The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
8I ENTERPRISES ACQUISITION C | *W EXP 10/29/202 | G2956M112 | 142 | 489,554 | SH | SOLE | 489,554 | 0 | 0 | ||
8I ENTERPRISES ACQUISITION C | RIGHT 10/29/2020 | G2956M120 | 169 | 433,560 | SH | SOLE | 433,560 | 0 | 0 | ||
8X8 INC NEW | NOTE 0.500% 2/0 | 282914AB6 | 16,962 | 20,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
ACAMAR PARTNERS ACQSITION CO | *W EXP 02/26/202 | 004285110 | 336 | 699,448 | SH | SOLE | 699,448 | 0 | 0 | ||
ACAMAR PARTNERS ACQSITION CO | CL A | 004285102 | 13,429 | 1,363,343 | SH | SOLE | 1,363,343 | 0 | 0 | ||
ACT II GLOBAL ACQUISITION CO | *W EXP 04/30/202 | G0080J120 | 700 | 999,700 | SH | SOLE | 999,700 | 0 | 0 | ||
ACT II GLOBAL ACQUISITION CO | CL A SHS | G0080J104 | 8,790 | 890,600 | SH | SOLE | 890,600 | 0 | 0 | ||
ACTIVISION BLIZZARD INC | COM | 00507V109 | 7,935 | 133,400 | SH | SOLE | 133,400 | 0 | 0 | ||
ADESTO TECHNOLOGIES CORP | COM | 00687D101 | 2,798 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
ADTALEM GLOBAL ED INC | COM | 00737L103 | 8,841 | 330,000 | SH | SOLE | 330,000 | 0 | 0 | ||
AEROJET ROCKETDYNE HLDGS INC | NOTE 2.250%12/1 | 007800AB1 | 71,161 | 43,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
AGBA ACQUISITION LTD | SHS | G0120M109 | 3,565 | 352,982 | SH | SOLE | 352,982 | 0 | 0 | ||
AGBA ACQUISITION LTD | UNIT 05/10/2024 | G0120M133 | 990 | 94,779 | SH | SOLE | 94,779 | 0 | 0 | ||
AGBA ACQUISITION LTD | *W EXP 05/10/202 | G0120M117 | 23 | 377,982 | SH | SOLE | 377,982 | 0 | 0 | ||
AGBA ACQUISITION LTD | RIGHT 05/10/2024 | G0120M125 | 54 | 377,982 | SH | SOLE | 377,982 | 0 | 0 | ||
AKAMAI TECHNOLOGIES INC | COM | 00971T101 | 17,136 | 187,300 | SH | SOLE | 187,300 | 0 | 0 | ||
AKAZOO SA | *W EXP 09/11/202 | L0164E116 | 35 | 113,260 | SH | SOLE | 113,260 | 0 | 0 | ||
ALBERTON ACQUISITION CORP | *W EXP 04/26/202 | G35006124 | 41 | 750,000 | SH | SOLE | 750,000 | 0 | 0 | ||
ALBERTON ACQUISITION CORP | ORD SHS | G35006108 | 1,575 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
ALBERTON ACQUISITION CORP | RIGHT 10/04/2020 | G35006132 | 205 | 1,081,324 | SH | SOLE | 1,081,324 | 0 | 0 | ||
ALIGN TECHNOLOGY INC | COM | 016255101 | 5,549 | 31,900 | SH | SOLE | 31,900 | 0 | 0 | ||
ALLEGHENY TECHNOLOGIES INC | NOTE 4.750% 7/0 | 01741RAG7 | 9,072 | 10,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
ALLEGRO MERGER CORP | *W EXP 01/06/202 | 01749N111 | 45 | 900,000 | SH | SOLE | 900,000 | 0 | 0 | ||
ALLEGRO MERGER CORP | RIGHT 12/31/2023 | 01749N129 | 145 | 1,615,485 | SH | SOLE | 1,615,485 | 0 | 0 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 23,721 | 20,400 | SH | SOLE | 20,400 | 0 | 0 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 11,628 | 10,000 | SH | Put | SOLE | 0 | 0 | 0 | |
ALTAIR ENGR INC | NOTE 0.250% 6/0 | 021369AA1 | 8,904 | 10,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
ALTERYX INC | COM CL A | 02156B103 | 5,739 | 60,300 | SH | SOLE | 60,300 | 0 | 0 | ||
ALUSSA ENERGY ACQUISITION CO | SHS CL A | G0232J101 | 12,360 | 1,287,500 | SH | SOLE | 1,287,500 | 0 | 0 | ||
AMAZON COM INC | COM | 023135106 | 26,933 | 13,814 | SH | SOLE | 13,814 | 0 | 0 | ||
AMCI ACQUISITION CORP | *W EXP 05/20/202 | 00165R119 | 161 | 913,213 | SH | SOLE | 913,213 | 0 | 0 | ||
AMPLITUDE HLTHCRE AQUSTIN CO | *W EXP 12/01/202 | 03212A113 | 106 | 162,500 | SH | SOLE | 162,500 | 0 | 0 | ||
AMPLITUDE HLTHCRE AQUSTIN CO | COM CL A | 03212A105 | 3,088 | 325,000 | SH | SOLE | 325,000 | 0 | 0 | ||
ANDINA ACQUISITION CORP III | *W EXP 07/31/202 | G04415124 | 55 | 550,000 | SH | SOLE | 550,000 | 0 | 0 | ||
ANDINA ACQUISITION CORP III | RIGHT 07/31/2020 | G04415132 | 116 | 550,000 | SH | SOLE | 550,000 | 0 | 0 | ||
ANDINA ACQUISITION CORP III | SHS | G04415108 | 5,538 | 550,000 | SH | SOLE | 550,000 | 0 | 0 | ||
APEX TECHNOLOGY ACQUISITION | COM CL A | 03768F102 | 15,799 | 1,620,378 | SH | SOLE | 1,620,378 | 0 | 0 | ||
APEX TECHNOLOGY ACQUISITION | *W EXP 09/18/202 | 03768F110 | 864 | 959,999 | SH | SOLE | 959,999 | 0 | 0 | ||
APHRIA INC | COM | 03765K104 | 147 | 48,000 | SH | SOLE | 48,000 | 0 | 0 | ||
APPLIED OPTOELECTRONICS INC | COM | 03823U102 | 3,397 | 447,557 | SH | SOLE | 447,557 | 0 | 0 | ||
ASPEN AEROGELS INC | COM | 04523Y105 | 460 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
ATLAS TECHNICAL CONSULTANTS | *W EXP 11/26/202 | 049430119 | 310 | 434,673 | SH | SOLE | 434,673 | 0 | 0 | ||
AVALARA INC | COM | 05338G106 | 5,923 | 79,400 | SH | SOLE | 79,400 | 0 | 0 | ||
AXON ENTERPRISE INC | COM | 05464C101 | 8,248 | 116,550 | SH | SOLE | 116,550 | 0 | 0 | ||
BAIDU INC | SPON ADR REP A | 056752108 | 30,237 | 300,000 | SH | Call | SOLE | 0 | 0 | 0 | |
BAIDU INC | SPON ADR REP A | 056752108 | 30,590 | 303,500 | SH | SOLE | 303,500 | 0 | 0 | ||
BANDWIDTH INC | COM CL A | 05988J103 | 845 | 12,560 | SH | SOLE | 12,560 | 0 | 0 | ||
BANK MONTREAL | COM | 063671101 | 5,026 | 100,000 | SH | Call | SOLE | 0 | 0 | 0 | |
BANK NOVA SCOTIA B C | COM | 064149107 | 40,600 | 1,000,000 | SH | Call | SOLE | 0 | 0 | 0 | |
BCE INC | COM NEW | 05534B760 | 2,043 | 50,000 | SH | Call | SOLE | 0 | 0 | 0 | |
BCE INC | COM NEW | 05534B760 | 2,575 | 63,008 | SH | SOLE | 63,008 | 0 | 0 | ||
BCE INC | COM NEW | 05534B760 | 5,802 | 142,000 | SH | Put | SOLE | 0 | 0 | 0 | |
