The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABBVIE INC | COM | 00287Y109 | 211 | 2,783 | SH | SOLE | 2,783 | 0 | 0 | ||
ACTIVISION BLIZZARD INC | COM | 00507V109 | 695 | 11,690 | SH | SOLE | 11,690 | 0 | 0 | ||
ADVANCED MICRO DEVICES INC | COM | 007903107 | 714 | 15,700 | SH | SOLE | 15,700 | 0 | 0 | ||
AILERON THERAPEUTICS INC | COM | 00887A105 | 20 | 61,900 | SH | SOLE | 61,900 | 0 | 0 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 3,499 | 3,014 | SH | SOLE | 3,014 | 0 | 0 | ||
AMAZON COM INC | COM | 023135106 | 3,473 | 1,779 | SH | SOLE | 1,779 | 0 | 0 | ||
AMERICAN EXPRESS CO | COM | 025816109 | 442 | 5,180 | SH | SOLE | 5,180 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 5,455 | 21,432 | SH | SOLE | 21,432 | 0 | 0 | ||
APTIV PLC | SHS | G6095L109 | 714 | 14,519 | SH | SOLE | 14,519 | 0 | 0 | ||
AT&T INC | COM | 00206R102 | 972 | 33,153 | SH | SOLE | 33,153 | 0 | 0 | ||
AXT INC | COM | 00246W103 | 1,951 | 608,500 | SH | SOLE | 608,500 | 0 | 0 | ||
BECTON DICKINSON & CO | COM | 075887109 | 221 | 962 | SH | SOLE | 962 | 0 | 0 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 687 | 3,731 | SH | SOLE | 3,731 | 0 | 0 | ||
BK OF AMERICA CORP | COM | 060505104 | 300 | 14,160 | SH | SOLE | 14,160 | 0 | 0 | ||
BLACKSTONE GROUP INC | COM CL A | 09260D107 | 1,086 | 23,833 | SH | SOLE | 23,833 | 0 | 0 | ||
BOULDER GROWTH & INCOME FD I | COM | 101507101 | 171 | 18,500 | SH | SOLE | 18,500 | 0 | 0 | ||
BROADCOM INC | COM | 11135F101 | 1,140 | 4,777 | SH | SOLE | 4,777 | 0 | 0 | ||
CALAMOS CONV OPP AND INC FD | SH BEN INT | 128117108 | 317 | 38,000 | SH | SOLE | 38,000 | 0 | 0 | ||
CALAMOS STRATEGIC TOTL RETN | COM SH BEN INT | 128125101 | 244 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
CATERPILLAR INC DEL | COM | 149123101 | 202 | 1,740 | SH | SOLE | 1,740 | 0 | 0 | ||
CELLECTAR BIOSCIENCES INC | COM PAR | 15117F500 | 51 | 39,624 | SH | SOLE | 39,624 | 0 | 0 | ||
COSTCO WHSL CORP NEW | COM | 22160K105 | 1,477 | 5,205 | SH | SOLE | 5,205 | 0 | 0 | ||
EATON CORP PLC | SHS | G29183103 | 1,831 | 23,534 | SH | SOLE | 23,534 | 0 | 0 | ||
ETF MANAGERS TR | PRIME CYBR SCRTY | 26924G201 | 306 | 8,535 | SH | SOLE | 8,535 | 0 | 0 | ||
FACEBOOK INC | CL A | 30303M102 | 1,041 | 6,233 | SH | SOLE | 6,233 | 0 | 0 | ||
FERRARI N V | COM | N3167Y103 | 305 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
FIRSTHAND TECH VALUE FD INC | COM | 33766Y100 | 105 | 27,765 | SH | SOLE | 27,765 | 0 | 0 | ||
FREIGHTCAR AMER INC | COM | 357023100 | 18 | 18,500 | SH | SOLE | 18,500 | 0 | 0 | ||
GENERAL ELECTRIC CO | COM | 369604103 | 107 | 13,411 | SH | SOLE | 13,411 | 0 | 0 | ||
GLOBAL X FDS | RBTCS ARTFL INTE | 37954Y715 | 471 | 25,995 | SH | SOLE | 25,995 | 0 | 0 | ||
