | 0 | 0 | |
HIGHWOOD | COM | 431284108 | 2,890,000 | 81,600 | SH | DFND | 81,600 | 0 | 0 | ||
HOPE BAN | NOTE2 | 43940TAB5 | 10,513,000 | 12,590,000 | PRN | DFND | 12,590,000 | 0 | 0 | ||
HUYA INC | ADSRE | 44852D108 | 605,000 | 35,714 | SH | DFND | 35,714 | 0 | 0 | ||
ISTAR IN | COM | 45031U101 | 120,000 | 55,000 | SH | Put | DFND | 55,000 | 0 | 0 | |
INSURANC | COM | 457867109 | 155,000 | 225,000 | SH | Call | DFND | 225,000 | 0 | 0 | |
INSURANC | CLA | 457867109 | 8,496,000 | 844,500 | SH | DFND | 844,500 | 0 | 0 | ||
INTELSAT | NOTE4 | 45790VAB6 | 4,474,000 | 21,500,000 | PRN | DFND | 21,500,000 | 0 | 0 | ||
INTERPRI | COM | 46064A103 | 215,000 | 500,000 | SH | Call | DFND | 500,000 | 0 | 0 | |
INTERPRI | COM | 46064A103 | 13,118,000 | 1,400,000 | SH | DFND | 1,400,000 | 0 | 0 | ||
INVESCO | COM | 46090E103 | 2,098,000 | 74,300 | SH | Put | DFND | 74,300 | 0 | 0 | |
INVITATI | COM | 46187W107 | 562,000 | 26,300 | SH | DFND | 26,300 | 0 | 0 | ||
ISHARES | COM | 464288513 | 8,130,000 | 1,750,000 | SH | Put | DFND | 1,750,000 | 0 | 0 | |
ISHARES | COM | 464288687 | 450,000 | 100,000 | SH | Put | DFND | 100,000 | 0 | 0 | |
JOYY INC | ADSRE | 46591M109 | 1,662,000 | 31,205 | SH | DFND | 31,205 | 0 | 0 | ||
JD COM I | SPONA | 47215P106 | 6,466,000 | 159,651 | SH | DFND | 159,651 | 0 | 0 | ||
JUNIPER | COM | 48205G106 | 689,000 | 1,312,500 | SH | Call | DFND | 1,312,500 | 0 | 0 | |
JUNIPER | COMCL | 48205G106 | 25,252,000 | 2,625,000 | SH | DFND | 2,625,000 | 0 | 0 | ||
KILROY R | COM | 49427F108 | 1,382,000 | 21,700 | SH | DFND | 21,700 | 0 | 0 | ||
LF CAP A | COM | 50200K108 | 39,000 | 175,000 | SH | Call | DFND | 175,000 | 0 | 0 | |
LGL SYS | COM | 50201G106 | 725,000 | 725,000 | SH | Call | DFND | 725,000 | 0 | 0 | |
LGL SYS | COMCL | 50201G106 | 14,500,000 | 1,450,000 | SH | DFND | 1,450,000 | 0 | 0 | ||
LANDCADI | CLA | 51476X105 | 1,734,000 | 175,508 | SH | DFND | 175,508 | 0 | 0 | ||
LEGACY A | COM | 524643103 | 460,000 | 2,000,000 | SH | Call | DFND | 2,000,000 | 0 | 0 | |
LEGACY A | COMCL | 524643103 | 2,333,000 | 225,000 | SH | DFND | 225,000 | 0 | 0 | ||
LEISURE | COM | 52539T107 | 33,000 | 210,182 | SH | Call | DFND | 210,182 | 0 | 0 | |
LIFE STO | COM | 53223X107 | 236,000 | 2,500 | SH | DFND | 2,500 | 0 | 0 | ||
LIVERAMP | COM | 53815P108 | 8,230,000 | 250,000 | SH | DFND | 250,000 | 0 | 0 | ||
LIVONGO | COM | 539183103 | 1,863,000 | 65,302 | SH | DFND | 65,302 | 0 | 0 | ||
LUCKIN C | SPONS | 54951L109 | 1,986,000 | 73,026 | SH | DFND | 73,026 | 0 | 0 | ||
