The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AMAZON COM INC COM | Stock | 023135106 | 2 | 1 | SH | SOLE | 1 | 0 | 0 | ||
INVESCO QQQ TRUST | ETF | 46090E103 | 84 | 459 | SH | SOLE | 459 | 0 | 0 | ||
TECHNOLOGY SELECT SECTOR SPDR FUND | ETF | 81369Y803 | 26 | 341 | SH | SOLE | 341 | 0 | 0 | ||
SPDR PORTFOLIO AGGREGATE BOND ETF | ETF | 78464A649 | 97 | 3,206 | SH | SOLE | 3,206 | 0 | 0 | ||
JOHNSON & JOHNSON COM | Stock | 478160104 | 39 | 300 | SH | SOLE | 300 | 0 | 0 | ||
ALLIANCEBERNSTEIN HLDG L P UNIT LTD PARTN | Stock | 01881G106 | 34 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
WISDOMTREE CBOE S&P 500 PUTWRITE STRATEGY FUND | ETF | 97717X560 | 11 | 503 | SH | SOLE | 503 | 0 | 0 | ||
HCA HEALTHCARE INC COM | Stock | 40412C101 | 13 | 150 | SH | SOLE | 150 | 0 | 0 | ||
UNDER ARMOUR INC CL C | Stock | 904311206 | 0 | 4 | SH | SOLE | 4 | 0 | 0 | ||
COCA COLA CO COM | Stock | 191216100 | 19 | 451 | SH | SOLE | 451 | 0 | 0 | ||
INTEL CORP COM | Stock | 458140100 | 12 | 223 | SH | SOLE | 223 | 0 | 0 | ||
MEDTRONIC PLC SHS | Stock | G5960L103 | 21 | 255 | SH | SOLE | 255 | 0 | 0 | ||
ISHARES EDGE U.S. FIXED INCOME BALANCED RISK ETF | ETF | 46435U796 | 6 | 62 | SH | SOLE | 62 | 0 | 0 | ||
MERCK & CO. INC COM | Stock | 58933Y105 | 21 | 283 | SH | SOLE | 283 | 0 | 0 | ||
BROOKFIELD REAL ASSETS INCOME SHS BEN INT | CEF | 112830104 | 7 | 525 | SH | SOLE | 525 | 0 | 0 | ||
VERIZON COMMUNICATIONS INC COM | Stock | 92343V104 | 40 | 755 | SH | SOLE | 755 | 0 | 0 | ||
CHUBB LIMITED COM | Stock | H1467J104 | 27 | 257 | SH | SOLE | 257 | 0 | 0 | ||
FEDEX CORP COM | Stock | 31428X106 | 23 | 207 | SH | SOLE | 207 | 0 | 0 | ||
SNAP INC CL A | Stock | 83304A106 | 1 | 100 | SH | SOLE | 100 | 0 | 0 | ||
PENNEY J C CORP INC COM | Stock | 708160106 | 0 | 10 | SH | SOLE | 10 | 0 | 0 | ||
HONEYWELL INTL INC COM | Stock | 438516106 | 27 | 210 | SH | SOLE | 210 | 0 | 0 | ||
US BANCORP DEL COM NEW | Stock | 902973304 | 27 | 849 | SH | SOLE | 849 | 0 | 0 | ||
HOME DEPOT INC COM | Stock | 437076102 | 263 | 1,470 | SH | SOLE | 1,470 | 0 | 0 | ||
STARWOOD PPTY TR INC COM | REIT | 85571B105 | 15 | 1,500 | SH | SOLE | 1,500 | 0 | 0 | ||
HEALTH CARE SELECT SECTOR SPDR FUND | ETF | 81369Y209 | 21 | 248 | SH | SOLE | 248 | 0 | 0 | ||
