The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
8X8 INC NEW | COM | 282914100 | 1,247 | 90,000 | SH | DFND | 3 | 90,000 | 0 | 0 | |
ADVANCED ENERGY INDS | COM | 007973100 | 1,455 | 30,000 | SH | DFND | 3 | 30,000 | 0 | 0 | |
AIR LEASE CORP | CL A | 00912X302 | 1,074 | 48,500 | SH | DFND | 2 | 48,500 | 0 | 0 | |
AIR LEASE CORP | CL A | 00912X302 | 609 | 27,500 | SH | DFND | 3 | 27,500 | 0 | 0 | |
AIR LEASE CORP | CL A | 00912X302 | 753 | 34,000 | SH | SOLE | 34,000 | 0 | 0 | ||
AIR LEASE CORP | CL A | 00912X302 | 886 | 40,000 | SH | DFND | 1 | 40,000 | 0 | 0 | |
AKAMAI TECHNOLOGIES INC | COM | 00971T101 | 3,065 | 33,500 | SH | DFND | 2 | 33,500 | 0 | 0 | |
AKAMAI TECHNOLOGIES INC | COM | 00971T101 | 1,327 | 14,500 | SH | SOLE | 14,500 | 0 | 0 | ||
AKOUSTIS TECHNOLOGIES INC | COM | 00973N102 | 3,222 | 600,000 | SH | DFND | 3 | 600,000 | 0 | 0 | |
ALPHA PRO TECH LTD | COM | 020772109 | 906 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
ALPHA PRO TECH LTD | COM | 020772109 | 91 | 7,500 | SH | DFND | 2 | 7,500 | 0 | 0 | |
ALPHABET INC | CAP STK CL A | 02079K305 | 290 | 250 | SH | DFND | 2 | 250 | 0 | 0 | |
ALPHABET INC | CAP STK CL A | 02079K305 | 290 | 250 | SH | DFND | 1 | 250 | 0 | 0 | |
APPIAN CORP | CL A | 03782L101 | 392 | 9,750 | SH | DFND | 2 | 9,750 | 0 | 0 | |
APPIAN CORP | CL A | 03782L101 | 1,609 | 40,000 | SH | DFND | 3 | 40,000 | 0 | 0 | |
APPIAN CORP | CL A | 03782L101 | 91 | 2,250 | SH | SOLE | 2,250 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 4,196 | 16,500 | SH | SOLE | 16,500 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 687 | 2,700 | SH | DFND | 2 | 2,700 | 0 | 0 | |
APPLIED MATLS INC | COM | 038222105 | 412 | 9,000 | SH | DFND | 2 | 9,000 | 0 | 0 | |
ASPEN AEROGELS INC | COM | 04523Y105 | 242 | 39,450 | SH | DFND | 1 | 39,450 | 0 | 0 | |
ASPEN AEROGELS INC | COM | 04523Y105 | 2,543 | 414,150 | SH | DFND | 2 | 414,150 | 0 | 0 | |
ASPEN AEROGELS INC | COM | 04523Y105 | 3,233 | 526,550 | SH | DFND | 3 | 526,550 | 0 | 0 | |
ASPEN AEROGELS INC | COM | 04523Y105 | 920 | 149,850 | SH | SOLE | 149,850 | 0 | 0 | ||
AVID TECHNOLOGY INC | COM | 05367P100 | 224 | 33,350 | SH | DFND | 2 | 33,350 | 0 | 0 | |
AVID TECHNOLOGY INC | COM | 05367P100 | 171 | 25,400 | SH | SOLE | 25,400 | 0 | 0 | ||
AVID TECHNOLOGY INC | COM | 05367P100 | 143 | 21,300 | SH | DFND | 1 | 21,300 | 0 | 0 | |
AXT INC | COM | 00246W103 | 2,889 | 900,000 | SH | DFND | 3 | 900,000 | 0 | 0 | |
AXT INC | COM | 00246W103 | 80 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
AXT INC | COM | 00246W103 | 482 | 150,000 | SH | DFND | 2 | 150,000 | 0 | 0 | |
