The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABBVIE INC | COM | 00287Y109 | 12,571 | 165,000 | SH | DFND | 1,2 | 165,000 | 0 | 0 | |
ACADIA PHARMACEUTICALS INC | COM | 004225108 | 6,633 | 157,000 | SH | DFND | 1,2 | 157,000 | 0 | 0 | |
ADMA BIOLOGICS INC | COM | 000899104 | 5,294 | 1,838,100 | SH | DFND | 1,2 | 1,838,100 | 0 | 0 | |
ALDEYRA THERAPEUTICS INC | COM | 01438T106 | 2,641 | 1,069,089 | SH | DFND | 1,2 | 1,069,089 | 0 | 0 | |
ALEXION PHARMACEUTICALS INC | COM | 015351109 | 22,393 | 249,396 | SH | DFND | 1,2 | 249,396 | 0 | 0 | |
ALLENA PHARMACEUTICALS INC | COM | 018119107 | 643 | 667,800 | SH | DFND | 1,2 | 667,800 | 0 | 0 | |
ALLOT LTD | SHS | M0854Q105 | 8,650 | 915,302 | SH | DFND | 915,302 | 0 | 0 | ||
AMAZON COM INC | COM | 023135106 | 10,275 | 5,270 | SH | DFND | 5,270 | 0 | 0 | ||
AMICUS THERAPEUTICS INC | COM | 03152W109 | 18,643 | 2,017,624 | SH | DFND | 1,2 | 2,017,624 | 0 | 0 | |
APPLIED THERAPEUTICS INC | COM | 03828A101 | 2,222 | 67,967 | SH | DFND | 1,2 | 67,967 | 0 | 0 | |
APTINYX INC | COM | 03836N103 | 889 | 411,666 | SH | DFND | 1,2 | 411,666 | 0 | 0 | |
ARGENX SE | SPONSORED ADR | 04016X101 | 1,352 | 10,265 | SH | DFND | 1,2 | 10,265 | 0 | 0 | |
ARVINAS INC | COM | 04335A105 | 5,875 | 145,781 | SH | DFND | 1,2 | 145,781 | 0 | 0 | |
ARYA SCIENCES ACQUISITION CO | UNIT 10/04/2023 | G3165V117 | 2,258 | 200,000 | SH | DFND | 1,2 | 200,000 | 0 | 0 | |
ASCENDIS PHARMA A S | SPONSORED ADR | 04351P101 | 3,668 | 32,573 | SH | DFND | 1,2 | 32,573 | 0 | 0 | |
ASTRAZENECA PLC | SPONSORED ADR | 046353108 | 25,456 | 570,000 | SH | DFND | 1,2 | 570,000 | 0 | 0 | |
AUDIOCODES LTD | ORD | M15342104 | 4,936 | 206,619 | SH | DFND | 206,619 | 0 | 0 | ||
AXOVANT GENE THERAPIES LTD | COM | G0750W203 | 7,152 | 2,931,018 | SH | DFND | 1,2 | 2,931,018 | 0 | 0 | |
BEAM THERAPEUTICS INC | COM | 07373V105 | 4,764 | 264,681 | SH | DFND | 1,2 | 264,681 | 0 | 0 | |
BLUEPRINT MEDICINES CORP | COM | 09627Y109 | 6,404 | 109,500 | SH | DFND | 1,2 | 109,500 | 0 | 0 | |
BRISTOL-MYERS SQUIBB CO | RIGHT 99/99/9999 | 110122157 | 190 | 50,000 | SH | DFND | 1,2 | 50,000 | 0 | 0 | |
BRISTOL-MYERS SQUIBB CO | COM | 110122108 | 43,477 | 780,000 | SH | DFND | 1,2 | 780,000 | 0 | 0 | |
CASSAVA SCIENCES INC | COM | 14817C107 | 2,528 | 615,000 | SH | DFND | 1,2 | 615,000 | 0 | 0 | |
CELLECTAR BIOSCIENCES INC | COM PAR | 15117F500 | 111 | 87,500 | SH | DFND | 1,2 | 87,500 | 0 | 0 | |
CONCERT PHARMACEUTICALS INC | COM | 206022105 | 8,955 | 1,013,039 | SH | DFND | 1,2 | 1,013,039 | 0 | 0 | |