ISHARES RUSSELL 1000 GROWTH ETF | ETF | 464287614 | 3,177 | 22,037 | SH | SOLE | 22,037 | 0 | 0 | ||
JPMORGAN ULTRA-SHORT INCOME ETF | ETF | 46641Q837 | 1,938 | 39,047 | SH | SOLE | 39,047 | 0 | 0 | ||
SPDR PORTFOLIO SHORT TERM CORPORATE BOND ETF | ETF | 78464A474 | 36,284 | 1,203,036 | SH | SOLE | 1,203,036 | 0 | 0 | ||
PIMCO ENHANCED SHORT MATURITY ACTIVE EXCHANGE-TRADED FUND | ETF | 72201R833 | 2,629 | 26,554 | SH | SOLE | 26,554 | 0 | 0 | ||
AVID BIOSERVICES INC COM | Stock | 05368M106 | 0 | 1 | SH | SOLE | 1 | 0 | 0 | ||
VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND | ETF | 92206C409 | 72 | 913 | SH | SOLE | 913 | 0 | 0 | ||
VANGUARD INTERMEDIATE-TERM CORPORATE BOND ETF | ETF | 92206C870 | 74 | 856 | SH | SOLE | 856 | 0 | 0 | ||
ALPHABET INC CAP STK CL A | Stock | 02079K305 | 37 | 34 | SH | SOLE | 34 | 0 | 0 | ||
PROGRESSIVE CORP OHIO COM | Stock | 743315103 | 21 | 284 | SH | SOLE | 284 | 0 | 0 | ||
COMMUNICATION SERVICES SELECT SECTOR SPDRA FUND | ETF | 81369Y852 | 9 | 201 | SH | SOLE | 201 | 0 | 0 | ||
BAUSCH HEALTH COS INC COM | Stock | 071734107 | 10 | 700 | SH | SOLE | 700 | 0 | 0 | ||
VANGUARD INTERMEDIATE-TERM GOVERNMENT BOND ETF | ETF | 92206C706 | 52 | 736 | SH | SOLE | 736 | 0 | 0 | ||
MESA AIR GROUP INC COM NEW | Stock | 590479135 | 36 | 12,000 | SH | SOLE | 12,000 | 0 | 0 | ||
NIKE INC CL B | Stock | 654106103 | 0 | 4 | SH | SOLE | 4 | 0 | 0 | ||
WALGREENS BOOTS ALLIANCE INC COM | Stock | 931427108 | 0 | 3 | SH | SOLE | 3 | 0 | 0 | ||
STANLEY BLACK & DECKER INC COM | Stock | 854502101 | 18 | 190 | SH | SOLE | 190 | 0 | 0 | ||
VANGUARD S&P 500 ETF | ETF | 922908363 | 2,066 | 9,135 | SH | SOLE | 9,135 | 0 | 0 | ||
VANGUARD COMMUNICATION SERVICES ETF | ETF | 92204A884 | 5 | 69 | SH | SOLE | 69 | 0 | 0 | ||
INVESCO ULTRA SHORT DURATION ETF | ETF | 46090A887 | 1,019 | 20,653 | SH | SOLE | 20,653 | 0 | 0 | ||
BOOKING HLDGS INC COM | Stock | 09857L108 | 20 | 16 | SH | SOLE | 16 | 0 | 0 | ||
OVERLAY SHARES CORE BOND ETF | ETF | 53656F862 | 79,260 | 3,158,696 | SH | SOLE | 3,158,695 | 0 | 0 | ||
OVERLAY SHARES FOREIGN EQUITY ETF | ETF | 53656F870 | 21,227 | 1,062,370 | SH | SOLE | 1,062,370 | 0 | 0 | ||
OVERLAY SHARES LARGE CAP EQUITY ETF | ETF | 53656F805 | 37,891 | 1,844,783 | SH | SOLE | 1,844,782 | 0 | 0 | ||