BECTON DICKINSON & CO | COM | 075887109 | 4,595 | 20,000 | SH | DFND | 2 | 20,000 | 0 | 0 | |
BOEING CO | COM | 097023105 | 746 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
BOEING CO | COM | 097023105 | 2,983 | 20,000 | SH | DFND | 1 | 20,000 | 0 | 0 | |
BOTTOMLINE TECH DEL INC | COM | 101388106 | 1,100 | 30,000 | SH | DFND | 3 | 30,000 | 0 | 0 | |
BROOKFIELD ASSET MGMT INC | CL A LTD VT SH | 112585104 | 182 | 6,173 | SH | DFND | 2 | 6,173 | 0 | 0 | |
BROOKFIELD ASSET MGMT INC | CL A LTD VT SH | 112585104 | 264 | 8,950 | SH | SOLE | 8,950 | 0 | 0 | ||
BROOKFIELD ASSET MGMT INC | CL A LTD VT SH | 112585104 | 646 | 21,914 | SH | DFND | 1 | 21,914 | 0 | 0 | |
BROOKS AUTOMATION INC NEW | COM | 114340102 | 305 | 10,000 | SH | DFND | 3 | 10,000 | 0 | 0 | |
BRUKER CORP | COM | 116794108 | 394 | 11,000 | SH | SOLE | 11,000 | 0 | 0 | ||
BRUKER CORP | COM | 116794108 | 36 | 1,000 | SH | DFND | 2 | 1,000 | 0 | 0 | |
CAMBIUM NETWORKS CORP | SHS | G17766109 | 714 | 127,500 | SH | DFND | 2 | 127,500 | 0 | 0 | |
CAMBIUM NETWORKS CORP | SHS | G17766109 | 3,472 | 620,000 | SH | DFND | 3 | 620,000 | 0 | 0 | |
CAMBIUM NETWORKS CORP | SHS | G17766109 | 170 | 30,275 | SH | SOLE | 30,275 | 0 | 0 | ||
CAMBIUM NETWORKS CORP | SHS | G17766109 | 243 | 43,325 | SH | DFND | 1 | 43,325 | 0 | 0 | |
CARMAX INC | COM | 143130102 | 4,441 | 82,500 | SH | DFND | 2 | 82,500 | 0 | 0 | |
CARMAX INC | COM | 143130102 | 1,104 | 20,500 | SH | SOLE | 20,500 | 0 | 0 | ||
CHANNELADVISOR CORP | COM | 159179100 | 2,977 | 410,000 | SH | DFND | 3 | 410,000 | 0 | 0 | |
CHANNELADVISOR CORP | COM | 159179100 | 249 | 34,250 | SH | SOLE | 34,250 | 0 | 0 | ||
CHANNELADVISOR CORP | COM | 159179100 | 454 | 62,500 | SH | DFND | 2 | 62,500 | 0 | 0 | |
CHEVRON CORP NEW | COM | 166764100 | 290 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
CLEAN HARBORS INC | COM | 184496107 | 103 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
CLEAN HARBORS INC | COM | 184496107 | 180 | 3,500 | SH | DFND | 2 | 3,500 | 0 | 0 | |
COHERENT INC | COM | 192479103 | 798 | 7,500 | SH | DFND | 3 | 7,500 | 0 | 0 | |
COHU INC | COM | 192576106 | 1,238 | 100,000 | SH | DFND | 3 | 100,000 | 0 | 0 | |
COMCAST CORP NEW | CL A | 20030N101 | 3,954 | 115,000 | SH | DFND | 2 | 115,000 | 0 | 0 | |
COMCAST CORP NEW | CL A | 20030N101 | 6,876 | 200,000 | SH | DFND | 1 | 200,000 | 0 | 0 | |
COMSCORE INC | COM | 20564W105 | 41 | 14,400 | SH | SOLE | 14,400 | 0 | 0 | ||
COMSCORE INC | COM | 20564W105 | 129 | 45,600 | SH | DFND | 1 | 45,600 | 0 | 0 | |
CORNING INC | COM | 219350105 | 709 | 34,500 | SH | DFND | 2 | 34,500 | 0 | 0 | |
