The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ALLIANZGI NFJ DIVID INT & PR | COM | 01883A107 | 3,064 | 235,729 | SH | SOLE | 235,729 | 0 | 0 | ||
APOLLO TACTICAL INCOME FD IN | COM | 037638103 | 761 | 50,411 | SH | SOLE | 50,411 | 0 | 0 | ||
ARES DYNAMIC CR ALLOCATION F | COM | 04014F102 | 2,256 | 146,986 | SH | SOLE | 146,986 | 0 | 0 | ||
BLACKROCK CALIF MUN INCOME T | SH BEN INT | 09248E102 | 9,990 | 736,705 | SH | SOLE | 736,705 | 0 | 0 | ||
BLACKROCK CR ALLCTN INC TR | COM | 092508100 | 7,359 | 526,385 | SH | SOLE | 524,346 | 0 | 2,039 | ||
BLACKROCK DEBT STRAT FD INC | COM NEW | 09255R202 | 10,218 | 912,312 | SH | SOLE | 912,312 | 0 | 0 | ||
BLACKROCK FLOAT RATE OME STR | COM | 09255X100 | 31,234 | 2,323,943 | SH | SOLE | 2,279,703 | 0 | 44,240 | ||
BLACKROCK FLOATING RATE INCO | COM | 091941104 | 9,204 | 715,146 | SH | SOLE | 715,146 | 0 | 0 | ||
BLACKROCK MUNI N Y INTER DUR | COM | 09255F109 | 8,000 | 522,205 | SH | SOLE | 521,512 | 0 | 693 | ||
BLACKROCK MUNIHLDGS NJ QLTY | COM | 09254X101 | 9,776 | 681,257 | SH | SOLE | 681,257 | 0 | 0 | ||
BLACKROCK MUNIHLDGS NY QLTY | COM | 09255C106 | 13,803 | 1,012,671 | SH | SOLE | 1,003,760 | 0 | 8,911 | ||
BLACKROCK MUNIHLDNGS CALI QL | COM | 09254L107 | 11,255 | 804,508 | SH | SOLE | 804,508 | 0 | 0 | ||
BLACKROCK MUNIYIELD PA QLTY | COM | 09255G107 | 2,958 | 206,998 | SH | SOLE | 206,998 | 0 | 0 | ||
BLACKROCK MUNIYIELD QLTY FD | COM | 09254E103 | 2,351 | 174,179 | SH | SOLE | 174,179 | 0 | 0 | ||
BLACKROCK MUNIYLD MICH QLTY | COM | 09254V105 | 8,902 | 627,124 | SH | SOLE | 627,124 | 0 | 0 | ||
BLACKROCK NY MUNI INC QLTY T | COM | 09249U105 | 5,280 | 383,977 | SH | SOLE | 368,350 | 0 | 15,627 | ||
BLACKROCK NY MUNICIPAL BOND | COM | 09249P106 | 5,133 | 339,707 | SH | SOLE | 323,797 | 0 | 15,910 | ||
BRANDYWINEGBL GLBAL INM OPRT | COM | 10537L104 | 9,698 | 767,846 | SH | SOLE | 737,352 | 0 | 30,494 | ||
CNX MIDSTREAM PARTNERS LP | COM UNIT REPST | 12654A101 | 49,175 | 2,987,600 | SH | Put | SOLE | 2,987,600 | 0 | 0 | |
CNX RESOURCES CORPORATION | COM | 12653C108 | 84,341 | 9,530,000 | SH | Put | SOLE | 9,530,000 | 0 | 0 | |
COMMUNITY HEALTH SYS INC NEW | COM | 203668108 | 11,598 | 3,999,331 | SH | SOLE | 3,999,331 | 0 | 0 | ||
CORECIVIC INC | COM | 21871N101 | 6,952 | 400,000 | SH | Put | SOLE | 400,000 | 0 | 0 | |
