The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABBVIE INC | COM | 00287Y109 | 4,964 | 65,150 | SH | SOLE | 65,150 | 0 | 0 | ||
ABERDEEN TOTAL DYNAMIC DIVD | COM SH BEN INT | 00326L100 | 1,908 | 289,917 | SH | SOLE | 289,917 | 0 | 0 | ||
ADAMAS PHARMACEUTICALS INC | COM | 00548A106 | 104 | 35,849 | SH | SOLE | 35,849 | 0 | 0 | ||
ADOBE INC | COM | 00724F101 | 318 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
ADVANCED MICRO DEVICES INC | COM | 007903107 | 3,866 | 85,000 | SH | SOLE | 85,000 | 0 | 0 | ||
ALEXION PHARMACEUTICALS INC | COM | 015351109 | 808 | 9,000 | SH | SOLE | 9,000 | 0 | 0 | ||
ALNYLAM PHARMACEUTICALS INC | COM | 02043Q107 | 3,157 | 29,000 | SH | SOLE | 29,000 | 0 | 0 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 7,500 | 6,450 | SH | SOLE | 6,450 | 0 | 0 | ||
AMARIN CORP PLC | SPONS ADR NEW | 023111206 | 816 | 204,000 | SH | SOLE | 204,000 | 0 | 0 | ||
AMGEN INC | COM | 031162100 | 2,686 | 13,250 | SH | SOLE | 13,250 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 636 | 2,500 | SH | SOLE | 2,500 | 0 | 0 | ||
APTINYX INC | COM | 03836N103 | 229 | 105,800 | SH | SOLE | 105,800 | 0 | 0 | ||
APTIV PLC | SHS | G6095L109 | 616 | 12,500 | SH | SOLE | 12,500 | 0 | 0 | ||
ARENA PHARMACEUTICALS INC | COM NEW | 040047607 | 693 | 16,500 | SH | SOLE | 16,500 | 0 | 0 | ||
ARGENX SE | SPONSORED ADR | 04016X101 | 3,162 | 24,000 | SH | SOLE | 24,000 | 0 | 0 | ||
AT&T INC | COM | 00206R102 | 4,023 | 138,000 | SH | SOLE | 138,000 | 0 | 0 | ||
AT&T INC | COM | 00206R102 | 2,492 | 85,500 | SH | Put | SOLE | 85,500 | 0 | 0 | |
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 2,742 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
BK OF AMERICA CORP | COM | 060505104 | 3,556 | 167,500 | SH | SOLE | 167,500 | 0 | 0 | ||
BLACKROCK ENHANCED INTL DIV | COM BENE INTER | 092524107 | 54 | 12,000 | SH | SOLE | 12,000 | 0 | 0 | ||
BOULDER GROWTH & INCOME FD I | COM | 101507101 | 541 | 58,783 | SH | SOLE | 58,783 | 0 | 0 | ||
BOX INC | CL A | 10316T104 | 562 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
BRISTOL-MYERS SQUIBB CO | COM | 110122108 | 3,289 | 59,000 | SH | SOLE | 59,000 | 0 | 0 | ||
CISCO SYS INC | COM | 17275R102 | 1,278 | 32,500 | SH | SOLE | 32,500 | 0 | 0 | ||
CITIGROUP INC | COM NEW | 172967424 | 3,159 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
ENERGY TRANSFER LP | COM UT LTD PTN | 29273V100 | 71 | 15,500 | SH | SOLE | 15,500 | 0 | 0 | ||
ESPERION THERAPEUTICS INC NE | COM | 29664W105 | 694 | 22,000 | SH | SOLE | 22,000 | 0 | 0 | ||
FIBROGEN INC | COM | 31572Q808 | 469 | 13,500 | SH | SOLE | 13,500 | 0 | 0 | ||
FRESENIUS MED CARE AG&CO KGA | SPONSORED ADR | 358029106 | 2,181 | 66,500 | SH | SOLE | 66,500 | 0 | 0 | ||
GENERAL MTRS CO | COM | 37045V100 | 623 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
IDERA PHARMACEUTICALS INC | COM PAR | 45168K405 | 141 | 107,181 | SH | SOLE | 107,181 | 0 | 0 | ||
INCYTE CORP | COM | 45337C102 | 4,379 | 59,800 | SH | SOLE | 59,800 | 0 | 0 | ||
INTEL CORP | COM | 458140100 | 541 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 832 | 7,500 | SH | SOLE | 7,500 | 0 | 0 | ||