COUPA SOFTWARE INC | COM | 22266L106 | 489 | 3,500 | SH | DFND | 2 | 3,500 | 0 | 0 | |
CRA INTL INC | COM | 12618T105 | 234 | 7,000 | SH | SOLE | 7,000 | 0 | 0 | ||
CRISPR THERAPEUTICS AG | NAMEN AKT | H17182108 | 233 | 5,500 | SH | DFND | 3 | 5,500 | 0 | 0 | |
CRYOPORT INC | COM PAR $0.001 | 229050307 | 529 | 31,000 | SH | SOLE | 31,000 | 0 | 0 | ||
CRYOPORT INC | COM PAR $0.001 | 229050307 | 819 | 48,000 | SH | DFND | 2 | 48,000 | 0 | 0 | |
DIRTT ENVIRONMENTAL SOLUTION | COM | 25490H106 | 79 | 77,000 | SH | DFND | 1 | 77,000 | 0 | 0 | |
DIRTT ENVIRONMENTAL SOLUTION | COM | 25490H106 | 74 | 72,500 | SH | DFND | 2 | 72,500 | 0 | 0 | |
DIRTT ENVIRONMENTAL SOLUTION | COM | 25490H106 | 41 | 40,000 | SH | DFND | 3 | 40,000 | 0 | 0 | |
DIRTT ENVIRONMENTAL SOLUTION | COM | 25490H106 | 97 | 95,500 | SH | SOLE | 95,500 | 0 | 0 | ||
EMCORE CORP | COM NEW | 290846203 | 1,680 | 750,000 | SH | DFND | 3 | 750,000 | 0 | 0 | |
ENCOMPASS HEALTH CORP | COM | 29261A100 | 4,482 | 70,000 | SH | DFND | 1 | 70,000 | 0 | 0 | |
ENTEGRIS INC | COM | 29362U104 | 5,663 | 126,500 | SH | DFND | 2 | 126,500 | 0 | 0 | |
ENTEGRIS INC | COM | 29362U104 | 5,484 | 122,500 | SH | SOLE | 122,500 | 0 | 0 | ||
ENTEGRIS INC | COM | 29362U104 | 6,111 | 136,500 | SH | DFND | 1 | 136,500 | 0 | 0 | |
EQUINIX INC | COM | 29444U700 | 1,249 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
EVERBRIDGE INC | COM | 29978A104 | 266 | 2,500 | SH | SOLE | 2,500 | 0 | 0 | ||
EVERBRIDGE INC | COM | 29978A104 | 1,223 | 11,500 | SH | DFND | 2 | 11,500 | 0 | 0 | |
FARO TECHNOLOGIES INC | COM | 311642102 | 445 | 10,000 | SH | DFND | 2 | 10,000 | 0 | 0 | |
FASTLY INC | CL A | 31188V100 | 759 | 40,000 | SH | DFND | 3 | 40,000 | 0 | 0 | |
FIREEYE INC | COM | 31816Q101 | 4,126 | 390,000 | SH | DFND | 3 | 390,000 | 0 | 0 | |
FLIR SYS INC | COM | 302445101 | 255 | 8,000 | SH | DFND | 2 | 8,000 | 0 | 0 | |
FLOOR & DECOR HLDGS INC | CL A | 339750101 | 80 | 2,500 | SH | DFND | 2 | 2,500 | 0 | 0 | |
FLOOR & DECOR HLDGS INC | CL A | 339750101 | 642 | 20,000 | SH | DFND | 3 | 20,000 | 0 | 0 | |
FORMFACTOR INC | COM | 346375108 | 2,913 | 145,000 | SH | DFND | 2 | 145,000 | 0 | 0 | |
FORMFACTOR INC | COM | 346375108 | 1,888 | 94,000 | SH | SOLE | 94,000 | 0 | 0 | ||
FORMFACTOR INC | COM | 346375108 | 7,032 | 350,000 | SH | DFND | 1 | 350,000 | 0 | 0 | |
FREIGHTCAR AMER INC | COM | 357023100 | 60 | 65,000 | SH | SOLE | 65,000 | 0 | 0 | ||
FREQUENCY ELECTRS INC | COM | 358010106 | 274 | 30,000 | SH | DFND | 2 | 30,000 | 0 | 0 | |
FREQUENCY ELECTRS INC | COM | 358010106 | 777 | 85,000 | SH | DFND | 3 | 85,000 | 0 | 0 | |
