The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ADT INC | COM | 00090Q103 | 19,000 | 51,800 | SH | Put | DFND | 51,800 | 0 | 0 | |
ADT INC | COM | 00090Q103 | 714,000 | 90,000 | SH | DFND | 90,000 | 0 | 0 | ||
AMAG PHA | NOTE3 | 00163UAD8 | 25,688,000 | 31,000,000 | PRN | DFND | 31,000,000 | 0 | 0 | ||
ACAMAR P | COM | 004285102 | 133,000 | 283,000 | SH | Call | DFND | 283,000 | 0 | 0 | |
ACAMAR P | CLA | 004285102 | 20,781,000 | 2,074,000 | SH | DFND | 2,074,000 | 0 | 0 | ||
ACCEL EN | COM | 00436Q106 | 1,448,000 | 502,000 | SH | Call | DFND | 502,000 | 0 | 0 | |
ACTIVISI | COM | 00507V109 | 2,080,000 | 35,000 | SH | DFND | 35,000 | 0 | 0 | ||
AGREE RE | COM | 008492100 | 8,448,000 | 120,400 | SH | DFND | 120,400 | 0 | 0 | ||
ALBEMARL | COM | 012653101 | 8,765,000 | 120,000 | SH | DFND | 120,000 | 0 | 0 | ||
ALEXANDR | COM | 015271109 | 7,449,000 | 46,100 | SH | DFND | 46,100 | 0 | 0 | ||
ALIBABA | SPONS | 01609W102 | 20,432,000 | 96,334 | SH | DFND | 96,334 | 0 | 0 | ||
ALLEGHEN | COM | 01741R102 | 56,000 | 50,000 | SH | Put | DFND | 50,000 | 0 | 0 | |
ALLEGRO | COM | 01749N103 | 4,446,000 | 434,800 | SH | DFND | 434,800 | 0 | 0 | ||
ALLSCRIP | NOTE1 | 01988PAD0 | 27,294,000 | 27,500,000 | PRN | DFND | 27,500,000 | 0 | 0 | ||
AMAZON C | COM | 023135106 | 24,484,000 | 13,250 | SH | DFND | 13,250 | 0 | 0 | ||
AMERICAN | COM | 024013104 | 1,129,000 | 24,600 | SH | DFND | 24,600 | 0 | 0 | ||
AMERICAN | COM | 024835100 | 3,853,000 | 81,924 | SH | DFND | 81,924 | 0 | 0 | ||
AMERICAN | CLA | 02665T306 | 6,723,000 | 256,500 | SH | DFND | 256,500 | 0 | 0 | ||
AMERICAN | COM | 03027X100 | 827,000 | 3,600 | SH | DFND | 3,600 | 0 | 0 | ||
AMERICOL | COM | 03064D108 | 6,652,000 | 189,723 | SH | DFND | 189,723 | 0 | 0 | ||
AMPLITUD | UNIT1 | 03212A204 | 5,544,000 | 550,000 | SH | DFND | 550,000 | 0 | 0 | ||
APEX TEC | COM | 03768F102 | 1,469,000 | 1,250,000 | SH | Call | DFND | 1,250,000 | 0 | 0 | |
APEX TEC | COMCL | 03768F102 | 24,788,000 | 2,500,000 | SH | DFND | 2,500,000 | 0 | 0 | ||
ASSERTIO | COM | 04545L107 | 1,392,000 | 1,113,351 | SH | DFND | 1,113,351 | 0 | 0 | ||
AVALONBA | COM | 053484101 | 4,428,000 | 21,118 | SH | DFND | 21,118 | 0 | 0 | ||
BHP GROU | SPONS | 05545E209 | 34,412,000 | 732,021 | SH | DFND | 732,021 | 0 | 0 | ||
BAIDU IN | SPONA | 056752108 | 6,320,000 | 50,000 | SH | DFND | 50,000 | 0 | 0 | ||
BEASLEY | CLA | 074014101 | 226,000 | 73,105 | SH | DFND | 73,105 | 0 | 0 | ||
BECTON D | COM | 075887109 | 6,799,000 | 25,000 | SH | DFND | 25,000 | 0 | 0 | ||
BENEFITF | NOTE1 | 08180DAB2 | 871,000 | 1,000,000 | PRN | DFND | 1,000,000 | 0 | 0 | ||
BILIBILI | SPONS | 090040106 | 1,898,000 | 101,952 | SH | DFND | 101,952 | 0 | 0 | ||
BILL COM | COM | 090043100 | 1,674,000 | 44,000 | SH | DFND | 44,000 | 0 | 0 | ||
BLOOM EN | COMCL | 093712107 | 747,000 | 100,000 | SH | DFND | 100,000 | 0 | 0 | ||
BOX INC | CLA | 10316T104 | 839,000 | 50,000 | SH | DFND | 50,000 | 0 | 0 | ||
BRISTOL | RIGHT | 110122157 | 12,773,000 | 4,153,884 | SH | DFND | 4,153,884 | 0 | 0 | ||
CDK GLOB | COM | 12508E101 | 4,374,000 | 80,000 | SH | DFND | 80,000 | 0 | 0 | ||
CF FIN A | COM | 12528N107 | 116,000 | 131,250 | SH | Call | DFND | 131,250 | 0 | 0 | |
CF FIN A | COMCL | 12528N107 | 9,999,000 | 975,000 | SH | DFND | 975,000 | 0 | 0 | ||
