8-K 1 lbc8k_annualmeeting20200428.htm 8-K Document


 
 
 
 
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
 
 
 
 
FORM 8-K
 
 
 
 
 

CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): April 28, 2020
 
 
 
 
 
Luther Burbank Corporation
(Exact name of registrant as specified in its charter)
 
 
 
 
 
California
(State or other jurisdiction of incorporation or organization)
001-38317 (Commission file number)
68-0270948
(I.R.S. employer identification number)
 
 
 
520 Third St, Fourth Floor, Santa Rosa, California
 (Address of principal executive offices)
 
95401
 (Zip code)
 
 Registrant's telephone number, including area code: (844) 446-8201
Securities Registered Under Section 12(b) of the Act
Title of Each Class
 
Trading Symbol
 
Name of Each Exchange on Which Registered
Common stock, no par value
 
LBC
 
The Nasdaq Stock Market LLC

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

o    Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o    Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o    Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o    Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2). Emerging growth company x

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. o






Item 5.07. Submission of Matters to a Vote of Security Holders


(A)
The 2020 Annual Shareholders Meeting (the “Annual Meeting”) of Luther Burbank Corporation (the “Company”) was held on April 28, 2020. On March 2, 2020, the record date for the Annual Meeting, 56,157,216 shares of the Company’s stock were outstanding and entitled to vote, of which 54,691,702 were present for purposes of establishing a quorum.
(B)
Stockholders voted the following individuals to the Company’s Board of Directors for terms expiring at the 2021 annual meeting of shareholders: Mr. Victor S. Trione, Ms. Simone Lagomarsino, Mr. John C. Erickson, Mr. Jack Krouskup, Ms. Anita Gentle Newcomb, Mr. Bradley M. Shuster, and Mr. Thomas C. Wajnert.

Set forth below are the number of votes cast for, votes withheld, and broker non-votes with respect to such matters.
Election of Directors
Votes For
Votes Withheld
Broker Non-Votes
Mr. Victor S. Trione
52,070,697
493,653
2,127,352
Ms. Simone Lagomarsino
51,880,947
683,403
2,127,352
Mr. John C. Erickson
51,958,044
606,306
2,127,352
Mr. Jack Krouskup
51,939,282
625,068
2,127,352
Ms. Anita Gentle Newcomb
51,962,191
602,159
2,127,352
Mr. Bradley M. Shuster
51,488,171
1,076,179
2,127,352
Mr. Thomas C. Wajnert
51,740,864
823,486
2,127,352

(C)
A proposal regarding the ratification of the appointment of Crowe LLP as the Company's independent registered public accounting firm for the year ending December 31, 2020 was approved by the following vote:
Votes For
Votes Against
Shares Abstained
54,394,774
103,311
193,617



SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.


 
 
LUTHER BURBANK CORPORATION
 
 
 
DATED: April 28, 2020
 
By: /s/ Liana Prieto
 
 
Liana Prieto
 
 
Executive Vice President, General Counsel and Corporate Secretary