The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ACAMAR PARTNERS ACQSITION CO | UNIT 12/30/2025 | 004285201 | 5,089 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
| ACCEL ENTMT INC | *W EXP 11/20/202 | 00436Q114 | 442 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
| ACT II GLOBAL ACQUISITION CO | UNIT 04/30/2026 | G0080J112 | 2,336 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
| ADAPTHEALTH CORP | COM CL A | 00653Q102 | 1,098 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
| AEROJET ROCKETDYNE HLDGS INC | NOTE 2.250%12/1 | 007800AB1 | 13,618 | 7,500,000 | PRN | SOLE | 7,500,000 | 0 | 0 | ||
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 134,666 | 634,920 | SH | SOLE | 634,920 | 0 | 0 | ||
| ALLEGHENY TECHNOLOGIES INC | NOTE 4.750% 7/0 | 01741RAG7 | 28,593 | 18,000,000 | PRN | SOLE | 18,000,000 | 0 | 0 | ||
| ALLERGAN PLC | SHS | G0177J108 | 13,286 | 69,500 | SH | SOLE | 69,500 | 0 | 0 | ||
| ALPHABET INC | CAP STK CL A | 02079K305 | 9,777 | 7,300 | SH | SOLE | 7,300 | 0 | 0 | ||
| ALUSSA ENERGY ACQUISITION CO | UNIT 10/31/2026 | G0232J127 | 4,032 | 400,000 | SH | SOLE | 400,000 | 0 | 0 | ||
| AMAZON COM INC | COM | 023135106 | 9,793 | 5,300 | SH | SOLE | 5,300 | 0 | 0 | ||
| AMCI ACQUISITION CORP | UNIT 01/07/2019 | 00165R200 | 1,563 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
| B RILEY PRINCIPAL MERGER COR | UNIT 99/99/9999 | 05586Y205 | 1,575 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
| BAOZUN INC | SPONSORED ADR | 06684L103 | 2,633 | 79,500 | SH | SOLE | 79,500 | 0 | 0 | ||
| BEIGENE LTD | SPONSORED ADR | 07725L102 | 828 | 5,000 | SH | Put | SOLE | 0 | 0 | 0 | |
| BILIBILI INC | SPONS ADS REP Z | 090040106 | 27,298 | 1,466,100 | SH | SOLE | 1,466,100 | 0 | 0 | ||
| BITAUTO HLDGS LTD | SPONSORED ADS | 091727107 | 6,551 | 441,459 | SH | SOLE | 441,459 | 0 | 0 | ||
| CENTENE CORP DEL | COM | 15135B101 | 8,801 | 140,000 | SH | Call | SOLE | 0 | 0 | 0 | |
| CHEGG INC | COM | 163092109 | 261 | 6,900 | SH | SOLE | 6,900 | 0 | 0 | ||
| CHINA BIOLOGIC PRODS HLDGS I | COM | G21515104 | 7,799 | 67,019 | SH | SOLE | 67,019 | 0 | 0 | ||
| CHP MERGER CORP | UNIT 11/22/2024 | 12558Y205 | 3,559 | 350,000 | SH | SOLE | 350,000 | 0 | 0 | ||
| CIIG MERGER CORP | UNIT 12/31/2026 | 12559C202 | 2,030 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
| CLARIVATE ANALYTICS PLC | *W EXP 05/13/202 | G21810117 | 5,070 | 811,250 | SH | SOLE | 811,250 | 0 | 0 | ||
| CONCRETE PUMPING HLDGS INC | COM | 206704108 | 230 | 42,100 | SH | SOLE | 42,100 | 0 | 0 | ||
| CREE INC | NOTE 0.875% 9/0 | 225447AB7 | 4,247 | 4,000,000 | PRN | SOLE | 4,000,000 | 0 | 0 | ||
| CYPRESS SEMICONDUCTOR CORP | NOTE 4.500% 1/1 | 232806AM1 | 31,307 | 18,000,000 | PRN | SOLE | 18,000,000 | 0 | 0 | ||
| DIAMOND EAGLE ACQUISITION CO | *W EXP 06/30/202 | 25258L117 | 239 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
| DIAMOND EAGLE ACQUISITION CO | COM CL A | 25258L109 | 3,210 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
| DIAMONDPEAK HLDGS COR | UNIT 99/99/9999 | 25280H209 | 4,160 | 400,000 | SH | SOLE | 400,000 | 0 | 0 | ||
| ETSY INC | NOTE 3/0 | 29786AAC0 | 7,062 | 5,000,000 | PRN | SOLE | 5,000,000 | 0 | 0 | ||
| EXPERIENCE INVESTMENT CORP | UNIT 09/01/2026 | 30217C208 | 4,054 | 400,000 | SH | SOLE | 400,000 | 0 | 0 | ||
| FACEBOOK INC | CL A | 30303M102 | 9,852 | 48,000 | SH | SOLE | 48,000 | 0 | 0 | ||
