The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
3-D SYS CORP DEL COM NEW 88554D205 236 30,000 SH   DFND 3 0 30,000 0
ABBOTT LABS COM 002824100 2,691 33,915 SH   DFND 3 0 33,915 0
ACCENTURE PLC IRELAND SHS CLASS A G1151C101 819 4,820 SH   DFND 3 0 4,820 0
ADOBE INC COM 00724F101 312 980 SH   DFND 3 0 980 0
AGILENT TECHNOLOGIES INC COM 00846U101 738 10,160 SH   DFND 3 0 10,160 0
AKAMAI TECHNOLOGIES INC COM 00971T101 1,309 13,900 SH   DFND 3 0 13,900 0
ALBEMARLE CORP COM 012653101 624 11,230 SH   DFND 3 0 11,230 0
ALGONQUIN PWR UTILS CORP COM 015857105 2,069 81,760 SH   DFND 3 0 81,760 0
ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 720 3,700 SH   DFND   0 3,700 0
ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 6,040 31,580 SH   DFND 3 0 31,580 0
ALKERMES PLC SHS G01767105 1,224 85,000 SH   DFND 3 0 85,000 0
ALPHABET INC CAP STK CL A 02079K305 5,662 4,939 SH   DFND 3 0 4,939 0
ALPHABET INC CAP STK CL C 02079K107 3,588 3,129 SH   DFND 3 0 3,129 0
ALTRIA GROUP INC COM 02209S103 541 14,500 SH   DFND 3 0 14,500 0
AMAZON COM INC COM 023135106 6,096 3,104 SH   DFND 3 0 3,104 0
AMERICAN RLTY CAP PPTYS INC NOTE 3.750% 12/1 02917TAB0 27,610 28,319,000 SH   DFND 1 0 28,319,000 0
AMERICAN RLTY CAP PPTYS INC NOTE 3.750% 12/1 02917TAB0 8,775 9,000,000 SH   DFND   0 9,000,000 0
AMERICAN RLTY CAP PPTYS INC NOTE 3.750% 12/1 02917TAB0 1,479 1,500,000 SH   DFND 4 0 1,500,000 0
AMERICAN TOWER CORP NEW COM 03027X100 260 1,126 SH   DFND 3 0 1,126 0
AMNEAL PHARMACEUTICALS INC COM STK CL A 03168L105 64,058 18,407,656 SH   DFND   0 18,407,656 0
AMNEAL PHARMACEUTICALS INC COM STK CL A 03168L105 10,835 3,113,645 SH   DFND 2 0 3,113,645 0
AMPHENOL CORP NEW CL A 032095101 736 9,700 SH   DFND 3 0 9,700 0
ANTERO MIDSTREAM CORP COM 03676B102 105 48,000 SH   DFND 3 0 48,000 0
APACHE CORP COM 037411105 99 24,000 SH   DFND 3 0 24,000 0
APPLE INC COM 037833100 3,143 12,335 SH   DFND 3 0 12,335 0
ARES CAPITAL CORP NOTE 3.750% 2/0 04010LAT0 27,153 30,000,000 SH   DFND 1 0 30,000,000 0
ARES CAPITAL CORP COM 04010L103 1,901 178,707 SH   DFND 3 0 178,707 0
AVNET INC COM 053807103 812 32,000 SH   DFND 3 0 32,000 0
BALL CORP COM 058498106 295 4,470 SH   DFND 3 0 4,470 0
BARRICK GOLD CORPORATION COM 067901108 985 35,500 SH   DFND 3 0 35,500 0
BECTON DICKINSON & CO COM 075887109 223 1,000 SH   DFND 3 0 1,000 0
BERKSHIRE HATHAWAY INC DEL CL A 084670108 1,096 4 SH   DFND 3 0 4 0
BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1,594 8,700 SH   DFND 3 0 8,700 0