CORECIVIC INC | COM | 21871N101 | 555 | 31,905 | SH | SOLE | 31,905 | 0 | 0 | ||
DELAWARE INV MN MUN INC FD I | COM | 24610V103 | 4,404 | 335,178 | SH | SOLE | 335,178 | 0 | 0 | ||
DIAMOND OFFSHORE DRILLING IN | COM | 25271C102 | 2,229 | 310,000 | SH | Put | SOLE | 310,000 | 0 | 0 | |
DIVIDEND & INCOME FUND | COM NEW | 25538A204 | 5,411 | 402,004 | SH | SOLE | 402,004 | 0 | 0 | ||
DONNELLEY R R & SONS CO | COM | 257867200 | 4 | 1,000 | SH | Put | SOLE | 1,000 | 0 | 0 | |
DONNELLEY R R & SONS CO | COM | 257867200 | 317 | 80,251 | SH | SOLE | 80,251 | 0 | 0 | ||
EAGLE GRWTH & INCOME OPPTY F | COM SHS BEN IN | 26958J105 | 182 | 10,677 | SH | SOLE | 10,677 | 0 | 0 | ||
EATON VANCE CALIF MUN BD FD | COM | 27828A100 | 3,503 | 311,384 | SH | SOLE | 311,384 | 0 | 0 | ||
EATON VANCE FLTG RATE INCOM | COM SHS BEN INT | 278284104 | 26,835 | 1,677,194 | SH | SOLE | 1,629,704 | 0 | 47,490 | ||
EATON VANCE FLTING RATE INC | COM | 278279104 | 31,114 | 2,267,757 | SH | SOLE | 2,267,757 | 0 | 0 | ||
EATON VANCE LTD DUR INCOME F | COM | 27828H105 | 87,198 | 6,580,946 | SH | SOLE | 6,427,375 | 0 | 153,571 | ||
EATON VANCE NY MUNI INCOME T | SH BEN INT | 27826W104 | 2,497 | 186,423 | SH | SOLE | 186,423 | 0 | 0 | ||
EATON VANCE SR FLTNG RTE TR | COM | 27828Q105 | 1,772 | 130,807 | SH | SOLE | 130,807 | 0 | 0 | ||
EATON VANCE SR INCOME TR | SH BEN INT | 27826S103 | 18,259 | 2,848,469 | SH | SOLE | 2,688,008 | 0 | 160,461 | ||
FIRST TR HIGH INCOME L/S FD | COM | 33738E109 | 27,180 | 1,725,740 | SH | SOLE | 1,588,606 | 0 | 137,134 | ||
FIRST TR SR FLG RTE INCM FD | COM | 33733U108 | 27,945 | 2,226,674 | SH | SOLE | 2,099,935 | 0 | 126,739 | ||
GENERAL AMERN INVS INC | COM | 368802104 | 16,505 | 437,323 | SH | SOLE | 437,323 | 0 | 0 | ||
GENESIS ENERGY L P | UNIT LTD PARTN | 371927104 | 32,494 | 1,586,600 | SH | Put | SOLE | 1,586,600 | 0 | 0 | |
GEO GROUP INC NEW | COM | 36162J106 | 36,372 | 2,189,800 | SH | Put | SOLE | 2,189,800 | 0 | 0 | |
GEO GROUP INC NEW | COM | 36162J106 | 527 | 31,746 | SH | SOLE | 31,746 | 0 | 0 | ||
GRUBHUB INC | COM | 400110102 | 31,616 | 650,000 | SH | Put | SOLE | 650,000 | 0 | 0 | |
GRUBHUB INC | COM | 400110102 | 1,841 | 37,850 | SH | SOLE | 37,850 | 0 | 0 | ||
HOSTESS BRANDS INC | *W EXP 11/04/202 | 44109J114 | 308 | 156,293 | SH | SOLE | 156,293 | 0 | 0 | ||