CHP MERG | UNIT1 | 12558Y205 | 24,916,000 | 2,450,000 | SH | DFND | 2,450,000 | 0 | 0 | ||
CIIG MER | UNIT1 | 12559C202 | 18,270,000 | 1,800,000 | SH | DFND | 1,800,000 | 0 | 0 | ||
CNX RESO | COM | 12653C108 | 5,000 | 51,800 | SH | Put | DFND | 51,800 | 0 | 0 | |
CAESARS | NOTE5 | 127686AA1 | 149,601,000 | 77,848,000 | PRN | DFND | 77,848,000 | 0 | 0 | ||
CALIFORN | COM | 13057Q206 | 13,942,000 | 3,875,500 | SH | Put | DFND | 3,875,500 | 0 | 0 | |
CALIFORN | COMNE | 13057Q206 | 208,000 | 23,000 | SH | DFND | 23,000 | 0 | 0 | ||
CAMDEN P | SHBEN | 133131102 | 9,471,000 | 89,263 | SH | DFND | 89,263 | 0 | 0 | ||
CARDLYTI | COM | 14161W105 | 629,000 | 10,000 | SH | DFND | 10,000 | 0 | 0 | ||
CARETRUS | COM | 14174T107 | 8,396,000 | 407,000 | SH | DFND | 407,000 | 0 | 0 | ||
CHASERG | CLASS | 16166A103 | 2,162,000 | 200,000 | SH | DFND | 200,000 | 0 | 0 | ||
CHURCHIL | COM | 17143G106 | 349,000 | 250,000 | SH | Call | DFND | 250,000 | 0 | 0 | |
CHURCHIL | CLA | 17143G106 | 7,744,000 | 750,000 | SH | DFND | 750,000 | 0 | 0 | ||
CITRIX S | COM | 177376100 | 6,654,000 | 60,000 | SH | DFND | 60,000 | 0 | 0 | ||
CLEVELAN | DBCV1 | 185899AA9 | 7,172,000 | 6,000,000 | SH | DFND | 6,000,000 | 0 | 0 | ||
CLOUDERA | COM | 18914U100 | 6,396,000 | 550,000 | SH | DFND | 550,000 | 0 | 0 | ||
CLOUDFLA | CLACO | 18915M107 | 2,940,000 | 172,343 | SH | DFND | 172,343 | 0 | 0 | ||
CLOVIS O | NOTE1 | 189464AC4 | 20,106,000 | 32,000,000 | PRN | DFND | 32,000,000 | 0 | 0 | ||
CONAGRA | COM | 205887102 | 3,766,000 | 110,000 | SH | DFND | 110,000 | 0 | 0 | ||
CORESITE | COM | 21870Q105 | 1,985,000 | 17,700 | SH | DFND | 17,700 | 0 | 0 | ||
CRESCENT | COMCL | 22564L105 | 9,755,000 | 975,000 | SH | DFND | 975,000 | 0 | 0 | ||
CROWDSTR | CLA | 22788C105 | 3,436,000 | 68,905 | SH | DFND | 68,905 | 0 | 0 | ||
CROWN CA | COM | 22822V101 | 1,976,000 | 13,900 | SH | DFND | 13,900 | 0 | 0 | ||
DATADOG | CLACO | 23804L103 | 3,206,000 | 84,862 | SH | DFND | 84,862 | 0 | 0 | ||
DERMIRA | NOTE3 | 24983LAB0 | 23,969,000 | 26,000,000 | PRN | DFND | 26,000,000 | 0 | 0 | ||
ASSERTIO | NOTE2 | 249908AA2 | 3,600,000 | 5,000,000 | PRN | DFND | 5,000,000 | 0 | 0 | ||
DIAMOND | COM | 25258L109 | 523,000 | 219,352 | SH | Call | DFND | 219,352 | 0 | 0 | |
DIAMOND | COMCL | 25258L109 | 6,583,000 | 615,209 | SH | DFND | 615,209 | 0 | 0 | ||
DIAMONDP | COM | 25280H100 | 81,000 | 99,500 | SH | Call | DFND | 99,500 | 0 | 0 | |
DIAMONDP | COMCL | 25280H100 | 21,392,000 | 2,150,000 | SH | DFND | 2,150,000 | 0 | 0 | ||
DISNEY W | COMDI | 254687106 | 17,356,000 | 120,000 | SH | DFND | 120,000 | 0 | 0 | ||
DISH NET | NOTE2 | 25470MAD1 | 52,050,000 | 57,000,000 | PRN | DFND | 57,000,000 | 0 | 0 | ||
DOLLAR T | COM | 256746108 | 6,113,000 | 65,000 | SH | DFND | 65,000 | 0 | 0 | ||
DOMO INC | COMCL | 257554105 | 3,258,000 | 150,000 | SH | DFND | 150,000 | 0 | 0 | ||
DOUGLAS | COM | 25960P109 | 10,558,000 | 240,500 | SH | DFND | 240,500 | 0 | 0 | ||
DROPBOX | CLA | 26210C104 | 18,348,000 | 1,024,432 | SH | DFND | 1,024,432 | 0 | 0 | ||
DUKE REA | COMNE | 264411505 | 6,650,000 | 191,800 | SH | DFND | 191,800 | 0 | 0 | ||
DYNATRAC | COM | 268150109 | 1,317,000 | 52,068 | SH | DFND | 52,068 | 0 | 0 | ||
EPR PPTY | COMSH | 26884U109 | 6,626,000 | 93,800 | SH | DFND | 93,800 | 0 | 0 | ||
EASTGROU | COM | 277276101 | 6,527,000 | 49,200 | SH | DFND | 49,200 | 0 | 0 | ||