BEST INC SPONSORED ADS 08653C106 35,054 6,552,117 SH   DFND   0 6,552,117 0
BEYONDSPRING INC SHS G10830100 1,993 155,564 SH   DFND 2 0 155,564 0
BIOMARIN PHARMACEUTICAL INC COM 09061G101 412 5,000 SH   DFND 3 0 5,000 0
BLACKROCK INC COM 09247X101 2,380 5,227 SH   DFND 3 0 5,227 0
BLACKSTONE GROUP INC COM CL A 09260D107 1,444 30,550 SH   DFND 3 0 30,550 0
BOOKING HLDGS INC COM 09857L108 1,086 830 SH   DFND 3 0 830 0
BOSTON BEER INC CL A 100557107 437 1,200 SH   DFND 3 0 1,200 0
BOSTON SCIENTIFIC CORP COM 101137107 359 11,350 SH   DFND 3 0 11,350 0
BROOKDALE SR LIVING INC COM 112463104 72 23,163 SH   DFND 1 0 23,163 0
BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 287 6,500 SH   DFND 3 0 6,500 0
BROOKFIELD PROPERTY PARTRS L UNIT LTD PARTN G16249107 210 25,000 SH   DFND 3 0 25,000 0
BROOKFIELD RENEWABLE PARTNER PARTNERSHIP UNIT G16258108 10,099 120,000 SH   DFND 3 0 120,000 0
CAMECO CORP COM 13321L108 192 23,000 SH   DFND 3 0 23,000 0
CENTENE CORP DEL COM 15135B101 1,154 20,000 SH   DFND 3 0 20,000 0
CHECK CAP LTD SHS M2361E203 149 127,559 SH   DFND 2 0 127,559 0
CHINA INDEX HLDGS LTD SPNSRD ADS A 16954W101 2,239 1,646,522 SH   DFND 1 0 1,646,522 0
CHUBB LIMITED COM H1467J104 1,400 12,276 SH   DFND 3 0 12,276 0
CINTAS CORP COM 172908105 1,895 10,500 SH   DFND 3 0 10,500 0
CISCO SYS INC COM 17275R102 925 22,940 SH   DFND 3 0 22,940 0
CITIGROUP INC COM NEW 172967424 441 10,000 SH   DFND 3 0 10,000 0
CITRIX SYS INC COM 177376100 788 5,400 SH   DFND 3 0 5,400 0
CLEVELAND CLIFFS INC COM 185899101 364 100,000 SH   DFND 3 0 100,000 0
COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 2,125 44,850 SH   DFND 3 0 44,850 0
COLGATE PALMOLIVE CO COM 194162103 1,695 25,460 SH   DFND 3 0 25,460 0
COLONY CAP INC NOTE 5.000% 4/1 19624RAA4 16,388 20,000,000 SH   DFND 1 0 20,000,000 0
COLONY CAP INC NOTE 3.875% 1/1 19624RAB2 33,022 40,000,000 SH   DFND 1 0 40,000,000 0
COMMUNICATIONS SYS INC COM 203900105 241 53,975 SH   DFND 3 0 53,975 0
COMPUTER TASK GROUP INC COM 205477102 299 75,130 SH   DFND 3 0 75,130 0
CONTRAFECT CORP COM NEW 212326300 4,293 745,385 SH   DFND 2 0 745,385 0
CTRIP COM INTL LTD NOTE 1.000% 7/0 22943FAF7 37,884 38,855,000 SH   DFND 1 0 38,855,000 0
CTRIP COM INTL LTD DBCV 1.990% 7/0 22943FAH3 487 500,000 SH   DFND 1 0 500,000 0
CUMMINS INC COM 231021106 471 3,500 SH   DFND 3 0 3,500 0
CYMABAY THERAPEUTICS INC COM 23257D103 546 368,858 SH   DFND 1 0 368,858 0
CYMABAY THERAPEUTICS INC COM 23257D103 274 185,000 SH   DFND   0 185,000 0