CYCLERION THERAPEUTICS INC | COM | 23255M105 | 331 | 124,976 | SH | DFND | 1,2 | 124,976 | 0 | 0 | |
DECIPHERA PHARMACEUTICALS IN | COM | 24344T101 | 4,920 | 119,500 | SH | DFND | 1,2 | 119,500 | 0 | 0 | |
EVOLUS INC | COM | 30052C107 | 2,283 | 550,000 | SH | DFND | 1,2 | 550,000 | 0 | 0 | |
EXICURE INC | COM | 30205M101 | 4,861 | 3,284,795 | SH | DFND | 1,2 | 3,284,795 | 0 | 0 | |
FIVERR INTL LTD | ORD SHS | M4R82T106 | 2,639 | 104,839 | SH | DFND | 104,839 | 0 | 0 | ||
GALERA THERAPEUTICS INC | COM | 36338D108 | 4,519 | 475,677 | SH | DFND | 1,2 | 475,677 | 0 | 0 | |
GLOBAL BLOOD THERAPEUTICS IN | COM | 37890U108 | 1,265 | 24,752 | SH | DFND | 1,2 | 24,752 | 0 | 0 | |
IMMUNOVANT INC | COM | 45258J102 | 296 | 19,032 | SH | DFND | 1,2 | 19,032 | 0 | 0 | |
IMMUNOVANT INC | UNIT 12/18/2024 | 45258J201 | 1,564 | 94,500 | SH | DFND | 1,2 | 94,500 | 0 | 0 | |
ISHARES TR | PUT | 464287655 | 103,014 | 900,000 | SH | Put | DFND | 1,2 | 0 | 0 | 900,000 |
IVERIC BIO INC | COM | 46583P102 | 425 | 123,424 | SH | DFND | 1,2 | 123,424 | 0 | 0 | |
JOHNSON & JOHNSON | COM | 478160104 | 45,719 | 348,653 | SH | DFND | 1,2 | 348,653 | 0 | 0 | |
KALVISTA PHARMACEUTICALS INC | COM | 483497103 | 1,837 | 240,140 | SH | DFND | 1,2 | 240,140 | 0 | 0 | |
KARYOPHARM THERAPEUTICS INC | COM | 48576U106 | 10,566 | 550,000 | SH | DFND | 1,2 | 550,000 | 0 | 0 | |
LEAP THERAPEUTICS INC | COM | 52187K101 | 948 | 600,000 | SH | DFND | 1,2 | 600,000 | 0 | 0 | |
MERCK & CO. INC | COM | 58933Y105 | 66,824 | 868,518 | SH | DFND | 1,2 | 868,518 | 0 | 0 | |
MICROSOFT CORP | COM | 594918104 | 14,819 | 93,964 | SH | DFND | 93,964 | 0 | 0 | ||
MILESTONE PHARMACEUTICALS IN | COM | 59935V107 | 125 | 67,992 | SH | DFND | 1,2 | 67,992 | 0 | 0 | |
MINERVA NEUROSCIENCES INC | COM | 603380106 | 1,014 | 168,357 | SH | DFND | 1,2 | 168,357 | 0 | 0 | |
NEOLEUKIN THERAPEUTICS INC | COM | 64049K104 | 4,518 | 397,000 | SH | DFND | 1,2 | 397,000 | 0 | 0 | |
NEOS THERAPEUTICS INC | COM | 64052L106 | 1,882 | 2,509,468 | SH | DFND | 1,2 | 2,509,468 | 0 | 0 | |
NICE SYS INC | NOTE 1.250% 1/1 | 65366HAB9 | 445 | 250,000 | SH | DFND | 250,000 | 0 | 0 | ||
NOVARTIS A G | SPONSORED ADR | 66987V109 | 11,543 | 140,000 | SH | DFND | 1,2 | 140,000 | 0 | 0 | |
NOVO-NORDISK A S | ADR | 670100205 | 34,675 | 576,000 | SH | DFND | 1,2 | 576,000 | 0 | 0 | |
ORGENESIS INC | COM NEW | 68619K204 | 4,216 | 1,109,564 | SH | DFND | 1,2 | 1,109,564 | 0 | 0 | |
OUTLOOK THERAPEUTICS INC | *W EXP 02/18/202 | 69012T115 | 130 | 129,500 | SH | DFND | 1,2 | 0 | 0 | 129,500 | |
PALO ALTO NETWORKS INC | COM | 697435105 | 2,697 | 16,452 | SH | DFND | 16,452 | 0 | 0 | ||