EBAY INC | COM | 278642103 | 3,611,000 | 100,000 | SH | DFND | 100,000 | 0 | 0 | ||
ELANCO A | COM | 28414H103 | 4,418,000 | 150,000 | SH | DFND | 150,000 | 0 | 0 | ||
ELECTRAM | COM | 284849205 | 114,000 | 350,000 | SH | Call | DFND | 350,000 | 0 | 0 | |
EQUINIX | COM | 29444U700 | 5,020,000 | 8,600 | SH | DFND | 8,600 | 0 | 0 | ||
EQUITY L | COM | 29472R108 | 8,405,000 | 119,400 | SH | DFND | 119,400 | 0 | 0 | ||
ESSEX PP | COM | 297178105 | 3,231,000 | 10,740 | SH | DFND | 10,740 | 0 | 0 | ||
EVERBRID | COM | 29978A104 | 1,593,000 | 20,400 | SH | DFND | 20,400 | 0 | 0 | ||
EXPEDIA | COMNE | 30212P303 | 1,892,000 | 17,500 | SH | DFND | 17,500 | 0 | 0 | ||
EXPERIEN | COM | 30217C109 | 709,000 | 891,666 | SH | Call | DFND | 891,666 | 0 | 0 | |
EXPERIEN | COMCL | 30217C109 | 26,215,000 | 2,675,000 | SH | DFND | 2,675,000 | 0 | 0 | ||
EXTRA SP | COM | 30225T102 | 3,243,000 | 30,700 | SH | DFND | 30,700 | 0 | 0 | ||
F M C CO | COMNE | 302491303 | 9,483,000 | 95,000 | SH | DFND | 95,000 | 0 | 0 | ||
CLA | 30303M102 | 19,499,000 | 95,000 | SH | DFND | 95,000 | 0 | 0 | |||
FEDERAL | SHBEN | 313747206 | 438,000 | 3,400 | SH | DFND | 3,400 | 0 | 0 | ||
58 COM I | SPONA | 31680Q104 | 1,036,000 | 16,000 | SH | DFND | 16,000 | 0 | 0 | ||
FINSERV | COM | 318085107 | 972,000 | 900,000 | SH | Call | DFND | 900,000 | 0 | 0 | |
FINSERV | CLA | 318085107 | 18,729,000 | 1,800,000 | SH | DFND | 1,800,000 | 0 | 0 | ||
FINTECH | COMCL | 31811A101 | 17,120,000 | 1,690,000 | SH | DFND | 1,690,000 | 0 | 0 | ||
FIRST IN | COM | 32054K103 | 5,911,000 | 142,400 | SH | DFND | 142,400 | 0 | 0 | ||
FISERV I | COM | 337738108 | 2,313,000 | 20,000 | SH | DFND | 20,000 | 0 | 0 | ||
FLEXSHOP | COM | 33939J303 | 295,000 | 200,000 | SH | Call | DFND | 200,000 | 0 | 0 | |
FORD MTR | COM | 345370860 | 0 | 100,000 | SH | Call | DFND | 100,000 | 0 | 0 | |
FOUR COR | COM | 35086T109 | 7,366,000 | 261,300 | SH | DFND | 261,300 | 0 | 0 | ||
GEO GROU | COM | 36162J106 | 41,000 | 25,000 | SH | Put | DFND | 25,000 | 0 | 0 | |
GDS HLDG | SPONS | 36165L108 | 3,752,000 | 72,747 | SH | DFND | 72,747 | 0 | 0 | ||
GTY TECH | COM | 362409104 | 370,000 | 650,000 | SH | Call | DFND | 650,000 | 0 | 0 | |
GTY TECH | COM | 362409104 | 12,075,000 | 2,050,000 | SH | DFND | 2,050,000 | 0 | 0 | ||
GX ACQUI | UNIT0 | 36251A206 | 4,148,000 | 400,000 | SH | DFND | 400,000 | 0 | 0 | ||
GS ACQUI | COMCL | 36255F102 | 8,548,000 | 775,000 | SH | DFND | 775,000 | 0 | 0 | ||
GAMING & | COM | 36467J108 | 12,093,000 | 280,900 | SH | DFND | 280,900 | 0 | 0 | ||
GAMESTOP | COM | 36467W109 | 130,000 | 200,000 | SH | Put | DFND | 200,000 | 0 | 0 | |
GENERAL | COM | 369604103 | 5,000 | 1,000,000 | SH | Put | DFND | 1,000,000 | 0 | 0 | |
GENOCEA | COM | 372427401 | 1,000 | 1,750,000 | SH | Call | DFND | 1,750,000 | 0 | 0 | |
GENOCEA | COMNE | 372427401 | 40,000 | 19,460 | SH | DFND | 19,460 | 0 | 0 | ||
GIGCAPIT | COM | 375036100 | 11,572,000 | 1,158,400 | SH | DFND | 1,158,400 | 0 | 0 | ||
GOODYEAR | COM | 382550101 | 10,000 | 200,000 | SH | Call | DFND | 200,000 | 0 | 0 | |
GREENSKY | CLA | 39572G100 | 23,350,000 | 2,623,547 | SH | DFND | 2,623,547 | 0 | 0 | ||
HAYMAKER | COM | 42087L101 | 72,000 | 50,000 | SH | Call | DFND | 50,000 | 0 | 0 | |
HAYMAKER | COMCL | 42087L101 | 959,000 | 95,287 | SH | DFND | 95,287 | 0 | 0 | ||