FREQUENCY ELECTRS INC | COM | 358010106 | 960 | 105,000 | SH | SOLE | 105,000 | 0 | 0 | ||
GENMARK DIAGNOSTICS INC | COM | 372309104 | 525 | 127,500 | SH | DFND | 2 | 127,500 | 0 | 0 | |
GENMARK DIAGNOSTICS INC | COM | 372309104 | 4,120 | 1,000,000 | SH | DFND | 3 | 1,000,000 | 0 | 0 | |
GENMARK DIAGNOSTICS INC | COM | 372309104 | 338 | 82,000 | SH | SOLE | 82,000 | 0 | 0 | ||
GENMARK DIAGNOSTICS INC | COM | 372309104 | 964 | 233,900 | SH | DFND | 1 | 233,900 | 0 | 0 | |
GILEAD SCIENCES INC | COM | 375558103 | 6,355 | 85,000 | SH | DFND | 2 | 85,000 | 0 | 0 | |
GILEAD SCIENCES INC | COM | 375558103 | 972 | 13,000 | SH | SOLE | 13,000 | 0 | 0 | ||
GILEAD SCIENCES INC | COM | 375558103 | 3,439 | 46,000 | SH | DFND | 1 | 46,000 | 0 | 0 | |
GSE SYS INC | COM | 36227K106 | 22 | 24,029 | SH | DFND | 2 | 24,029 | 0 | 0 | |
GSE SYS INC | COM | 36227K106 | 22 | 24,029 | SH | DFND | 3 | 24,029 | 0 | 0 | |
GSE SYS INC | COM | 36227K106 | 979 | 1,052,625 | SH | SOLE | 1,052,625 | 0 | 0 | ||
HAWAIIAN HOLDINGS INC | COM | 419879101 | 151 | 14,500 | SH | DFND | 2 | 14,500 | 0 | 0 | |
HAWAIIAN HOLDINGS INC | COM | 419879101 | 418 | 40,000 | SH | DFND | 3 | 40,000 | 0 | 0 | |
HAWAIIAN HOLDINGS INC | COM | 419879101 | 270 | 25,900 | SH | SOLE | 25,900 | 0 | 0 | ||
HAWAIIAN HOLDINGS INC | COM | 419879101 | 905 | 86,700 | SH | DFND | 1 | 86,700 | 0 | 0 | |
HONEYWELL INTL INC | COM | 438516106 | 3,211 | 24,000 | SH | DFND | 1 | 24,000 | 0 | 0 | |
HONEYWELL INTL INC | COM | 438516106 | 334 | 2,500 | SH | DFND | 2 | 2,500 | 0 | 0 | |
ICHOR HOLDINGS | SHS | G4740B105 | 766 | 40,000 | SH | DFND | 3 | 40,000 | 0 | 0 | |
II VI INC | COM | 902104108 | 2,423 | 85,000 | SH | DFND | 2 | 85,000 | 0 | 0 | |
II VI INC | COM | 902104108 | 5,415 | 190,000 | SH | DFND | 3 | 190,000 | 0 | 0 | |
II VI INC | COM | 902104108 | 1,559 | 54,700 | SH | SOLE | 54,700 | 0 | 0 | ||
II VI INC | COM | 902104108 | 4,016 | 140,900 | SH | DFND | 1 | 140,900 | 0 | 0 | |
INOGEN INC | COM | 45780L104 | 2,686 | 52,000 | SH | DFND | 3 | 52,000 | 0 | 0 | |
INTEVAC INC | COM | 461148108 | 450 | 110,000 | SH | DFND | 2 | 110,000 | 0 | 0 | |
INTEVAC INC | COM | 461148108 | 2,045 | 500,000 | SH | DFND | 3 | 500,000 | 0 | 0 | |
INTEVAC INC | COM | 461148108 | 286 | 70,000 | SH | SOLE | 70,000 | 0 | 0 | ||
IPG PHOTONICS CORP | COM | 44980X109 | 772 | 7,000 | SH | SOLE | 7,000 | 0 | 0 | ||
IPG PHOTONICS CORP | COM | 44980X109 | 689 | 6,250 | SH | DFND | 2 | 6,250 | 0 | 0 | |
KIMBELL RTY PARTNERS LP | UNIT | 49435R102 | 146 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
KLA CORPORATION | COM NEW | 482480100 | 2,695 | 18,750 | SH | DFND | 1 | 18,750 | 0 | 0 | |