OVERLAY SHARES MUNICIPAL BOND ETF | ETF | 53656F854 | 20,711 | 870,506 | SH | SOLE | 870,506 | 0 | 0 | ||
OVERLAY SHARES SMALL CAP EQUITY ETF | ETF | 53656F888 | 9,276 | 558,047 | SH | SOLE | 558,047 | 0 | 0 | ||
AFLAC INC COM | Stock | 001055102 | 38 | 1,200 | SH | SOLE | 1,200 | 0 | 0 | ||
ISHARES FLOATING RATE BOND ETF | ETF | 46429B655 | 2,525 | 51,801 | SH | SOLE | 51,801 | 0 | 0 | ||
FIRST TRUST DOW JONES STOXX EUROPEAN SELECT DIVIDEND INDEX FUND | ETF | 33735T109 | 8 | 911 | SH | SOLE | 911 | 0 | 0 | ||
ISHARES EDGE MSCI MIN VOL EMERGING MARKETS ETF | ETF | 464286533 | 5,336 | 118,181 | SH | SOLE | 118,181 | 0 | 0 | ||
ISHARES EDGE MSCI MIN VOL EAFE ETF | ETF | 46429B689 | 30,780 | 515,227 | SH | SOLE | 515,227 | 0 | 0 | ||
ISHARES EDGE MSCI MIN VOL USA ETF | ETF | 46429B697 | 55,951 | 1,077,229 | SH | SOLE | 1,077,229 | 0 | 0 | ||
PHILLIPS 66 COM | Stock | 718546104 | 23 | 470 | SH | SOLE | 470 | 0 | 0 | ||
ABERDEEN EMRG MRKTS EQT INM FD COM | CEF | 00301W105 | 4 | 749 | SH | SOLE | 749 | 0 | 0 | ||
NUVEEN REAL ESTATE INCOME FD COM | CEF | 67071B108 | 15 | 2,431 | SH | SOLE | 2,431 | 0 | 0 | ||
FACEBOOK INC CL A | Stock | 30303M102 | 19 | 121 | SH | SOLE | 121 | 0 | 0 | ||
MONDELEZ INTL INC CL A | Stock | 609207105 | 14 | 280 | SH | SOLE | 280 | 0 | 0 | ||
BROADCOM INC COM | Stock | 11135F101 | 25 | 113 | SH | SOLE | 113 | 0 | 0 | ||
MAGNA INTL INC COM | Stock | 559222401 | 18 | 611 | SH | SOLE | 611 | 0 | 0 | ||
ISHARES CORE MSCI EAFE ETF | ETF | 46432F842 | 611 | 12,832 | SH | SOLE | 12,832 | 0 | 0 | ||
WISDOMTREE INTERNATIONAL SMALLCAP DIVIDEND FUND | ETF | 97717W760 | 63 | 1,365 | SH | SOLE | 1,365 | 0 | 0 | ||
ISHARES CORE MSCI EMERGING MARKETS ETF | ETF | 46434G103 | 209 | 5,383 | SH | SOLE | 5,383 | 0 | 0 | ||
VANGUARD TOTAL BOND MARKET INDEX FUND | ETF | 921937835 | 127 | 1,487 | SH | SOLE | 1,487 | 0 | 0 | ||
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS | ADR | 874039100 | 30 | 638 | SH | SOLE | 638 | 0 | 0 | ||
INVESCO S&P SMALLCAP LOW VOLATILITY ETF | ETF | 46138G102 | 12,073 | 392,739 | SH | SOLE | 392,739 | 0 | 0 | ||
FIRST TRUST TACTICAL HIGH YIELD ETF | ETF | 33738D408 | 24,606 | 583,784 | SH | SOLE | 583,783 | 0 | 0 | ||
ADVISORSHARES NEWFLEETMULTI-SECTOR INCOME ETF | ETF | 00768Y727 | 9 | 195 | SH | SOLE | 195 | 0 | 0 | ||