HEALTHCA | COM | 421946104 | 6,554,000 | 196,400 | SH | DFND | 196,400 | 0 | 0 | ||
HEALTHCA | CLANE | 42225P501 | 9,366,000 | 309,300 | SH | DFND | 309,300 | 0 | 0 | ||
HEALTH C | COM | 42225T107 | 1,553,000 | 44,750 | SH | DFND | 44,750 | 0 | 0 | ||
HEALTHCA | UNIT1 | 42227L201 | 16,560,000 | 1,600,000 | SH | DFND | 1,600,000 | 0 | 0 | ||
HENNESSY | CLACO | 42589C104 | 3,729,000 | 367,000 | SH | DFND | 367,000 | 0 | 0 | ||
HERTZ GL | COM | 42806J106 | 238,000 | 295,000 | SH | Put | DFND | 295,000 | 0 | 0 | |
HIGHWOOD | COM | 431284108 | 5,263,000 | 107,600 | SH | DFND | 107,600 | 0 | 0 | ||
HOPE BAN | NOTE2 | 43940TAB5 | 5,631,000 | 6,000,000 | PRN | DFND | 6,000,000 | 0 | 0 | ||
HUBSPOT | COM | 443573100 | 1,585,000 | 10,000 | SH | DFND | 10,000 | 0 | 0 | ||
ISTAR IN | COM | 45031U101 | 8,000 | 55,000 | SH | Put | DFND | 55,000 | 0 | 0 | |
INSURANC | COM | 457867109 | 256,000 | 225,000 | SH | Call | DFND | 225,000 | 0 | 0 | |
INSURANC | CLA | 457867109 | 8,458,000 | 844,500 | SH | DFND | 844,500 | 0 | 0 | ||
IONIS PH | COM | 462222100 | 3,482,000 | 57,636 | SH | DFND | 57,636 | 0 | 0 | ||
ISHARES | RUSSE | 464287655 | 7,372,000 | 44,500 | SH | DFND | 44,500 | 0 | 0 | ||
ISHARES | COM | 464288513 | 545,000 | 2,000,000 | SH | Put | DFND | 2,000,000 | 0 | 0 | |
JD COM I | SPONA | 47215P106 | 2,488,000 | 70,630 | SH | DFND | 70,630 | 0 | 0 | ||
JUNIPER | COM | 48205G106 | 1,050,000 | 1,312,500 | SH | Call | DFND | 1,312,500 | 0 | 0 | |
JUNIPER | COMCL | 48205G106 | 25,725,000 | 2,625,000 | SH | DFND | 2,625,000 | 0 | 0 | ||
KILROY R | COM | 49427F108 | 8,675,000 | 103,400 | SH | DFND | 103,400 | 0 | 0 | ||
KNOWLES | COM | 49926D109 | 2,115,000 | 100,000 | SH | DFND | 100,000 | 0 | 0 | ||
KOSMOS E | COM | 500688106 | 456,000 | 80,000 | SH | DFND | 80,000 | 0 | 0 | ||
LKQ CORP | COM | 501889208 | 3,213,000 | 90,000 | SH | DFND | 90,000 | 0 | 0 | ||
LF CAP A | COM | 50200K108 | 81,000 | 175,000 | SH | Call | DFND | 175,000 | 0 | 0 | |
LGL SYS | UNIT1 | 50201G205 | 14,776,000 | 1,450,000 | SH | DFND | 1,450,000 | 0 | 0 | ||
LAMAR AD | CLA | 512816109 | 1,151,000 | 12,900 | SH | DFND | 12,900 | 0 | 0 | ||
LEGACY A | COM | 524643103 | 944,000 | 1,850,000 | SH | Call | DFND | 1,850,000 | 0 | 0 | |
LEISURE | COM | 52539T107 | 209,000 | 210,182 | SH | Call | DFND | 210,182 | 0 | 0 | |
LEISURE | COM | 52539T107 | 4,380,000 | 420,365 | SH | DFND | 420,365 | 0 | 0 | ||
LENNAR C | COM | 526057104 | 0 | 20,000 | SH | Put | DFND | 20,000 | 0 | 0 | |
LITHIUM | COMNE | 53680Q207 | 1,268,000 | 400,000 | SH | DFND | 400,000 | 0 | 0 | ||
LIVENT C | COM | 53814L108 | 5,130,000 | 600,000 | SH | DFND | 600,000 | 0 | 0 | ||
LIVONGO | COM | 539183103 | 3,045,000 | 121,506 | SH | DFND | 121,506 | 0 | 0 | ||
LYFT INC | CLACO | 55087P104 | 13,135,000 | 305,328 | SH | DFND | 305,328 | 0 | 0 | ||
MGM GROW | CLACO | 55303A105 | 8,046,000 | 259,800 | SH | DFND | 259,800 | 0 | 0 | ||
MACQUARI | NOTE2 | 55608BAB1 | 957,000 | 1,000,000 | PRN | DFND | 1,000,000 | 0 | 0 | ||
MARTIN M | COM | 573331105 | 21,000 | 275,000 | SH | Put | DFND | 275,000 | 0 | 0 | |
MATTEL I | COM | 577081102 | 1,000 | 25,000 | SH | Call | DFND | 25,000 | 0 | 0 | |
MATTEL I | COM | 577081102 | 256,000 | 922,500 | SH | Put | DFND | 922,500 | 0 | 0 | |
