The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ACACIA COMMUNICATIONS INC | COM | 00401C108 | 119 | 58,000 | SH | Put | DFND | 58,000 | 0 | 0 | |
ACACIA COMMUNICATIONS INC | COM | 00401C108 | 4,530 | 67,435 | SH | DFND | 67,435 | 0 | 0 | ||
ADVANCED DISP SVCS INC DEL | COM | 00790X101 | 4,197 | 127,970 | SH | DFND | 127,970 | 0 | 0 | ||
AECOM | COM | 00766T100 | 6,292 | 210,791 | SH | DFND | 210,791 | 0 | 0 | ||
AECOM | COM | 00766T100 | 28 | 140,000 | SH | Call | DFND | 140,000 | 0 | 0 | |
AECOM | COM | 00766T100 | 111 | 20,000 | SH | Put | DFND | 20,000 | 0 | 0 | |
ALLAKOS INC | COM | 01671P100 | 1,386 | 31,155 | SH | DFND | 31,155 | 0 | 0 | ||
ALLERGAN PLC | SHS | G0177J108 | 54,000 | 304,911 | SH | DFND | 304,911 | 0 | 0 | ||
ANIXTER INTL INC | COM | 035290105 | 22,673 | 258,026 | SH | DFND | 258,026 | 0 | 0 | ||
AXALTA COATING SYS LTD | COM | G0750C108 | 1,172 | 67,846 | SH | DFND | 67,846 | 0 | 0 | ||
AXALTA COATING SYS LTD | COM | G0750C108 | 64 | 50,000 | SH | Call | DFND | 50,000 | 0 | 0 | |
BORGWARNER INC | COM | 099724106 | 92 | 160,000 | SH | Call | DFND | 160,000 | 0 | 0 | |
BRISTOL-MYERS SQUIBB CO | RIGHT 99/99/9999 | 110122157 | 3,759 | 989,152 | SH | DFND | 989,152 | 0 | 0 | ||
CAESARS ENTMT CORP | COM | 127686103 | 4,773 | 706,127 | SH | DFND | 706,127 | 0 | 0 | ||
CINCINNATI BELL INC NEW | COM NEW | 171871502 | 1,275 | 87,063 | SH | DFND | 87,063 | 0 | 0 | ||
CRAFT BREW ALLIANCE INC | COM | 224122101 | 562 | 295,800 | SH | Put | DFND | 295,800 | 0 | 0 | |
CYPRESS SEMICONDUCTOR CORP | COM | 232806109 | 43,682 | 1,873,176 | SH | DFND | 1,873,176 | 0 | 0 | ||
DELPHI TECHNOLOGIES PL | SHS | G2709G107 | 4,854 | 602,980 | SH | DFND | 602,980 | 0 | 0 | ||
DUPONT DE NEMOURS INC | COM | 26614N102 | 1,663 | 48,777 | SH | DFND | 48,777 | 0 | 0 | ||
E TRADE FINANCIAL CORP | COM NEW | 269246401 | 686 | 20,000 | SH | DFND | 20,000 | 0 | 0 | ||
ELDORADO RESORTS INC | COM | 28470R102 | 27 | 337,800 | SH | Call | DFND | 337,800 | 0 | 0 | |
FIAT CHRYSLER AUTOMOBILES N | SHS | N31738102 | 1,833 | 254,878 | SH | DFND | 254,878 | 0 | 0 | ||
FITBIT INC | CL A | 33812L102 | 7,151 | 1,073,681 | SH | DFND | 1,073,681 | 0 | 0 | ||
FORESCOUT TECHNOLOGIES INC | COM | 34553D101 | 3,103 | 98,217 | SH | DFND | 98,217 | 0 | 0 | ||
FRONT YD RESIDENTIAL CORP | COM | 35904G107 | 2,948 | 246,653 | SH | DFND | 246,653 | 0 | 0 | ||
GENWORTH FINL INC | COM CL A | 37247D106 | 1,026 | 308,897 | SH | DFND | 308,897 | 0 | 0 | ||
GILAT SATELLITE NETWORKS LTD | SHS NEW | M51474118 | 5,604 | 790,464 | SH | DFND | 790,464 | 0 | 0 | ||
HP INC | COM | 40434L105 | 2,668 | 153,696 | SH | DFND | 153,696 | 0 | 0 | ||
IBERIABANK CORP | COM | 450828108 | 11,036 | 305,198 | SH | DFND | 305,198 | 0 | 0 | ||
KEMET CORP | COM NEW | 488360207 | 32,309 | 1,337,306 | SH | DFND | 1,337,306 | 0 | 0 | ||
