SEC FORM 3

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Jones Tammi A

(Last)

(First)

(Middle)

201 ISABELLA STREET

SUITE 500

(Street)

PITTSBURGH

15212

(City)

(State)

(Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
04/01/2020

3. Issuer Name and Ticker or Trading Symbol
Alcoa Corp [ AA ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	EVP & CHRO

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock, par value $0.01 per share	24,853	D
Common Stock, par value $0.01 per share	60⁽¹⁾	I	By Company 401(k) Plan
Common Stock, par value $0.01 per share	5,250	I	By spouse

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
1. Title of Derivative Security (Instr. 4)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
Employee Stock Option (right to buy)	⁽²⁾	02/02/2027	Common Stock	888	$37.68	D
Employee Stock Option (right to buy)	⁽³⁾	01/24/2028	Common Stock	2,900	$53.3	D
Employee Stock Option (right to buy)	⁽⁴⁾	01/16/2023	Common Stock	1,000	$19.89	I	By spouse
Employee Stock Option (right to buy)	⁽⁵⁾	01/16/2024	Common Stock	1,000	$24.73	I	By spouse
Employee Stock Option (right to buy)	⁽⁶⁾	01/20/2025	Common Stock	1,953	$34.83	I	By spouse
Employee Stock Option (right to buy)	⁽⁷⁾	01/19/2026	Common Stock	2,214	$15.1	I	By spouse
Employee Stock Option (right to buy)	⁽²⁾	02/02/2027	Common Stock	2,482	$37.68	I	By spouse
Employee Stock Option (right to buy)	⁽³⁾	01/24/2028	Common Stock	1,700	$53.3	I	By spouse
Employee Stock Option (right to buy)	⁽⁸⁾	01/24/2029	Common Stock	2,030	$27.96	I	By spouse

Explanation of Responses:

1. Fluctuations in 401(k) share amounts reflect the plan's unit reporting method; units represent interests in the Company's stock fund.

2. The option vested in three equal installments beginning February 2, 2018.

3. The option vests in three equal installments beginning January 24, 2019.

4. The option vested in three equal installments beginning January 16, 2014.

5. The option vested in three equal installments beginning January 16, 2015.

6. The option vested in three equal installments beginning January 20, 2016.

7. The option vested in three equal installments beginning January 19, 2017.

8. The option vests in three equal installments beginning January 24, 2020.

Remarks:

Exhibit List Exhibit 24 - Power of Attorney - Tammi A. Jones

	/s/ Marissa P. Earnest, attorney-in-fact for Tammi A. Jones	04/09/2020
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.