INVESCO DYNAMIC CR OPP FD | COM | 46132R104 | 46,749 | 4,118,831 | SH | SOLE | 3,926,449 | 0 | 192,382 | ||
INVESCO HIGH INCOME TR II | COM | 46131F101 | 3,843 | 269,144 | SH | SOLE | 230,615 | 0 | 38,529 | ||
INVESCO SR INCOME TR | COM | 46131H107 | 60,914 | 14,199,032 | SH | SOLE | 12,917,240 | 0 | 1,281,792 | ||
ISHARES TR | IBOXX HI YD ETF | 464288513 | 325,378 | 3,700,000 | SH | Put | SOLE | 3,700,000 | 0 | 0 | |
IVY HIGH INC OPPORTUNITIES F | COM | 465893105 | 4,485 | 322,675 | SH | SOLE | 322,675 | 0 | 0 | ||
L BRANDS INC | COM | 501797104 | 29,083 | 1,605,000 | SH | Put | SOLE | 1,605,000 | 0 | 0 | |
MORGAN STANLEY EMER MKTS DEB | COM | 61744H105 | 1,955 | 201,982 | SH | SOLE | 201,982 | 0 | 0 | ||
NEUBERGER BERMAN HGH YLD FD | COM | 64128C106 | 46,521 | 3,766,921 | SH | SOLE | 3,314,606 | 0 | 452,315 | ||
NEUBERGER BRMAN CLIFRN MUNI | COM | 64123C101 | 947 | 67,891 | SH | SOLE | 67,891 | 0 | 0 | ||
NEUBERGER BRMAN NY MUNI FD I | COM | 64124K102 | 2,113 | 169,589 | SH | SOLE | 162,888 | 0 | 6,701 | ||
NEW AMER HIGH INCOME FD INC | COM NEW | 641876800 | 6,238 | 683,271 | SH | SOLE | 683,271 | 0 | 0 | ||
NGL ENERGY PARTNERS LP | COM UNIT REPST | 62913M107 | 31,022 | 2,735,700 | SH | Put | SOLE | 2,735,700 | 0 | 0 | |
NUVEEN ARIZONA QLTY MUN INC | COM | 67061W104 | 897 | 66,628 | SH | SOLE | 66,628 | 0 | 0 | ||
NUVEEN CR STRATEGIES INCM FD | COM SHS | 67073D102 | 24,231 | 3,159,190 | SH | SOLE | 3,071,978 | 0 | 87,212 | ||
NUVEEN FLTNG RTE INCM OPP FD | COM SHS | 6706EN100 | 1,334 | 133,574 | SH | SOLE | 133,574 | 0 | 0 | ||
NUVEEN GEORGIA QLTY MUN INC | COM | 67072B107 | 6,196 | 491,344 | SH | SOLE | 482,715 | 0 | 8,629 | ||
NUVEEN GLOBAL HIGH INCOME FD | SHS | 67075G103 | 23,854 | 1,456,260 | SH | SOLE | 1,385,702 | 0 | 70,558 | ||
NUVEEN MARYLAND QLT MUN INC | COM | 67061Q107 | 10,724 | 797,291 | SH | SOLE | 797,291 | 0 | 0 | ||
NUVEEN MICHIGAN QLT MUN INC | COM | 670979103 | 16,378 | 1,158,240 | SH | SOLE | 1,158,240 | 0 | 0 | ||
NUVEEN NEW JERSEY MUN VALUE | SHS | 670702109 | 152 | 10,869 | SH | SOLE | 10,869 | 0 | 0 | ||
NUVEEN NEW JERSEY QULT MUN F | COM | 67069Y102 | 10,884 | 742,429 | SH | SOLE | 742,429 | 0 | 0 | ||
NUVEEN NEW YORK AMT QLT MUNI | COM | 670656107 | 28,876 | 2,127,946 | SH | SOLE | 2,127,946 | 0 | 0 | ||
NUVEEN OHIO QLTY MUN INCOME | COM | 670980101 | 26,051 | 1,688,858 | SH | SOLE | 1,593,690 | 0 | 95,168 | ||