PASSAGE BIO INC | COM | 702712100 | 7,135 | 478,171 | SH | DFND | 1,2 | 478,171 | 0 | 0 | |
PFIZER INC | COM | 717081103 | 17,952 | 550,000 | SH | DFND | 1,2 | 550,000 | 0 | 0 | |
PRECISION BIOSCIENCES INC | COM | 74019P108 | 889 | 147,352 | SH | DFND | 1,2 | 147,352 | 0 | 0 | |
PROQR THRAPEUTICS N V | SHS EURO | N71542109 | 1,900 | 346,148 | SH | DFND | 1,2 | 346,148 | 0 | 0 | |
PROTAGONIST THERAPEUTICS INC | COM | 74366E102 | 3,714 | 526,075 | SH | DFND | 1,2 | 526,075 | 0 | 0 | |
PROTEOSTASIS THERAPEUTICS IN | COM | 74373B109 | 2,892 | 2,536,600 | SH | DFND | 1,2 | 2,536,600 | 0 | 0 | |
ROCKET PHARMACEUTICALS INC | COM | 77313F106 | 4,673 | 335,016 | SH | DFND | 1,2 | 335,016 | 0 | 0 | |
SALESFORCE COM INC | COM | 79466L302 | 5,115 | 35,529 | SH | DFND | 35,529 | 0 | 0 | ||
SANOFI | SPONSORED ADR | 80105N105 | 42,408 | 970,000 | SH | DFND | 1,2 | 970,000 | 0 | 0 | |
SAREPTA THERAPEUTICS INC | COM | 803607100 | 25,238 | 258,000 | SH | DFND | 1,2 | 258,000 | 0 | 0 | |
SELECT SECTOR SPDR TR | SBI CONS STPLS | 81369Y308 | 7,909 | 145,207 | SH | DFND | 145,207 | 0 | 0 | ||
SPDR S&P 500 ETF TR | PUT | 78462F103 | 54,102 | 209,900 | SH | Put | DFND | 0 | 0 | 209,900 | |
SPDR SER TR | PUT | 78464A870 | 38,720 | 500,000 | SH | Put | DFND | 1,2 | 0 | 0 | 500,000 |
STOKE THERAPEUTICS INC | COM | 86150R107 | 624 | 27,254 | SH | DFND | 1,2 | 27,254 | 0 | 0 | |
SUNESIS PHARMACEUTICALS INC | COM | 867328700 | 299 | 721,800 | SH | DFND | 1,2 | 721,800 | 0 | 0 | |
SYNDAX PHARMACEUTICALS INC | COM | 87164F105 | 747 | 68,134 | SH | DFND | 1,2 | 68,134 | 0 | 0 | |
TEVA PHARMACEUTICAL INDS LTD | SPONSORED ADS | 881624209 | 3,203 | 356,713 | SH | DFND | 356,713 | 0 | 0 | ||
TRILLIUM THERAPEUTICS INC | COM NEW | 89620X506 | 5,093 | 1,260,694 | SH | DFND | 1,2 | 1,260,694 | 0 | 0 | |
UNIQURE NV | SHS | N90064101 | 9,543 | 201,107 | SH | DFND | 1,2 | 201,107 | 0 | 0 | |
VERTEX PHARMACEUTICALS INC | COM | 92532F100 | 1,666 | 7,000 | SH | DFND | 1,2 | 7,000 | 0 | 0 | |
VIKING THERAPEUTICS INC | COM | 92686J106 | 2,761 | 590,000 | SH | DFND | 1,2 | 590,000 | 0 | 0 | |
X4 PHARMACEUTICALS INC | COM | 98420X103 | 8,732 | 873,215 | SH | DFND | 1,2 | 873,215 | 0 | 0 | |
Y-MABS THERAPEUTICS INC | COM | 984241109 | 8,023 | 307,379 | SH | DFND | 1,2 | 307,379 | 0 | 0 | |
ZAFGEN INC | COM | 98885E103 | 2,434 | 3,161,562 | SH | DFND | 1,2 | 3,161,562 | 0 | 0 | |
ZYMEWORKS INC | COM | 98985W102 | 7,336 | 206,830 | SH | DFND | 1,2 | 206,830 | 0 | 0 | |
ZYNERBA PHARMACEUTICALS INC | COM | 98986X109 | 383 | 100,000 | SH | DFND | 1,2 | 100,000 | 0 | 0 |