MEDALLIA | COM | 584021109 | 2,613,000 | 84,000 | SH | DFND | 84,000 | 0 | 0 | ||
MEDICINE | COM | 584688105 | 82,095,000 | 966,509 | SH | DFND | 966,509 | 0 | 0 | ||
MEDICINE | NOTE2 | 584688AE5 | 39,017,000 | 15,412,000 | PRN | DFND | 15,412,000 | 0 | 0 | ||
MEDICINE | NOTE2 | 584688AG0 | 45,231,000 | 26,000,000 | PRN | DFND | 26,000,000 | 0 | 0 | ||
MEGALITH | COM | 58518F109 | 52,000 | 159,100 | SH | Call | DFND | 159,100 | 0 | 0 | |
MEGALITH | CLACO | 58518F109 | 9,093,000 | 886,236 | SH | DFND | 886,236 | 0 | 0 | ||
MERIDA M | COM | 58953M106 | 4,865,000 | 500,000 | SH | DFND | 500,000 | 0 | 0 | ||
MID AMER | COM | 59522J103 | 8,063,000 | 61,150 | SH | DFND | 61,150 | 0 | 0 | ||
MONGODB | CLA | 60937P106 | 4,606,000 | 35,000 | SH | DFND | 35,000 | 0 | 0 | ||
MONOCLE | COM | 609754106 | 4,072,000 | 400,000 | SH | DFND | 400,000 | 0 | 0 | ||
MOSAIC A | COMCL | 61946M100 | 14,354,000 | 1,395,671 | SH | DFND | 1,395,671 | 0 | 0 | ||
NEBULA A | COM | 629076100 | 329,000 | 250,000 | SH | Call | DFND | 250,000 | 0 | 0 | |
NVR INC | COM | 62944T105 | 9,765,000 | 2,564 | SH | DFND | 2,564 | 0 | 0 | ||
NATIONAL | COM | 63633D104 | 7,390,000 | 90,700 | SH | DFND | 90,700 | 0 | 0 | ||
NATIONAL | COM | 637417106 | 997,000 | 18,600 | SH | DFND | 18,600 | 0 | 0 | ||
NATIONAL | COM | 63845R107 | 908,000 | 28,000 | SH | DFND | 28,000 | 0 | 0 | ||
NETEASE | SPONS | 64110W102 | 3,792,000 | 12,366 | SH | DFND | 12,366 | 0 | 0 | ||
NEW ORIE | SPONA | 647581107 | 2,732,000 | 22,532 | SH | DFND | 22,532 | 0 | 0 | ||
NEW PROV | COM | 64822P106 | 968,000 | 1,138,500 | SH | Call | DFND | 1,138,500 | 0 | 0 | |
NEW PROV | COMCL | 64822P106 | 22,485,000 | 2,277,000 | SH | DFND | 2,277,000 | 0 | 0 | ||
NEW RELI | NOTE0 | 64829BAB6 | 975,000 | 1,000,000 | PRN | DFND | 1,000,000 | 0 | 0 | ||
NUANCE C | DBCV1 | 67020YAK6 | 1,004,000 | 1,000,000 | SH | DFND | 1,000,000 | 0 | 0 | ||
OSPREY T | COM | 68839R104 | 809,000 | 875,000 | SH | Call | DFND | 875,000 | 0 | 0 | |
OSPREY T | COMCL | 68839R104 | 17,211,000 | 1,750,000 | SH | DFND | 1,750,000 | 0 | 0 | ||
OUTFRONT | COM | 69007J106 | 5,348,000 | 199,400 | SH | DFND | 199,400 | 0 | 0 | ||
OWL ROCK | COM | 69121K104 | 5,009,000 | 280,000 | SH | DFND | 280,000 | 0 | 0 | ||
PG&E COR | COM | 69331C108 | 14,000 | 399,900 | SH | Put | DFND | 399,900 | 0 | 0 | |
PS BUSIN | COM | 69360J107 | 3,730,000 | 22,623 | SH | DFND | 22,623 | 0 | 0 | ||
PALO ALT | COM | 697435105 | 4,047,000 | 17,500 | SH | DFND | 17,500 | 0 | 0 | ||
PARATEK | NOTE4 | 699374AB0 | 19,958,000 | 27,750,000 | PRN | DFND | 27,750,000 | 0 | 0 | ||
PHREESIA | COM | 71944F106 | 320,000 | 12,000 | SH | DFND | 12,000 | 0 | 0 | ||
PIEDMONT | COMCL | 720190206 | 1,132,000 | 50,900 | SH | DFND | 50,900 | 0 | 0 | ||
PITNEY B | COM | 724479100 | 95,000 | 61,600 | SH | Put | DFND | 61,600 | 0 | 0 | |
PIVOTAL | COM | 72582K100 | 53,000 | 66,666 | SH | Call | DFND | 66,666 | 0 | 0 | |
PIVOTAL | COMCL | 72582K100 | 7,957,000 | 800,500 | SH | DFND | 800,500 | 0 | 0 | ||
PIVOTAL | UNIT0 | 72582K209 | 3,873,000 | 379,700 | SH | DFND | 379,700 | 0 | 0 | ||
POST HLD | COM | 737446104 | 6,000,000 | 55,000 | SH | DFND | 55,000 | 0 | 0 | ||
PROLOGIS | COM | 74340W103 | 4,448,000 | 49,900 | SH | DFND | 49,900 | 0 | 0 | ||
PROPTECH | UNIT1 | 74349F200 | 14,350,000 | 1,400,000 | SH | DFND | 1,400,000 | 0 | 0 | ||