KLA CORPORATION | COM NEW | 482480100 | 1,078 | 7,500 | SH | SOLE | 7,500 | 0 | 0 | ||
KVH INDS INC | COM | 482738101 | 5,139 | 545,000 | SH | DFND | 2 | 545,000 | 0 | 0 | |
KVH INDS INC | COM | 482738101 | 2,688 | 285,000 | SH | DFND | 3 | 285,000 | 0 | 0 | |
KVH INDS INC | COM | 482738101 | 4,185 | 443,798 | SH | SOLE | 443,798 | 0 | 0 | ||
KVH INDS INC | COM | 482738101 | 389 | 41,200 | SH | DFND | 1 | 41,200 | 0 | 0 | |
LABORATORY CORP AMER HLDGS | COM NEW | 50540R409 | 4,141 | 32,763 | SH | DFND | 1 | 32,763 | 0 | 0 | |
LABORATORY CORP AMER HLDGS | COM NEW | 50540R409 | 253 | 2,000 | SH | DFND | 2 | 2,000 | 0 | 0 | |
LABORATORY CORP AMER HLDGS | COM NEW | 50540R409 | 695 | 5,500 | SH | SOLE | 5,500 | 0 | 0 | ||
LAKELAND INDS INC | COM | 511795106 | 62 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
LAKELAND INDS INC | COM | 511795106 | 124 | 8,000 | SH | DFND | 2 | 8,000 | 0 | 0 | |
LAM RESEARCH CORP | COM | 512807108 | 600 | 2,500 | SH | DFND | 2 | 2,500 | 0 | 0 | |
LEMAITRE VASCULAR INC | COM | 525558201 | 561 | 22,500 | SH | SOLE | 22,500 | 0 | 0 | ||
LENDINGTREE INC NEW | COM | 52603B107 | 3,668 | 20,000 | SH | DFND | 3 | 20,000 | 0 | 0 | |
LIMELIGHT NETWORKS INC | COM | 53261M104 | 2,964 | 520,000 | SH | DFND | 3 | 520,000 | 0 | 0 | |
MACOM TECH SOLUTIONS HLDGS I | COM | 55405Y100 | 189 | 10,000 | SH | DFND | 3 | 10,000 | 0 | 0 | |
MAXLINEAR INC | COM | 57776J100 | 5,543 | 475,000 | SH | DFND | 3 | 475,000 | 0 | 0 | |
MEDTRONIC PLC | SHS | G5960L103 | 1,984 | 22,000 | SH | DFND | 2 | 22,000 | 0 | 0 | |
MEDTRONIC PLC | SHS | G5960L103 | 754 | 8,365 | SH | SOLE | 8,365 | 0 | 0 | ||
MEDTRONIC PLC | SHS | G5960L103 | 2,123 | 23,541 | SH | DFND | 1 | 23,541 | 0 | 0 | |
MIMECAST LTD | ORD SHS | G14838109 | 2,559 | 72,500 | SH | DFND | 3 | 72,500 | 0 | 0 | |
MKS INSTRS INC | COM | 55306N104 | 2,036 | 25,000 | SH | DFND | 1 | 25,000 | 0 | 0 | |
MKS INSTRS INC | COM | 55306N104 | 1,996 | 24,500 | SH | DFND | 2 | 24,500 | 0 | 0 | |
MKS INSTRS INC | COM | 55306N104 | 815 | 10,000 | SH | DFND | 3 | 10,000 | 0 | 0 | |
MKS INSTRS INC | COM | 55306N104 | 3,299 | 40,500 | SH | SOLE | 40,500 | 0 | 0 | ||
MODERNA INC | COM | 60770K107 | 899 | 30,000 | SH | DFND | 3 | 30,000 | 0 | 0 | |
NATIONAL INSTRS CORP | COM | 636518102 | 662 | 20,000 | SH | DFND | 3 | 20,000 | 0 | 0 | |
NATIONAL INSTRS CORP | COM | 636518102 | 232 | 7,000 | SH | SOLE | 7,000 | 0 | 0 | ||
NATIONAL INSTRS CORP | COM | 636518102 | 662 | 20,000 | SH | DFND | 2 | 20,000 | 0 | 0 | |
NAVIGATOR HOLDINGS LTD | SHS | Y62132108 | 640 | 143,400 | SH | DFND | 1 | 143,400 | 0 | 0 | |