CYMABAY THERAPEUTICS INC COM 23257D103 116 78,529 SH   DFND 4 0 78,529 0
DECKERS OUTDOOR CORP COM 243537107 580 4,170 SH   DFND 3 0 4,170 0
DEUTSCHE BANK A G NAMEN AKT D18190898 8,113 1,257,000 SH   DFND 3 0 1,257,000 0
DISNEY WALT CO COM DISNEY 254687106 1,451 14,540 SH   DFND 3 0 14,540 0
ECOLAB INC COM 278865100 304 1,885 SH   DFND 3 0 1,885 0
EDAP TMS S A SPONSORED ADR 268311107 224 94,716 SH   DFND 3 0 94,716 0
ENCOMPASS HEALTH CORP COM 29261A100 214 3,425 SH   DFND 3 0 3,425 0
EZCORP INC CL A NON VTG 302301106 51 12,000 SH   DFND 3 0 12,000 0
FACEBOOK INC CL A 30303M102 4,413 26,595 SH   DFND 3 0 26,595 0
FANG HLDGS LTD ADR NEW 30711Y201 3,749 2,777,346 SH   DFND 1 0 2,777,346 0
FANG HLDGS LTD ADR NEW 30711Y201 687 508,862 SH   DFND   0 508,862 0
FIAT CHRYSLER AUTOMOBILES N SHS N31738102 209 30,000 SH   DFND 3 0 30,000 0
FIRST MAJESTIC SILVER CORP COM 32076V103 320 50,000 SH   DFND 3 0 50,000 0
FOOT LOCKER INC COM 344849104 220 9,790 SH   DFND 3 0 9,790 0
FORTIS INC COM 349553107 3,200 43,060 SH   DFND 3 0 43,060 0
FORTUNA SILVER MINES INC COM 349915108 225 100,000 SH   DFND 3 0 100,000 0
GARMIN LTD SHS H2906T109 1,917 25,000 SH   DFND 3 0 25,000 0
GENERAL ELECTRIC CO COM 369604103 1,357 172,000 SH   DFND 3 0 172,000 0
GILEAD SCIENCES INC COM 375558103 6,464 86,459 SH   DFND 4 0 86,459 0
GILEAD SCIENCES INC COM 375558103 6,809 91,078 SH   DFND 1 0 91,078 0
GILEAD SCIENCES INC COM 375558103 6,739 88,750 SH   DFND 3 0 88,750 0
GLOBAL PMTS INC COM 37940X102 1,319 8,720 SH   DFND 3 0 8,720 0
GOLAR LNG LTD SHS G9456A100 303 39,000 SH   DFND 3 0 39,000 0
GOLD FIELDS LTD NEW SPONSORED ADR 38059T106 493 100,000 SH   DFND 3 0 100,000 0
GOLDMAN SACHS GROUP INC COM 38141G104 511 3,200 SH   DFND 3 0 3,200 0
GRAND CANYON ED INC COM 38526M106 286 3,800 SH   DFND 3 0 3,800 0
HARPOON THERAPEUTICS INC COM 41358P106 1,469 126,843 SH   DFND 1 0 126,843 0
HARPOON THERAPEUTICS INC COM 41358P106 737 63,640 SH   DFND   0 63,640 0
HDFC BANK LTD SPONSORED ADS 40415F101 2,302 59,400 SH   DFND 3 0 59,400 0
HOME DEPOT INC COM 437076102 406 2,070 SH   DFND 3 0 2,070 0
HONEYWELL INTL INC COM 438516106 319 2,424 SH   DFND 3 0 2,424 0
HUMANA INC COM 444859102 840 2,700 SH   DFND 3 0 2,700 0
IAC INTERACTIVECORP COM 44919P508 540 3,000 SH   DFND 3 0 3,000 0
IAMGOLD CORP COM 450913108 336 150,000 SH   DFND 3 0 150,000 0
INTEL CORP COM 458140100 272 4,900 SH   DFND 3 0 4,900 0
INTERNATIONAL BUSINESS MACHS COM 459200101 555 4,915 SH   DFND 3 0 4,915 0