BIG ROCK PARTNERS ACQUISI CO | *W EXP 12/01/202 | 089482111 | 24 | 366,000 | SH | SOLE | 366,000 | 0 | 0 | ||
BIG ROCK PARTNERS ACQUISI CO | RIGHT 12/01/2022 | 089482129 | 98 | 752,216 | SH | SOLE | 752,216 | 0 | 0 | ||
BIO RAD LABS INC | CL A | 090572207 | 39,005 | 111,265 | SH | SOLE | 111,265 | 0 | 0 | ||
BIOCERES CROP SOLUTIONS CORP | *W EXP 03/14/202 | G1117K106 | 139 | 1,027,700 | SH | SOLE | 1,027,700 | 0 | 0 | ||
BLACKROCK TAX MUNICPAL BD TR | SHS | 09248X100 | 2,556 | 117,242 | SH | SOLE | 117,242 | 0 | 0 | ||
BROOKFIELD ASSET MGMT INC | CL A LTD VT SH | 112585104 | 2,094 | 71,000 | SH | Put | SOLE | 0 | 0 | 0 | |
BROOKFIELD ASSET MGMT INC | CL A LTD VT SH | 112585104 | 1,328 | 45,000 | SH | SOLE | 45,000 | 0 | 0 | ||
BROOKFIELD RENEWABLE PARTNER | PARTNERSHIP UNIT | G16258108 | 1,062 | 25,000 | SH | Put | SOLE | 0 | 0 | 0 | |
BRUNSWICK CORP | COM | 117043109 | 3,537 | 100,000 | SH | Call | SOLE | 0 | 0 | 0 | |
BRUNSWICK CORP | COM | 117043109 | 5,966 | 168,685 | SH | SOLE | 168,685 | 0 | 0 | ||
CAMECO CORP | COM | 13321L108 | 153 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
CANADIAN IMP BK COMM | COM | 136069101 | 14,492 | 250,000 | SH | Call | SOLE | 0 | 0 | 0 | |
CANADIAN NAT RES LTD | COM | 136385101 | 3,388 | 250,000 | SH | Call | SOLE | 0 | 0 | 0 | |
CANADIAN NAT RES LTD | COM | 136385101 | 203 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
CARVANA CO | CL A | 146869102 | 4,407 | 80,000 | SH | SOLE | 80,000 | 0 | 0 | ||
CELESTICA INC | SUB VTG SHS | 15101Q108 | 175 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
CENOVUS ENERGY INC | COM | 15135U109 | 101 | 50,000 | SH | Call | SOLE | 0 | 0 | 0 | |
CENOVUS ENERGY INC | COM | 15135U109 | 121 | 60,000 | SH | SOLE | 60,000 | 0 | 0 | ||
CF FIN ACQUISITION CORP | *W EXP 04/30/202 | 12528N115 | 781 | 1,561,764 | SH | SOLE | 1,561,764 | 0 | 0 | ||
CHARLES RIV LABS INTL INC | COM | 159864107 | 8,052 | 63,800 | SH | SOLE | 63,800 | 0 | 0 | ||
CHIPOTLE MEXICAN GRILL INC | COM | 169656105 | 9,096 | 13,900 | SH | SOLE | 13,900 | 0 | 0 | ||
CHIPOTLE MEXICAN GRILL INC | COM | 169656105 | 6,544 | 10,000 | SH | Put | SOLE | 0 | 0 | 0 | |
CHP MERGER CORP | COM CL A | 12558Y106 | 4,365 | 450,000 | SH | SOLE | 450,000 | 0 | 0 | ||
CHP MERGER CORP | *W EXP 11/22/202 | 12558Y114 | 378 | 700,000 | SH | SOLE | 700,000 | 0 | 0 | ||
CHURCHILL CAP CORP II | CL A | 17143G106 | 33,554 | 3,372,296 | SH | SOLE | 3,372,296 | 0 | 0 | ||
CHURCHILL CAP CORP II | *W EXP 07/02/202 | 17143G114 | 2,075 | 1,257,466 | SH | SOLE | 1,257,466 | 0 | 0 | ||
CHURCHILL CAP CORP III | UNIT 03/01/2027 | 17144C203 | 48,900 | 4,890,000 | SH | SOLE | 4,890,000 | 0 | 0 | ||
CIIG MERGER CORP | COM CL A | 12559C103 | 485 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
CITIC CAPITAL ACQUISITION CO | UNIT 99/99/9999 | G21513125 | 14,219 | 1,442,135 | SH | SOLE | 1,442,135 | 0 | 0 | ||
COCA COLA CO | COM | 191216100 | 11,262 | 254,500 | SH | SOLE | 254,500 | 0 | 0 | ||
COHEN & STEERS INFRASTRUCTUR | COM | 19248A109 | 1,487 | 78,909 | SH | SOLE | 78,909 | 0 | 0 | ||
COLFAX CORP | UNIT 01/15/2022T | 194014205 | 9,193 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
COLLIER CREEK HOLDINGS | *W EXP 99/99/999 | G22707114 | 349 | 258,272 | SH | SOLE | 258,272 | 0 | 0 | ||
COLLIER CREEK HOLDINGS | COM CL A | G22707106 | 14,066 | 1,374,998 | SH | SOLE | 1,374,998 | 0 | 0 | ||
COLUMBUS MCKINNON CORP N Y | COM | 199333105 | 9,657 | 386,277 | SH | SOLE | 386,277 | 0 | 0 | ||
CONMED CORP | NOTE 2.625% 2/0 | 207410AF8 | 14,094 | 15,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
COPART INC | COM | 217204106 | 10,997 | 160,500 | SH | SOLE | 160,500 | 0 | 0 | ||
CREE INC | NOTE 0.875% 9/0 | 225447AB7 | 4,617 | 5,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
CRESCENT ACQUISITION CORP | COM CL A | 22564L105 | 20,045 | 2,035,000 | SH | SOLE | 2,035,000 | 0 | 0 | ||
CRESCENT ACQUISITION CORP | *W EXP 03/08/202 | 22564L113 | 850 | 1,000,000 | SH | SOLE | 1,000,000 | 0 | 0 | ||
CRONOS GROUP INC | COM | 22717L101 | 3,746 | 473,201 | SH | SOLE | 473,201 | 0 | 0 | ||
CYPRESS SEMICONDUCTOR CORP | NOTE 2.000% 2/0 | 232806AP4 | 8,988 | 7,500,000 | PRN | SOLE | 0 | 0 | 0 | ||
CYPRESS SEMICONDUCTOR CORP | NOTE 4.500% 1/1 | 232806AM1 | 102,153 | 59,010,000 | PRN | SOLE | 0 | 0 | 0 | ||
DIAMONDPEAK HLDGS COR | COM CL A | 25280H100 | 9,630 | 926,000 | SH | SOLE | 926,000 | 0 | 0 | ||
DIAMONDPEAK HLDGS COR | UNIT 99/99/9999 | 25280H209 | 788 | 80,000 | SH | SOLE | 80,000 | 0 | 0 | ||
DIAMONDPEAK HLDGS COR | *W EXP 02/22/202 | 25280H118 | 17 | 37,557 | SH | SOLE | 37,557 | 0 | 0 | ||
DIRTT ENVIRONMENTAL SOLUTION | COM | 25490H106 | 3,125 | 3,063,300 | SH | SOLE | 3,063,300 | 0 | 0 | ||
DMY TECHNOLOGY GROUP INC | UNIT 99/99/9999 | 233253202 | 7,372 | 750,000 | SH | SOLE | 750,000 | 0 | 0 | ||
DOLLAR GEN CORP NEW | COM | 256677105 | 24,328 | 161,100 | SH | SOLE | 161,100 | 0 | 0 | ||
EAST STONE ACQUISITION CORP | UNIT 12/31/2026 | G2911D124 | 12,250 | 1,250,000 | SH | SOLE | 1,250,000 | 0 | 0 | ||
EDGEWELL PERS CARE CO | COM | 28035Q102 | 12,098 | 502,400 | SH | SOLE | 502,400 | 0 | 0 | ||
ENBRIDGE INC | COM | 29250N105 | 5,236 | 180,000 | SH | Call | SOLE | 0 | 0 | 0 | |
