The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AKERO THERAPEUTICS INC | COM | 00973Y108 | 16,438 | 740,621 | SH | DFND | 1 | 740,621 | 0 | 0 | |
ALLAKOS INC | COM | 01671P100 | 28,608 | 300,000 | SH | DFND | 1 | 300,000 | 0 | 0 | |
AMARIN CORP PLC | SPONS ADR NEW | 023111206 | 27,872 | 1,300,000 | SH | DFND | 1 | 1,300,000 | 0 | 0 | |
ANAPTYSBIO INC | COM | 032724106 | 5,931 | 365,000 | SH | DFND | 1 | 365,000 | 0 | 0 | |
APELLIS PHARMACEUTICALS INC | COM | 03753U106 | 82,674 | 2,700,000 | SH | DFND | 1 | 2,700,000 | 0 | 0 | |
ARENA PHARMACEUTICALS INC | COM NEW | 040047607 | 7,826 | 172,300 | SH | DFND | 1 | 172,300 | 0 | 0 | |
ARGENX SE | SPONSORED ADR | 04016X101 | 16,052 | 100,000 | SH | DFND | 1 | 100,000 | 0 | 0 | |
ASCENDIS PHARMA A S | SPONSORED ADR | 04351P101 | 55,648 | 400,000 | SH | DFND | 1 | 400,000 | 0 | 0 | |
ASCENDIS PHARMA A S | SPONSORED ADR | 04351P101 | 34,780 | 250,000 | SH | Call | DFND | 1 | 250,000 | 0 | 0 |
ATRECA INC | CL A COM | 04965G109 | 5,045 | 326,141 | SH | DFND | 1 | 326,141 | 0 | 0 | |
AUTOLUS THERAPEUTICS PLC | SPON ADS | 05280R100 | 6,336 | 479,988 | SH | DFND | 1 | 479,988 | 0 | 0 | |
AVROBIO INC | COM | 05455M100 | 6,393 | 317,579 | SH | DFND | 1 | 317,579 | 0 | 0 | |
AXONICS MODULATION TECH INC | COM | 05465P101 | 33,880 | 1,222,671 | SH | DFND | 1 | 1,222,671 | 0 | 0 | |
AXSOME THERAPEUTICS INC | COM | 05464T104 | 62,016 | 600,000 | SH | DFND | 1 | 600,000 | 0 | 0 | |
BIOHAVEN PHARMACTL HLDG CO L | COM | G11196105 | 54,440 | 1,000,000 | SH | DFND | 1 | 1,000,000 | 0 | 0 | |
BIOHAVEN PHARMACTL HLDG CO L | COM | G11196105 | 27,220 | 500,000 | SH | Call | DFND | 1 | 500,000 | 0 | 0 |
BLUEPRINT MEDICINES CORP | COM | 09627Y109 | 27,638 | 345,000 | SH | DFND | 1 | 345,000 | 0 | 0 | |
BRIDGEBIO PHARMA INC | COM | 10806X102 | 88,076 | 2,512,865 | SH | DFND | 1 | 2,512,865 | 0 | 0 | |
CABALETTA BIO INC | COM | 12674W109 | 29,604 | 2,119,132 | SH | DFND | 1 | 2,119,132 | 0 | 0 | |
CHEMOCENTRYX INC | COM | 16383L106 | 114,695 | 2,900,000 | SH | DFND | 1 | 2,900,000 | 0 | 0 | |
CHEMOCENTRYX INC | COM | 16383L106 | 9,888 | 250,000 | SH | Call | DFND | 1 | 250,000 | 0 | 0 |
CONSTELLATION PHARMCETICLS I | COM | 210373106 | 108,353 | 2,300,000 | SH | DFND | 1 | 2,300,000 | 0 | 0 | |
CRISPR THERAPEUTICS AG | NAMEN AKT | H17182108 | 60,905 | 1,000,000 | SH | DFND | 1 | 1,000,000 | 0 | 0 | |
DECIPHERA PHARMACEUTICALS IN | COM | 24344T101 | 28,008 | 450,000 | SH | DFND | 1 | 450,000 | 0 | 0 | |
EIDOS THERAPEUTICS INC | COM | 28249H104 | 28,448 | 495,692 | SH | DFND | 1 | 495,692 | 0 | 0 | |
EIGER BIOPHARMACEUTICALS INC | COM | 28249U105 | 12,418 | 833,400 | SH | DFND | 1 | 833,400 | 0 | 0 | |
GALAPAGOS NV | SPON ADR | 36315X101 | 20,921 | 100,000 | SH | DFND | 1 | 100,000 | 0 | 0 | |
GOSSAMER BIO INC | COM | 38341P102 | 4,689 | 300,000 | SH | DFND | 1 | 300,000 | 0 | 0 | |
HARPOON THERAPEUTICS INC | COM | 41358P106 | 9,613 | 649,994 | SH | DFND | 1 | 649,994 | 0 | 0 | |
IGM BIOSCIENCES INC | COM | 449585108 | 5,968 | 156,400 | SH | DFND | 1 | 156,400 | 0 | 0 | |
IMMUNOVANT INC | UNIT 12/18/2024 | 45258J201 | 26,548 | 1,080,000 | SH | DFND | 1 | 1,080,000 | 0 | 0 | |
INSPIRE MED SYS INC | COM | 457730109 | 12,786 | 172,300 | SH | DFND | 1 | 172,300 | 0 | 0 | |
KURA ONCOLOGY INC | COM | 50127T109 | 13,750 | 1,000,000 | SH | DFND | 1 | 1,000,000 | 0 | 0 | |