INTRA CELLULAR THERAPIES INC | COM | 46116X101 | 6,648 | 432,500 | SH | SOLE | 432,500 | 0 | 0 | ||
ISHARES GOLD TRUST | ISHARES | 464285105 | 3,014 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
ISHARES TR | IBOXX HI YD ETF | 464288513 | 347 | 4,500 | SH | Call | SOLE | 4,500 | 0 | 0 | |
ISHARES TR | IBOXX HI YD ETF | 464288513 | 732 | 9,500 | SH | Put | SOLE | 9,500 | 0 | 0 | |
JPMORGAN CHASE & CO | COM | 46625H100 | 450 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
KIRKLANDS INC | COM | 497498105 | 115 | 148,193 | SH | SOLE | 148,193 | 0 | 0 | ||
KOHLS CORP | COM | 500255104 | 255 | 17,500 | SH | SOLE | 17,500 | 0 | 0 | ||
LOWES COS INC | COM | 548661107 | 947 | 11,000 | SH | SOLE | 11,000 | 0 | 0 | ||
MATINAS BIOPHARMA HLDGS INC | COM | 576810105 | 372 | 620,000 | SH | SOLE | 620,000 | 0 | 0 | ||
MICRON TECHNOLOGY INC | COM | 595112103 | 6,835 | 162,500 | SH | SOLE | 162,500 | 0 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 394 | 2,500 | SH | SOLE | 2,500 | 0 | 0 | ||
NEKTAR THERAPEUTICS | COM | 640268108 | 768 | 43,000 | SH | SOLE | 43,000 | 0 | 0 | ||
NOKIA CORP | SPONSORED ADR | 654902204 | 268 | 86,500 | SH | Call | SOLE | 86,500 | 0 | 0 | |
NOKIA CORP | SPONSORED ADR | 654902204 | 465 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
NORTONLIFELOCK INC | COM | 668771108 | 748 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
NXP SEMICONDUCTORS N V | COM | N6596X109 | 290 | 3,500 | SH | SOLE | 3,500 | 0 | 0 | ||
ORACLE CORP | COM | 68389X105 | 4,108 | 85,000 | SH | SOLE | 85,000 | 0 | 0 | ||
OVINTIV INC | COM | 69047Q102 | 57 | 21,000 | SH | SOLE | 21,000 | 0 | 0 | ||
QUALCOMM INC | COM | 747525103 | 338 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
REGENERON PHARMACEUTICALS | COM | 75886F107 | 5,933 | 12,150 | SH | SOLE | 12,150 | 0 | 0 | ||
SANGAMO THERAPEUTICS INC | COM | 800677106 | 343 | 53,900 | SH | SOLE | 53,900 | 0 | 0 | ||
SEATTLE GENETICS INC | COM | 812578102 | 1,961 | 17,000 | SH | SOLE | 17,000 | 0 | 0 | ||
SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 | 201 | 2,500 | SH | Put | SOLE | 2,500 | 0 | 0 | |
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 9,623 | 65,000 | SH | SOLE | 65,000 | 0 | 0 | ||
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 2,591 | 17,500 | SH | Put | SOLE | 17,500 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 30,543 | 118,500 | SH | Put | SOLE | 118,500 | 0 | 0 | |
SQUARE INC | CL A | 852234103 | 1,048 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
VANECK VECTORS ETF TR | GOLD MINERS ETF | 92189F106 | 2,074 | 90,000 | SH | SOLE | 90,000 | 0 | 0 | ||
VANECK VECTORS ETF TR | JR GOLD MINERS E | 92189F791 | 984 | 35,000 | SH | SOLE | 35,000 | 0 | 0 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 2,149 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
WALGREENS BOOTS ALLIANCE INC | COM | 931427108 | 709 | 15,500 | SH | SOLE | 15,500 | 0 | 0 | ||
XENCOR INC | COM | 98401F105 | 2,510 | 84,000 | SH | SOLE | 84,000 | 0 | 0 | ||
XILINX INC | COM | 983919101 | 1,949 | 25,000 | SH | SOLE | 25,000 | 0 | 0 |