LEGG MASON INC | COM | 524901105 | 9,932 | 203,314 | SH | DFND | 203,314 | 0 | 0 | ||
MEET GROUP INC | COM | 58513U101 | 3,806 | 648,366 | SH | DFND | 648,366 | 0 | 0 | ||
MELLANOX TECHNOLOGIES LTD | SHS | M51363113 | 17,859 | 147,207 | SH | DFND | 147,207 | 0 | 0 | ||
MELLANOX TECHNOLOGIES LTD | SHS | M51363113 | 339 | 95,600 | SH | Put | DFND | 95,600 | 0 | 0 | |
MORGAN STANLEY | COM NEW | 617446448 | 1,080 | 31,756 | SH | DFND | 31,756 | 0 | 0 | ||
MYLAN NV | SHS EURO | N59465109 | 1,044 | 70,000 | SH | DFND | 70,000 | 0 | 0 | ||
NAVISTAR INTL CORP NEW | COM | 63934E108 | 3,901 | 236,578 | SH | DFND | 236,578 | 0 | 0 | ||
OCCIDENTAL PETE CORP | COM | 674599105 | 1,336 | 115,397 | SH | DFND | 115,397 | 0 | 0 | ||
OCCIDENTAL PETE CORP | COM | 674599105 | 14 | 114,400 | SH | Call | DFND | 114,400 | 0 | 0 | |
OMNOVA SOLUTIONS INC | COM | 682129101 | 525 | 51,751 | SH | DFND | 51,751 | 0 | 0 | ||
PFIZER INC | COM | 717081103 | 1,059 | 32,444 | SH | DFND | 32,444 | 0 | 0 | ||
PFIZER INC | COM | 717081103 | 611 | 400,000 | SH | Call | DFND | 400,000 | 0 | 0 | |
QIAGEN NV | SHS NEW | N72482123 | 9,677 | 239,704 | SH | DFND | 239,704 | 0 | 0 | ||
SCHWAB CHARLES CORP | COM | 808513105 | 249 | 217,400 | SH | Put | DFND | 217,400 | 0 | 0 | |
SCHWAB CHARLES CORP | COM | 808513105 | 3,811 | 113,359 | SH | DFND | 113,359 | 0 | 0 | ||
STARS GROUP INC | COM | 85570W100 | 5,418 | 265,340 | SH | DFND | 265,340 | 0 | 0 | ||
TAUBMAN CTRS INC | COM | 876664103 | 24,895 | 594,441 | SH | DFND | 594,441 | 0 | 0 | ||
TAUBMAN CTRS INC | COM | 876664103 | 65 | 17,100 | SH | Put | DFND | 17,100 | 0 | 0 | |
TECH DATA CORP | COM | 878237106 | 23,752 | 181,522 | SH | DFND | 181,522 | 0 | 0 | ||
TEGNA INC | COM | 87901J105 | 4,299 | 395,848 | SH | DFND | 395,848 | 0 | 0 | ||
TEGNA INC | COM | 87901J105 | 310 | 100,000 | SH | Call | DFND | 100,000 | 0 | 0 | |
TEXAS CAPITAL BANCSHARES INC | COM | 88224Q107 | 8,601 | 387,959 | SH | DFND | 387,959 | 0 | 0 | ||
TIFFANY & CO NEW | COM | 886547108 | 27,797 | 214,646 | SH | DFND | 214,646 | 0 | 0 | ||
UNITED TECHNOLOGIES CORP | COM | 913017109 | 1,983 | 183,200 | SH | Call | DFND | 183,200 | 0 | 0 | |
WABCO HLDGS INC | COM | 92927K102 | 2,107 | 15,599 | SH | DFND | 15,599 | 0 | 0 | ||
WESCO INTL INC | COM | 95082P105 | 4,819 | 210,893 | SH | DFND | 210,893 | 0 | 0 | ||
WESCO INTL INC | COM | 95082P105 | 126 | 170,700 | SH | Call | DFND | 170,700 | 0 | 0 | |
WILLIS TOWERS WATSON PLC LTD | SHS | G96629103 | 5,962 | 35,100 | SH | DFND | 35,100 | 0 | 0 | ||
XEROX HOLDINGS CORP | COM NEW | 98421M106 | 1,006 | 53,126 | SH | DFND | 53,126 | 0 | 0 | ||
XPERI CORP | COM | 98421B100 | 2,247 | 161,532 | SH | DFND | 161,532 | 0 | 0 | ||
XPO LOGISTICS INC | COM | 983793100 | 2,764 | 56,697 | SH | DFND | 56,697 | 0 | 0 |