| FINSERV ACQUISITION CORP | UNIT 12/31/2026 | 318085206 | 2,548 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
| FINTECH ACQUISITION CORP III | UNIT 12/01/2023 | 31811A309 | 1,684 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
| FITBIT INC | CL A | 33812L102 | 1,084 | 165,000 | SH | SOLE | 165,000 | 0 | 0 | ||
| GALILEO ACQUISITION CORP | UNIT 99/99/9999 | G3770A128 | 1,793 | 175,000 | SH | SOLE | 175,000 | 0 | 0 | ||
| GDS HLDGS LTD | SPONSORED ADS | 36165L108 | 9,523 | 184,631 | SH | SOLE | 184,631 | 0 | 0 | ||
| GIGCAPITAL2 INC | UNIT 02/28/2026 | 375036209 | 1,045 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
| GORES HOLDINGS III INC | UNIT 09/07/2024 | 38286G208 | 2,250 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
| GORES METROPOULOS INC | UNIT 99/99/9999 | 382872208 | 4,248 | 400,000 | SH | SOLE | 400,000 | 0 | 0 | ||
| GRIDSUM HLDG INC | SPONSORED ADR | 398132100 | 472 | 387,132 | SH | SOLE | 387,132 | 0 | 0 | ||
| GS ACQUISITION HLDGS CORP | *W EXP 06/12/202 | 36255F110 | 230 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
| GS ACQUISITION HLDGS CORP | COM CL A | 36255F102 | 2,187 | 198,319 | SH | SOLE | 198,319 | 0 | 0 | ||
| GSX TECHEDU INC | SPONSORED ADS | 36257Y109 | 6,345 | 290,299 | SH | SOLE | 290,299 | 0 | 0 | ||
| HAYMAKER ACQUISITION CORP II | UNIT 10/31/2026 | 42087L200 | 1,055 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
| HDFC BANK LTD | SPONSORED ADS | 40415F101 | 16,000 | 252,500 | SH | SOLE | 252,500 | 0 | 0 | ||
| ICICI BK LTD | ADR | 45104G104 | 5,746 | 380,800 | SH | SOLE | 380,800 | 0 | 0 | ||
| IQIYI INC | SPONSORED ADS | 46267X108 | 38,753 | 1,835,800 | SH | SOLE | 1,835,800 | 0 | 0 | ||
| LANDCADIA HLDGS II INC | UNIT 05/09/2026 | 51476X204 | 2,032 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
| LIBERTY MEDIA CORP | DEB 3.500% 1/1 | 530715AN1 | 10,843 | 12,500,000 | PRN | SOLE | 12,500,000 | 0 | 0 | ||
| LIBERTY MEDIA CORP DELAWARE | NOTE 1.000% 1/3 | 531229AF9 | 20,023 | 15,000,000 | PRN | SOLE | 15,000,000 | 0 | 0 | ||
| LUMENTUM HLDGS INC | NOTE 0.250% 3/1 | 55024UAB5 | 7,268 | 5,000,000 | PRN | SOLE | 5,000,000 | 0 | 0 | ||
| MERCADOLIBRE INC | NOTE 2.000% 8/1 | 58733RAD4 | 23,394 | 15,675,000 | PRN | SOLE | 15,675,000 | 0 | 0 | ||
| MESA LABS INC | NOTE 1.375% 8/1 | 59064RAA7 | 10,923 | 10,000,000 | PRN | SOLE | 10,000,000 | 0 | 0 | ||
| MICROCHIP TECHNOLOGY INC | NOTE 1.625% 2/1 | 595017AD6 | 21,545 | 10,000,000 | PRN | SOLE | 10,000,000 | 0 | 0 | ||
| MONOCLE ACQUISITION CORP | UNIT 99/99/9999 | 609754205 | 816 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
| NEBULA ACQUISITION CORP | *W EXP 03/12/202 | 629076118 | 87 | 66,666 | SH | SOLE | 66,666 | 0 | 0 | ||
| NEBULA ACQUISITION CORP | COM CLASS A | 629076100 | 2,108 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
| NETFIN ACQUISITION CORP | UNIT 08/01/2024 | G6455A123 | 3,130 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
| NEUROCRINE BIOSCIENCES INC | NOTE 2.250% 5/1 | 64125CAD1 | 18,375 | 12,000,000 | PRN | SOLE | 12,000,000 | 0 | 0 | ||
| NEW FRONTIER HEALTH CORP | *W EXP 11/30/202 | G6461G114 | 267 | 175,000 | SH | SOLE | 175,000 | 0 | 0 | ||
| NEW PROVIDENCE ACQUISITIN CO | UNIT 09/01/2024 | 64822P205 | 3,082 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
| NEXTERA ENERGY INC | UNIT 09/01/2022S | 65339F796 | 25,583 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
| NIO INC | SPON ADS | 62914V106 | 38,744 | 9,637,900 | SH | SOLE | 9,637,900 | 0 | 0 | ||
