The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
ALPS ETF TR ALERIAN MLP 00162Q866 39 11,430 SH   SOLE   0 0 11,430
AT&T INC COM 00206R102 720 24,695 SH   SOLE   0 0 24,694
ARK ETF TR INNOVATION ETF 00214Q104 3,801 86,394 SH   SOLE   0 0 86,394
AGNICO EAGLE MINES LTD COM 008474108 254 6,392 SH   SOLE   0 0 6,392
AGEX THERAPEUTICS INC COM 00848H108 11 12,000 SH   SOLE   0 0 12,000
ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 611 3,140 SH   SOLE   0 0 3,140
ALPHABET INC CAP STK CL C 02079K107 450 387 SH   SOLE   0 0 387
ALPHABET INC CAP STK CL A 02079K305 325 280 SH   SOLE   0 0 280
AMAZON COM INC COM 023135106 1,053 540 SH   SOLE   0 0 540
AMGEN INC COM 031162100 839 4,137 SH   SOLE   0 0 4,137
ANTHEM INC COM 036752103 297 1,308 SH   SOLE   0 0 1,308
APPLE INC COM 037833100 1,244 4,894 SH   SOLE   0 0 4,894
BK OF AMERICA CORP COM 060505104 2,305 108,580 SH   SOLE   0 0 108,580
CALLON PETE CO DEL COM 13123X102 7 12,500 SH   SOLE   0 0 12,500
CHEVRON CORP NEW COM 166764100 384 5,294 SH   SOLE   0 0 5,294
CISCO SYS INC COM 17275R102 234 5,949 SH   SOLE   0 0 5,949
DIREXION SHS ETF TR DAILY JR GLD MIN 25460E166 52 13,000 SH   SOLE   0 0 13,000
DUKE ENERGY CORP NEW COM NEW 26441C204 206 2,545 SH   SOLE   0 0 2,545
DURECT CORP COM 266605104 2,962 1,910,650 SH   SOLE   0 0 1,910,650
EVERSOURCE ENERGY COM 30040W108 438 5,602 SH   SOLE   0 0 5,602
EXXON MOBIL CORP COM 30231G102 478 12,578 SH   SOLE   0 0 12,578
FACEBOOK INC CL A 30303M102 323 1,935 SH   SOLE   0 0 1,935
FIRST TR EXCHANGE-TRADED FD NO AMER ENERGY 33738D101 183 10,289 SH   SOLE   0 0 10,289
FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 411 6,953 SH   SOLE   0 0 6,953
FISERV INC COM 337738108 279 2,939 SH   SOLE   0 0 2,939
GENERAL ELECTRIC CO COM 369604103 84 10,590 SH   SOLE   0 0 10,590
HONEYWELL INTL INC COM 438516106 252 1,885 SH   SOLE   0 0 1,885
INVESCO QQQ TR UNIT SER 1 46090E103 379 1,986 SH   SOLE   0 0 1,986
INVESCO EXCHANGE TRADED FD T DYNMC LRG GWTH 46137V746 416 9,500 SH   SOLE   0 0 9,500
INVESCO EXCHANGE-TRADED FD T TAXABLE MUN BD 46138G805 420 13,592 SH   SOLE   0 0 13,591
ISHARES TR CORE S&P500 ETF 464287200 11,903 46,065 SH   SOLE   0 0 46,064
ISHARES TR CORE US AGGBD ET 464287226 12,027 104,251 SH   SOLE   0 0 104,251
ISHARES TR MSCI EMG MKT ETF 464287234 820 24,013 SH   SOLE   0 0 24,012
ISHARES TR IBOXX INV CP ETF 464287242 262 2,122 SH   SOLE   0 0 2,122
ISHARES TR RUS 1000 VAL ETF 464287598 595 5,995 SH   SOLE   0 0 5,994
ISHARES TR RUS 1000 GRW ETF 464287614 1,652 10,966 SH   SOLE   0 0 10,965