PROTALIX | NOTE7 | 74365AAD3 | 7,120,000 | 8,000,000 | PRN | DFND | 8,000,000 | 0 | 0 | ||
PURE STO | CLA | 74624M102 | 5,047,000 | 295,000 | SH | DFND | 295,000 | 0 | 0 | ||
PURE STO | NOTE0 | 74624MAB8 | 993,000 | 1,000,000 | PRN | DFND | 1,000,000 | 0 | 0 | ||
QEP RES | COM | 74733V100 | 351,000 | 93,600 | SH | Put | DFND | 93,600 | 0 | 0 | |
PYXUS IN | COM | 74737V106 | 843,000 | 78,800 | SH | Put | DFND | 78,800 | 0 | 0 | |
RPM INTL | COM | 749685103 | 4,989,000 | 65,000 | SH | DFND | 65,000 | 0 | 0 | ||
RANGE RE | COM | 75281A109 | 207,000 | 54,600 | SH | Put | DFND | 54,600 | 0 | 0 | |
RENT A C | COM | 76009N100 | 9,000 | 363,400 | SH | Put | DFND | 363,400 | 0 | 0 | |
RESTAURA | COM | 76131D103 | 6,377,000 | 100,000 | SH | DFND | 100,000 | 0 | 0 | ||
RETAIL P | CLA | 76131V202 | 943,000 | 70,373 | SH | DFND | 70,373 | 0 | 0 | ||
REXFORD | COM | 76169C100 | 1,356,000 | 29,700 | SH | DFND | 29,700 | 0 | 0 | ||
ROCKET P | COM | 77313F106 | 455,000 | 20,000 | SH | DFND | 20,000 | 0 | 0 | ||
RYMAN HO | COM | 78377T107 | 10,200,000 | 117,700 | SH | DFND | 117,700 | 0 | 0 | ||
SBA COMM | CLA | 78410G104 | 4,049,000 | 16,800 | SH | DFND | 16,800 | 0 | 0 | ||
SPDR S&P | COM | 78462F103 | 1,505,000 | 2,750,000 | SH | Call | DFND | 2,750,000 | 0 | 0 | |
SPDR S&P | COM | 78462F103 | 165,000 | 1,000,000 | SH | Put | DFND | 1,000,000 | 0 | 0 | |
SPDR GOL | COM | 78463V107 | 324,000 | 75,000 | SH | Call | DFND | 75,000 | 0 | 0 | |
SPDR SER | S&POI | 78464A730 | 2,022,000 | 85,323 | SH | DFND | 85,323 | 0 | 0 | ||
SVMK INC | COM | 78489X103 | 894,000 | 50,000 | SH | DFND | 50,000 | 0 | 0 | ||
SABRA HE | COM | 78573L106 | 2,919,000 | 136,800 | SH | DFND | 136,800 | 0 | 0 | ||
SABRE CO | COM | 78573M104 | 2,244,000 | 100,000 | SH | DFND | 100,000 | 0 | 0 | ||
SAILPOIN | COM | 78781P105 | 4,720,000 | 200,000 | SH | DFND | 200,000 | 0 | 0 | ||
SALESFOR | COM | 79466L302 | 10,978,000 | 67,500 | SH | DFND | 67,500 | 0 | 0 | ||
SANOFI | RIGHT | 80105N113 | 1,001,000 | 1,162,096 | SH | DFND | 1,162,096 | 0 | 0 | ||
SELECT S | SBIIN | 81369Y605 | 4,001,000 | 130,000 | SH | DFND | 130,000 | 0 | 0 | ||
SENSEONI | COM | 81727U105 | 733,000 | 800,000 | SH | DFND | 800,000 | 0 | 0 | ||
SERVICEN | COM | 81762P102 | 2,400,000 | 8,500 | SH | DFND | 8,500 | 0 | 0 | ||
SILK ROA | COM | 82710M100 | 1,789,000 | 44,300 | SH | DFND | 44,300 | 0 | 0 | ||
SLACK TE | COMCL | 83088V102 | 7,868,000 | 350,000 | SH | DFND | 350,000 | 0 | 0 | ||
SMILEDIR | CLACO | 83192H106 | 11,144,000 | 1,275,000 | SH | DFND | 1,275,000 | 0 | 0 | ||
SO YOUNG | SPONS | 83356Q108 | 1,816,000 | 148,625 | SH | DFND | 148,625 | 0 | 0 | ||
SOFTWARE | UNIT1 | 83406B200 | 5,075,000 | 500,000 | SH | DFND | 500,000 | 0 | 0 | ||
SOUTH MT | COM | 838884104 | 265,000 | 318,781 | SH | Call | DFND | 318,781 | 0 | 0 | |
SOUTH MT | COMCL | 838884104 | 20,212,000 | 2,047,798 | SH | DFND | 2,047,798 | 0 | 0 | ||
SPARTAN | CLACO | 846784106 | 9,520,000 | 936,259 | SH | DFND | 936,259 | 0 | 0 | ||
SPLUNK I | COM | 848637104 | 5,242,000 | 35,000 | SH | DFND | 35,000 | 0 | 0 | ||
SPRINT C | COM | 85207U105 | 833,000 | 740,400 | SH | Call | DFND | 740,400 | 0 | 0 | |
SPRINT C | COM | 85207U105 | 510,000 | 1,019,900 | SH | Put | DFND | 1,019,900 | 0 | 0 | |
STABLE R | COM | 85236Q109 | 332,000 | 350,000 | SH | Call | DFND | 350,000 | 0 | 0 | |