LUMENTUM | COM | 55024U109 | 4,170,000 | 56,585 | SH | DFND | 56,585 | 0 | 0 | ||
LYFT INC | CLACO | 55087P104 | 969,000 | 36,076 | SH | DFND | 36,076 | 0 | 0 | ||
MACQUARI | NOTE2 | 55608BAB1 | 802,000 | 1,000,000 | PRN | DFND | 1,000,000 | 0 | 0 | ||
MARTIN M | COM | 573331105 | 364,000 | 275,000 | SH | Put | DFND | 275,000 | 0 | 0 | |
MASTERCA | CLA | 57636Q104 | 15,701,000 | 65,000 | SH | DFND | 65,000 | 0 | 0 | ||
MATTEL I | COM | 577081102 | 1,719,000 | 860,000 | SH | Put | DFND | 860,000 | 0 | 0 | |
MATTEL I | COM | 577081102 | 117,000 | 13,260 | SH | DFND | 13,260 | 0 | 0 | ||
MEDALLIA | COM | 584021109 | 1,563,000 | 77,980 | SH | DFND | 77,980 | 0 | 0 | ||
MEGALITH | COM | 58518F109 | 35,000 | 159,100 | SH | Call | DFND | 159,100 | 0 | 0 | |
MEGALITH | CLACO | 58518F109 | 14,264,000 | 1,386,236 | SH | DFND | 1,386,236 | 0 | 0 | ||
MELCO RE | ADR | 585464100 | 910,000 | 73,421 | SH | DFND | 73,421 | 0 | 0 | ||
MERIDA M | COM | 58953M106 | 4,750,000 | 500,000 | SH | DFND | 500,000 | 0 | 0 | ||
MID AMER | COM | 59522J103 | 587,000 | 5,700 | SH | DFND | 5,700 | 0 | 0 | ||
MONOCLE | COM | 609754106 | 20,668,000 | 2,056,500 | SH | DFND | 2,056,500 | 0 | 0 | ||
NEBULA A | COMCL | 629076100 | 6,430,000 | 633,480 | SH | DFND | 633,480 | 0 | 0 | ||
NVR INC | COM | 62944T105 | 963,000 | 375 | SH | DFND | 375 | 0 | 0 | ||
NATIONAL | COM | 63633D104 | 2,382,000 | 48,100 | SH | DFND | 48,100 | 0 | 0 | ||
NETEASE | SPONS | 64110W102 | 1,565,000 | 4,875 | SH | DFND | 4,875 | 0 | 0 | ||
NEW ORIE | SPONA | 647581107 | 1,094,000 | 10,107 | SH | DFND | 10,107 | 0 | 0 | ||
NEW PROV | COM | 64822P106 | 626,000 | 1,138,500 | SH | Call | DFND | 1,138,500 | 0 | 0 | |
NEW PROV | COMCL | 64822P106 | 22,315,000 | 2,277,000 | SH | DFND | 2,277,000 | 0 | 0 | ||
NEW RELI | COM | 64829B100 | 484,000 | 10,461 | SH | DFND | 10,461 | 0 | 0 | ||
NEW RELI | NOTE0 | 64829BAB6 | 844,000 | 1,000,000 | PRN | DFND | 1,000,000 | 0 | 0 | ||
NUANCE C | DBCV1 | 67020YAK6 | 958,000 | 1,000,000 | SH | DFND | 1,000,000 | 0 | 0 | ||
OCCIDENT | COM | 674599105 | 13,584,000 | 7,519,500 | SH | Put | DFND | 7,519,500 | 0 | 0 | |
OCCIDENT | COM | 674599105 | 336,000 | 29,000 | SH | DFND | 29,000 | 0 | 0 | ||
OMNOVA S | COM | 682129101 | 2,027,000 | 199,914 | SH | DFND | 199,914 | 0 | 0 | ||
OSPREY T | COM | 68839R104 | 582,000 | 875,000 | SH | Call | DFND | 875,000 | 0 | 0 | |
OSPREY T | COMCL | 68839R104 | 17,010,000 | 1,750,000 | SH | DFND | 1,750,000 | 0 | 0 | ||