GOLDMAN SACHS GROUP INC | COM | 38141G104 | 212 | 1,340 | SH | SOLE | 1,340 | 0 | 0 | ||
HARMONIC INC | COM | 413160102 | 3,449 | 598,150 | SH | SOLE | 598,150 | 0 | 0 | ||
HOME DEPOT INC | COM | 437076102 | 1,036 | 5,525 | SH | SOLE | 5,525 | 0 | 0 | ||
HUNTINGTON BANCSHARES INC | COM | 446150104 | 425 | 52,080 | SH | SOLE | 52,080 | 0 | 0 | ||
INTEL CORP | COM | 458140100 | 1,989 | 36,846 | SH | SOLE | 36,846 | 0 | 0 | ||
INTREPID POTASH INC | COM | 46121Y102 | 27 | 35,000 | SH | SOLE | 35,000 | 0 | 0 | ||
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 1,830 | 9,581 | SH | SOLE | 9,581 | 0 | 0 | ||
ISHARES TR | S&P 500 GRWT ETF | 464287309 | 627 | 3,790 | SH | SOLE | 3,790 | 0 | 0 | ||
ISHARES TR | MSCI EAFE ETF | 464287465 | 294 | 5,500 | SH | SOLE | 5,500 | 0 | 0 | ||
ISHARES TR | RUS 1000 VAL ETF | 464287598 | 1,679 | 16,905 | SH | SOLE | 16,905 | 0 | 0 | ||
ISHARES TR | US AER DEF ETF | 464288760 | 1,030 | 7,163 | SH | SOLE | 7,163 | 0 | 0 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 1,339 | 14,809 | SH | SOLE | 14,809 | 0 | 0 | ||
KENTUCKY FIRST FED BANCORP | COM | 491292108 | 96 | 16,700 | SH | SOLE | 16,700 | 0 | 0 | ||
KKR & CO INC | CL A | 48251W104 | 253 | 10,800 | SH | SOLE | 10,800 | 0 | 0 | ||
KOPIN CORP | COM | 500600101 | 22 | 65,600 | SH | SOLE | 65,600 | 0 | 0 | ||
MICRON TECHNOLOGY INC | COM | 595112103 | 212 | 5,070 | SH | SOLE | 5,070 | 0 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 1,738 | 10,981 | SH | SOLE | 10,981 | 0 | 0 | ||
MIRAGEN THERAPEUTICS INC | COM | 60463E103 | 17 | 44,550 | SH | SOLE | 44,550 | 0 | 0 | ||
NETFLIX INC | COM | 64110L106 | 234 | 620 | SH | SOLE | 620 | 0 | 0 | ||
NEW YORK CMNTY BANCORP INC | COM | 649445103 | 123 | 13,050 | SH | SOLE | 13,050 | 0 | 0 | ||
NIKE INC | CL B | 654106103 | 1,743 | 21,159 | SH | SOLE | 21,159 | 0 | 0 | ||
NVIDIA CORP | COM | 67066G104 | 806 | 3,050 | SH | SOLE | 3,050 | 0 | 0 | ||
ORION ENERGY SYSTEMS INC | COM | 686275108 | 70 | 18,800 | SH | SOLE | 18,800 | 0 | 0 | ||
PIMCO MUN INCOME FD II | COM | 72200W106 | 140 | 11,000 | SH | SOLE | 11,000 | 0 | 0 | ||
PORTMAN RIDGE FIN CORP | COM | 73688F102 | 10 | 10,900 | SH | SOLE | 10,900 | 0 | 0 | ||
QORVO INC | COM | 74736K101 | 3,352 | 41,580 | SH | SOLE | 41,580 | 0 | 0 | ||
QUALCOMM INC | COM | 747525103 | 1,090 | 16,105 | SH | SOLE | 16,105 | 0 | 0 | ||
RAYONIER ADVANCED MATLS INC | COM | 75508B104 | 27 | 27,000 | SH | SOLE | 27,000 | 0 | 0 | ||
RAYTHEON CO | COM NEW | 755111507 | 254 | 1,919 | SH | SOLE | 1,919 | 0 | 0 | ||
RESOLUTE FST PRODS INC | COM | 76117W109 | 16 | 13,000 | SH | SOLE | 13,000 | 0 | 0 | ||
RPM INTL INC | COM | 749685103 | 2,555 | 42,820 | SH | SOLE | 42,820 | 0 | 0 | ||