INTUIT COM 461202103 1,274 5,350 SH   DFND 3 0 5,350 0
ISHARES TR 0-5YR HI YL CP 46434V407 7,360 180,083 SH   DFND 4 0 180,083 0
ISHARES TR IBOXX HI YD ETF 464288513 20,451 265,000 SH   DFND 1 0 265,000 0
ISHARES TR IBOXX HI YD ETF 464288513 6,514 84,460 SH   DFND 4 0 84,460 0
ISHARES TR IBOXX INV CP ETF 464287242 47,370 383,532 SH   DFND 4 0 383,532 0
ISHARES TR SH TR CRPORT ETF 464288646 48,641 928,972 SH   DFND 4 0 928,972 0
ISHARES TR USD INV GRDE ETF 464288620 20,385 363,891 SH   DFND 4 0 363,891 0
ISRAEL CHEMICALS LIMITED SHS M5920A109 249 80,000 SH   DFND 3 0 80,000 0
JOHNSON & JOHNSON COM 478160104 1,523 11,450 SH   DFND 3 0 11,450 0
JPMORGAN CHASE & CO COM 46625H100 671 7,180 SH   DFND 3 0 7,180 0
LAM RESEARCH CORP COM 512807108 3,140 12,300 SH   DFND 3 0 12,300 0
LIBERTY GLOBAL PLC SHS CL A G5480U104 534 32,000 SH   DFND 3 0 32,000 0
LIGAND PHARMACEUTICALS INC COM NEW 53220K504 214 3,000 SH   DFND 3 0 3,000 0
LILLY ELI & CO COM 532457108 272 1,965 SH   DFND 3 0 1,965 0
LINDE PLC SHS G5494J103 14,329 81,720 SH   DFND 3 0 81,720 0
LKQ CORP COM 501889208 1,533 73,000 SH   DFND 3 0 73,000 0
LOGITECH INTL S A SHS H50430232 697 17,560 SH   DFND 3 0 17,560 0
LULULEMON ATHLETICA INC COM 550021109 291 1,500 SH   DFND 3 0 1,500 0
MAKEMYTRIP LIMITED MAURITIUS SHS V5633W109 862 72,098 SH   DFND 4 0 72,098 0
MANHATTAN ASSOCS INC COM 562750109 212 4,000 SH   DFND 3 0 4,000 0
MASIMO CORP COM 574795100 629 3,500 SH   DFND 3 0 3,500 0
MASTERCARD INC CL A 57636Q104 6,217 24,550 SH   DFND 3 0 24,550 0
MCDONALDS CORP COM 580135101 518 3,080 SH   DFND 3 0 3,080 0
MEDTRONIC PLC SHS G5960L103 2,660 28,900 SH   DFND 3 0 28,900 0
MEET GROUP INC COM 58513U101 399 70,000 SH   DFND 3 0 70,000 0
MERCK & CO. INC COM 58933Y105 1,317 17,115 SH   DFND 3 0 17,115 0
MICROCHIP TECHNOLOGY INC NOTE 1.625% 2/1 595017AD6 43 30,000 SH   DFND 3 0 30,000 0
MICROSOFT CORP COM 594918104 8,543 53,320 SH   DFND 3 0 53,320 0
MOMO INC NOTE 1.250% 7/0 60879BAB3 24,421 30,523,000 SH   DFND 1 0 30,523,000 0
MONDELEZ INTL INC CL A 609207105 854 16,700 SH   DFND 3 0 16,700 0
MYLAN NV SHS EURO N59465109 558 37,000 SH   DFND 3 0 37,000 0
NASDAQ INC COM 631103108 219 2,200 SH   DFND 3 0 2,200 0
NATIONAL OILWELL VARCO INC COM 637071101 282 30,000 SH   DFND 3 0 30,000 0
NATURES SUNSHINE PRODS INC COM 639027101 23,208 2,854,607 SH   DFND 2 0 2,854,607 0
NEW FRONTIER HEALTH CORP ORD SHS G6461G106 77,550 9,400,000 SH   DFND 2 0 9,400,000 0
NEWMONT CORP COM 651639106 1,470 31,705 SH   DFND 3 0 31,705 0