OWL ROCK | COM | 69121K104 | 1,385,000 | 120,000 | SH | DFND | 120,000 | 0 | 0 | ||
PAE INC | COM | 69290Y109 | 241,000 | 166,366 | SH | Call | DFND | 166,366 | 0 | 0 | |
PAE INC | COMCL | 69290Y109 | 12,678,000 | 1,953,450 | SH | DFND | 1,953,450 | 0 | 0 | ||
PPD INC | COM | 69355F102 | 2,427,000 | 136,295 | SH | DFND | 136,295 | 0 | 0 | ||
PS BUSIN | COM | 69360J107 | 9,756,000 | 71,991 | SH | DFND | 71,991 | 0 | 0 | ||
PARATEK | NOTE4 | 699374AB0 | 20,406,000 | 27,750,000 | PRN | DFND | 27,750,000 | 0 | 0 | ||
PITNEY B | COM | 724479100 | 222,000 | 61,600 | SH | Put | DFND | 61,600 | 0 | 0 | |
PIVOTAL | COM | 72582K100 | 97,000 | 193,232 | SH | Call | DFND | 193,232 | 0 | 0 | |
PIVOTAL | COMCL | 72582K100 | 16,155,000 | 1,630,200 | SH | DFND | 1,630,200 | 0 | 0 | ||
POST HLD | COM | 737446104 | 8,297,000 | 100,000 | SH | DFND | 100,000 | 0 | 0 | ||
PROLOGIS | COM | 74340W103 | 979,000 | 12,187 | SH | DFND | 12,187 | 0 | 0 | ||
PROPTECH | COM | 74349F101 | 225,000 | 450,000 | SH | Call | DFND | 450,000 | 0 | 0 | |
PROPTECH | COMCL | 74349F101 | 14,282,000 | 1,450,000 | SH | DFND | 1,450,000 | 0 | 0 | ||
PROTALIX | NOTE7 | 74365AAD3 | 7,200,000 | 8,000,000 | PRN | DFND | 8,000,000 | 0 | 0 | ||
PUBLIC S | COM | 74460D109 | 1,053,000 | 5,300 | SH | DFND | 5,300 | 0 | 0 | ||
PURE ACQ | CLA | 74621Q106 | 8,312,000 | 800,000 | SH | DFND | 800,000 | 0 | 0 | ||
PURE STO | CLA | 74624M102 | 178,000 | 14,438 | SH | DFND | 14,438 | 0 | 0 | ||
PURE STO | NOTE0 | 74624MAB8 | 866,000 | 1,000,000 | PRN | DFND | 1,000,000 | 0 | 0 | ||
QEP RESO | COM | 74733V100 | 721,000 | 93,600 | SH | Put | DFND | 93,600 | 0 | 0 | |
PYXUS IN | COM | 74737V106 | 1,198,000 | 78,800 | SH | Put | DFND | 78,800 | 0 | 0 | |
QUALCOMM | COM | 747525103 | 7,074,000 | 104,563 | SH | DFND | 104,563 | 0 | 0 | ||
RPM INTL | COM | 749685103 | 8,925,000 | 150,000 | SH | DFND | 150,000 | 0 | 0 | ||
RANGE RE | COM | 75281A109 | 325,000 | 54,600 | SH | Put | DFND | 54,600 | 0 | 0 | |
RAPT THE | COM | 75382E109 | 213,000 | 10,000 | SH | DFND | 10,000 | 0 | 0 | ||
RETAIL P | CLA | 76131V202 | 751,000 | 145,200 | SH | DFND | 145,200 | 0 | 0 | ||
REVOLUTI | COM | 76155X100 | 657,000 | 30,000 | SH | DFND | 30,000 | 0 | 0 | ||
RINGCENT | CLA | 76680R206 | 1,738,000 | 8,200 | SH | DFND | 8,200 | 0 | 0 | ||
ROCKET P | COM | 77313F106 | 279,000 | 20,000 | SH | DFND | 20,000 | 0 | 0 | ||
RYANAIR | SPONS | 783513203 | 7,269,000 | 136,912 | SH | DFND | 136,912 | 0 | 0 | ||