ENERPLUS CORP | COM | 292766102 | 126 | 85,000 | SH | SOLE | 85,000 | 0 | 0 | ||
ENVESTNET INC | NOTE 1.750% 6/0 | 29404KAB2 | 20,469 | 20,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
ENVISTA HOLDINGS CORPORATION | COM | 29415F104 | 12,264 | 820,895 | SH | SOLE | 820,895 | 0 | 0 | ||
EQUINIX INC | COM | 29444U700 | 20,986 | 33,600 | SH | SOLE | 33,600 | 0 | 0 | ||
EVENTBRITE INC | COM CL A | 29975E109 | 2,468 | 338,100 | SH | SOLE | 338,100 | 0 | 0 | ||
EXPERIENCE INVT CORP | COM CL A | 30217C109 | 3,452 | 357,000 | SH | SOLE | 357,000 | 0 | 0 | ||
EXPERIENCE INVT CORP | *W EXP 09/01/202 | 30217C117 | 241 | 330,000 | SH | SOLE | 330,000 | 0 | 0 | ||
FACEBOOK INC | CL A | 30303M102 | 16,680 | 100,000 | SH | Call | SOLE | 0 | 0 | 0 | |
FACEBOOK INC | CL A | 30303M102 | 27,689 | 166,000 | SH | SOLE | 166,000 | 0 | 0 | ||
FACEBOOK INC | CL A | 30303M102 | 16,680 | 100,000 | SH | Put | SOLE | 0 | 0 | 0 | |
FAR PT ACQUISITION CORP | *W EXP 06/01/202 | 30734W117 | 493 | 912,920 | SH | SOLE | 912,920 | 0 | 0 | ||
FAR PT ACQUISITION CORP | COM CL A | 30734W109 | 21,759 | 2,150,080 | SH | SOLE | 2,150,080 | 0 | 0 | ||
FARO TECHNOLOGIES INC | COM | 311642102 | 15,689 | 352,573 | SH | SOLE | 352,573 | 0 | 0 | ||
FINSERV ACQUISITION CORP | *W EXP 12/31/202 | 318085115 | 240 | 400,000 | SH | SOLE | 400,000 | 0 | 0 | ||
FINSERV ACQUISITION CORP | CL A | 318085107 | 7,704 | 800,000 | SH | SOLE | 800,000 | 0 | 0 | ||
FINTECH ACQUISITION CORP III | COM CL A | 31811A101 | 3,003 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
FISERV INC | COM | 337738108 | 13,128 | 138,200 | SH | SOLE | 138,200 | 0 | 0 | ||
FIVE BELOW INC | COM | 33829M101 | 5,278 | 75,000 | SH | Call | SOLE | 0 | 0 | 0 | |
FLEXSTEEL INDS INC | COM | 339382103 | 2,177 | 198,600 | SH | SOLE | 198,600 | 0 | 0 | ||
FLIR SYS INC | COM | 302445101 | 7,684 | 240,947 | SH | SOLE | 240,947 | 0 | 0 | ||
FLYING EAGLE ACQUISITION COR | UNIT 99/99/9999 | 34407Y202 | 34,895 | 3,500,000 | SH | SOLE | 3,500,000 | 0 | 0 | ||
FORTIS INC | COM | 349553107 | 3,855 | 100,000 | SH | Call | SOLE | 0 | 0 | 0 | |
FORTIS INC | COM | 349553107 | 1,561 | 40,500 | SH | SOLE | 40,500 | 0 | 0 | ||
FORTIS INC | COM | 349553107 | 3,277 | 85,000 | SH | Put | SOLE | 0 | 0 | 0 | |
FORUM MERGER II CORP | *W EXP 09/30/202 | 34986F111 | 54 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
FORUM MERGER II CORP | CL A | 34986F103 | 2,868 | 278,721 | SH | SOLE | 278,721 | 0 | 0 | ||
FTI CONSULTING INC | NOTE 2.000% 8/1 | 302941AP4 | 28,240 | 21,500,000 | PRN | SOLE | 0 | 0 | 0 | ||
GALILEO ACQUISITION CORP | SHS | G3770A102 | 242 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
GALILEO ACQUISITION CORP | UNIT 99/99/9999 | G3770A128 | 3,360 | 350,000 | SH | SOLE | 350,000 | 0 | 0 | ||
GIGCAPITAL2 INC | *W EXP 02/28/202 | 375036118 | 154 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
GIGCAPITAL2 INC | COM | 375036100 | 995 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
GIGCAPITAL2 INC | RIGHT 02/28/2026 | 375036126 | 100 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
GLOBAL WTR RES INC | COM | 379463102 | 6,579 | 645,638 | SH | SOLE | 645,638 | 0 | 0 | ||
GLRY STR NW MDIA GRUP HLDG L | *W EXP 02/13/202 | G39973113 | 66 | 939,569 | SH | SOLE | 939,569 | 0 | 0 | ||
GORDON POINTE ACQUISITION CO | *W EXP 07/30/202 | 382788115 | 42 | 231,453 | SH | SOLE | 231,453 | 0 | 0 | ||
GORES HLDGS IV INC | UNIT 02/01/2023 | 382865202 | 6,134 | 609,100 | SH | SOLE | 609,100 | 0 | 0 | ||
GORES METROPOULOS INC | COM CL A | 382872109 | 9,424 | 927,605 | SH | SOLE | 927,605 | 0 | 0 | ||
GORES METROPOULOS INC | *W EXP 01/28/202 | 382872117 | 194 | 376,075 | SH | SOLE | 376,075 | 0 | 0 | ||
GRAF INDL CORP | *W EXP 12/31/202 | 384278115 | 2 | 18,615 | SH | SOLE | 18,615 | 0 | 0 | ||
GREENROSE ACQUISITION CORP | UNIT 02/28/2024 | 395392202 | 3,880 | 400,000 | SH | SOLE | 400,000 | 0 | 0 | ||
GREENVISION ACQUISITION CORP | COM | 39678G103 | 2,940 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
GREENVISION ACQUISITION CORP | RIGHT 06/01/2021 | 39678G129 | 218 | 950,000 | SH | SOLE | 950,000 | 0 | 0 | ||
GREENVISION ACQUISITION CORP | UNIT 10/28/2024 | 39678G202 | 2,051 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
GREENVISION ACQUISITION CORP | *W EXP 10/28/202 | 39678G111 | 56 | 400,000 | SH | SOLE | 400,000 | 0 | 0 | ||
GSE SYS INC | COM | 36227K106 | 1,805 | 1,940,824 | SH | SOLE | 1,940,824 | 0 | 0 | ||
GUIDEWIRE SOFTWARE INC | NOTE 1.250% 3/1 | 40171VAA8 | 24,412 | 25,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
GX ACQUISITION CORP | COM CL A | 36251A107 | 20,580 | 2,100,000 | SH | SOLE | 2,100,000 | 0 | 0 | ||
GX ACQUISITION CORP | *W EXP 05/24/202 | 36251A115 | 605 | 1,100,000 | SH | SOLE | 1,100,000 | 0 | 0 | ||
HAEMONETICS CORP | COM | 405024100 | 4,485 | 45,000 | SH | SOLE | 45,000 | 0 | 0 | ||
HAEMONETICS CORP | COM | 405024100 | 5,730 | 57,500 | SH | Put | SOLE | 0 | 0 | 0 | |
HARMONIC INC | COM | 413160102 | 25,344 | 4,400,000 | SH | SOLE | 4,400,000 | 0 | 0 | ||
HAYMAKER ACQUISITION CORP II | COM CL A | 42087L101 | 7,318 | 747,499 | SH | SOLE | 747,499 | 0 | 0 | ||
HAYMAKER ACQUISITION CORP II | *W EXP 10/31/202 | 42087L119 | 449 | 427,432 | SH | SOLE | 427,432 | 0 | 0 | ||
HEALTHCARE MERGER CORP | COM CL A | 42227L102 | 12,740 | 1,300,000 | SH | SOLE | 1,300,000 | 0 | 0 | ||