NEXTERA ENERGY INC COM 65339F101 472 1,920 SH   DFND 3 0 1,920 0
NIKE INC CL B 654106103 3,270 38,297 SH   DFND 3 0 38,297 0
NORFOLK SOUTHERN CORP COM 655844108 1,477 9,960 SH   DFND 3 0 9,960 0
NORTHERN TR CORP COM 665859104 223 2,942 SH   DFND 3 0 2,942 0
NUTRIEN LTD COM 67077M108 260 4,000 SH   DFND 3 0 4,000 0
NVIDIA CORP COM 67066G104 3,240 12,200 SH   DFND 3 0 12,200 0
PALO ALTO NETWORKS INC NOTE 0.750% 7/0 697435AD7 241 250,000 SH   DFND 3 0 250,000 0
PARKER HANNIFIN CORP COM 701094104 613 4,700 SH   DFND 3 0 4,700 0
PAYPAL HLDGS INC COM 70450Y103 1,699 17,510 SH   DFND 3 0 17,510 0
PEPSICO INC COM 713448108 623 4,965 SH   DFND 3 0 4,965 0
PFIZER INC COM 717081103 318 9,720 SH   DFND 3 0 9,720 0
PHILIP MORRIS INTL INC COM 718172109 1,981 27,310 SH   DFND 3 0 27,310 0
PLUG POWER INC COM NEW 72919P202 179 50,000 SH   DFND 3 0 50,000 0
PRICELINE GRP INC NOTE 0.900% 9/1 741503AX4 250 250,000 SH   DFND 3 0 250,000 0
PROCTER & GAMBLE CO COM 742718109 406 3,532 SH   DFND 3 0 3,532 0
QORVO INC COM 74736K101 355 4,361 SH   DFND 3 0 4,361 0
QUALCOMM INC COM 747525103 1,539 22,300 SH   DFND 3 0 22,300 0
REGENERON PHARMACEUTICALS COM 75886F107 3,311 7,000 SH   DFND 3 0 7,000 0
RESOLUTE FST PRODS INC COM 76117W109 104 80,000 SH   DFND 3 0 80,000 0
RETRACTABLE TECHNOLOGIES INC COM 76129W105 134 76,425 SH   DFND 3 0 76,425 0
REVANCE THERAPEUTICS INC COM 761330109 6,946 469,332 SH   DFND 1 0 469,332 0
ROGERS COMMUNICATIONS INC CL B 775109200 334 4,120 SH   DFND 3 0 4,120 0
S&P GLOBAL INC COM 78409V104 207 840 SH   DFND 3 0 840 0
SALESFORCE COM INC COM 79466L302 854 5,700 SH   DFND 3 0 5,700 0
SCHLUMBERGER LTD COM 806857108 398 30,000 SH   DFND 3 0 30,000 0
SCHWAB CHARLES CORP COM 808513105 975 28,400 SH   DFND 3 0 28,400 0
SEADRILL LTD COM G7998G106 5 11,297 SH   DFND 1 0 11,297 0
SINA CORP ORD G81477104 32,164 1,010,191 SH   DFND 1 0 1,010,191 0
SINA CORP ORD G81477104 9,293 291,870 SH   DFND   0 291,870 0
SINA CORP ORD G81477104 4,659 146,316 SH   DFND 4 0 146,316 0
SKYWORKS SOLUTIONS INC COM 83088M102 541 6,000 SH   DFND 3 0 6,000 0
SL GREEN RLTY CORP COM 78440X101 991 21,500 SH   DFND 3 0 21,500 0
SOCIEDAD QUIMICA MINERA DE C SPON ADR SER B 833635105 2,235 100,000 SH   DFND 3 0 100,000 0
SOUTHWEST AIRLS CO COM 844741108 246 7,000 SH   DFND 3 0 7,000 0
SOUTHWEST GAS HOLDINGS INC COM 844895102 220 3,070 SH   DFND 3 0 3,070 0
SPIRIT RLTY CAP INC NEW NOTE 3.750% 5/1 84860WAB8 28,208 30,000,000 SH   DFND 1 0 30,000,000 0