SBA COMM | CLA | 78410G104 | 1,915,000 | 7,094 | SH | DFND | 7,094 | 0 | 0 | ||
SPDR S&P | COM | 78462F103 | 51,000 | 3,100,000 | SH | Call | DFND | 3,100,000 | 0 | 0 | |
SPDR S&P | COM | 78462F103 | 7,603,000 | 225,000 | SH | Put | DFND | 225,000 | 0 | 0 | |
SPDR S&P | TRUNI | 78462F103 | 6,689,000 | 25,952 | SH | DFND | 25,952 | 0 | 0 | ||
SAILPOIN | COM | 78781P105 | 3,654,000 | 240,104 | SH | DFND | 240,104 | 0 | 0 | ||
SCHRODIN | COM | 80810D103 | 647,000 | 15,000 | SH | DFND | 15,000 | 0 | 0 | ||
SELECT S | SBIHE | 81369Y209 | 7,086,000 | 80,000 | SH | DFND | 80,000 | 0 | 0 | ||
SILK RD | COM | 82710M100 | 609,000 | 19,340 | SH | DFND | 19,340 | 0 | 0 | ||
SOFTWARE | COM | 83406B101 | 149,000 | 250,000 | SH | Call | DFND | 250,000 | 0 | 0 | |
SOFTWARE | COMCL | 83406B101 | 5,769,000 | 599,034 | SH | DFND | 599,034 | 0 | 0 | ||
SOUTH MT | COM | 838884104 | 231,000 | 318,781 | SH | Call | DFND | 318,781 | 0 | 0 | |
SOUTH MT | COMCL | 838884104 | 19,864,000 | 2,047,798 | SH | DFND | 2,047,798 | 0 | 0 | ||
SPARTAN | CLACO | 846784106 | 13,118,000 | 1,296,259 | SH | DFND | 1,296,259 | 0 | 0 | ||
SPRINT C | COM | 85207U105 | 236,793,000 | 27,470,165 | SH | DFND | 27,470,165 | 0 | 0 | ||
STABLE R | COMCL | 85236Q109 | 10,236,000 | 1,049,827 | SH | DFND | 1,049,827 | 0 | 0 | ||
STABLE R | UNIT0 | 85236Q208 | 1,206,000 | 120,000 | SH | DFND | 120,000 | 0 | 0 | ||
SUN CMNT | COM | 866674104 | 1,898,000 | 15,200 | SH | DFND | 15,200 | 0 | 0 | ||
SUPERNUS | NOTE0 | 868459AD0 | 8,100,000 | 10,000,000 | PRN | DFND | 10,000,000 | 0 | 0 | ||
SWITCHBA | COM | 87105M102 | 285,000 | 545,916 | SH | Call | DFND | 545,916 | 0 | 0 | |
SWITCHBA | COMCL | 87105M102 | 18,711,000 | 1,938,950 | SH | DFND | 1,938,950 | 0 | 0 | ||
TAL EDUC | SPONS | 874080104 | 5,165,000 | 96,986 | SH | DFND | 96,986 | 0 | 0 | ||
TELIGENT | NOTE4 | 87960WAA2 | 4,400,000 | 11,000,000 | PRN | DFND | 11,000,000 | 0 | 0 | ||
TERRENO | COM | 88146M101 | 632,000 | 12,203 | SH | DFND | 12,203 | 0 | 0 | ||
TESLA IN | COM | 88160R101 | 1,616,000 | 83,500 | SH | Put | DFND | 83,500 | 0 | 0 | |
TESLA IN | NOTE1 | 88160RAC5 | 15,646,000 | 10,000,000 | PRN | DFND | 10,000,000 | 0 | 0 | ||
TESLA IN | NOTE2 | 88160RAG6 | 5,557,000 | 3,050,000 | PRN | DFND | 3,050,000 | 0 | 0 | ||
360 FINA | ADS | 88557W101 | 1,739,000 | 217,406 | SH | DFND | 217,406 | 0 | 0 | ||
TORTOISE | CLA | 89154L100 | 6,074,000 | 617,855 | SH | DFND | 617,855 | 0 | 0 | ||