SCHWAB STRATEGIC TR | US BRD MKT ETF | 808524102 | 2,005 | 33,196 | SH | SOLE | 33,196 | 0 | 0 | ||
SCHWAB STRATEGIC TR | US LRG CAP ETF | 808524201 | 1,252 | 20,378 | SH | SOLE | 20,378 | 0 | 0 | ||
SCHWAB STRATEGIC TR | US LCAP GR ETF | 808524300 | 4,061 | 50,841 | SH | SOLE | 50,841 | 0 | 0 | ||
SCHWAB STRATEGIC TR | US LCAP VA ETF | 808524409 | 2,352 | 53,173 | SH | SOLE | 53,173 | 0 | 0 | ||
SCHWAB STRATEGIC TR | US MID-CAP ETF | 808524508 | 1,318 | 31,491 | SH | SOLE | 31,491 | 0 | 0 | ||
SCHWAB STRATEGIC TR | US SML CAP ETF | 808524607 | 1,667 | 32,170 | SH | SOLE | 32,170 | 0 | 0 | ||
SCHWAB STRATEGIC TR | US DIVIDEND EQ | 808524797 | 1,430 | 32,062 | SH | SOLE | 32,062 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 | 276 | 3,116 | SH | SOLE | 3,116 | 0 | 0 | ||
SELECT SECTOR SPDR TR | ENERGY | 81369Y506 | 291 | 10,025 | SH | SOLE | 10,025 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI INT-FINL | 81369Y605 | 2,106 | 101,324 | SH | SOLE | 101,324 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI INT-INDS | 81369Y704 | 275 | 4,655 | SH | SOLE | 4,655 | 0 | 0 | ||
SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 | 1,058 | 13,201 | SH | SOLE | 13,201 | 0 | 0 | ||
SPDR SER TR | S&P REGL BKG | 78464A698 | 1,259 | 38,585 | SH | SOLE | 38,585 | 0 | 0 | ||
SPDR SER TR | S&P SEMICNDCTR | 78464A862 | 520 | 6,115 | SH | SOLE | 6,115 | 0 | 0 | ||
SPDR SER TR | S&P BIOTECH | 78464A870 | 234 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
STARBUCKS CORP | COM | 855244109 | 422 | 6,400 | SH | SOLE | 6,400 | 0 | 0 | ||
TABULA RASA HEALTHCARE INC | COM | 873379101 | 277 | 5,350 | SH | SOLE | 5,350 | 0 | 0 | ||
TWITTER INC | COM | 90184L102 | 713 | 29,223 | SH | SOLE | 29,223 | 0 | 0 | ||
U S GLOBAL INVS INC | CL A | 902952100 | 236 | 244,000 | SH | SOLE | 244,000 | 0 | 0 | ||
US BANCORP DEL | COM NEW | 902973304 | 338 | 9,864 | SH | SOLE | 9,864 | 0 | 0 | ||
VANECK VECTORS ETF TR | SEMICONDUCTOR ET | 92189F676 | 498 | 4,230 | SH | SOLE | 4,230 | 0 | 0 | ||
VANGUARD WHITEHALL FDS | HIGH DIV YLD | 921946406 | 354 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
VANGUARD WORLD FDS | INDUSTRIAL ETF | 92204A603 | 544 | 4,917 | SH | SOLE | 4,917 | 0 | 0 | ||
VERTEX ENERGY INC | COM | 92534K107 | 8 | 12,500 | SH | SOLE | 12,500 | 0 | 0 | ||
VILLAGE SUPER MKT INC | CL A NEW | 927107409 | 4,551 | 185,121 | SH | SOLE | 185,121 | 0 | 0 | ||
VISA INC | COM CL A | 92826C839 | 1,863 | 11,628 | SH | SOLE | 11,628 | 0 | 0 | ||
VOYA GLBL EQTY DIV & PREM OP | COM | 92912T100 | 133 | 29,500 | SH | SOLE | 29,500 | 0 | 0 | ||
ZEDGE INC | CL B | 98923T104 | 10 | 11,500 | SH | SOLE | 11,500 | 0 | 0 | ||
ZOSANO PHARMA CORP | COM NEW | 98979H202 | 6 | 10,132 | SH | SOLE | 10,132 | 0 | 0 |