STABLE R | COMCL | 85236Q109 | 6,895,000 | 700,000 | SH | DFND | 700,000 | 0 | 0 | ||
SUN CMNT | COM | 866674104 | 9,779,000 | 65,150 | SH | DFND | 65,150 | 0 | 0 | ||
SWITCHBA | COM | 87105M102 | 341,000 | 545,916 | SH | Call | DFND | 545,916 | 0 | 0 | |
SWITCHBA | COMCL | 87105M102 | 19,070,000 | 1,938,950 | SH | DFND | 1,938,950 | 0 | 0 | ||
SYNCHRON | COM | 87165B103 | 1,440,000 | 40,000 | SH | DFND | 40,000 | 0 | 0 | ||
SYNTHORX | COM | 87167A103 | 947,000 | 13,544 | SH | DFND | 13,544 | 0 | 0 | ||
TAL EDUC | SPONS | 874080104 | 4,214,000 | 87,434 | SH | DFND | 87,434 | 0 | 0 | ||
TELIGENT | NOTE4 | 87960WAA2 | 4,400,000 | 11,000,000 | PRN | DFND | 11,000,000 | 0 | 0 | ||
TERRENO | COM | 88146M101 | 5,907,000 | 109,100 | SH | DFND | 109,100 | 0 | 0 | ||
TESLA IN | COM | 88160R101 | 595,000 | 98,200 | SH | Put | DFND | 98,200 | 0 | 0 | |
TESLA IN | COM | 88160R101 | 20,707,000 | 49,500 | SH | DFND | 49,500 | 0 | 0 | ||
TESLA IN | NOTE1 | 88160RAC5 | 12,721,000 | 10,000,000 | PRN | DFND | 10,000,000 | 0 | 0 | ||
TESLA IN | NOTE2 | 88160RAG6 | 69,547,000 | 46,000,000 | PRN | DFND | 46,000,000 | 0 | 0 | ||
360 FINA | ADS | 88557W101 | 2,141,000 | 219,156 | SH | DFND | 219,156 | 0 | 0 | ||
TORTOISE | CLA | 89154L100 | 6,163,000 | 617,855 | SH | DFND | 617,855 | 0 | 0 | ||
TRINE AC | COM | 89628U108 | 134,000 | 142,150 | SH | Call | DFND | 142,150 | 0 | 0 | |
TRINE AC | COMCL | 89628U108 | 12,418,000 | 1,244,300 | SH | DFND | 1,244,300 | 0 | 0 | ||
TRINE AC | UNIT0 | 89628U207 | 1,306,000 | 125,000 | SH | DFND | 125,000 | 0 | 0 | ||
TRIP COM | ADS | 89677Q107 | 2,228,000 | 66,443 | SH | DFND | 66,443 | 0 | 0 | ||
TUSCAN H | COM | 90069K104 | 15,737,000 | 1,580,000 | SH | DFND | 1,580,000 | 0 | 0 | ||
COM | 90184L102 | 2,404,000 | 75,000 | SH | DFND | 75,000 | 0 | 0 | |||
UBER TEC | COM | 90353T100 | 30,000 | 200,000 | SH | Call | DFND | 200,000 | 0 | 0 | |
UBER TEC | COM | 90353T100 | 5,000 | 200,000 | SH | Put | DFND | 200,000 | 0 | 0 | |
UNIVAR S | COM | 91336L107 | 3,636,000 | 150,000 | SH | DFND | 150,000 | 0 | 0 | ||
VERIZON | COM | 92343V104 | 4,298,000 | 70,000 | SH | DFND | 70,000 | 0 | 0 | ||
VICI PPT | COM | 925652109 | 8,385,000 | 328,177 | SH | DFND | 328,177 | 0 | 0 | ||
VIRGIN G | COM | 92766K106 | 1,368,000 | 405,990 | SH | Call | DFND | 405,990 | 0 | 0 | |
VISHAY I | NOTE2 | 928298AP3 | 1,006,000 | 1,000,000 | PRN | DFND | 1,000,000 | 0 | 0 | ||
WEINGART | SHBEN | 948741103 | 3,521,000 | 112,700 | SH | DFND | 112,700 | 0 | 0 | ||
WELLCARE | COM | 94946T106 | 513,926,000 | 1,556,362 | SH | DFND | 1,556,362 | 0 | 0 | ||
WORKHORS | COMNE | 98138J206 | 94,000 | 30,864 | SH | DFND | 30,864 | 0 | 0 | ||
WW INTL | COM | 98262P101 | 212,000 | 25,000 | SH | Call | DFND | 25,000 | 0 | 0 | |
WW INTL | COM | 98262P101 | 97,000 | 170,000 | SH | Put | DFND | 170,000 | 0 | 0 | |
WW INTL | COM | 98262P101 | 573,000 | 15,000 | SH | DFND | 15,000 | 0 | 0 | ||
WYNDHAM | COM | 98311A105 | 8,385,000 | 133,500 | SH | DFND | 133,500 | 0 | 0 | ||
YEXT INC | COM | 98585N106 | 11,031,000 | 765,000 | SH | DFND | 765,000 | 0 | 0 | ||
ZILLOW G | CLA | 98954M101 | 4,803,000 | 105,000 | SH | DFND | 105,000 | 0 | 0 | ||
ACT II G | COM | G0080J104 | 337,000 | 337,000 | SH | Call | DFND | 337,000 | 0 | 0 | |