TRINE AC | COM | 89628U108 | 103,000 | 204,650 | SH | Call | DFND | 204,650 | 0 | 0 | |
TRINE AC | COMCL | 89628U108 | 20,454,000 | 2,057,725 | SH | DFND | 2,057,725 | 0 | 0 | ||
TRIP COM | ADS | 89677Q107 | 2,345,000 | 100,000 | SH | DFND | 100,000 | 0 | 0 | ||
TUSCAN H | COM | 90069K104 | 15,753,000 | 1,580,000 | SH | DFND | 1,580,000 | 0 | 0 | ||
21VIANET | SPONS | 90138A103 | 6,142,000 | 443,142 | SH | DFND | 443,142 | 0 | 0 | ||
UNITED T | COM | 913017109 | 74,616,000 | 791,012 | SH | DFND | 791,012 | 0 | 0 | ||
UNITEDHE | COM | 91324P102 | 8,728,000 | 35,000 | SH | DFND | 35,000 | 0 | 0 | ||
URBAN ED | COM | 91704F104 | 1,036,000 | 117,600 | SH | DFND | 117,600 | 0 | 0 | ||
VERTIV H | COMCL | 92537N108 | 11,029,000 | 1,274,988 | SH | DFND | 1,274,988 | 0 | 0 | ||
VICI PPT | COM | 925652109 | 1,952,000 | 117,300 | SH | DFND | 117,300 | 0 | 0 | ||
VIRGIN G | COM | 92766K106 | 299,000 | 20,200 | SH | DFND | 20,200 | 0 | 0 | ||
VISHAY I | NOTE2 | 928298AP3 | 891,000 | 1,000,000 | PRN | DFND | 1,000,000 | 0 | 0 | ||
VMWARE I | CLACO | 928563402 | 5,443,000 | 44,943 | SH | DFND | 44,943 | 0 | 0 | ||
WAYFAIR | CLA | 94419L101 | 401,000 | 7,500 | SH | DFND | 7,500 | 0 | 0 | ||
WEINGART | SHBEN | 948741103 | 1,864,000 | 129,200 | SH | DFND | 129,200 | 0 | 0 | ||
WESTERN | COM | 958102105 | 6,243,000 | 150,000 | SH | DFND | 150,000 | 0 | 0 | ||
WORKHORS | COMNE | 98138J206 | 56,000 | 30,864 | SH | DFND | 30,864 | 0 | 0 | ||
WW INTL | COM | 98262P101 | 450,000 | 120,000 | SH | Put | DFND | 120,000 | 0 | 0 | |
YEXT INC | COM | 98585N106 | 6,845,000 | 671,708 | SH | DFND | 671,708 | 0 | 0 | ||
ZENDESK | COM | 98936J101 | 359,000 | 5,610 | SH | DFND | 5,610 | 0 | 0 | ||
ACT II G | CLASH | G0080J104 | 14,784,000 | 1,497,852 | SH | DFND | 1,497,852 | 0 | 0 | ||
AFYA LTD | CLACO | G01125106 | 1,369,000 | 71,801 | SH | DFND | 71,801 | 0 | 0 | ||
ALUSSA E | COM | G0232J101 | 68,000 | 89,600 | SH | Call | DFND | 89,600 | 0 | 0 | |
ALUSSA E | SHSCL | G0232J101 | 14,704,000 | 1,531,700 | SH | DFND | 1,531,700 | 0 | 0 | ||
AXALTA C | COM | G0750C108 | 1,338,000 | 77,500 | SH | DFND | 77,500 | 0 | 0 | ||
MIMECAST | ORDSH | G14838109 | 1,802,000 | 51,043 | SH | DFND | 51,043 | 0 | 0 | ||
BROOGE H | COM | G1611B107 | 152,000 | 204,530 | SH | Call | DFND | 204,530 | 0 | 0 | |
CITIC CA | UNIT9 | G21513125 | 11,877,000 | 1,204,570 | SH | DFND | 1,204,570 | 0 | 0 | ||
COLLIER | COM | G22707106 | 307,000 | 330,232 | SH | Call | DFND | 330,232 | 0 | 0 | |