SYNOVUS FINL CORP COM NEW | Stock | 87161C501 | 2 | 100 | SH | SOLE | 100 | 0 | 0 | ||
GENERAL DYNAMICS CORP COM | Stock | 369550108 | 21 | 164 | SH | SOLE | 164 | 0 | 0 | ||
FLEXSHARES QUALITY DIVIDEND INDEX FUND | ETF | 33939L860 | 41 | 1,183 | SH | SOLE | 1,183 | 0 | 0 | ||
CISCO SYS INC COM | Stock | 17275R102 | 41 | 1,076 | SH | SOLE | 1,076 | 0 | 0 | ||
CAPITAL ONE FINL CORP COM | Stock | 14040H105 | 12 | 276 | SH | SOLE | 276 | 0 | 0 | ||
WISDOMTREE U.S. LARGECAP DIVIDEND FUND | ETF | 97717W307 | 10 | 123 | SH | SOLE | 123 | 0 | 0 | ||
AT&T INC COM | Stock | 00206R102 | 14 | 494 | SH | SOLE | 494 | 0 | 0 | ||
PTC THERAPEUTICS INC COM | Stock | 69366J200 | 16 | 350 | SH | SOLE | 350 | 0 | 0 | ||
NOKIA CORP SPONSORED ADR | ADR | 654902204 | 2 | 560 | SH | SOLE | 560 | 0 | 0 | ||
CONSUMER DISCRETIONARY SELECT SECTOR SPDR FUND | ETF | 81369Y407 | 16 | 174 | SH | SOLE | 174 | 0 | 0 | ||
INDUSTRIAL SELECT SECTOR SPDR FUND | ETF | 81369Y704 | 5 | 84 | SH | SOLE | 84 | 0 | 0 | ||
ISHARES U.S. FINANCIAL SERVICES ETF | ETF | 464287770 | 24 | 245 | SH | SOLE | 245 | 0 | 0 | ||
ISHARES SHORT MATURITY BOND ETF | ETF | 46431W507 | 1,008 | 20,769 | SH | SOLE | 20,769 | 0 | 0 | ||
WISDOMTREE INTERNATIONAL LARGECAP DIVIDEND FUND | ETF | 97717W794 | 37 | 1,046 | SH | SOLE | 1,046 | 0 | 0 | ||
ISHARES CORE S&P 500 ETF | ETF | 464287200 | 1,118 | 4,529 | SH | SOLE | 4,529 | 0 | 0 | ||
ISHARES MBS ETF | ETF | 464288588 | 40 | 361 | SH | SOLE | 361 | 0 | 0 | ||
ISHARES 10-20 YEAR TREASURY BOND ETF | ETF | 464288653 | 31 | 184 | SH | SOLE | 184 | 0 | 0 | ||
PROSPECT CAPITAL CORPORATION COM | CEF | 74348T102 | 20 | 5,100 | SH | SOLE | 5,100 | 0 | 0 | ||
JPMORGAN CHASE & CO COM | Stock | 46625H100 | 27 | 315 | SH | SOLE | 315 | 0 | 0 | ||
ISHARES INTERMEDIATE CREDIT BOND ETF | ETF | 464288638 | 26,872 | 494,236 | SH | SOLE | 494,236 | 0 | 0 | ||
CHEVRON CORP NEW COM | Stock | 166764100 | 27 | 396 | SH | SOLE | 396 | 0 | 0 | ||
ISHARES NATIONAL MUNI BOND ETF | ETF | 464288414 | 593 | 5,385 | SH | SOLE | 5,385 | 0 | 0 | ||
CONOCOPHILLIPS COM | Stock | 20825C104 | 20 | 679 | SH | SOLE | 679 | 0 | 0 | ||
ICAHN ENTERPRISES LP DEPOSITARY UNIT | Stock | 451100101 | 9 | 200 | SH | SOLE | 200 | 0 | 0 | ||
TJX COS INC NEW COM | Stock | 872540109 | 20 | 438 | SH | SOLE | 438 | 0 | 0 | ||
