The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
21VIANET GROUP INC | SPONSORED ADS A | 90138A103 | 57,601 | 4,155,893 | SH | DFND | 8,23 | 4,155,893 | 0 | 0 | |
AC IMMUNE SA | SHS | H00263105 | 18,063 | 2,614,095 | SH | DFND | 12,22,27 | 2,614,095 | 0 | 0 | |
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 4,691,378 | 24,122,675 | SH | DFND | 2,6,19,20,21 | 24,122,675 | 0 | 0 | |
AMAZON COM INC | COM | 023135106 | 68,539 | 35,153 | SH | DFND | 2,19,21 | 35,153 | 0 | 0 | |
ASLAN PHARMACEUTICALS LTD | ADS | 04522R101 | 1,451 | 1,422,475 | SH | DFND | 12,22,27 | 1,422,475 | 0 | 0 | |
BEAM THERAPEUTICS INC | COM | 07373V105 | 60,384 | 3,354,641 | SH | DFND | 12,22,25 | 3,354,641 | 0 | 0 | |
BEIGENE LTD | SPONSORED ADR | 07725L102 | 301,323 | 2,447,591 | SH | DFND | 12,22,27 | 2,447,591 | 0 | 0 | |
BILL COM HLDGS INC | COM | 090043100 | 190,017 | 5,556,050 | SH | DFND | 12 | 5,556,050 | 0 | 0 | |
BIOMARIN PHARMACEUTICAL INC | COM | 09061G101 | 200,494 | 2,372,712 | SH | DFND | 4,12,16,22,27 | 2,372,712 | 0 | 0 | |
CENTURYLINK INC | COM | 156700106 | 920,074 | 97,259,407 | SH | DFND | 2,3,7,10,19,21,23 | 97,259,407 | 0 | 0 | |
CHENIERE ENERGY INC | DEBT 4.875% 5/2 | U16344AB6 | 428,186 | 433,937,381 | PRN | DFND | 6,19,21 | 433,937,381 | 0 | 0 | |
CHINA BIOLOGIC PRODS HLDGS I | COM | G21515104 | 106,851 | 990,000 | SH | DFND | 12,22,27 | 990,000 | 0 | 0 | |
COGNEX CORP | COM | 192422103 | 5,877 | 139,192 | SH | DFND | 2,19,21 | 139,192 | 0 | 0 | |
COHERUS BIOSCIENCES INC | COM | 19249H103 | 119,722 | 7,381,116 | SH | DFND | 12,22,27 | 7,381,116 | 0 | 0 | |
CORTEVA INC | COM | 22052L104 | 44,024 | 1,873,363 | SH | DFND | 9,21 | 1,873,363 | 0 | 0 | |
DATADOG INC | CL A COM | 23804L103 | 1,533 | 42,608 | SH | DFND | 11,13 | 42,608 | 0 | 0 | |
DELL TECHNOLOGIES INC | CL C | 24703L202 | 492,324 | 12,448,147 | SH | DFND | 17,23,26 | 12,448,147 | 0 | 0 | |
DENALI THERAPEUTICS INC | COM | 24823R105 | 77,227 | 4,410,457 | SH | DFND | 12,22,25,27 | 4,410,457 | 0 | 0 | |
DUPONT DE NEMOURS INC | COM | 26614N102 | 63,882 | 1,873,363 | SH | DFND | 9,21 | 1,873,363 | 0 | 0 | |
EROS INTL PLC | SHS NEW | G3788M114 | 4,546 | 2,755,310 | SH | DFND | 6,19,21 | 2,755,310 | 0 | 0 | |
EVOQUA WATER TECHNOLOGIES CO | COM | 30057T105 | 67,683 | 6,037,705 | SH | DFND | 11,13 | 6,037,705 | 0 | 0 | |
FARFETCH LTD | ORD SH CL A | 30744W107 | 22,431 | 2,839,308 | SH | DFND | 18,19,21 | 2,839,308 | 0 | 0 | |
FASTLY INC | CL A | 31188V100 | 1,090 | 57,403 | SH | DFND | 11,13 | 57,403 | 0 | 0 | |
FIDELITY NATL INFORMATION SV | COM | 31620M106 | 331,994 | 2,729,318 | SH | DFND | 2,12,14,19,21 | 2,729,318 | 0 | 0 | |
FTS INTERNATIONAL INC | COM | 30283W104 | 9,281 | 41,617,144 | SH | DFND | 11,15 | 41,617,144 | 0 | 0 | |
GLOBAL PMTS INC | COM | 37940X102 | 126,371 | 876,176 | SH | DFND | 12,14 | 876,176 | 0 | 0 | |
GRACE W R & CO DEL NEW | COM | 38388F108 | 77,875 | 2,187,501 | SH | DFND | 9,21 | 2,187,501 | 0 | 0 | |
GUARDANT HEALTH INC | COM | 40131M109 | 112,265 | 1,613,007 | SH | DFND | 12,22,25 | 1,613,007 | 0 | 0 | |
HDFC BANK LTD | SPONSORED ADS | 40415F101 | 108,605 | 2,823,830 | SH | DFND | 2,9,19,21 | 2,823,830 | 0 | 0 | |