MERUS N V | COM | N5749R100 | 14,080 | 1,000,000 | SH | DFND | 1 | 1,000,000 | 0 | 0 | |
MINERVA NEUROSCIENCES INC | COM | 603380106 | 4,322 | 607,903 | SH | DFND | 1 | 607,903 | 0 | 0 | |
MIRATI THERAPEUTICS INC | COM | 60468T105 | 165,249 | 1,282,392 | SH | DFND | 1 | 1,282,392 | 0 | 0 | |
MIRATI THERAPEUTICS INC | COM | 60468T105 | 64,430 | 500,000 | SH | Call | DFND | 1 | 500,000 | 0 | 0 |
MYOKARDIA INC | COM | 62857M105 | 51,020 | 700,000 | SH | DFND | 1 | 700,000 | 0 | 0 | |
MYOVANT SCIENCES LTD | COM | G637AM102 | 31,040 | 2,000,000 | SH | DFND | 1 | 2,000,000 | 0 | 0 | |
NEKTAR THERAPEUTICS | COM | 640268108 | 4,317 | 200,000 | SH | DFND | 1 | 200,000 | 0 | 0 | |
NEUROCRINE BIOSCIENCES INC | COM | 64125C109 | 4,224 | 39,300 | SH | DFND | 1 | 39,300 | 0 | 0 | |
NEXTCURE INC | COM | 65343E108 | 56,330 | 1,000,000 | SH | DFND | 1 | 1,000,000 | 0 | 0 | |
OMEROS CORP | COM | 682143102 | 21,487 | 1,525,000 | SH | DFND | 1 | 1,525,000 | 0 | 0 | |
ORCHARD THERAPEUTICS PLC | ADS | 68570P101 | 4,815 | 350,203 | SH | DFND | 1 | 350,203 | 0 | 0 | |
OUTLOOK THERAPEUTICS INC | *W EXP 02/18/202 | 69012T115 | 27 | 416,666 | SH | DFND | 1 | 416,666 | 0 | 0 | |
PRECISION BIOSCIENCES INC | COM | 74019P108 | 6,494 | 467,516 | SH | DFND | 1 | 467,512 | 0 | 0 | |
PRINCIPIA BIOPHARMA INC | COM | 74257L108 | 109,063 | 1,990,922 | SH | DFND | 1 | 1,990,922 | 0 | 0 | |
QUOTIENT LTD | SHS | G73268107 | 33,285 | 3,500,000 | SH | DFND | 1 | 3,500,000 | 0 | 0 | |
RA PHARMACEUTICALS INC | COM | 74933V108 | 13,873 | 295,600 | SH | DFND | 1 | 295,600 | 0 | 0 | |
REATA PHARMACEUTICALS INC | CL A | 75615P103 | 166,897 | 816,400 | SH | DFND | 1 | 816,400 | 0 | 0 | |
REATA PHARMACEUTICALS INC | CL A | 75615P103 | 51,108 | 250,000 | SH | Call | DFND | 1 | 250,000 | 0 | 0 |
ROCKET PHARMACEUTICALS INC | COM | 77313F106 | 41,816 | 1,837,269 | SH | DFND | 1 | 1,837,269 | 0 | 0 | |
SAREPTA THERAPEUTICS INC | COM | 803607100 | 32,260 | 250,000 | SH | DFND | 1 | 250,000 | 0 | 0 | |
SATSUMA PHARMACEUTICALS INC | COM | 80405P107 | 16,893 | 858,382 | SH | DFND | 1 | 858,382 | 0 | 0 | |
SORRENTO THERAPEUTICS INC | COM NEW | 83587F202 | 13,520 | 4,000,000 | SH | DFND | 1 | 4,000,000 | 0 | 0 | |
SPDR SERIES TRUST | S&P BIOTECH | 78464A870 | 47,555 | 500,000 | SH | Put | DFND | 1 | 500,000 | 0 | 0 |
STOKE THERAPEUTICS INC | COM | 86150R107 | 50,654 | 1,788,643 | SH | DFND | 1 | 1,788,643 | 0 | 0 | |
THERAVANCE BIOPHARMA INC | COM | G8807B106 | 1,295 | 50,000 | SH | DFND | 1 | 50,000 | 0 | 0 | |
TRICIDA INC | COM | 89610F101 | 35,022 | 927,975 | SH | DFND | 1 | 927,975 | 0 | 0 | |
TURNING POINT THERAPEUTICS I | COM | 90041T108 | 211,577 | 3,396,650 | SH | DFND | 1 | 3,396,650 | 0 | 0 | |
TWIST BIOSCIENCE CORP | COM | 90184D100 | 14,430 | 687,149 | SH | DFND | 1 | 687,149 | 0 | 0 | |
UNIQURE NV | SHS | N90064101 | 28,664 | 400,000 | SH | DFND | 1 | 400,000 | 0 | 0 | |
VIELA BIO INC | COM | 926613100 | 40,657 | 1,497,500 | SH | DFND | 1 | 1,497,500 | 0 | 0 | |
X4 PHARMACEUTICALS INC | COM | 98420X103 | 2,704 | 252,747 | SH | DFND | 1 | 252,747 | 0 | 0 | |
Y-MABS THERAPEUTICS INC | COM | 984241109 | 50,074 | 1,602,376 | SH | DFND | 1 | 1,602,376 | 0 | 0 | |
ZAI LAB LTD | ADR | 98887Q104 | 11,527 | 277,161 | SH | DFND | 1 | 277,161 | 0 | 0 | |
ZYMEWORKS INC | COM | 98985W102 | 31,822 | 700,000 | SH | DFND | 1 | 700,000 | 0 | 0 |