NUVEEN PENNSYLVANIA QLT MUN | COM | 670972108 | 27,951 | 1,975,335 | SH | SOLE | 1,975,335 | 0 | 0 | ||
NUVEEN SHT DUR CR OPP FD | COM | 67074X107 | 2,889 | 190,195 | SH | SOLE | 190,195 | 0 | 0 | ||
NUVEEN SR INCOME FD | COM | 67067Y104 | 5,924 | 993,958 | SH | SOLE | 993,958 | 0 | 0 | ||
PGIM GLOBAL HIGH YIELD FD IN | COM | 69346J106 | 25,441 | 1,693,792 | SH | SOLE | 1,599,453 | 0 | 94,339 | ||
PGIM HIGH YIELD BOND FUND IN | COM | 69346H100 | 10,549 | 685,005 | SH | SOLE | 685,005 | 0 | 0 | ||
PIONEER FLOATING RATE TR | COM | 72369J102 | 30,971 | 2,823,285 | SH | SOLE | 2,633,219 | 0 | 190,066 | ||
ROYCE GLOBAL VALUE TR INC | COM | 78081T104 | 7,538 | 644,850 | SH | SOLE | 593,041 | 0 | 51,809 | ||
SEADRILL LTD | COM | G7998G106 | 1,679 | 661,204 | SH | SOLE | 661,204 | 0 | 0 | ||
STANDARD DIVERSIFIED INC | COM CL A | 85336L109 | 697 | 47,569 | SH | SOLE | 47,569 | 0 | 0 | ||
TESLA INC | COM | 88160R101 | 8,367 | 20,000 | SH | Put | SOLE | 20,000 | 0 | 0 | |
THL CR SR LN FD | COM | 87244R103 | 2,119 | 139,708 | SH | SOLE | 139,708 | 0 | 0 | ||
TRANSOCEAN LTD | REG SHS | H8817H100 | 23,213 | 3,374,000 | SH | Put | SOLE | 3,374,000 | 0 | 0 | |
UBER TECHNOLOGIES INC | COM | 90353T100 | 128,746 | 4,329,100 | SH | Put | SOLE | 4,329,100 | 0 | 0 | |
UNITED NAT FOODS INC | COM | 911163103 | 552 | 63,023 | SH | SOLE | 63,023 | 0 | 0 | ||
USA COMPRESSION PARTNERS LP | COMUNIT LTDPAR | 90290N109 | 6,937 | 382,400 | SH | Put | SOLE | 382,400 | 0 | 0 | |
VERTICAL CAP INCOME FUND | SHS BEN INT | 92535C104 | 841 | 80,752 | SH | SOLE | 80,752 | 0 | 0 | ||
VOYA PRIME RATE TR | SH BEN INT | 92913A100 | 129,831 | 25,914,408 | SH | SOLE | 25,235,930 | 0 | 678,478 | ||
WESTERN ASSET CORPORATE LN F | COM | 95790J102 | 5,848 | 590,125 | SH | SOLE | 590,125 | 0 | 0 | ||
WESTERN ASSET GLB HI INCOME | COM | 95766B109 | 78,460 | 7,830,384 | SH | SOLE | 7,249,757 | 0 | 580,627 | ||
WESTERN ASSET HIGH INCM FD I | COM | 95766J102 | 62,545 | 9,279,685 | SH | SOLE | 8,695,951 | 0 | 583,734 | ||
WESTERN ASSET HIGH INCM OPP | COM | 95766K109 | 78,173 | 15,418,700 | SH | SOLE | 14,275,178 | 0 | 1,143,522 | ||
YPF SOCIEDAD ANONIMA | SPON ADR CL D | 984245100 | 2,155 | 186,067 | SH | SOLE | 186,067 | 0 | 0 | ||
YPF SOCIEDAD ANONIMA | SPON ADR CL D | 984245100 | 94,893 | 8,194,500 | SH | Put | SOLE | 8,194,500 | 0 | 0 |