SPIRIT RLTY CAP INC NEW NOTE 3.750% 5/1 84860WAB8 10,335 10,992,000 SH   DFND   0 10,992,000 0
SPIRIT RLTY CAP INC NEW NOTE 3.750% 5/1 84860WAB8 8,455 9,000,000 SH   DFND 4 0 9,000,000 0
STAMPS COM INC COM NEW 852857200 306 2,400 SH   DFND 3 0 2,400 0
STARBUCKS CORP COM 855244109 205 3,025 SH   DFND 3 0 3,025 0
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 2,584 54,040 SH   DFND 3 0 54,040 0
TEEKAY LNG PARTNERS L P PRTNRSP UNITS Y8564M105 354 37,000 SH   DFND 3 0 37,000 0
TELADOC HEALTH INC COM 87918A105 572 3,500 SH   DFND 3 0 3,500 0
TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS 881624209 1,379 162,000 SH   DFND 3 0 162,000 0
THOR INDS INC COM 885160101 323 7,610 SH   DFND 3 0 7,610 0
TRANSGLOBE ENERGY CORP COM 893662106 830 2,299,083 SH   DFND 1 0 2,299,083 0
TWITTER INC NOTE 0.250% 6/1 90184LAF9 202 225,000 SH   DFND 3 0 225,000 0
UBS GROUP AG SHS H42097107 1,020 117,295 SH   DFND 3 0 117,295 0
ULTA BEAUTY INC COM 90384S303 934 5,200 SH   DFND 3 0 5,200 0
UNION PAC CORP COM 907818108 705 5,030 SH   DFND 3 0 5,030 0
UNITED NAT FOODS INC COM 911163103 170 20,000 SH   DFND 3 0 20,000 0
UNITED STATES OIL FUND LP UNITS 91232N108 1,726 410,000 SH   DFND   0 410,000 0
UNITED TECHNOLOGIES CORP COM 913017109 778 7,900 SH   DFND 3 0 7,900 0
UNITEDHEALTH GROUP INC COM 91324P102 3,405 13,550 SH   DFND 3 0 13,550 0
UNIVERSAL FST PRODS INC COM 913543104 714 18,900 SH   DFND 3 0 18,900 0
VEON LTD SPONSORED ADR 91822M106 998 660,608 SH   DFND 1 0 660,608 0
VERIZON COMMUNICATIONS INC COM 92343V104 226 4,130 SH   DFND 3 0 4,130 0
VERRICA PHARMACEUTICALS INC COM 92511W108 2,132 195,048 SH   DFND   0 195,048 0
VERRICA PHARMACEUTICALS INC COM 92511W108 1,410 129,013 SH   DFND 4 0 129,013 0
VERTEX PHARMACEUTICALS INC COM 92532F100 835 3,600 SH   DFND 3 0 3,600 0
VIEWRAY INC COM 92672L107 59,550 23,819,500 SH   DFND   0 23,819,500 0
VISA INC COM CL A 92826C839 5,977 36,100 SH   DFND 3 0 36,100 0
WASTE MGMT INC DEL COM 94106L109 646 6,830 SH   DFND 3 0 6,830 0
WEIBO CORP NOTE 1.250% 11/1 948596AC5 77,551 90,730,000 SH   DFND 1 0 90,730,000 0
WEIBO CORP NOTE 1.250% 11/1 948596AC5 1,026 1,200,000 SH   DFND   0 1,200,000 0
WELLS FARGO CO NEW COM 949746101 239 8,000 SH   DFND 3 0 8,000 0
WHEATON PRECIOUS METALS CORP COM 962879102 2,437 43,610 SH   DFND 3 0 43,610 0
YAMANA GOLD INC COM 98462Y100 48 17,000 SH   DFND 3 0 17,000 0
ZIX CORP COM 98974P100 139 30,000 SH   DFND 3 0 30,000 0
ZOETIS INC CL A 98978V103 2,917 25,000 SH   DFND 3 0 25,000 0