ACT II G | CLASH | G0080J104 | 17,525,000 | 1,733,443 | SH | DFND | 1,733,443 | 0 | 0 | ||
AFYA LTD | CLACO | G01125106 | 1,498,000 | 55,223 | SH | DFND | 55,223 | 0 | 0 | ||
ALUSSA E | UNIT1 | G0232J127 | 11,886,000 | 1,179,200 | SH | DFND | 1,179,200 | 0 | 0 | ||
AXALTA C | COM | G0750C108 | 2,356,000 | 77,500 | SH | DFND | 77,500 | 0 | 0 | ||
MIMECAST | ORDSH | G14838109 | 6,941,000 | 160,000 | SH | DFND | 160,000 | 0 | 0 | ||
BROOGE H | COM | G1611B107 | 151,000 | 204,530 | SH | Call | DFND | 204,530 | 0 | 0 | |
CAPRI HO | SHS | G1890L107 | 1,908,000 | 50,000 | SH | DFND | 50,000 | 0 | 0 | ||
COLLIER | COM | G22707106 | 338,000 | 246,900 | SH | Call | DFND | 246,900 | 0 | 0 | |
COLLIER | COMCL | G22707106 | 12,473,000 | 1,215,700 | SH | DFND | 1,215,700 | 0 | 0 | ||
ENDO INT | COM | G30401106 | 2,000 | 100,000 | SH | Call | DFND | 100,000 | 0 | 0 | |
ENDO INT | COM | G30401106 | 2,281,000 | 1,885,000 | SH | Put | DFND | 1,885,000 | 0 | 0 | |
ENDO INT | SHS | G30401106 | 1,970,000 | 420,009 | SH | DFND | 420,009 | 0 | 0 | ||
GALILEO | COM | G3770A102 | 24,000 | 50,000 | SH | Call | DFND | 50,000 | 0 | 0 | |
GALILEO | SHS | G3770A102 | 3,920,000 | 400,000 | SH | DFND | 400,000 | 0 | 0 | ||
HERBALIF | COMSH | G4412G101 | 4,767,000 | 100,000 | SH | DFND | 100,000 | 0 | 0 | ||
LEO HOLD | COMCL | G5463L105 | 13,309,000 | 1,280,321 | SH | DFND | 1,280,321 | 0 | 0 | ||
LIV CAP | UNIT9 | G5510C124 | 4,267,000 | 425,000 | SH | DFND | 425,000 | 0 | 0 | ||
MALLINCK | COM | G5785G107 | 2,555,000 | 2,008,600 | SH | Put | DFND | 2,008,600 | 0 | 0 | |
MALLINCK | SHS | G5785G107 | 436,000 | 125,000 | SH | DFND | 125,000 | 0 | 0 | ||
ITERUM T | SHS | G6333L101 | 399,000 | 88,689 | SH | DFND | 88,689 | 0 | 0 | ||
NABORS I | COM | G6359F103 | 63,000 | 62,000 | SH | Put | DFND | 62,000 | 0 | 0 | |
NETFIN A | SHSCL | G6455A107 | 15,389,000 | 1,546,595 | SH | DFND | 1,546,595 | 0 | 0 | ||
NIELSEN | COM | G6518L108 | 110,000 | 20,800 | SH | Put | DFND | 20,800 | 0 | 0 | |
REPLAY A | COM | G75130107 | 9,880,000 | 985,000 | SH | DFND | 985,000 | 0 | 0 | ||
SC HEALT | COM | G78516203 | 100,000 | 100,000 | SH | Call | DFND | 100,000 | 0 | 0 | |
SC HEALT | COMCL | G78516203 | 10,437,000 | 1,050,000 | SH | DFND | 1,050,000 | 0 | 0 | ||
SILVER S | COM | G8136L106 | 174,000 | 377,244 | SH | Call | DFND | 377,244 | 0 | 0 | |
SILVER S | CLASH | G8136L106 | 11,486,000 | 1,157,890 | SH | DFND | 1,157,890 | 0 | 0 | ||
THUNDER | COM | G8857S116 | 23,000 | 25,000 | SH | Call | DFND | 25,000 | 0 | 0 | |
THUNDER | CLASH | G8857S116 | 3,592,000 | 361,000 | SH | DFND | 361,000 | 0 | 0 | ||
UNION AC | COM | G9402Q100 | 490,000 | 800,000 | SH | Call | DFND | 800,000 | 0 | 0 | |
UNION AC | SHS | G9402Q100 | 7,880,000 | 800,000 | SH | DFND | 800,000 | 0 | 0 | ||
WILLIS T | SHS | G96629103 | 3,029,000 | 15,000 | SH | DFND | 15,000 | 0 | 0 | ||
XP INC | CLA | G98239109 | 1,410,000 | 36,600 | SH | DFND | 36,600 | 0 | 0 | ||
ALCON IN | ORDSH | H01301128 | 3,394,000 | 60,000 | SH | DFND | 60,000 | 0 | 0 | ||
TRANSOCE | COM | H8817H100 | 763,000 | 1,765,000 | SH | Put | DFND | 1,765,000 | 0 | 0 | |
TRANSOCE | REGSH | H8817H100 | 894,000 | 130,000 | SH | DFND | 130,000 | 0 | 0 | ||
FIVERR I | ORDSH | M4R82T106 | 482,000 | 20,500 | SH | DFND | 20,500 | 0 | 0 | ||
INTERXIO | SHS | N47279109 | 8,179,000 | 97,600 | SH | DFND | 612,731 | 0 | 0 |