HEALTHCARE MERGER CORP | *W EXP 12/17/202 | 42227L110 | 601 | 639,800 | SH | SOLE | 639,800 | 0 | 0 | ||
HENNESSY CAP ACQUSTION CORP | *W EXP 09/05/202 | 42589C112 | 414 | 1,183,203 | SH | SOLE | 1,183,203 | 0 | 0 | ||
HENRY SCHEIN INC | COM | 806407102 | 1,516 | 30,000 | SH | Call | SOLE | 0 | 0 | 0 | |
HL ACQUISITIONS CORP | *W EXP 06/21/202 | G4603R122 | 13 | 255,734 | SH | SOLE | 255,734 | 0 | 0 | ||
HL ACQUISITIONS CORP | RIGHT 07/17/2023 | G4603R130 | 27 | 334,747 | SH | SOLE | 334,747 | 0 | 0 | ||
HL ACQUISITIONS CORP | SHS | G4603R106 | 6,628 | 637,270 | SH | SOLE | 637,270 | 0 | 0 | ||
HOME DEPOT INC | COM | 437076102 | 15,236 | 81,600 | SH | SOLE | 81,600 | 0 | 0 | ||
HURCO COMPANIES INC | COM | 447324104 | 10,813 | 371,571 | SH | SOLE | 371,571 | 0 | 0 | ||
IDEX CORP | COM | 45167R104 | 12,761 | 92,400 | SH | SOLE | 92,400 | 0 | 0 | ||
IHS MARKIT LTD | SHS | G47567105 | 13,742 | 229,039 | SH | SOLE | 229,039 | 0 | 0 | ||
IMMUNOVANT INC | *W EXP 12/18/202 | 45258J110 | 392 | 168,429 | SH | SOLE | 168,429 | 0 | 0 | ||
IMPINJ INC | COM | 453204109 | 3,492 | 208,993 | SH | SOLE | 208,993 | 0 | 0 | ||
INFINERA CORP | COM | 45667G103 | 7,856 | 1,482,224 | SH | SOLE | 1,482,224 | 0 | 0 | ||
INFINERA CORP | NOTE 2.125% 9/0 | 45667GAC7 | 6,360 | 7,500,000 | PRN | SOLE | 0 | 0 | 0 | ||
INFRA AND ENERGY ALTRNTIVE I | COM | 45686J104 | 574 | 285,714 | SH | SOLE | 285,714 | 0 | 0 | ||
INSULET CORP | NOTE 1.375%11/1 | 45784PAH4 | 33,914 | 18,500,000 | PRN | SOLE | 0 | 0 | 0 | ||
INSURANCE ACQUISITION CORP | CL A | 457867109 | 8,174 | 812,504 | SH | SOLE | 812,504 | 0 | 0 | ||
INSURANCE ACQUISITION CORP | *W EXP 03/31/202 | 457867117 | 399 | 409,002 | SH | SOLE | 409,002 | 0 | 0 | ||
INTERCEPT PHARMACEUTICALS IN | NOTE 2.000% 5/1 | 45845PAB4 | 11,372 | 13,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
INTERNATIONAL MNY EXPRESS IN | COM | 46005L101 | 146 | 16,001 | SH | SOLE | 16,001 | 0 | 0 | ||
INTERPRIVATE ACQUISITION COR | UNIT 10/29/2024 | 46064A202 | 6,181 | 625,000 | SH | SOLE | 625,000 | 0 | 0 | ||
INTL GNRL INSURANCE HLDNGS L | *W EXP 03/17/202 | G4809J114 | 712 | 1,757,678 | SH | SOLE | 1,757,678 | 0 | 0 | ||
INVACARE CORP | NOTE 5.000%11/1 | 461203AJ0 | 4,383 | 5,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
INVESCO EXCHANGE-TRADED FD T | SR LN ETF | 46138G508 | 20,460 | 1,000,000 | SH | Put | SOLE | 0 | 0 | 0 | |
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 86,632 | 455,000 | SH | Call | SOLE | 0 | 0 | 0 | |
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 234,877 | 1,233,600 | SH | Put | SOLE | 0 | 0 | 0 | |
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 61,220 | 321,536 | SH | SOLE | 321,536 | 0 | 0 | ||
INVITAE CORP | COM | 46185L103 | 2,734 | 200,000 | SH | Call | SOLE | 0 | 0 | 0 | |
IQVIA HLDGS INC | COM | 46266C105 | 10,786 | 100,000 | SH | Call | SOLE | 0 | 0 | 0 | |
IQVIA HLDGS INC | COM | 46266C105 | 6,472 | 60,000 | SH | SOLE | 60,000 | 0 | 0 | ||
ISHARES TR | 20 YR TR BD ETF | 464287432 | 11,548 | 70,000 | SH | Call | SOLE | 0 | 0 | 0 | |
ISHARES TR | US HOME CONS ETF | 464288752 | 8,679 | 300,000 | SH | Call | SOLE | 0 | 0 | 0 | |
ISHARES TR | TRANS AVG ETF | 464287192 | 10,367 | 75,000 | SH | Call | SOLE | 0 | 0 | 0 | |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 228,920 | 2,000,000 | SH | Put | SOLE | 0 | 0 | 0 | |
ISHARES TR | 20 YR TR BD ETF | 464287432 | 11,548 | 70,000 | SH | Put | SOLE | 0 | 0 | 0 | |
ISHARES TR | TRANS AVG ETF | 464287192 | 14,652 | 106,000 | SH | SOLE | 106,000 | 0 | 0 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 4,444 | 38,829 | SH | SOLE | 38,829 | 0 | 0 | ||
ISSUER DIRECT CORP | COM NEW | 46520M204 | 2,655 | 298,264 | SH | SOLE | 298,264 | 0 | 0 | ||
J2 GLOBAL INC | NOTE 3.250% 6/1 | 48123VAC6 | 24,308 | 20,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
JERNIGAN CAP INC | COM | 476405105 | 11,768 | 1,073,695 | SH | SOLE | 1,073,695 | 0 | 0 | ||
JUNIPER INDL HLDGS INC | COM CL A | 48205G106 | 9,235 | 960,000 | SH | SOLE | 960,000 | 0 | 0 | ||
JUNIPER INDL HLDGS INC | *W EXP 11/13/202 | 48205G114 | 280 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
KBL MERGER CORP IV | *W EXP 01/15/202 | 48242A112 | 110 | 1,577,400 | SH | SOLE | 1,577,400 | 0 | 0 | ||
KBL MERGER CORP IV | RIGHT 04/09/2020 | 48242A120 | 236 | 1,577,400 | SH | SOLE | 1,577,400 | 0 | 0 | ||
KBR INC | NOTE 2.500%11/0 | 48242WAB2 | 26,114 | 25,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
KEYSIGHT TECHNOLOGIES INC | COM | 49338L103 | 7,213 | 86,200 | SH | SOLE | 86,200 | 0 | 0 | ||
LANDCADIA HLDGS II INC | *W EXP 05/09/202 | 51476X113 | 133 | 333,333 | SH | SOLE | 333,333 | 0 | 0 | ||
LANDCADIA HLDGS II INC | CL A | 51476X105 | 17,318 | 1,767,192 | SH | SOLE | 1,767,192 | 0 | 0 | ||
LANDCADIA HLDGS II INC | UNIT 05/09/2026 | 51476X204 | 1,940 | 198,001 | SH | SOLE | 198,001 | 0 | 0 | ||
LEGACY ACQUISITION CORP | *W EXP 11/30/202 | 524643111 | 65 | 260,326 | SH | SOLE | 260,326 | 0 | 0 | ||
LEGACY ACQUISITION CORP | COM CL A | 524643103 | 17,880 | 1,724,213 | SH | SOLE | 1,724,213 | 0 | 0 | ||
LEISURE ACQUISITION CORP | *W EXP 12/05/201 | 52539T115 | 51 | 302,050 | SH | SOLE | 302,050 | 0 | 0 | ||