ISHARES MORTGAGE REAL ESTATE ETF | ETF | 46435G342 | 70 | 4,295 | SH | SOLE | 4,295 | 0 | 0 | ||
HANCOCK JOHN TAX-ADVANTAGED DI COM | CEF | 41013V100 | 8 | 500 | SH | SOLE | 500 | 0 | 0 | ||
SPDR PORTFOLIO S&P 1500 COMPOSITE STOCK MARKET ETF | ETF | 78464A805 | 955 | 31,841 | SH | SOLE | 31,841 | 0 | 0 | ||
WALMART INC COM | Stock | 931142103 | 0 | 4 | SH | SOLE | 4 | 0 | 0 | ||
ISHARES 3-7 YEAR TREASURY BOND ETF | ETF | 464288661 | 2,330 | 17,485 | SH | SOLE | 17,485 | 0 | 0 | ||
PFIZER INC COM | Stock | 717081103 | 25 | 772 | SH | SOLE | 772 | 0 | 0 | ||
AMERICAN EXPRESS CO COM | Stock | 025816109 | 25 | 324 | SH | SOLE | 324 | 0 | 0 | ||
APPLIED MATLS INC COM | Stock | 038222105 | 9 | 215 | SH | SOLE | 215 | 0 | 0 | ||
TYSON FOODS INC CL A | Stock | 902494103 | 13 | 229 | SH | SOLE | 229 | 0 | 0 | ||
VAN ECK MERK GOLD TRUST | ETF | 921078101 | 6 | 386 | SH | SOLE | 386 | 0 | 0 | ||
ISHARES CORE S&P U.S. VALUE ETF | ETF | 464287663 | 949 | 21,552 | SH | SOLE | 21,552 | 0 | 0 | ||
ISHARES CORE U.S. AGGREGATE BOND ETF | ETF | 464287226 | 65,373 | 569,797 | SH | SOLE | 569,797 | 0 | 0 | ||
ISHARES 20 YEAR TREASURY BOND ETF | ETF | 464287432 | 19 | 113 | SH | SOLE | 113 | 0 | 0 | ||
ISHARES CORE DIVIDEND GROWTH ETF | ETF | 46434V621 | 16 | 528 | SH | SOLE | 528 | 0 | 0 | ||
ISHARES LIQUIDITY INCOME ETF | ETF | 46434V878 | 2,052 | 41,136 | SH | SOLE | 41,136 | 0 | 0 | ||
CITIGROUP INC COM NEW | Stock | 172967424 | 25 | 652 | SH | SOLE | 652 | 0 | 0 | ||
FLEXSHARES DISCIPLINED DURATION MBS INDEX FUND | ETF | 33939L779 | 512 | 21,582 | SH | SOLE | 21,582 | 0 | 0 | ||
LINCOLN NATL CORP IND COM | Stock | 534187109 | 14 | 591 | SH | SOLE | 591 | 0 | 0 | ||
FIRST TRUST LOW DURATION MORTGAGE OPPORTUNITIES ETF | ETF | 33739Q200 | 9 | 174 | SH | SOLE | 174 | 0 | 0 | ||
CBRE GROUP INC CL A | Stock | 12504L109 | 21 | 581 | SH | SOLE | 581 | 0 | 0 | ||
APPLE INC COM | Stock | 037833100 | 73 | 305 | SH | SOLE | 305 | 0 | 0 | ||
GOLDMAN SACHS ACTIVEBETA U.S. LARGE CAP EQUITY ETF | ETF | 381430503 | 85 | 1,703 | SH | SOLE | 1,703 | 0 | 0 | ||
DISNEY WALT CO COM DISNEY | Stock | 254687106 | 36 | 382 | SH | SOLE | 382 | 0 | 0 | ||
SPDR BLOOMBERG BARCLAYS 1-3 MONTH T-BILL ETF | ETF | 78468R663 | 111 | 1,213 | SH | SOLE | 1,213 | 0 | 0 |