HOMOLOGY MEDICINES INC | COM | 438083107 | 50,043 | 3,220,293 | SH | DFND | 12,22,25,27 | 3,220,293 | 0 | 0 | |
ICICI BANK LIMITED | ADR | 45104G104 | 73,438 | 8,639,819 | SH | DFND | 4,9,12,21 | 8,639,819 | 0 | 0 | |
IHS MARKIT LTD | SHS | G47567105 | 648,022 | 10,800,369 | SH | DFND | 8,23 | 10,800,369 | 0 | 0 | |
ILLUMINA INC | COM | 452327109 | 15,145 | 55,452 | SH | DFND | 2,19,21 | 55,452 | 0 | 0 | |
INTELLIA THERAPEUTICS INC | COM | 45826J105 | 9,668 | 790,527 | SH | DFND | 9,12,21,22,25 | 790,527 | 0 | 0 | |
KKR REAL ESTATE FIN TR INC | COM | 48251K100 | 36,610 | 2,439,024 | SH | DFND | 2,19,21 | 2,439,024 | 0 | 0 | |
MASTERCARD INC | CL A | 57636Q104 | 546,576 | 2,262,692 | SH | DFND | 2,12,14,19,21 | 2,262,692 | 0 | 0 | |
NIO INC | SPON ADS | 62914V106 | 38,626 | 13,894,117 | SH | DFND | 1,23,24 | 13,894,117 | 0 | 0 | |
ORCHARD THERAPEUTICS PLC | ADS | 68570P101 | 7,530 | 1,000,000 | SH | DFND | 12,22,27 | 1,000,000 | 0 | 0 | |
PAGSEGURO DIGITAL LTD | COM CL A | G68707101 | 7,885 | 407,927 | SH | DFND | 2,19,21 | 407,927 | 0 | 0 | |
PAYPAL HLDGS INC | COM | 70450Y103 | 898,094 | 9,380,550 | SH | DFND | 6,12,14,19,21 | 9,380,550 | 0 | 0 | |
PORTOLA PHARMACEUTICALS INC | COM | 737010108 | 34,177 | 4,793,376 | SH | DFND | 2,4,12,16,19,21,22,27 | 4,793,376 | 0 | 0 | |
ROCKWELL AUTOMATION INC | COM | 773903109 | 6,702 | 44,409 | SH | DFND | 2,19,21 | 44,409 | 0 | 0 | |
ROYAL DUTCH SHELL PLC | SPON ADR B | 780259107 | 35,983 | 1,101,760 | SH | DFND | 9,21 | 1,101,760 | 0 | 0 | |
SLACK TECHNOLOGIES INC | COM CL A | 83088V102 | 820 | 30,537 | SH | DFND | 11,13 | 30,537 | 0 | 0 | |
STONECO LTD | COM CL A | G85158106 | 6,654 | 305,631 | SH | DFND | 2,19,21 | 305,631 | 0 | 0 | |
TAL EDUCATION GROUP | SPONSORED ADS | 874080104 | 9,681 | 181,765 | SH | DFND | 181,765 | 0 | 0 | ||
TENCENT MUSIC ENTMT GROUP | SPON ADS | 88034P109 | 12,462 | 1,238,758 | SH | DFND | 8,23 | 1,238,758 | 0 | 0 | |
THERMO FISHER SCIENTIFIC INC | COM | 883556102 | 436,152 | 1,537,912 | SH | DFND | 2,4,12,16,19,21 | 1,537,912 | 0 | 0 | |
TUNIU CORP | SPONSORED ADS A | 89977P106 | 5,891 | 5,890,666 | SH | DFND | 8,23 | 5,890,666 | 0 | 0 | |
UBER TECHNOLOGIES INC | COM | 90353T100 | 307 | 10,988 | SH | DFND | 11,13 | 10,988 | 0 | 0 | |
UNIVAR SOLUTIONS INC | COM | 91336L107 | 57,224 | 5,338,066 | SH | DFND | 5,23,24 | 5,338,066 | 0 | 0 | |
VERTIV HOLDINGS CO | COM CL A | 92537N108 | 43,250 | 5,000,000 | SH | DFND | 2,19,21 | 5,000,000 | 0 | 0 | |
VIELA BIO INC | COM | 926613100 | 154,673 | 4,070,330 | SH | DFND | 12,22,25,27 | 4,070,330 | 0 | 0 | |
VIR BIOTECHNOLOGY INC | COM | 92764N102 | 188,485 | 5,499,999 | SH | DFND | 12,22,25,27 | 5,499,999 | 0 | 0 | |
VIRTU FINL INC | CL A | 928254101 | 351,452 | 16,880,503 | SH | DFND | 2,11,13,19,21 | 16,880,503 | 0 | 0 | |
VISA INC | COM CL A | 92826C839 | 825,923 | 5,126,136 | SH | DFND | 2,12,14,19,21 | 5,126,136 | 0 | 0 | |
VMWARE INC | CL A COM | 928563402 | 30,838 | 254,650 | SH | DFND | 9,21 | 254,650 | 0 | 0 | |
ZTO EXPRESS CAYMAN INC | SPONSORED ADS A | 98980A105 | 322,440 | 12,176,750 | SH | DFND | 2,19,21 | 12,176,750 | 0 | 0 |