LEO HOLDINGS CORP | *W EXP 07/31/202 | G5463L113 | 611 | 954,655 | SH | SOLE | 954,655 | 0 | 0 | ||
LEO HOLDINGS CORP | COM CL A | G5463L105 | 3,667 | 355,983 | SH | SOLE | 355,983 | 0 | 0 | ||
LF CAP ACQUISITION CORP | *W EXP 06/22/202 | 50200K116 | 12 | 47,014 | SH | SOLE | 47,014 | 0 | 0 | ||
LF CAP ACQUISITION CORP | CL A | 50200K108 | 1,600 | 155,408 | SH | SOLE | 155,408 | 0 | 0 | ||
LGL SYS ACQUISITION CORP | UNIT 10/24/2024 | 50201G205 | 1,007 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
LIFESCI ACQUISITION CORP | UNIT 03/31/2025 | 53228P208 | 1,600 | 160,000 | SH | SOLE | 160,000 | 0 | 0 | ||
LIV CAP ACQUISITION CORP | *W EXP 12/13/202 | G5510C116 | 51 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
LIV CAP ACQUISITION CORP | CL A | G5510C108 | 2,285 | 240,000 | SH | SOLE | 240,000 | 0 | 0 | ||
LKQ CORP | COM | 501889208 | 11,407 | 556,181 | SH | SOLE | 556,181 | 0 | 0 | ||
LKQ CORP | COM | 501889208 | 6,153 | 300,000 | SH | Put | SOLE | 0 | 0 | 0 | |
LONGEVITY ACQUISITION CORP | *W EXP 07/31/202 | G56372116 | 37 | 340,000 | SH | SOLE | 340,000 | 0 | 0 | ||
LONGEVITY ACQUISITION CORP | ORD SHS | G56372132 | 3,834 | 365,000 | SH | SOLE | 365,000 | 0 | 0 | ||
LONGEVITY ACQUISITION CORP | RIGHT 07/31/2020 | G56372124 | 51 | 340,000 | SH | SOLE | 340,000 | 0 | 0 | ||
LORAL SPACE & COMMUNICATNS I | COM | 543881106 | 1,760 | 108,300 | SH | SOLE | 108,300 | 0 | 0 | ||
LOWES COS INC | COM | 548661107 | 7,856 | 91,300 | SH | SOLE | 91,300 | 0 | 0 | ||
MACOM TECH SOLUTIONS HLDGS I | COM | 55405Y100 | 7,774 | 410,696 | SH | SOLE | 410,696 | 0 | 0 | ||
MAGNA INTL INC | COM | 559222401 | 1,436 | 45,000 | SH | Call | SOLE | 0 | 0 | 0 | |
MANULIFE FINL CORP | COM | 56501R106 | 18,810 | 1,500,000 | SH | Call | SOLE | 0 | 0 | 0 | |
MANULIFE FINL CORP | COM | 56501R106 | 314 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
MANULIFE FINL CORP | COM | 56501R106 | 2,822 | 225,000 | SH | Put | SOLE | 0 | 0 | 0 | |
MATCH GROUP INC | COM | 57665R106 | 3,302 | 50,000 | SH | Put | SOLE | 0 | 0 | 0 | |
MATERION CORP | COM | 576690101 | 6,120 | 174,800 | SH | SOLE | 174,800 | 0 | 0 | ||
MCDONALDS CORP | COM | 580135101 | 5,473 | 33,100 | SH | SOLE | 33,100 | 0 | 0 | ||
MEGALITH FINL ACQUISITION CO | *W EXP 08/26/202 | 58518F117 | 453 | 2,058,143 | SH | SOLE | 2,058,143 | 0 | 0 | ||
MEGALITH FINL ACQUISITION CO | CL A COM | 58518F109 | 1,928 | 187,400 | SH | SOLE | 187,400 | 0 | 0 | ||
MERCADOLIBRE INC | NOTE 2.000% 8/1 | 58733RAD4 | 71,677 | 55,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
MERIDA MERGER CORP I | COM | 58953M106 | 3,374 | 348,200 | SH | SOLE | 348,200 | 0 | 0 | ||
MERIDA MERGER CORP I | *W EXP 11/07/202 | 58953M114 | 100 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
MESA LABS INC | NOTE 1.375% 8/1 | 59064RAA7 | 25,149 | 25,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
MICROCHIP TECHNOLOGY INC | NOTE 1.625% 2/1 | 595017AD6 | 34,094 | 23,827,000 | PRN | SOLE | 0 | 0 | 0 | ||
MICROCHIP TECHNOLOGY INC | NOTE 1.625% 2/1 | 595017AF1 | 51,538 | 50,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
MICROCHIP TECHNOLOGY INC | NOTE 2.250% 2/1 | 595017AH7 | 19,137 | 20,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
MICRON TECHNOLOGY INC | NOTE 3.125% 5/0 | 595112AX1 | 179,072 | 42,428,000 | PRN | SOLE | 0 | 0 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 7,886 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
MONDELEZ INTL INC | CL A | 609207105 | 12,315 | 245,900 | SH | SOLE | 245,900 | 0 | 0 | ||
MONOCLE ACQUISITION CORP | COM | 609754106 | 1,318 | 131,174 | SH | SOLE | 131,174 | 0 | 0 | ||
MONSTER BEVERAGE CORP NEW | COM | 61174X109 | 4,568 | 81,200 | SH | SOLE | 81,200 | 0 | 0 | ||
MUDRICK CAP ACQUISITION CORP | *W EXP 02/12/202 | 624745113 | 714 | 2,039,992 | SH | SOLE | 2,039,992 | 0 | 0 | ||
MUDRICK CAP ACQUISITION CORP | COM CLASS A | 624745105 | 7,142 | 690,151 | SH | SOLE | 690,151 | 0 | 0 | ||
NEBULA ACQUISITION CORP | *W EXP 03/12/202 | 629076118 | 191 | 189,326 | SH | SOLE | 189,326 | 0 | 0 | ||
NETFIN ACQUISITION CORP | SHS CL A | G6455A107 | 14,238 | 1,447,000 | SH | SOLE | 1,447,000 | 0 | 0 | ||
NETFIN ACQUISITION CORP | *W EXP 08/01/202 | G6455A115 | 330 | 847,197 | SH | SOLE | 847,197 | 0 | 0 | ||
NEW PROVIDENCE ACQUISITION | COM CL A | 64822P106 | 2,703 | 276,625 | SH | SOLE | 276,625 | 0 | 0 | ||
NEWBORN ACQUISITION CORP | UNIT 99/99/9999 | G6463T130 | 4,850 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
NORTH AMERN CONSTR GROUP LTD | COM | 656811106 | 13,648 | 2,686,643 | SH | SOLE | 2,686,643 | 0 | 0 | ||
NUTRIEN LTD | COM | 67077M108 | 6,788 | 200,000 | SH | Call | SOLE | 0 | 0 | 0 | |
NUTRIEN LTD | COM | 67077M108 | 424 | 12,500 | SH | SOLE | 12,500 | 0 | 0 | ||
NUVEEN MUNICIPAL CREDIT INC | COM SH BEN INT | 67070X101 | 841 | 59,800 | SH | SOLE | 59,800 | 0 | 0 | ||
NUVEEN PFD & INCM SECURTIES | COM | 67072C105 | 1,370 | 188,723 | SH | SOLE | 188,723 | 0 | 0 | ||
NVIDIA CORP | COM | 67066G104 | 7,908 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
OAKTREE ACQUISITION CORP | *W EXP 99/99/999 | G67145113 | 255 | 245,377 | SH | SOLE | 245,377 | 0 | 0 | ||
OAKTREE ACQUISITION CORP | UNIT 99/99/9999 | G67145121 | 999 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