NAVIGATOR HOLDINGS LTD | SHS | Y62132108 | 147 | 33,000 | SH | DFND | 2 | 33,000 | 0 | 0 | |
NAVIGATOR HOLDINGS LTD | SHS | Y62132108 | 803 | 180,000 | SH | DFND | 3 | 180,000 | 0 | 0 | |
NAVIGATOR HOLDINGS LTD | SHS | Y62132108 | 172 | 38,600 | SH | SOLE | 38,600 | 0 | 0 | ||
NLIGHT INC | COM | 65487K100 | 2,098 | 200,000 | SH | DFND | 3 | 200,000 | 0 | 0 | |
NLIGHT INC | COM | 65487K100 | 157 | 15,000 | SH | DFND | 2 | 15,000 | 0 | 0 | |
NOVA MEASURING INSTRUMENTS L | COM | M7516K103 | 1,779 | 54,500 | SH | DFND | 2 | 54,500 | 0 | 0 | |
NOVA MEASURING INSTRUMENTS L | COM | M7516K103 | 2,873 | 88,000 | SH | SOLE | 88,000 | 0 | 0 | ||
NOVA MEASURING INSTRUMENTS L | COM | M7516K103 | 3,265 | 100,000 | SH | DFND | 1 | 100,000 | 0 | 0 | |
OIL DRI CORP AMER | COM | 677864100 | 518 | 15,500 | SH | DFND | 2 | 15,500 | 0 | 0 | |
OIL DRI CORP AMER | COM | 677864100 | 1,354 | 40,500 | SH | SOLE | 40,500 | 0 | 0 | ||
PARSONS CORPORATION | COM | 70202L102 | 449 | 14,050 | SH | DFND | 2 | 14,050 | 0 | 0 | |
PARSONS CORPORATION | COM | 70202L102 | 412 | 12,900 | SH | SOLE | 12,900 | 0 | 0 | ||
PARSONS CORPORATION | COM | 70202L102 | 377 | 11,800 | SH | DFND | 1 | 11,800 | 0 | 0 | |
PDF SOLUTIONS INC | COM | 693282105 | 1,699 | 145,000 | SH | DFND | 1 | 145,000 | 0 | 0 | |
PDF SOLUTIONS INC | COM | 693282105 | 5,672 | 484,000 | SH | DFND | 2 | 484,000 | 0 | 0 | |
PDF SOLUTIONS INC | COM | 693282105 | 2,719 | 232,000 | SH | DFND | 3 | 232,000 | 0 | 0 | |
PDF SOLUTIONS INC | COM | 693282105 | 4,848 | 413,615 | SH | SOLE | 413,615 | 0 | 0 | ||
PHOTRONICS INC | COM | 719405102 | 1,031 | 100,500 | SH | DFND | 2 | 100,500 | 0 | 0 | |
PHOTRONICS INC | COM | 719405102 | 2,252 | 219,500 | SH | DFND | 3 | 219,500 | 0 | 0 | |
PHOTRONICS INC | COM | 719405102 | 513 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
PHOTRONICS INC | COM | 719405102 | 1,216 | 118,500 | SH | DFND | 1 | 118,500 | 0 | 0 | |
PLURALSIGHT INC | COM CL A | 72941B106 | 11 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
PLURALSIGHT INC | COM CL A | 72941B106 | 2,745 | 250,000 | SH | DFND | 3 | 250,000 | 0 | 0 | |
PURE STORAGE INC | CL A | 74624M102 | 215 | 17,500 | SH | DFND | 2 | 17,500 | 0 | 0 | |
PURE STORAGE INC | CL A | 74624M102 | 2,460 | 200,000 | SH | DFND | 3 | 200,000 | 0 | 0 | |
Q2 HLDGS INC | COM | 74736L109 | 472 | 8,000 | SH | SOLE | 8,000 | 0 | 0 | ||
Q2 HLDGS INC | COM | 74736L109 | 1,019 | 17,250 | SH | DFND | 2 | 17,250 | 0 | 0 | |
QUEST DIAGNOSTICS INC | COM | 74834L100 | 141 | 1,750 | SH | SOLE | 1,750 | 0 | 0 | ||
QUEST DIAGNOSTICS INC | COM | 74834L100 | 281 | 3,500 | SH | DFND | 2 | 3,500 | 0 | 0 | |