ISHARES TR RUSSELL 2000 ETF 464287655 614 5,363 SH   SOLE   0 0 5,363
ISHARES TR S&P MC 400VL ETF 464287705 692 6,304 SH   SOLE   0 0 6,304
ISHARES TR US INDUSTRIALS 464287754 219 1,763 SH   SOLE   0 0 1,763
ISHARES TR MSCI ACWI ETF 464288257 6,259 100,024 SH   SOLE   0 0 100,024
ISHARES TR IBOXX HI YD ETF 464288513 2,993 38,836 SH   SOLE   0 0 38,835
ISHARES SILVER TRUST ISHARES 46428Q109 736 56,401 SH   SOLE   0 0 56,401
ISHARES TR FLTG RATE NT ETF 46429B655 2,360 48,334 SH   SOLE   0 0 48,333
ISHARES TR CORE MSCI EAFE 46432F842 2,096 42,020 SH   SOLE   0 0 42,019
ISHARES INC CORE MSCI EMKT 46434G103 1,150 28,419 SH   SOLE   0 0 28,418
ISHARES INC MLT FCTR EMG MKT 46434G889 807 23,493 SH   SOLE   0 0 23,493
ISHARES TR MULTIFACTOR INTL 46434V274 1,492 73,621 SH   SOLE   0 0 73,620
ISHARES TR MULTIFACTOR USA 46434V282 8,605 325,334 SH   SOLE   0 0 325,334
ISHARES TR MULTIFACTOR USA 46434V290 2,133 71,613 SH   SOLE   0 0 71,613
JD COM INC SPON ADR CL A 47215P106 1,300 32,095 SH   SOLE   0 0 32,095
JOHNSON & JOHNSON COM 478160104 225 1,718 SH   SOLE   0 0 1,718
LINEAGE CELL THERAPEUTICS IN COM 53566P109 37 45,000 SH   SOLE   0 0 45,000
MANNKIND CORP COM NEW 56400P706 97 94,200 SH   SOLE   0 0 94,200
MICROSOFT CORP COM 594918104 1,552 9,840 SH   SOLE   0 0 9,840
NETFLIX INC COM 64110L106 417 1,111 SH   SOLE   0 0 1,111
NEWMONT CORP COM 651639106 274 6,048 SH   SOLE   0 0 6,048
NOVAVAX INC COM NEW 670002401 815 60,000 SH   SOLE   0 0 60,000
NUVEEN AMT FREE QLTY MUN INC COM 670657105 235 17,255 SH   SOLE   0 0 17,255
PAN AMERN SILVER CORP COM 697900108 1,018 71,044 SH   SOLE   0 0 71,044
PAYPAL HLDGS INC COM 70450Y103 376 3,932 SH   SOLE   0 0 3,932
PROSHARES TR ULTRA FNCLS NEW 74347X633 202 8,484 SH   SOLE   0 0 8,484
SPDR S&P 500 ETF TR TR UNIT 78462F103 557 2,150 SH   SOLE   0 0 2,150
SPDR GOLD TRUST GOLD SHS 78463V107 3,204 21,642 SH   SOLE   0 0 21,642
TELLURIAN INC NEW COM 87968A104 45 50,000 SH   SOLE   0 0 50,000
VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 250 10,846 SH   SOLE   0 0 10,846
VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 602 18,044 SH   SOLE   0 0 18,043
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 390 11,621 SH   SOLE   0 0 11,620
VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 439 5,041 SH   SOLE   0 0 5,041
VANGUARD INDEX FDS REAL ESTATE ETF 922908553 2,675 38,299 SH   SOLE   0 0 38,299
VERIZON COMMUNICATIONS INC COM 92343V104 500 9,304 SH   SOLE   0 0 9,304
WHEATON PRECIOUS METALS CORP COM 962879102 328 11,889 SH   SOLE   0 0 11,888
MALLINCKRODT PUB LTD CO SHS G5785G107 64 32,500 SH   SOLE   0 0 32,500