OAKTREE ACQUISITION CORP | SHS CL A | G67145105 | 8,829 | 882,905 | SH | SOLE | 882,905 | 0 | 0 | ||
OPES ACQUISITION CORP | *W EXP 03/13/202 | 68373P118 | 39 | 782,887 | SH | SOLE | 782,887 | 0 | 0 | ||
ORGANIGRAM HLDGS INC | COM | 68620P101 | 2,006 | 1,002,800 | SH | SOLE | 1,002,800 | 0 | 0 | ||
ORISUN ACQUISITION CORP | COM | 68632T109 | 4,088 | 401,206 | SH | SOLE | 401,206 | 0 | 0 | ||
ORISUN ACQUISITION CORP | UNIT 99/99/9999 | 68632T208 | 1,204 | 118,001 | SH | SOLE | 118,001 | 0 | 0 | ||
ORISUN ACQUISITION CORP | *W EXP 05/31/202 | 68632T117 | 26 | 401,206 | SH | SOLE | 401,206 | 0 | 0 | ||
ORISUN ACQUISITION CORP | RIGHT 05/31/2024 | 68632T125 | 143 | 797,206 | SH | SOLE | 797,206 | 0 | 0 | ||
ORTHOFIX MED INC | COM | 68752M108 | 12,581 | 449,145 | SH | SOLE | 449,145 | 0 | 0 | ||
OSI SYSTEMS INC | NOTE 1.250% 9/0 | 671044AD7 | 23,495 | 25,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
OSISKO GOLD ROYALTIES LTD | COM | 68827L101 | 744 | 100,000 | SH | Call | SOLE | 0 | 0 | 0 | |
OSPREY TECHNLGY AQUISTION CO | COM CL A | 68839R104 | 16,642 | 1,712,156 | SH | SOLE | 1,712,156 | 0 | 0 | ||
OSPREY TECHNLGY AQUISTION CO | *W EXP 10/30/202 | 68839R120 | 882 | 1,049,950 | SH | SOLE | 1,049,950 | 0 | 0 | ||
OVINTIV INC | COM | 69047Q102 | 232 | 60,000 | SH | SOLE | 60,000 | 0 | 0 | ||
PALO ALTO NETWORKS INC | NOTE 0.750% 7/0 | 697435AD7 | 14,410 | 15,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
PAYSIGN INC | COM | 70451A104 | 1,898 | 367,800 | SH | SOLE | 367,800 | 0 | 0 | ||
PEMBINA PIPELINE CORP | COM | 706327103 | 1,505 | 80,000 | SH | Call | SOLE | 0 | 0 | 0 | |
PENSARE ACQUISITION CORP | *W EXP 07/27/202 | 70957E113 | 73 | 1,469,485 | SH | SOLE | 1,469,485 | 0 | 0 | ||
PENSARE ACQUISITION CORP | RIGHT 99/99/9999 | 70957E121 | 676 | 4,830,278 | SH | SOLE | 4,830,278 | 0 | 0 | ||
PEPSICO INC | COM | 713448108 | 16,033 | 133,500 | SH | SOLE | 133,500 | 0 | 0 | ||
PERFICIENT INC | NOTE 2.375% 9/1 | 71375UAB7 | 10,262 | 10,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
PIVOTAL INVT CORP II | *W EXP 06/01/202 | 72582K118 | 80 | 159,856 | SH | SOLE | 159,856 | 0 | 0 | ||
PIVOTAL INVT CORP II | COM CL A | 72582K100 | 8,382 | 845,781 | SH | SOLE | 845,781 | 0 | 0 | ||
POPE RES DEL LTD PARTNERSHIP | DEPOSITRY RCPT | 732857107 | 4,158 | 49,500 | SH | SOLE | 49,500 | 0 | 0 | ||
PRECISION DRILLING CORP | COM 2010 | 74022D308 | 108 | 350,000 | SH | SOLE | 350,000 | 0 | 0 | ||
PROFICIENT ALPHA ACQUSTN COR | *W EXP 04/30/202 | 74317H113 | 59 | 1,153,593 | SH | SOLE | 1,153,593 | 0 | 0 | ||
PROFICIENT ALPHA ACQUSTN COR | COM | 74317H105 | 13,644 | 1,353,593 | SH | SOLE | 1,353,593 | 0 | 0 | ||
PROFICIENT ALPHA ACQUSTN COR | RIGHT 04/30/2026 | 74317H121 | 231 | 1,153,593 | SH | SOLE | 1,153,593 | 0 | 0 | ||
PROPTECH ACQUISITION CORP | COM CL A | 74349F101 | 12,075 | 1,250,000 | SH | SOLE | 1,250,000 | 0 | 0 | ||
PROPTECH ACQUISITION CORP | *W EXP 05/26/202 | 74349F119 | 250 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
PURE ACQUISITION CORP | CL A | 74621Q106 | 12,042 | 1,158,962 | SH | SOLE | 1,158,962 | 0 | 0 | ||
Q2 HLDGS INC | NOTE 0.750% 2/1 | 74736LAB5 | 17,740 | 15,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
QIAGEN NV | DEBT 0.875% 3/1 | N72482AB3 | 24,691 | 17,400,000 | PRN | SOLE | 0 | 0 | 0 | ||
QIAGEN NV | DEBT 1.000%11/1 | N72482AT4 | 38,541 | 36,800,000 | PRN | SOLE | 0 | 0 | 0 | ||
REALPAGE INC | COM | 75606N109 | 11,242 | 212,387 | SH | SOLE | 212,387 | 0 | 0 | ||
REALPAGE INC | NOTE 1.500%11/1 | 75606NAB5 | 20,436 | 15,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
REPLAY ACQUISITION CORP | *W EXP 03/01/202 | G75130115 | 531 | 900,000 | SH | SOLE | 900,000 | 0 | 0 | ||
REPLAY ACQUISITION CORP | COM | G75130107 | 14,835 | 1,500,000 | SH | SOLE | 1,500,000 | 0 | 0 | ||
REPLAY ACQUISITION CORP | UNIT 03/01/2024 | G75130123 | 981 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
RESTAURANT BRANDS INTL INC | COM | 76131D103 | 3,002 | 75,000 | SH | Call | SOLE | 0 | 0 | 0 | |
RMG ACQUISITION CORP | CL A | 749641106 | 248 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
RMG ACQUISITION CORP | *W EXP 02/21/202 | 749641114 | 31 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
ROGERS COMMUNICATIONS INC | CL B | 775109200 | 13,497 | 325,000 | SH | Call | SOLE | 0 | 0 | 0 | |
ROGERS CORP | COM | 775133101 | 13,991 | 148,174 | SH | SOLE | 148,174 | 0 | 0 | ||
ROKU INC | COM CL A | 77543R102 | 7,637 | 87,300 | SH | SOLE | 87,300 | 0 | 0 | ||
ROYAL BK CDA | COM | 780087102 | 6,155 | 100,000 | SH | Call | SOLE | 0 | 0 | 0 | |
ROYCE VALUE TR INC | COM | 780910105 | 571 | 59,028 | SH | SOLE | 59,028 | 0 | 0 | ||
RPM INTL INC | COM | 749685103 | 14,988 | 251,900 | SH | SOLE | 251,900 | 0 | 0 | ||
SALESFORCE COM INC | COM | 79466L302 | 18,841 | 130,859 | SH | SOLE | 130,859 | 0 | 0 | ||
SC HEALTH CORP | *W EXP 99/99/999 | G78516401 | 148 | 154,850 | SH | SOLE | 154,850 | 0 | 0 | ||
SC HEALTH CORP | COM CL A | G78516203 | 15,075 | 1,500,000 | SH | SOLE | 1,500,000 | 0 | 0 | ||
SC HEALTH CORP | UNIT 99/99/9999 | G78516302 | 5,100 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
SCVX CORP | UNIT 99/99/9999 | G79448109 | 15,443 | 1,548,900 | SH | SOLE | 1,548,900 | 0 | 0 | ||
SEASPINE HLDGS CORP | COM | 81255T108 | 7,917 | 969,086 | SH | SOLE | 969,086 | 0 | 0 | ||