RESIDEO TECHNOLOGIES INC | COM | 76118Y104 | 68 | 14,000 | SH | DFND | 1 | 14,000 | 0 | 0 | |
RESIDEO TECHNOLOGIES INC | COM | 76118Y104 | 97 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
ROKU INC | COM CL A | 77543R102 | 262 | 3,000 | SH | DFND | 3 | 3,000 | 0 | 0 | |
SANMINA CORPORATION | COM | 801056102 | 546 | 20,000 | SH | DFND | 3 | 20,000 | 0 | 0 | |
SITIME CORP | COM | 82982T106 | 327 | 15,000 | SH | DFND | 2 | 15,000 | 0 | 0 | |
SITIME CORP | COM | 82982T106 | 1,089 | 50,000 | SH | DFND | 3 | 50,000 | 0 | 0 | |
SITIME CORP | COM | 82982T106 | 256 | 11,773 | SH | SOLE | 11,773 | 0 | 0 | ||
SITIME CORP | COM | 82982T106 | 327 | 15,000 | SH | DFND | 1 | 15,000 | 0 | 0 | |
SOUTHWEST AIRLS CO | COM | 844741108 | 1,545 | 43,400 | SH | DFND | 1 | 43,400 | 0 | 0 | |
SOUTHWEST AIRLS CO | COM | 844741108 | 591 | 16,600 | SH | SOLE | 16,600 | 0 | 0 | ||
SPS COMMERCE INC | COM | 78463M107 | 2,326 | 50,000 | SH | DFND | 3 | 50,000 | 0 | 0 | |
SUPER MICRO COMPUTER INC | COM | 86800U104 | 2,756 | 129,500 | SH | DFND | 2 | 129,500 | 0 | 0 | |
SUPER MICRO COMPUTER INC | COM | 86800U104 | 1,809 | 85,000 | SH | DFND | 3 | 85,000 | 0 | 0 | |
SUPER MICRO COMPUTER INC | COM | 86800U104 | 3,171 | 149,000 | SH | SOLE | 149,000 | 0 | 0 | ||
SUPER MICRO COMPUTER INC | COM | 86800U104 | 5,160 | 242,500 | SH | DFND | 1 | 242,500 | 0 | 0 | |
SUTTER ROCK CAP CORP | COM | 86944Q100 | 1,869 | 318,997 | SH | DFND | 1 | 318,997 | 0 | 0 | |
SUTTER ROCK CAP CORP | COM | 86944Q100 | 485 | 82,762 | SH | SOLE | 82,762 | 0 | 0 | ||
TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 874039100 | 358 | 7,500 | SH | SOLE | 7,500 | 0 | 0 | ||
TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 874039100 | 430 | 9,000 | SH | DFND | 2 | 9,000 | 0 | 0 | |
TEKLA HEALTHCARE INVS | SH BEN INT | 87911J103 | 1,603 | 90,000 | SH | SOLE | 90,000 | 0 | 0 | ||
TEKLA HEALTHCARE INVS | SH BEN INT | 87911J103 | 4,655 | 261,392 | SH | DFND | 1 | 261,392 | 0 | 0 | |
TEKLA LIFE SCIENCES INVS | SH BEN INT | 87911K100 | 5,767 | 385,000 | SH | DFND | 1 | 385,000 | 0 | 0 | |
TEKLA LIFE SCIENCES INVS | SH BEN INT | 87911K100 | 1,648 | 110,000 | SH | SOLE | 110,000 | 0 | 0 | ||
THE TRADE DESK INC | COM CL A | 88339J105 | 232 | 1,200 | SH | SOLE | 1,200 | 0 | 0 | ||
THE TRADE DESK INC | COM CL A | 88339J105 | 965 | 5,000 | SH | DFND | 2 | 5,000 | 0 | 0 | |
THERMO FISHER SCIENTIFIC INC | COM | 883556102 | 8,508 | 30,000 | SH | DFND | 2 | 30,000 | 0 | 0 | |
THERMO FISHER SCIENTIFIC INC | COM | 883556102 | 7,090 | 25,000 | SH | DFND | 1 | 25,000 | 0 | 0 | |
TRANSCAT INC | COM | 893529107 | 263 | 9,908 | SH | SOLE | 9,908 | 0 | 0 | ||