COLLIER | COMCL | G22707106 | 14,994,000 | 1,465,700 | SH | DFND | 1,465,700 | 0 | 0 | ||
EAST STO | UNIT1 | G2911D124 | 5,880,000 | 600,000 | SH | DFND | 600,000 | 0 | 0 | ||
ENDO INT | COM | G30401106 | 866,000 | 900,000 | SH | Put | DFND | 900,000 | 0 | 0 | |
ENDO INT | SHS | G30401106 | 777,000 | 210,009 | SH | DFND | 210,009 | 0 | 0 | ||
GALILEO | SHS | G3770A102 | 3,872,000 | 400,000 | SH | DFND | 400,000 | 0 | 0 | ||
LEO HOLD | COMCL | G5463L105 | 11,330,000 | 1,100,000 | SH | DFND | 1,100,000 | 0 | 0 | ||
LIV CAP | COM | G5510C108 | 77,000 | 301,448 | SH | Call | DFND | 301,448 | 0 | 0 | |
LIV CAP | CLA | G5510C108 | 4,046,000 | 425,000 | SH | DFND | 425,000 | 0 | 0 | ||
MALLINCK | COM | G5785G107 | 1,160,000 | 583,600 | SH | Put | DFND | 583,600 | 0 | 0 | |
ITERUM T | SHS | G6333L101 | 240,000 | 88,689 | SH | DFND | 88,689 | 0 | 0 | ||
NETFIN A | SHSCL | G6455A107 | 15,257,000 | 1,546,595 | SH | DFND | 1,546,595 | 0 | 0 | ||
NEW FRON | ORDSH | G6461G106 | 12,211,000 | 1,480,090 | SH | DFND | 1,480,090 | 0 | 0 | ||
NIELSEN | COM | G6518L108 | 262,000 | 20,800 | SH | Put | DFND | 20,800 | 0 | 0 | |
OAKTREE | SHSCL | G67145105 | 8,525,000 | 852,500 | SH | DFND | 852,500 | 0 | 0 | ||
REPLAY A | COM | G75130107 | 17,159,000 | 1,735,000 | SH | DFND | 1,735,000 | 0 | 0 | ||
SC HEALT | COM | G78516203 | 96,000 | 100,000 | SH | Call | DFND | 100,000 | 0 | 0 | |
SC HEALT | COMCL | G78516203 | 13,065,000 | 1,300,000 | SH | DFND | 1,300,000 | 0 | 0 | ||
SCVX COR | UNIT9 | G79448109 | 11,964,000 | 1,200,000 | SH | DFND | 1,200,000 | 0 | 0 | ||
SILVER S | COM | G8136L106 | 117,000 | 377,244 | SH | Call | DFND | 377,244 | 0 | 0 | |
SILVER S | CLASH | G8136L106 | 20,217,000 | 2,054,590 | SH | DFND | 2,054,590 | 0 | 0 | ||
THUNDER | COM | G8857S116 | 15,000 | 25,000 | SH | Call | DFND | 25,000 | 0 | 0 | |
THUNDER | CLASH | G8857S116 | 19,533,000 | 1,983,068 | SH | DFND | 1,983,068 | 0 | 0 | ||
UNION AC | COM | G9402Q100 | 145,000 | 800,000 | SH | Call | DFND | 800,000 | 0 | 0 | |
UNION AC | SHS | G9402Q100 | 7,824,000 | 800,000 | SH | DFND | 800,000 | 0 | 0 | ||
XP INC | CLA | G98239109 | 298,000 | 15,474 | SH | DFND | 15,474 | 0 | 0 | ||
ALCON IN | ORDSH | H01301128 | 4,066,000 | 80,000 | SH | DFND | 80,000 | 0 | 0 | ||
TRANSOCE | COM | H8817H100 | 4,975,000 | 1,465,000 | SH | Put | DFND | 1,465,000 | 0 | 0 | |
MELLANOX | SHS | M51363113 | 247,118,000 | 2,036,907 | SH | DFND | 2,036,907 | 0 | 0 | ||
GILAT SA | SHSNE | M51474118 | 1,944,000 | 274,180 | SH | DFND | 274,180 | 0 | 0 |