SELECT SECTOR SPDR TR | ENERGY | 81369Y506 | 396 | 13,626 | SH | SOLE | 13,626 | 0 | 0 | ||
SELECT SECTOR SPDR TR | COMMUNICATION | 81369Y852 | 1,163 | 26,279 | SH | SOLE | 26,279 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI CONS STPLS | 81369Y308 | 907 | 16,657 | SH | SOLE | 16,657 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI INT-FINL | 81369Y605 | 1,624 | 78,009 | SH | SOLE | 78,009 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI MATERIALS | 81369Y100 | 629 | 13,963 | SH | SOLE | 13,963 | 0 | 0 | ||
SELECT SECTOR SPDR TR | RL EST SEL SEC | 81369Y860 | 1,506 | 48,570 | SH | SOLE | 48,570 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI CONS DISCR | 81369Y407 | 2,588 | 26,390 | SH | SOLE | 26,390 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI INT-INDS | 81369Y704 | 2,552 | 43,240 | SH | SOLE | 43,240 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI INT-UTILS | 81369Y886 | 1,447 | 26,119 | SH | SOLE | 26,119 | 0 | 0 | ||
SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 | 2,575 | 32,044 | SH | SOLE | 32,044 | 0 | 0 | ||
SERVICENOW INC | COM | 81762P102 | 18,341 | 64,000 | SH | SOLE | 64,000 | 0 | 0 | ||
SHAW COMMUNICATIONS INC | CL B CONV | 82028K200 | 1,944 | 120,000 | SH | Call | SOLE | 0 | 0 | 0 | |
SHAW COMMUNICATIONS INC | CL B CONV | 82028K200 | 1,620 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
SHOPIFY INC | CL A | 82509L107 | 10,423 | 25,000 | SH | Call | SOLE | 0 | 0 | 0 | |
SI BONE INC | COM | 825704109 | 1,792 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
SILVER SPIKE ACQUISITION COR | CL A SHS | G8136L106 | 25,298 | 2,573,500 | SH | SOLE | 2,573,500 | 0 | 0 | ||
SILVER SPIKE ACQUISITION COR | *W EXP 08/02/202 | G8136L114 | 429 | 1,100,000 | SH | SOLE | 1,100,000 | 0 | 0 | ||
SIMPLY GOOD FOODS CO | COM | 82900L102 | 2,352 | 122,100 | SH | SOLE | 122,100 | 0 | 0 | ||
SITIME CORP | COM | 82982T106 | 9,917 | 455,526 | SH | SOLE | 455,526 | 0 | 0 | ||
SLEEP NUMBER CORP | COM | 83125X103 | 1,310 | 68,377 | SH | SOLE | 68,377 | 0 | 0 | ||
SOFTWARE ACQUISITION GROUP I | COM CL A | 83406B101 | 7,848 | 800,000 | SH | SOLE | 800,000 | 0 | 0 | ||
SOFTWARE ACQUISITION GROUP I | *W EXP 10/01/202 | 83406B119 | 220 | 400,000 | SH | SOLE | 400,000 | 0 | 0 | ||
SOFTWARE ACQUISITION GROUP I | UNIT 10/01/2026 | 83406B200 | 609 | 60,000 | SH | SOLE | 60,000 | 0 | 0 | ||
SONOCO PRODS CO | COM | 835495102 | 235 | 5,075 | SH | SOLE | 5,075 | 0 | 0 | ||
SOUTH MTN MERGER CORP | COM CL A | 838884104 | 19,685 | 2,029,382 | SH | SOLE | 2,029,382 | 0 | 0 | ||
SOUTH MTN MERGER CORP | *W EXP 06/20/202 | 838884112 | 386 | 532,500 | SH | SOLE | 532,500 | 0 | 0 | ||
SPARTAN ENERGY ACQUISITION C | *W EXP 08/27/202 | 846784122 | 490 | 979,700 | SH | SOLE | 979,700 | 0 | 0 | ||
SPARTAN ENERGY ACQUISITION C | CL A COM STK | 846784106 | 28,767 | 2,842,582 | SH | SOLE | 2,842,582 | 0 | 0 | ||
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 3,701 | 25,000 | SH | Call | SOLE | 0 | 0 | 0 | |
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 3,701 | 25,000 | SH | Put | SOLE | 0 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 38,662 | 150,000 | SH | Call | SOLE | 0 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 791,653 | 3,071,400 | SH | Put | SOLE | 0 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 32,915 | 127,700 | SH | SOLE | 127,700 | 0 | 0 | ||
SPLUNK INC | NOTE 0.500% 9/1 | 848637AC8 | 21,539 | 20,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
SPLUNK INC | NOTE 1.125% 9/1 | 848637AD6 | 22,003 | 20,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
SPROTT PHYSICAL GOLD & SILVE | TR UNIT | 85208R101 | 8,421 | 576,021 | SH | SOLE | 576,021 | 0 | 0 | ||
SPROTT PHYSICAL GOLD TRUST | UNIT | 85207H104 | 65,103 | 4,962,095 | SH | SOLE | 4,962,095 | 0 | 0 | ||
SPROTT PHYSICAL PLAT PALLAD | UNIT | 85207Q104 | 3,186 | 205,916 | SH | SOLE | 205,916 | 0 | 0 | ||
SPROTT PHYSICAL SILVER TR | TR UNIT | 85207K107 | 17,972 | 3,436,417 | SH | SOLE | 3,436,417 | 0 | 0 | ||
STABLE RD ACQUISITION CORP | *W EXP 05/15/202 | 85236Q117 | 450 | 600,000 | SH | SOLE | 600,000 | 0 | 0 | ||
STABLE RD ACQUISITION CORP | COM CL A | 85236Q109 | 11,700 | 1,200,000 | SH | SOLE | 1,200,000 | 0 | 0 | ||
STARBUCKS CORP | COM | 855244109 | 7,415 | 112,800 | SH | SOLE | 112,800 | 0 | 0 | ||
STRYKER CORP | COM | 863667101 | 11,421 | 68,600 | SH | SOLE | 68,600 | 0 | 0 | ||
STURM RUGER & CO INC | COM | 864159108 | 10,822 | 212,566 | SH | SOLE | 212,566 | 0 | 0 | ||
SUN LIFE FINL INC | COM | 866796105 | 14,441 | 450,000 | SH | Call | SOLE | 0 | 0 | 0 | |
SWITCHBACK ENERGY ACQUISTN C | COM CL A | 87105M102 | 4,825 | 499,998 | SH | SOLE | 499,998 | 0 | 0 | ||
SWITCHBACK ENERGY ACQUISTN C | UNIT 99/99/9999 | 87105M201 | 1,189 | 121,935 | SH | SOLE | 121,935 | 0 | 0 | ||
SWITCHBACK ENERGY ACQUISTN C | *W EXP 07/25/202 | 87105M110 | 104 | 166,666 | SH | SOLE | 166,666 | 0 | 0 | ||
TC ENERGY CORP | COM | 87807B107 | 4,430 | 100,000 | SH | Call | SOLE | 0 | 0 | 0 | |
TECK RESOURCES LTD | CL B | 878742204 | 378 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
TELUS CORPORATION | COM | 87971M103 | 6,312 | 400,000 | SH | Call | SOLE | 0 | 0 | 0 | |
TENABLE HLDGS INC | COM | 88025T102 | 4,326 | 197,900 | SH | SOLE | 197,900 | 0 | 0 | ||