TTM TECHNOLOGIES INC | COM | 87305R109 | 233 | 22,500 | SH | DFND | 1 | 22,500 | 0 | 0 | |
TTM TECHNOLOGIES INC | COM | 87305R109 | 26 | 2,500 | SH | DFND | 2 | 2,500 | 0 | 0 | |
TTM TECHNOLOGIES INC | COM | 87305R109 | 931 | 90,000 | SH | DFND | 3 | 90,000 | 0 | 0 | |
TTM TECHNOLOGIES INC | COM | 87305R109 | 78 | 7,500 | SH | SOLE | 7,500 | 0 | 0 | ||
UGI CORP NEW | COM | 902681105 | 267 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
VIASAT INC | COM | 92552V100 | 700 | 19,500 | SH | DFND | 2 | 19,500 | 0 | 0 | |
VIASAT INC | COM | 92552V100 | 1,616 | 45,000 | SH | DFND | 3 | 45,000 | 0 | 0 | |
VIASAT INC | COM | 92552V100 | 988 | 27,500 | SH | SOLE | 27,500 | 0 | 0 | ||
VIASAT INC | COM | 92552V100 | 3,398 | 94,600 | SH | DFND | 1 | 94,600 | 0 | 0 | |
VICOR CORP | COM | 925815102 | 2,276 | 51,100 | SH | DFND | 1 | 51,100 | 0 | 0 | |
VICOR CORP | COM | 925815102 | 3,465 | 77,800 | SH | DFND | 2 | 77,800 | 0 | 0 | |
VICOR CORP | COM | 925815102 | 2,822 | 63,350 | SH | DFND | 3 | 63,350 | 0 | 0 | |
VICOR CORP | COM | 925815102 | 5,011 | 112,500 | SH | SOLE | 112,500 | 0 | 0 | ||
VIEWRAY INC | COM | 92672L107 | 2,750 | 1,100,000 | SH | DFND | 3 | 1,100,000 | 0 | 0 | |
VISHAY INTERTECHNOLOGY INC | COM | 928298108 | 865 | 60,000 | SH | DFND | 2 | 60,000 | 0 | 0 | |
VISHAY PRECISION GROUP INC | COM | 92835K103 | 301 | 15,000 | SH | DFND | 2 | 15,000 | 0 | 0 | |
VISHAY PRECISION GROUP INC | COM | 92835K103 | 2,410 | 120,000 | SH | DFND | 3 | 120,000 | 0 | 0 | |
VISHAY PRECISION GROUP INC | COM | 92835K103 | 301 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
VONAGE HLDGS CORP | COM | 92886T201 | 362 | 50,000 | SH | DFND | 3 | 50,000 | 0 | 0 | |
VOYAGER THERAPEUTICS INC | COM | 92915B106 | 824 | 90,000 | SH | DFND | 3 | 90,000 | 0 | 0 | |
WABTEC | COM | 929740108 | 1,083 | 22,500 | SH | DFND | 2 | 22,500 | 0 | 0 | |
WABTEC | COM | 929740108 | 289 | 6,000 | SH | DFND | 3 | 6,000 | 0 | 0 | |
WABTEC | COM | 929740108 | 1,420 | 29,500 | SH | SOLE | 29,500 | 0 | 0 | ||
WABTEC | COM | 929740108 | 1,925 | 40,000 | SH | DFND | 1 | 40,000 | 0 | 0 | |
WORLD WRESTLING ENTMT INC | CL A | 98156Q108 | 322 | 9,500 | SH | DFND | 2 | 9,500 | 0 | 0 | |
WORLD WRESTLING ENTMT INC | CL A | 98156Q108 | 153 | 4,500 | SH | SOLE | 4,500 | 0 | 0 | ||
ZUORA INC | COM CL A | 98983V106 | 282 | 35,000 | SH | DFND | 2 | 35,000 | 0 | 0 | |
ZUORA INC | COM CL A | 98983V106 | 2,013 | 250,000 | SH | DFND | 3 | 250,000 | 0 | 0 | |
ZUORA INC | COM CL A | 98983V106 | 129 | 16,007 | SH | SOLE | 16,007 | 0 | 0 | ||
ZUORA INC | COM CL A | 98983V106 | 463 | 57,465 | SH | DFND | 1 | 57,465 | 0 | 0 |