| NOAH HLDGS LTD | SPON ADS CL A | 65487X102 | 6,371 | 180,142 | SH | SOLE | 180,142 | 0 | 0 | ||
| OPKO HEALTH INC | NOTE 4.500% 2/1 | 68375NAD5 | 5,811 | 7,500,000 | PRN | SOLE | 7,500,000 | 0 | 0 | ||
| ORGANOGENESIS HLDGS INC | COM | 68621F102 | 91 | 19,076 | SH | SOLE | 19,076 | 0 | 0 | ||
| OSPREY TECHNLGY AQUISTION CO | UNIT 10/30/2024 | 68839R401 | 1,018 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
| PENSARE ACQUISITION CORP | *W EXP 07/27/202 | 70957E113 | 16 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
| PENSARE ACQUISITION CORP | RIGHT 99/99/9999 | 70957E121 | 29 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
| PIVOTAL INVT CORP II | UNIT 06/01/2025 | 72582K209 | 3,060 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
| PLUG POWER INC | NOTE 5.500% 3/1 | 72919PAB9 | 14,925 | 10,000,000 | PRN | SOLE | 10,000,000 | 0 | 0 | ||
| PROPTECH ACQUISITION CORPORA | UNIT 10/01/2026 | 74349F200 | 2,064 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
| RMG ACQUISITION CORP | UNIT 99/99/9999 | 749641205 | 4,082 | 400,000 | SH | SOLE | 400,000 | 0 | 0 | ||
| RUHNN HLDG LTD | ADS | 781314109 | 736 | 105,110 | SH | SOLE | 105,110 | 0 | 0 | ||
| SC HEALTH CORP | UNIT 99/99/9999 | G78516302 | 745 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
| SCHULTZE SPL PURP ACQUSTN CO | UNIT 12/31/2023 | 80821R208 | 1,072 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
| SOFTWARE ACQUISITION GROUP I | UNIT 10/01/2026 | 83406B200 | 1,268 | 125,000 | SH | SOLE | 125,000 | 0 | 0 | ||
| SOUTH MTN MERGER CORP | UNIT 99/99/9999 | 838884203 | 1,551 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
| SWITCHBACK ENERGY ACQUISITIO | UNIT 99/99/9999 | 87105M201 | 5,533 | 550,000 | SH | SOLE | 550,000 | 0 | 0 | ||
| TARGET HOSPITALITY CORP | *W EXP 03/15/202 | 87615L115 | 97 | 186,666 | SH | SOLE | 186,666 | 0 | 0 | ||
| TERADYNE INC | NOTE 1.250%12/1 | 880770AG7 | 32,948 | 15,000,000 | PRN | SOLE | 15,000,000 | 0 | 0 | ||
| THUNDER BRDG ACQUISTION II L | UNIT 99/99/9999 | G8857S124 | 1,045 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
| TORTOISE ACQUISITION CORP | UNIT 03/04/2024 | 89154L209 | 3,543 | 350,000 | SH | SOLE | 350,000 | 0 | 0 | ||
| TRINE ACQUISITION CORP | UNIT 03/31/2021 | 89628U207 | 2,512 | 245,000 | SH | SOLE | 245,000 | 0 | 0 | ||
| TTM TECHNOLOGIES INC | NOTE 1.750%12/1 | 87305RAD1 | 19,797 | 12,500,000 | PRN | SOLE | 12,500,000 | 0 | 0 | ||
| TUSCAN HLDGS CORP II | UNIT 04/01/2026 | 90070A202 | 1,513 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
| TUSCAN HOLDINGS CORP | *W EXP 04/01/202 | 90069K112 | 57 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
| TUSCAN HOLDINGS CORP | UNIT 99/99/9999 | 90069K203 | 527 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
| UNION ACQUISITION CORP II | UNIT 99/99/9999 | G9402Q118 | 1,530 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
| VIAVI SOLUTIONS INC | NOTE 1.750% 6/0 | 925550AE5 | 2,507 | 2,000,000 | PRN | SOLE | 2,000,000 | 0 | 0 | ||
| WORKDAY INC | NOTE 0.250%10/0 | 98138HAF8 | 12,774 | 10,000,000 | PRN | SOLE | 10,000,000 | 0 | 0 | ||
| ZAYO GROUP HLDGS INC | COM | 98919V105 | 4,677 | 135,000 | SH | SOLE | 135,000 | 0 | 0 | ||
| ZTO EXPRESS CAYMAN INC | SPONSORED ADS A | 98980A105 | 42,646 | 1,826,400 | SH | SOLE | 1,826,400 | 0 | 0 | ||
| WAYFAIR INC | NOTE 1.125%11/0 | 94419LAD3 | 12,992 | 12,500,000 | PRN | SOLE | 12,500,000 | 0 | 0 | ||