TENZING ACQUISITION CORP | *W EXP 02/23/202 | G8708A108 | 32 | 350,907 | SH | SOLE | 350,907 | 0 | 0 | ||
TENZING ACQUISITION CORP | ORD SHS | G8708A116 | 3,797 | 360,907 | SH | SOLE | 360,907 | 0 | 0 | ||
TERADYNE INC | NOTE 1.250%12/1 | 880770AG7 | 35,858 | 20,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
THE REALREAL INC | COM | 88339P101 | 1,058 | 150,936 | SH | SOLE | 150,936 | 0 | 0 | ||
THERAVANCE INC | NOTE 2.125% 1/1 | 88338TAB0 | 6,521 | 7,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
THOMSON REUTERS CORP | COM NEW | 884903709 | 679 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
THOMSON REUTERS CORP | COM NEW | 884903709 | 2,246 | 33,100 | SH | Put | SOLE | 0 | 0 | 0 | |
THUNDER BRDG ACQUISTION II L | *W EXP 11/30/202 | G8857S108 | 630 | 900,000 | SH | SOLE | 900,000 | 0 | 0 | ||
THUNDER BRDG ACQUISTION II L | CL A SHS | G8857S116 | 21,178 | 2,150,000 | SH | SOLE | 2,150,000 | 0 | 0 | ||
TITAN MACHY INC | COM | 88830R101 | 425 | 48,955 | SH | SOLE | 48,955 | 0 | 0 | ||
TJX COS INC NEW | COM | 872540109 | 5,570 | 116,500 | SH | SOLE | 116,500 | 0 | 0 | ||
TORONTO DOMINION BK ONT | COM NEW | 891160509 | 4,239 | 100,000 | SH | Call | SOLE | 0 | 0 | 0 | |
TORTOISE ACQUISITION CORP | CL A | 89154L100 | 5,406 | 550,000 | SH | SOLE | 550,000 | 0 | 0 | ||
TORTOISE ACQUISITION CORP | UNIT 03/04/2024 | 89154L209 | 22,707 | 2,298,253 | SH | SOLE | 2,298,253 | 0 | 0 | ||
TORTOISE ACQUISITION CORP | *W EXP 03/04/202 | 89154L118 | 84 | 299,999 | SH | SOLE | 299,999 | 0 | 0 | ||
TOTTENHAM ACQUISITION I LTD | *W EXP 05/06/202 | G8959N114 | 13 | 312,000 | SH | SOLE | 312,000 | 0 | 0 | ||
TOTTENHAM ACQUISITION I LTD | RIGHT 06/05/2020 | G8959N122 | 42 | 373,100 | SH | SOLE | 373,100 | 0 | 0 | ||
TOTTENHAM ACQUISITION I LTD | SHS | G8959N106 | 5,744 | 547,070 | SH | SOLE | 547,070 | 0 | 0 | ||
TRANSALTA CORP | COM | 89346D107 | 524 | 100,000 | SH | Call | SOLE | 0 | 0 | 0 | |
TRANSALTA CORP | COM | 89346D107 | 1,635 | 312,000 | SH | SOLE | 312,000 | 0 | 0 | ||
TRANSDIGM GROUP INC | COM | 893641100 | 824 | 2,572 | SH | SOLE | 2,572 | 0 | 0 | ||
TRIDENT ACQUISITIONS CORP | *W EXP 05/09/202 | 89615T114 | 165 | 1,732,048 | SH | SOLE | 1,732,048 | 0 | 0 | ||
TRIDENT ACQUISITIONS CORP | COM | 89615T106 | 1,178 | 108,904 | SH | SOLE | 108,904 | 0 | 0 | ||
TRIMBLE INC | COM | 896239100 | 15,362 | 482,626 | SH | SOLE | 482,626 | 0 | 0 | ||
TRINE ACQUISITION CORP | COM CL A | 89628U108 | 3,079 | 309,722 | SH | SOLE | 309,722 | 0 | 0 | ||
TRINE ACQUISITION CORP | *W EXP 03/31/202 | 89628U116 | 672 | 1,119,899 | SH | SOLE | 1,119,899 | 0 | 0 | ||
TTM TECHNOLOGIES INC | NOTE 1.750%12/1 | 87305RAD1 | 11,400 | 10,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
TUSCAN HOLDINGS CORP | COM | 90069K104 | 33,372 | 3,347,287 | SH | SOLE | 3,347,287 | 0 | 0 | ||
TUSCAN HOLDINGS CORP | *W EXP 04/01/202 | 90069K112 | 617 | 1,582,344 | SH | SOLE | 1,582,344 | 0 | 0 | ||
TWITTER INC | COM | 90184L102 | 11,116 | 452,600 | SH | SOLE | 452,600 | 0 | 0 | ||
UBER TECHNOLOGIES INC | COM | 90353T100 | 8,376 | 300,000 | SH | Call | SOLE | 0 | 0 | 0 | |
UBER TECHNOLOGIES INC | COM | 90353T100 | 11,168 | 400,000 | SH | SOLE | 400,000 | 0 | 0 | ||
UFP TECHNOLOGIES INC | COM | 902673102 | 7,440 | 195,316 | SH | SOLE | 195,316 | 0 | 0 | ||
ULTA BEAUTY INC | COM | 90384S303 | 3,778 | 21,500 | SH | SOLE | 21,500 | 0 | 0 | ||
UNDER ARMOUR INC | CL C | 904311206 | 5,642 | 700,000 | SH | Call | SOLE | 0 | 0 | 0 | |
UNION ACQUISITION CORP II | SHS | G9402Q100 | 11,198 | 1,145,000 | SH | SOLE | 1,145,000 | 0 | 0 | ||
UNION ACQUISITION CORP II | UNIT 99/99/9999 | G9402Q118 | 4,880 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
UNION ACQUISITION CORP II | *W EXP 04/01/202 | G9402Q126 | 250 | 1,000,000 | SH | SOLE | 1,000,000 | 0 | 0 | ||
UNIVERSAL TECHNICAL INST INC | COM | 913915104 | 1,921 | 322,922 | SH | SOLE | 322,922 | 0 | 0 | ||
VANECK VECTORS ETF TR | SEMICONDUCTOR ET | 92189F676 | 17,571 | 150,000 | SH | Put | SOLE | 0 | 0 | 0 | |
VAPOTHERM INC | COM | 922107107 | 2,636 | 140,000 | SH | SOLE | 140,000 | 0 | 0 | ||
VERMILION ENERGY INC | COM | 923725105 | 93 | 30,000 | SH | Call | SOLE | 0 | 0 | 0 | |
VIAVI SOLUTIONS INC | NOTE 1.000% 3/0 | 925550AB1 | 41,501 | 39,025,000 | PRN | SOLE | 0 | 0 | 0 | ||
VIAVI SOLUTIONS INC | NOTE 1.750% 6/0 | 925550AE5 | 11,784 | 11,230,000 | PRN | SOLE | 0 | 0 | 0 | ||
WEALTHBRIDGE ACQUISITION LTD | SHS | G4887W110 | 6,961 | 680,180 | SH | SOLE | 680,180 | 0 | 0 | ||
WEALTHBRIDGE ACQUISITION LTD | *W EXP 01/31/202 | G4887W128 | 64 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
WEALTHBRIDGE ACQUISITION LTD | RIGHT 11/02/2023 | G4887W136 | 230 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
WORKDAY INC | NOTE 0.250%10/0 | 98138HAF8 | 11,111 | 10,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
WRIGHT MED GROUP N V | NOTE 2.250%11/1 | 98236JAB4 | 69,036 | 50,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
XILINX INC | COM | 983919101 | 9,540 | 122,400 | SH | SOLE | 122,400 | 0 | 0 | ||
YANDEX N V | SHS CLASS A | N97284108 | 6,810 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
YUNHONG INTL | UNIT 99/99/9999 | G98882114 | 4,725 | 497,400 | SH | SOLE | 497,400 | 0 | 0 |